0001606587-20-000181.txt : 20200205 0001606587-20-000181.hdr.sgml : 20200205 20200204175025 ACCESSION NUMBER: 0001606587-20-000181 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200205 DATE AS OF CHANGE: 20200204 EFFECTIVENESS DATE: 20200205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HOWARD WEALTH MANAGEMENT, LLC CENTRAL INDEX KEY: 0001766286 IRS NUMBER: 831718973 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19748 FILM NUMBER: 20575224 BUSINESS ADDRESS: STREET 1: 22 WILLIAMSBURG CIRCLE CITY: MADISON STATE: CT ZIP: 06443 BUSINESS PHONE: 203-421-8339 MAIL ADDRESS: STREET 1: 22 WILLIAMSBURG CIRCLE CITY: MADISON STATE: CT ZIP: 06443 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766286 XXXXXXXX 12-31-2019 12-31-2019 false Howard Wealth Management, LLC

22 Williamsburg Circle Madison CT 06443

13F HOLDINGS REPORT 028-19748 N Justin S. Howard 203-421-8339 Justin S. Howard Madison CT 02-04-2020 0 551 119764 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE COMMUNITY FIN CORP MD COM COM 20368X101 3 100 SH SOLE NONE 100 0 0 FORTIVE CORP COM COM 34959J108 13 180 SH SOLE NONE 180 0 0 PRUDENTIAL BANCORP INC NEW COM COM 74431A101 3 200 SH SOLE NONE 200 0 0 VANGUARD MEGA CAP INDEX ETF MEGA CAP INDEX 921910873 25 225 SH SOLE NONE 225 0 0 VANGUARD MIDCP 400 GRTH ETF MIDCP 400 GRTH 921932869 11 76 SH SOLE NONE 76 0 0 ARK ETF TR AUTNMUS TECHNLGY ETF AUTNMUS TECHNLGY 00214Q203 5 160 SH SOLE NONE 0 0 160 ARK ETF TR GENOMIC REV ETF GENOMIC REV ETF 00214Q302 5 175 SH SOLE NONE 0 0 175 ABBOTT LABORATORIES COM COM 002824100 32 369 SH SOLE NONE 0 0 369 ABBVIE INC COM COM 00287Y109 162 1837 SH SOLE NONE 0 0 1837 ADOBE INC COM COM 00724F101 119 361 SH SOLE NONE 0 0 361 ADVANCED MICRO DEVICES INC COM COM 007903107 80 1760 SH SOLE NONE 0 0 1760 AIM IMMUNOTECH INC COM COM 00901B105 0 19 SH SOLE NONE 0 0 19 ALIBABA GROUP HOLDING LTD ADR 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ISHARES INC EM HGHYL BD ETF EM HGHYL BD ETF 464286285 166 3522 SH SOLE NONE 0 0 3522 ISHARES INC MSCI BRAZIL ETF MSCI BRAZIL ETF 464286400 3 71 SH SOLE NONE 0 0 71 ISHARES TRUST S&P 100 ETF S&P 100 ETF 464287101 3 24 SH SOLE NONE 0 0 24 ISHARES TRUST MRNGSTR LG-CP GR ETF MRNGSTR LG-CP GR 464287119 595 2837 SH SOLE NONE 0 0 2837 ISHARES TRUST CORE S&P TTL STK ETF CORE S&P TTL STK 464287150 4 62 SH SOLE NONE 0 0 62 ISHARES TRUST SELECT DIVID ETF SELECT DIVID ETF 464287168 618 5851 SH SOLE NONE 0 0 5851 ISHARES TRUST TIPS BD ETF TIPS BD ETF 464287176 12 110 SH SOLE NONE 0 0 110 ISHARES TRUST CHINA LG-CAP ETF CHINA LG-CAP ETF 464287184 5 129 SH SOLE NONE 0 0 129 ISHARES TRUST CORE US AGGBD ET ETF CORE US AGGBD ET 464287226 0 7 SH SOLE NONE 0 0 7 ISHARES TRUST MSCI EMG MKT ETF MSCI EMG MKT ETF 464287234 1 37 SH SOLE NONE 0 0 37 ISHARES TRUST GLOBAL COMM SERVICES ETF GBL COMM SVC ETF 464287275 12 200 SH SOLE NONE 0 0 200 ISHARES TRUST GLOBAL TECH ETF GLOBAL TECH ETF 464287291 38 183 SH SOLE NONE 0 0 183 ISHARES TRUST S&P 500 GRWT ETF S&P 500 GRWT ETF 464287309 1879 9705 SH SOLE NONE 0 0 9705 ISHARES TRUST GLOBAL FINLS ETF GLOBAL FINLS ETF 464287333 12 188 SH SOLE NONE 0 0 188 ISHARES TRUST NORTH AMERN NAT ETF NORTH AMERN NAT 464287374 6 229 SH SOLE NONE 0 0 229 ISHARES TRUST S&P 500 VAL ETF S&P 500 VAL ETF 464287408 32 250 SH SOLE NONE 0 0 250 ISHARES TRUST MSCI EAFE ETF MSCI EAFE ETF 464287465 757 10906 SH SOLE NONE 0 0 10906 ISHARES TRUST RUS MDCP VAL ETF RUS MDCP VAL ETF 464287473 18 191 SH SOLE NONE 0 0 191 ISHARES TRUST RUS MD CP GR ETF RUS MD CP GR ETF 464287481 14 93 SH SOLE NONE 0 0 93 ISHARES TRUST RUS MID CAP ETF RUS MID CAP ETF 464287499 123 2075 SH SOLE NONE 0 0 2075 ISHARES