0001172661-20-002124.txt : 20201113
0001172661-20-002124.hdr.sgml : 20201113
20201113145355
ACCESSION NUMBER: 0001172661-20-002124
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Private Advisors, LLC
CENTRAL INDEX KEY: 0001766226
IRS NUMBER: 541886751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19334
FILM NUMBER: 201310937
BUSINESS ADDRESS:
STREET 1: RIVERFRONT PLAZA WEST
STREET 2: 901 EAST BYRD STREET, SUITE 1400
CITY: RICHMOND
STATE: VA
ZIP: 23219
BUSINESS PHONE: 8042896000
MAIL ADDRESS:
STREET 1: RIVERFRONT PLAZA WEST
STREET 2: 901 EAST BYRD STREET, SUITE 1400
CITY: RICHMOND
STATE: VA
ZIP: 23219
13F-HR
1
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0001766226
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09-30-2020
09-30-2020
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Private Advisors, LLC
Riverfront Plaza West
901 East Byrd Street, Suite 1400
Richmond
VA
23219
13F HOLDINGS REPORT
028-19334
N
Kevin Rutherford
Chief Compliance Officer
804-289-6000
/s/ Kevin Rutherford
Richmond
VA
11-13-2020
4
187
142428
1
0001626220
028-17931
Greenhouse Funds LLLP
2
0001617201
028-18450
Prosight Management, LP
3
0001635663
028-17274
Steamboat Capital Partners, LLC
4
0001607278
028-16139
Whetstone Capital Advisors, LLC
INFORMATION TABLE
2
infotable.xml
8X8 INC NEW
COM
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66910
SH
DFND
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0
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AC IMMUNE SA
SHS
H00263105
309
63263
SH
DFND
2
0
0
63263
ADMA BIOLOGICS INC
COM
000899104
84
35337
SH
DFND
2
0
0
35337
ADOBE SYSTEMS INCORPORATED
COM
00724F101
614
1251
SH
DFND
3
0
0
1251
ADT INC DEL
COM
00090Q103
473
57873
SH
DFND
1
0
0
57873
ADVANSIX INC
COM
00773T101
367
28490
SH
DFND
0
0
28490
AERCAP HOLDINGS NV
SHS
N00985106
1189
47198
SH
DFND
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0
0
47198
AEROJET ROCKETDYNE HLDGS INC
COM
007800105
1727
43303
SH
DFND
0
0
43303
AIR LEASE CORP
CL A
00912X302
547
18604
SH
DFND
3
0
0
18604
ALBIREO PHARMA INC
COM
01345P106
268
8044
SH
DFND
2
0
0
8044
ALDEYRA THERAPEUTICS INC
COM
01438T106
576
77727
SH
DFND
2
0
0
77727
ALEXION PHARMACEUTICALS INC
COM
015351109
905
7905
SH
DFND
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COM
015351109
263
2300
SH
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DFND
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SPONSORED ADS
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DFND
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ALPHABET INC
CAP STK CL A
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307
214
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ALPHABET INC
CAP STK CL C
02079K107
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566
SH
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ALPHABET INC
CAP STK CL C
02079K107
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SH
DFND
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AMAZON COM INC
COM
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230
SH
DFND
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COM
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605
SH
DFND
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0
0
605
AMERCO
COM
023586100
478
1343
SH
DFND
0
0
1343
AMNEAL PHARMACEUTICALS INC
COM STK CL A
03168L105
132
33874
SH
DFND
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AON PLC
SHS CL A
G0403H108
1544
7484
SH
SOLE
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APOLLO ENDOSURGERY INC
COM
03767D108
33
19743
SH
DFND
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COM NEW
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447
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SH
DFND
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ARENA PHARMACEUTICALS INC
COM NEW
040047607
868
11606
SH
DFND
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0
0
11606
AT HOME GROUP INC
COM
04650Y100
446
30000
SH
DFND
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0
30000
AT HOME GROUP INC
COM
04650Y100
2049
137861
SH
SOLE
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0
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AURINIA PHARMACEUTICALS INC
COM
05156V102
573
38887
SH
DFND
2
0
0
38887
BAXTER INTL INC
COM
071813109
644
8002
SH
DFND
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0
0
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BAYCOM CORP
COM
07272M107
1763
171160
SH
DFND
171160
0
0
BETTERWARE DE MXC S A B DE C
SHS NEW
P1666E105
223
12267
SH
DFND
3
0
0
12267
BIG LOTS INC
COM
089302103
325
7275
SH
SOLE
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0
0
BLUELINX HLDGS INC
COM NEW
09624H208
720
33426
SH
SOLE
33426
0
0
BLUELINX HLDGS INC
COM NEW
09624H208
2584
120000
SH
DFND
0
0
120000
BMC STK HLDGS INC
COM
05591B109
582
13586
SH
SOLE
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0
0
BOISE CASCADE CO DEL
COM
09739D100
573
14357
SH
SOLE
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BOISE CASCADE CO DEL
COM
09739D100
793
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SH
DFND
0
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BRIGHT HORIZONS FAM SOL IN D
COM
109194100
516
3395
SH
DFND
1
0
0
3395
BRIGHTVIEW HLDGS INC
COM
10948C107
160
14000
SH
DFND
0
0
14000
BRISTOL-MYERS SQUIBB CO
COM
110122108
749
12422
SH
DFND
2
0
0
12422
BRISTOL-MYERS SQUIBB CO
COM
110122108
332
5504
SH
DFND
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0
0
5504
CARA THERAPEUTICS INC
COM
140755109
156
12262
SH
DFND
2
0
0
12262
CASTLIGHT HEALTH INC
CL B
14862Q100
539
477245
SH
DFND
4
0
0
477245
CATALYST BIOSCIENCES INC
COM NEW
14888D208
87
20143
SH
DFND
2
0
0
20143
CELLECTIS S A
SPON ADS
15117K103
224
12103
SH
DFND
2
0
0
12103
CENTENE CORP DEL
COM
15135B101
459
7861
SH
DFND
2
0
0
7861
CENTRAL GARDEN & PET CO
CL A NON-VTG
153527205
371
10