TRUST CORE S&P MCP ETF CORE S&P MCP ETF 464287507 556 2702 SH SOLE NONE 0 0 2702 ISHARES TRUST EXPANDED TECH SOFTWARE EXPANDED TECH 464287515 17 77 SH SOLE NONE 0 0 77 ISHARES TRUST NASDAQ BIOTECH ETF NASDAQ BIOTECH 464287556 48 402 SH SOLE NONE 0 0 402 ISHARES TRUST GLOBAL 100 ETF GLOBAL 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ISHARES TRUST EAFE SML CP ETF EAFE SML CP ETF 464288273 33 530 SH SOLE NONE 0 0 530 ISHARES TRUST JPMORGAN USD EMG ETF JPMORGAN USD EMG 464288281 28 248 SH SOLE NONE 0 0 248 ISHARES TRUST NEW YORK MUN ETF NEW YORK MUN ETF 464288323 92 1630 SH SOLE NONE 0 0 1630 ISHARES TRUST CRE U S REIT ETF CRE U S REIT ETF 464288521 2 50 SH SOLE NONE 0 0 50 ISHARES TRUST MSCI KLD400 SOC ETF MSCI KLD400 SOC 464288570 55 458 SH SOLE NONE 0 0 458 ISHARES TRUST GLB CNSM STP ETF GLB CNSM STP ETF 464288737 18 340 SH SOLE NONE 0 0 340 ISHARES TRUST US HOME CONS ETF US HOME CONS ETF 464288752 25 575 SH SOLE NONE 0 0 575 ISHARES TRUST MSCI USA ESG SLC ETF MSCI USA ESG SLC 464288802 22 166 SH SOLE NONE 0 0 166 ISHARES TRUST EAFE VALUE ETF EAFE VALUE ETF 464288877 2 48 SH SOLE NONE 0 0 48 ISHARES TRUST EAFE GRWTH ETF EAFE GRWTH ETF 464288885 1 23 SH SOLE NONE 0 0 23 ISHARES TRUST GRWT ALLOCAT ETF GRWT ALLOCAT ETF 464289867 1 41 SH SOLE NONE 0 0 41 ISHARES TRUST CORE HIGH DV ETF CORE HIGH DV ETF 46429B663 92 942 SH SOLE NONE 0 0 942 ISHARES TRUST MIN VOL EAFE ETF MIN VOL EAFE ETF 46429B689 1 17 SH SOLE NONE 0 0 17 ISHARES TRUST MSCI MIN VOL ETF MSCI MIN VOL ETF 46429B697 6 95 SH SOLE NONE 0 0 95 ISHARES TRUST 0-5 YR TIPS ETF 0-5 YR TIPS ETF 46429B747 5 50 SH SOLE NONE 0 0 50 ISHARES US ETF TRUST SHT MAT BD ETF SHT MAT BD ETF 46431W507 5 100 SH SOLE NONE 0 0 100 ISHARES TRUST CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 15 234 SH SOLE NONE 0 0 234 ISHARES INC CORE MSCI EMKT ETF CORE MSCI EMKT 46434G103 3 64 SH SOLE NONE 0 0 64 ISHARES TRUST MSCI LW CRB TG ETF MSCI LW CRB TG 46434V464 10 80 SH SOLE NONE 0 0 80 ISHARES TRUST CORE MSCI EURO ETF CORE MSCI EURO 46434V738 66 1340 SH SOLE NONE 0 0 1340 ISHARES TRUST HDG MSCI EAFE ETF HDG MSCI EAFE 46434V803 36 1190 SH SOLE NONE 0 0 1190 ISHARES TRUST MORTGE REL ETF MORTGE REL ETF 46435G342 479 10774 SH SOLE NONE 0 0 10774 JP MORGAN CHASE & CO ALERIAN ML ETN ALERIAN ML ETN 46625H365 764 35048 SH SOLE NONE 0 0 35048 KEMPER CORP COM COM 488401100 79 1025 SH SOLE NONE 0 0 1025 KEYCORP COM COM 493267108 26 1315 SH SOLE NONE 0 0 1315 KIMBERLY CLARK CORP COM COM 494368103 146 1065 SH SOLE NONE 0 0 1065 KINDER MORGAN INC COM COM 49456B101 8 407 SH SOLE NONE 0 0 407 LABORATORY CORP AMER HLDGS COM COM NEW 50540R409 2 15 SH SOLE NONE 0 0 15 LEVI STRAUSS & COMPANY COM CL A CL A COM STK 52736R102 8 450 SH SOLE NONE 0 0 450 LIGAND PHARMACEUTICAL INC COM COM NEW 53220K504 0 3 SH SOLE NONE 0 0 3 ELI LILLY AND COMPANY COM COM 532457108 85 650 SH SOLE NONE 0 0 650 LINCOLN NATIONAL CORP COM COM 534187109 7 125 SH SOLE NONE 0 0 125 LOWE'S COMPANIES INC COM COM 548661107 12 101 SH SOLE NONE 0 0 101 LULULEMON ATHLETICA INC COM COM 550021109 34 150 SH SOLE NONE 0 0 150 M & T BANK CORP COM COM 55261F104 1 10 SH SOLE NONE 0 0 10 MFA FINANCIAL INC COM COM 55272X102 37 4900 SH SOLE NONE 0 0 4900 MPLX LP COM UNIT REP LTD COM UNIT REP LTD 55336V100 25 1000 SH SOLE NONE 0 0 1000 MAGNA INTERNATIONAL INC COM COM 559222401 3 58 SH SOLE NONE 0 0 58 MARATHON PETROLEUM CORP COM COM 56585A102 60 1000 SH SOLE NONE 0 0 1000 MARKETAXESS HLDGS INC COM COM 57060D108 5 14 SH SOLE NONE 0 0 14 MARRIOTT INTERNATIONAL INC COM CL A CL A 571903202 8 55 SH SOLE NONE 0 0 55 MASTERCARD INCORPORATED COM CL A CL A 57636Q104 591 1982 SH SOLE NONE 0 0 1982 MEDICAL PROPERTIES TRUST INC COM COM 58463J304 99 4700 SH SOLE NONE 0 0 4700 MERCK & CO INC COM COM 58933Y105 569 6259 SH SOLE NONE 0 0 6259 METHANEX CORP COM COM 59151K108 59 1529 SH SOLE NONE 0 0 1529 METLIFE INC COM COM 59156R108 8 160 SH SOLE NONE 0 0 160 MICRON TECHNOLOGY INC COM COM 595112103 112 2100 SH SOLE NONE 0 0 2100 MILLER/HOWARD HIGH INCOME EQY COM SHS BEN IN COM SHS BEN IN 600379101 456 40575 SH SOLE NONE 0 0 40575 MOHAWK INDUSTRIES COM COM 608190104 9 73 SH SOLE NONE 0 0 73 MONDELEZ INTL INC COM CL A CL A 609207105 68 1239 SH SOLE NONE 0 0 1239 MORGAN STANLEY COM COM NEW 617446448 31 619 SH SOLE NONE 0 0 619 MOTOROLA SOLUTIONS INC COM COM NEW 620076307 68 428 SH SOLE NONE 0 0 428 NIO INC ADR SPON ADS 62914V106 0 150 SH SOLE NONE 0 0 150 NV5 GLOBAL IN COM COM 62945V109 1 20 SH SOLE NONE 0 0 20 NASDAQ INC COM COM 631103108 2 24 SH SOLE NONE 0 0 24 NETAPP INC COM COM 64110D104 2 40 SH SOLE NONE 0 0 40 NETFLIX INC COM COM 64110L106 286 885 SH SOLE NONE 0 0 885 NEW YORK COMMUNITY BANCORP INC COM COM 649445103 36 3000 SH SOLE NONE 0 0 3000 NEXTERA ENERGY INC COM COM 65339F101 125 518 SH SOLE NONE 0 0 518 NIKE INC COM CL B CL B 654106103 78 770 SH SOLE NONE 0 0 770 NOKIA OYJ ADR SPONSORED SPONSORED ADR 654902204 1 400 SH SOLE NONE 0 0 400 NOBLE ENERGY INC COM COM 655044105 6 250 SH SOLE NONE 0 0 250 NORFOLK SOUTHERN CORP COM COM 655844108 0 2 SH SOLE NONE 0 0 2 NORTHROP GRUMMAN CORP COM COM 666807102 3 9 SH SOLE NONE 0 0 9 NORTONLIFELOCK INC COM COM 668771108 0 20 SH SOLE NONE 0 0 20 NOVARTIS AG ADR SPONSORED SPONSORED ADR 66987V109 70 745 SH SOLE NONE 0 0 745 NOVO NORDISK A/S ADR SPONSORED ADR 670100205 11 200 SH SOLE NONE 0 0 200 NVIDIA CORP COM COM 67066G104 28 121 SH SOLE NONE 0 0 121 NUVEEN S&P 500 BUYWRITE INCOME COM COM 6706ER101 510 37157 SH SOLE NONE 0 0 37157 NUVEEN S&P 500 DYNAMIC OVERWRI COM COM 6706EW100 5369 326028 SH SOLE NONE 0 0 326028 NUVEEN AMT FREE MUN CR COM COM 67071L106 79 4785 SH SOLE NONE 0 0 4785 NUVEEN QUALITY PFD INCOME FUND COM COM 67072C105 93 9350 SH SOLE NONE 0 0 9350 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS SHS 67075F105 6 375 SH SOLE NONE 0 0 375 NUTRIEN LTD COM COM 67077M108 4 100 SH SOLE NONE 0 0 100 NUVEEN MUN VALUE FUND COM COM 670928100 29 2725 SH SOLE NONE 0 0 2725 NUVEEN OHIO QUALITY INCOME MUN COM COM 670980101 6 400 SH SOLE NONE 0 0 400 OCCIDENTAL PETROLEUM CORP COM COM 674599105 0 20 SH SOLE NONE 0 0 20 OCEANEERING INTERNATIONAL INC COM COM 675232102 29 2000 SH SOLE NONE 0 0 2000 ORACLE CORP COM COM 68389X105 79 1495 SH SOLE NONE 0 0 1495 PNC FINANCIAL SERVICES GROUP COM COM 693475105 7 48 SH SOLE NONE 0 0 48 PPG INDUSTRIES INC COM COM 693506107 53 400 SH SOLE NONE 0 0 400 PACKAGING CORP OF AMERICA COM COM 695156109 1 14 SH SOLE NONE 0 0 14 PALO ALTO NETWORKS INC COM COM 697435105 25 110 SH SOLE NONE 0 0 110 PARK-OHIO HOLDINGS CORP COM COM 700666100 20 605 SH SOLE NONE 0 0 605 PARKER-HANNIFIN CORP COM COM 701094104 4 24 SH SOLE NONE 0 0 24 PAYCHEX INC COM COM 704326107 8 100 SH SOLE NONE 0 0 100 PAYPAL HOLDINGS INC COM COM 70450Y103 58 544 SH SOLE NONE 0 0 544 PEARSON ADR SPONSORED SPONSORED ADR 705015105 8 987 SH SOLE NONE 0 0 987 PEOPLE'S UNITED FINANCIAL INC COM COM 712704105 568 33617 SH SOLE NONE 0 0 33617 PEPSICO INC COM COM 713448108 234 1716 SH SOLE NONE 0 0 1716 PHILIP MORRIS INTL INC COM COM 718172109 43 511 SH SOLE NONE 0 0 511 PHILLIPS 66 COM COM 718546104 77 700 SH SOLE NONE 0 0 700 PIMCO ETF TRUST ACTIVE BD ETF ACTIVE BD ETF 72201R775 9 90 SH SOLE NONE 0 0 90 PIMCO ETF TRUST 0-5 HIGH YIELD ETF 0-5 HIGH YIELD 72201R783 12 125 SH SOLE NONE 0 0 125 PIMCO ETF TRUST ENHAN SHRT MA AC ETF ENHAN SHRT MA AC 72201R833 246 2422 SH SOLE NONE 0 0 2422 PIMCO ETF TRUST SHTRM MUN BD ACT ETF SHTRM MUN BD ACT 72201R874 167 3300 SH SOLE NONE 0 0 3300 PLAINS ALL AMER PIPELINE LP/PA UNIT LTD PARTN UNIT LTD PARTN 726503105 5 300 SH SOLE NONE 0 0 300 POTBELLY CORPORATION COM COM 73754Y100 0 160 SH SOLE NONE 0 0 160 PROSHARES TRUST PSHS ULTSH 20YRS ETF PSHS ULTSH 20YRS 74347B201 18 700 SH SOLE NONE 0 0 700 PROSHARES TRUST ULTRASHRT S&P500 ETF ULTRASHRT S&P500 74347B383 10 415 SH SOLE NONE 0 0 415 PROSHARES TRUST SHORT S&P 500 NE ETF SHORT S&P 500 NE 74347B425 76 3195 SH SOLE NONE 0 0 3195 PROSHARES TRUST S&P 500 DV ARIST ETF S&P 500 DV ARIST 74348A467 424 5620 SH SOLE NONE 0 0 5620 PRUDENTIAL FINANCIAL INC COM COM 744320102 3 34 SH SOLE NONE 0 0 34 PUTNAM PREMIER INCOME TRUST SH BEN INT SH BEN INT 746853100 3405 627072 SH SOLE NONE 0 0 627072 QUALCOMM INC COM COM 747525103 31 361 SH SOLE NONE 0 0 361 RPM INTERNATIONAL INC COM COM 749685103 36 470 SH SOLE NONE 0 0 470 RTI SURGICAL HOLDINGS INC COM COM 74975N105 0 250 SH SOLE NONE 0 0 250 REALTY INCOME CORP COM COM 756109104 7 100 SH SOLE NONE 0 0 100 REGIONS FINANCIAL CORP COM COM 7591EP100 2 141 SH SOLE NONE 0 0 141 RELX PLC ADR SPONSORED SPONSORED ADR 759530108 11 440 SH SOLE NONE 0 0 440 RESIDEO TECHNOLOGIES INC COM COM 76118Y104 0 5 SH SOLE NONE 0 0 5 RITE AID CORP COM COM 767754872 1 100 SH SOLE NONE 0 0 100 RIVERNORTH MANAGED DUR MUN INC COM COM 76882H105 159 8225 SH SOLE NONE 0 0 8225 ROKU INC COM CL A COM CL A 77543R102 48 364 SH SOLE NONE 0 0 364 ROPER TECHNOLOGIES INC COM COM 776696106 4 14 SH SOLE NONE 0 0 14 S&P GLOBAL INC COM COM 78409V104 3 14 SH SOLE NONE 0 0 14 SPDR S&P500 ETF TRUST TR UNIT ETF TR UNIT 78462F103 1939 6026 SH SOLE NONE 0 0 6026 SPDR GOLD TRUST GOLD SHS ETF GOLD SHS 78463V107 52 370 SH SOLE NONE 0 0 370 SPDR INDEX SHARES FUNDS PORTFOLIO EMG MK ETF PORTFOLIO EMG MK 78463X509 53 1435 SH SOLE NONE 0 0 1435 SPDR SERIES TRUST S&P 600 SMCP GRW ETF S&P 600 SMCP GRW 78464A201 9 145 SH SOLE NONE 0 0 145 SPDR SERIES TRUST WELLS FG PFD ETF WELLS FG PFD ETF 78464A292 204 4650 SH SOLE NONE 0 0 4650 SPDR SERIES TRUST S&P 600 SMCP VAL ETF S&P 600 SMCP VAL 78464A300 3 60 SH SOLE NONE 0 0 60 SPDR SERIES TRUST PRTFLO S&P500 GW ETF PRTFLO S&P500 GW 78464A409 21 504 SH SOLE NONE 0 0 504 SPDR SERIES TRUST PORTFOLIO SHORT ETF PORTFOLIO SHORT 78464A474 1 39 SH SOLE NONE 0 0 39 SPDR SERIES TRUST PRTFLO S&P500 VL ETF PRTFLO S&P500 VL 78464A508 347 9947 SH SOLE NONE 0 0 9947 SPDR SERIES TRUST HLTH CR EQUIP ETF HLTH CR EQUIP 78464A581 2 25 SH SOLE NONE 0 0 25 SPDR SERIES TRUST AEROSPACE DEF ETF AEROSPACE DEF 78464A631 2 25 SH SOLE NONE 0 0 25 SPDR SERIES TRUST PORTFOLIO AGRGTE ETF PORTFOLIO AGRGTE 78464A649 1 38 SH SOLE NONE 0 0 38 SPDR SERIES TRUST PORTFOLIO S&P 400 MID CAP ETF PORTFOLIO MD ETF 78464A847 21 591 SH SOLE NONE 0 0 591 SPDR SERIES TRUST PORTFOLIO S&P 500 ETF PORTFOLIO LR ETF 78464A854 19 525 SH SOLE NONE 0 0 525 SPDR SERIES TRUST S&P BIOTECH ETF S&P BIOTECH 78464A870 228 2406 SH SOLE NONE 0 0 2406 SSGA ACTIVE ETF TR BLKSTN GSOSRLN ETF BLKSTN GSOSRLN 78467V608 354 7620 SH SOLE NONE 0 0 7620 SSGA ACTIVE ETF TR MFS SYS VAL EQ ETF MFS SYS VAL EQ 78467V871 5 82 SH SOLE NONE 0 0 82 SPDR DOW JONES IND UT SER 1 ETF UT SER 1 78467X109 488 1715 SH SOLE NONE 0 0 1715 SPDR SERIES TRUST NUVEEN BLMBRG SR ETF NUVEEN BLMBRG SR 78468R739 186 3800 SH SOLE NONE 0 0 3800 SPDR SERIES TRUST PRTFLO S&P500 HI ETF PRTFLO S&P500 HI 78468R788 328 8313 SH SOLE NONE 0 0 8313 SPDR SERIES TRUST PORTFOLIO S&P 600 SM CAP ETF PORTFOLIO SM ETF 78468R853 54 1669 SH SOLE NONE 0 0 1669 SPDR SERIES TRUST BLOMBERG 1 10 YR ETF BLOMBERG 1 10 YR 78468R861 5 284 SH SOLE NONE 0 0 284 SALESFORCE.COM INC COM COM 79466L302 5 32 SH SOLE NONE 0 0 32 SANOFI ADR SPONSORED SPONSORED ADR 80105N105 12 250 SH SOLE NONE 0 0 250 SAP SE ADR SPONSORED SPON ADR 803054204 9 70 SH SOLE NONE 0 0 70 SCHNITZER STEEL COM CL A CL A 806882106 0 2 SH SOLE NONE 0 0 2 SCHWAB (CHARLES) CORP COM COM 808513105 8 170 SH SOLE NONE 0 0 170 SCHWAB STRATEGIC TR US LCAP VA ETF US LCAP VA ETF 808524409 21 362 SH SOLE NONE 0 0 362 SELECT SECTOR SPDR TRUST SBI HEALTHCARE ETF SBI HEALTHCARE 81369Y209 15 148 SH SOLE NONE 0 0 148 SELECT SECTOR SPDR TRUST TECHNOLOGY ETF TECHNOLOGY 81369Y803 55 600 SH SOLE NONE 0 0 600 SELECT SECTOR SPDR TRUST SBI INT-UTILS ETF SBI INT-UTILS 81369Y886 56 880 SH SOLE NONE 0 0 880 SEELOS THERAPEUTICS INC COM COM 81577F109 0 50 SH SOLE NONE 0 0 50 SEMPRA ENERGY COM COM 816851109 251 1660 SH SOLE NONE 0 0 1660 SHAKE SHACK INC COM CL A CL A 819047101 5 89 SH SOLE NONE 0 0 89 SILVERBOW RESOURCES INC COM COM 82836G102 0 2 SH SOLE NONE 0 0 2 SIRIUS XM HOLDINGS INC COM COM 82968B103 165 23100 SH SOLE NONE 0 0 23100 SLACK TECHNOLOGIES INC COM CL A COM CL A 83088V102 2 120 SH SOLE NONE 0 0 120 SMUCKER (JM) CO COM COM NEW 832696405 15 151 SH SOLE NONE 0 0 151 SNAP INC COM CL A CL A 83304A106 42 2605 SH SOLE NONE 0 0 2605 SOUTHERN CO COM COM 842587107 70 1100 SH SOLE NONE 0 0 1100 SOUTHWEST AIRLINES CO COM COM 844741108 3 65 SH SOLE NONE 0 0 65 SQUARE INC COM CL A CL A 852234103 206 3305 SH SOLE NONE 0 0 3305 STAR GROUP LP UNIT LTD PARTNR UNIT LTD PARTNR 85512C105 47 5000 SH SOLE NONE 0 0 5000 STARBUCKS CORP COM COM 855244109 77 887 SH SOLE NONE 0 0 887 STITCH FIX INC COM CL A COM CL A 860897107 8 335 SH SOLE NONE 0 0 335 STRYKER CORP COM COM 863667101 4 21 SH SOLE NONE 0 0 21 SUNCOR ENERGY INC COM COM 867224107 13 400 SH SOLE NONE 0 0 400 SYNOVUS FINANCIAL CORP COM COM NEW 87161C501 8 211 SH SOLE NONE 0 0 211 SYNCHRONY FINANCIAL COM COM 87165B103 4 127 SH SOLE NONE 0 0 127 SYSCO CORP COM COM 871829107 12 150 SH SOLE NONE 0 0 150 TJX COS INC COM COM 872540109 117 1926 SH SOLE NONE 0 0 1926 T-MOBILE US INC COM COM 872590104 5 68 SH SOLE NONE 0 0 68 TARGET CORP COM COM 87612E106 32 250 SH SOLE NONE 0 0 250 TEGNA INC COM COM 87901J105 42 2534 SH SOLE NONE 0 0 2534 TELEDYNE TECHNOLOGIES INC COM COM 879360105 59 173 SH SOLE NONE 0 0 173 TESLA INC COM COM 88160R101 127 304 SH SOLE NONE 0 0 304 TEVA PHARMACEUTICAL INDUSTRIES ADR SPONSORED SPONSORED ADS 881624209 0 30 SH SOLE NONE 0 0 30 TEXAS INSTRUMENTS INC COM COM 882508104 163 1272 SH SOLE NONE 0 0 1272 THE TRADE DESK INC COM CL A COM CL A 88339J105 1 5 SH SOLE NONE 0 0 5 THERMO FISHER SCIENTIFIC INC COM COM 883556102 12 40 SH SOLE NONE 0 0 40 3M COMPANY COM COM 88579Y101 49 282 SH SOLE NONE 0 0 282 TILRAY INC COM COM CL 2 88688T100 0 11 SH SOLE NONE 0 0 11 TOOTSIE ROLL INDUSTRIES INC COM COM 890516107 49 1459 SH SOLE NONE 0 0 1459 TORTOISE ENERGY INFRASTRUCTURE COM COM 89147L100 38 2125 SH SOLE NONE 0 0 2125 TORTOISE MIDSTREAM ENERGY FUND COM COM 89148B101 13 1250 SH SOLE NONE 0 0 1250 TRANSENTERIX INC COM COM 89366M300 0 27 SH SOLE NONE 0 0 27 TRAVELZOO COM COM NEW 89421Q205 0 50 SH SOLE NONE 0 0 50 TRUIST FINANCIAL CORPORATION COM COM 89832Q109 33 600 SH SOLE NONE 0 0 600 TWITTER INC COM COM 90184L102 25 810 SH SOLE NONE 0 0 810 TWO HARBORS INVESMENT CORP COM NEW COM NEW 90187B408 32 2250 SH SOLE NONE 0 0 2250 US BANCORP COM COM NEW 902973304 32 540 SH SOLE NONE 0 0 540 UBER TECHNOLOGIES INC COM COM 90353T100 16 545 SH SOLE NONE 0 0 545 ULTA BEAUTY INC COM COM 90384S303 3 12 SH SOLE NONE 0 0 12 UNDER ARMOUR INC COM CL C CL C 904311206 5 300 SH SOLE NONE 0 0 300 UNILEVER PLC ADR SPONSORED SPON ADR NEW 904767704 20 350 SH SOLE NONE 0 0 350 UNILEVER NV ADR SPONSORED N Y SHS NEW 904784709 7 130 SH SOLE NONE 0 0 130 UNION PACIFIC CORP COM COM 907818108 24 138 SH SOLE NONE 0 0 138 UNITED AIRLINES HOLDINGS COM COM 910047109 7 85 SH SOLE NONE 0 0 85 UNITED PARCEL SERVICE INC COM CL B CL B 911312106 43 370 SH SOLE NONE 0 0 370 UNITED RENTALS INC COM COM 911363109 10 64 SH SOLE NONE 0 0 64 UNITED STATES OIL FUND LP UNITS ETF UNITS 91232N108 1 150 SH SOLE NONE 0 0 150 UNITED TECHNOLOGIES CORP COM COM 913017109 48 323 SH SOLE NONE 0 0 323 UNITEDHEALTH GROUP INC COM COM 91324P102 198 676 SH SOLE NONE 0 0 676 V F CORP COM COM 918204108 14 150 SH SOLE NONE 0 0 150 VALHI INC COM COM 918905100 4 2643 SH SOLE NONE 0 0 2643 VALERO ENERGY CORP COM COM 91913Y100 4 50 SH SOLE NONE 0 0 50 VANECK VECTORS ETF TRUST MTG REIT INCOME ETF MTG REIT INCOME 92189F452 14 600 SH SOLE NONE 0 0 600 VANECK VECTORS ETF TRUST BIOTECH ETF BIOTECH ETF 92189F726 141 1014 SH SOLE NONE 0 0 1014 VANGUARD STAR FD TL INTL STK F ETF VG TL INTL STK F 921909768 930 16706 SH SOLE NONE 0 0 16706 VANGUARD ESG US STK ETF ESG US STK ETF 921910733 16 300 SH SOLE NONE 0 0 300 VANGUARD INTERMED TERM ETF INTERMED TERM 921937819 19 221 SH SOLE NONE 0 0 221 VANGUARD SHORT TRM BOND ETF SHORT TRM BOND 921937827 135 1681 SH SOLE NONE 0 0 1681 VANGUARD TOTAL BND MRKT ETF TOTAL BND MRKT 921937835 141 1685 SH SOLE NONE 0 0 1685 VANGUARD STRM INFPROIDX ETF STRM INFPROIDX 922020805 6 137 SH SOLE NONE 0 0 137 VANGUARD ALLWRLD EX US ETF ALLWRLD EX US 922042775 904 16835 SH SOLE NONE 0 0 16835 VANGUARD FTSE EUROPE ETF FTSE EUROPE ETF 922042874 140 2390 SH SOLE NONE 0 0 2390 VANGUARD CONSUM STP ETF CONSUM STP ETF 92204A207 52 325 SH SOLE NONE 0 0 325 VANGUARD ENERGY ETF ENERGY ETF 92204A306 2 27 SH SOLE NONE 0 0 27 VANGUARD FINANCIALS ETF FINANCIALS ETF 92204A405 73 965 SH SOLE NONE 0 0 965 VANGUARD INDUSTRIAL ETF INDUSTRIAL ETF 92204A603 3 20 SH SOLE NONE 0 0 20 VANGUARD MATERIALS ETF MATERIALS ETF 92204A801 2 20 SH SOLE NONE 0 0 20 VANGUARD UTILITIES ETF UTILITIES ETF 92204A876 112 790 SH SOLE NONE 0 0 790 VANGUARD MORTG-BACK SEC ETF MORTG-BACK SEC 92206C771 0 2 SH SOLE NONE 0 0 2 VANGUARD S&P 500 ETF SHS S&P 500 ETF SHS 922908363 431 1460 SH SOLE NONE 0 0 1460 VANGUARD MCAP GR IDXVIP ETF MCAP GR IDXVIP 922908538 8 55 SH SOLE NONE 0 0 55 VANGUARD SML CP GRW ETF SML CP GRW ETF 922908595 7 40 SH SOLE NONE 0 0 40 VANGUARD MID CAP ETF MID CAP ETF 922908629 349 1964 SH SOLE NONE 0 0 1964 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 41 279 SH SOLE NONE 0 0 279 VANGUARD VALUE ETF VALUE ETF 922908744 1847 15415 SH SOLE NONE 0 0 15415 VANGUARD SMALL CP ETF SMALL CP ETF 922908751 4989 30122 SH SOLE NONE 0 0 30122 VERTEX PHARMACEUTICAL COM COM 92532F100 1 6 SH SOLE NONE 0 0 6 VIRGIN GALACTIC HLDGS INC COM COM 92766K106 11 1000 SH SOLE NONE 0 0 1000 VISA INC COM CL A COM CL A 92826C839 882 4698 SH SOLE NONE 0 0 4698 VOYA PRIME RATE TRUST SH BEN INT SH BEN INT 92913A100 24 4800 SH SOLE NONE 0 0 4800 WD-40 CO COM COM 929236107 318 1640 SH SOLE NONE 0 0 1640 WEC ENERGY GROUP INC COM COM 92939U106 36 400 SH SOLE NONE 0 0 400 WABTEC CORP COM COM 929740108 1 16 SH SOLE NONE 0 0 16 WALMART INC COM COM 931142103 82 693 SH SOLE NONE 0 0 693 WAYFAIR INC COM CL A CL A 94419L101 2 30 SH SOLE NONE 0 0 30 WELLS FARGO & COMPANY COM COM 949746101 35 668 SH SOLE NONE 0 0 668 WELLTOWER INC COM COM 95040Q104 4 50 SH SOLE NONE 0 0 50 WESTERN DIGITAL CORP COM COM 958102105 20 326 SH SOLE NONE 0 0 326 WEYERHAEUSER COMPANY COM COM 962166104 9 323 SH SOLE NONE 0 0 323 WHITING PETROLEUM CORP COM COM NEW 966387409 3 500 SH SOLE NONE 0 0 500 WISDOMTREE TRUST US DIVID EX FNCL ETF US DIVID EX FNCL 97717W406 17 185 SH SOLE NONE 0 0 185 WISDOMTREE TRUST US SMALLCAP FUND ETF US SMALLCAP FUND 97717W562 2083 54175 SH SOLE NONE 0 0 54175 WISDOMTREE TRUST US MIDCAP FUND ETF US MIDCAP FUND 97717W570 511 12160 SH SOLE NONE 0 0 12160 WISDOMTREE TRUST US SMALLCAP DIVD ETF US SMALLCAP DIVD 97717W604 394 13762 SH SOLE NONE 0 0 13762 WISDOMTREE TRUST INTL EQUITY FD ETF INTL EQUITY FD 97717W703 638 11943 SH SOLE NONE 0 0 11943 WISDOMTREE TRUST INTL LRGCAP DV ETF INTL LRGCAP DV 97717W794 67 1375 SH SOLE NONE 0 0 1375 WISDOMTREE TRUST ITL HIGH DIV FD ETF ITL HIGH DIV FD 97717W802 125 2975 SH SOLE NONE 0 0 2975 WISDOMTREE TRUST GLB US QTLY DIV ETF GLB US QTLY DIV 97717W844 62 950 SH SOLE NONE 0 0 950 WISDOMTREE TRUST EUROPE HEDGED EQ ETF EUROPE HEDGED EQ 97717X701 628 8909 SH SOLE NONE 0 0 8909 XCEL ENERGY INC COM COM 98389B100 98 1550 SH SOLE NONE 0 0 1550 XILINX INC COM COM 983919101 5 60 SH SOLE NONE 0 0 60 YUM BRANDS INC COM COM 988498101 16 160 SH SOLE NONE 0 0 160 YUM CHINA HOLDINGS INC COM COM 98850P109 7 160 SH SOLE NONE 0 0 160 ZIMMER BIOMET HOLDINGS INC COM COM 98956P102 15 106 SH SOLE NONE 0 0 106 ZOETIS INC COM CL A CL A 98978V103 18 141 SH SOLE NONE 0 0 141 ZSCALER INC COM COM 98980G102 0 10 SH SOLE NONE 0 0 10 AON PLC COM CL A SHS CL A G0408V102 4 20 SH SOLE NONE 0 0 20 BIOHAVEN PHARMA HOLDING CO LTD COM COM G11196105 5 102 SH SOLE NONE 0 0 102 ACCENTURE PLC COM SHS CLASS A G1151C101 122 583 SH SOLE NONE 0 0 583 EATON CORPORATION PLC COM SHS G29183103 9 100 SH SOLE NONE 0 0 100 INGERSOLL-RAND PLC COM SHS G47791101 2 18 SH SOLE NONE 0 0 18 LINDE PLC COM SHS G5494J103 15 75 SH SOLE NONE 0 0 75 MEDTRONIC PLC COM SHS G5960L103 55 488 SH SOLE NONE 0 0 488 PAGSEGURO DIGITAL LTD COM COM CL A G68707101 6 200 SH SOLE NONE 0 0 200 PERRIGO COMPANY PLC COM SHS G97822103 1 20 SH SOLE NONE 0 0 20 ALCON AG COM ORD SHS H01301128 9 175 SH SOLE NONE 0 0 175 CHUBB LIMITED COM COM H1467J104 51 332 SH SOLE NONE 0 0 332 CRISPR THERAPEUTICS AG COM NAMEN AKT H17182108 4 67 SH SOLE NONE 0 0 67 GLOBANT SA COM COM L44385109 5 52 SH SOLE NONE 0 0 52 SPOTIFY TECHNOLOGY S.A. COM SHS L8681T102 8 60 SH SOLE NONE 0 0 60 CERAGON NETWORKS LTD COM ORD M22013102 0 400 SH SOLE NONE 0 0 400 ELBIT SYSTEMS LTD COM ORD M3760D101 62 400 SH SOLE NONE 0 0 400 LYONDELLBASELL INDUSTRIES N V COM SHS - A - N53745100 4 47 SH SOLE NONE 0 0 47 ALPS ETF TRUST ALERIAN MLP ETF ALERIAN MLP 00162Q866 186 21949 SH SOLE NONE 0 21949 0 AT&T INC COM COM 00206R102 546 13987 SH SOLE NONE 0 13987 0 ALPHABET INC COM CL A CAP STK CL A 02079K305 625 467 SH SOLE NONE 0 467 0 AMAZON COM INC COM COM 023135106 988 535 SH SOLE NONE 0 535 0 APPLE INC COM COM 037833100 3216 10952 SH SOLE NONE 0 10952 0 BERKSHIRE HATHAWAY INC COM CL B CL B NEW 084670702 335 1480 SH SOLE NONE 0 1480 0 BOEING CO COM COM 097023105 21 66 SH SOLE NONE 0 66 0 BOOKING HOLDINGS INC COM COM 09857L108 73 36 SH SOLE NONE 0 36 0 CHEVRON CORPORATION COM COM 166764100 269 2233 SH SOLE NONE 0 2233 0 CISCO SYSTEMS INC COM COM 17275R102 137 2870 SH SOLE NONE 0 2870 0 COMCAST CORP COM CL A CL A 20030N101 89 1993 SH SOLE NONE 0 1993 0 DANAHER CORP COM COM 235851102 56 367 SH SOLE NONE 0 367 0 EXXON MOBIL CORPORATION COM COM 30231G102 467 6701 SH SOLE NONE 0 6701 0 FACEBOOK INC COM CL A CL A 30303M102 527 2572 SH SOLE NONE 0 2572 0 HOME DEPOT INC COM COM 437076102 325 1488 SH SOLE NONE 0 1488 0 HONEYWELL INTERNATIONAL INC COM COM 438516106 267 1512 SH SOLE NONE 0 1512 0 INTEL CORP COM COM 458140100 591 9884 SH SOLE NONE 0 9884 0 INVESCO EXCHANGE TRADED FD TR FINL PFD ETF FINL PFD ETF 46137V621 434 23045 SH SOLE NONE 0 23045 0 INVESCO EXCHANGE TRADED FUND T PFD ETF PFD ETF 46138E511 3409 227148 SH SOLE NONE 0 227148 0 INVESCO EXCHANGE TRADED FUND T EMRNG MKT SVRG ETF EMRNG MKT SVRG 46138E784 1694 57295 SH SOLE NONE 0 57295 0 INVESCO EXCHANGE TRADED FUND T SR LN ETF SR LN ETF 46138G508 1182 51828 SH SOLE NONE 0 51828 0 ISHARES TRUST CORE S&P500 ETF CORE S&P500 ETF 464287200 1561 4831 SH SOLE NONE 0 4831 0 ISHARES TRUST SH TR CRPORT ETF SH TR CRPORT ETF 464288646 1178 21977 SH SOLE NONE 0 21977 0 ISHARES TRUST PFD AND INCM SEC ETF PFD AND INCM SEC 464288687 4830 128516 SH SOLE NONE 0 128516 0 ISHARES TRUST US AER DEF ETF US AER DEF ETF 464288760 787 3547 SH SOLE NONE 0 3547 0 ISHARES TRUST US REGNL BKS ETF US REGNL BKS ETF 464288778 12 250 SH SOLE NONE 0 250 0 ISHARES TRUST U.S. MED DVC ETF U.S. MED DVC ETF 464288810 133 505 SH SOLE NONE 0 505 0 ISHARES TRUST FLTG RATE NT ETF FLTG RATE NT ETF 46429B655 702 13794 SH SOLE NONE 0 13794 0 ISHARES TRUST 0-5YR HI YL CP ETF 0-5YR HI YL CP 46434V407 189 4090 SH SOLE NONE 0 4090 0 JP MORGAN CHASE & CO COM COM 46625H100 651 4673 SH SOLE NONE 0 4673 0 JOHNSON & JOHNSON COM COM 478160104 650 4461 SH SOLE NONE 0 4461 0 LOCKHEED MARTIN CORP COM COM 539830109 464 1193 SH SOLE NONE 0 1193 0 MCDONALD'S CORPORATION COM COM 580135101 326 1651 SH SOLE NONE 0 1651 0 MICROSOFT CORP COM COM 594918104 727 4615 SH SOLE NONE 0 4615 0 OMEGA HEALTHCARE INVESTORS COM COM 681936100 78 1850 SH SOLE NONE 0 1850 0 PFIZER INC COM COM 717081103 452 11559 SH SOLE NONE 0 11559 0 PROCTER & GAMBLE CO COM COM 742718109 421 3378 SH SOLE NONE 0 3378 0 RAYTHEON CO COM COM NEW 755111507 248 1130 SH SOLE NONE 0 1130 0 SPDR INDEX SHARES FUNDS PORTFOLIO DEVLPD ETF PORTFOLIO DEVLPD 78463X889 161 5160 SH SOLE NONE 0 5160 0 SPDR SERIES TRUST BLMBRG BRC CNVRT ETF BLMBRG BRC CNVRT 78464A359 1042 18785 SH SOLE NONE 0 18785 0 SPDR SERIES TRUST S&P DIVID ETF S&P DIVID ETF 78464A763 1198 11140 SH SOLE NONE 0 11140 0 SPDR SERIES TRUST PORTFOLI S&P 1500 COMP STK ETF PORTFOLIO TL STK 78464A805 434 10905 SH SOLE NONE 0 10905 0 SPDR SERIES TRUST BLOMBERG BRC INV ETF BLOMBERG BRC INV 78468R200 29 958 SH SOLE NONE 0 958 0 SPDR SERIES TRUST BLOOMBERG SRT TR ETF BLOOMBERG SRT TR 78468R408 695 25831 SH SOLE NONE 0 25831 0 SELECT SECTOR SPDR TRUST SBI INT-FINL ETF SBI INT-FINL 81369Y605 627 20380 SH SOLE NONE 0 20380 0 TRAVELERS COMPANIES INC COM COM 89417E109 35 255 SH SOLE NONE 0 255 0 VANGUARD DIV APP ETF DIV APP ETF 921908844 4195 33659 SH SOLE NONE 0 33659 0 VANGUARD FTSE DEV MKT ETF FTSE DEV MKT ETF 921943858 16 370 SH SOLE NONE 0 370 0 VANGUARD HIGH DIV YLD ETF HIGH DIV YLD 921946406 8066 86078 SH SOLE NONE 0 86078 0 VANGUARD INTL BD IDX ETF INTL BD IDX ETF 92203J407 39 700 SH SOLE NONE 0 700 0 VANGUARD TT WRLD ST ETF TT WRLD ST ETF 922042742 2955 36493 SH SOLE NONE 0 36493 0 VANGUARD FTSE EMR MKT ETF FTSE EMR MKT ETF 922042858 133 2999 SH SOLE NONE 0 2999 0 VANGUARD HEALTH CAR ETF HEALTH CAR ETF 92204A504 505 2638 SH SOLE NONE 0 2638 0 VANGUARD INF TECH ETF INF TECH ETF 92204A702 45 185 SH SOLE NONE 0 185 0 VANGUARD SHRT TRM CORP BD ETF SHRT TRM CORP BD 92206C409 1365 16851 SH SOLE NONE 0 16851 0 VANGUARD INT-TERM CORP ETF INT-TERM CORP 92206C870 246 2695 SH SOLE NONE 0 2695 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1847 19912 SH SOLE NONE 0 19912 0 VANGUARD EXTEND MKT ETF EXTEND MKT ETF 922908652 996 7907 SH SOLE NONE 0 7907 0 VANGUARD GROWTH ETF GROWTH ETF 922908736 6032 33112 SH SOLE NONE 0 33112 0 VANGUARD TOTAL STK MKT ETF TOTAL STK MKT 922908769 1627 9946 SH SOLE NONE 0 9946 0 VERIZON COMMUNICATIONS COM COM 92343V104 600 9774 SH SOLE NONE 0 9774 0 WASTE MANAGEMENT INC COM COM 94106L109 51 450 SH SOLE NONE 0 450 0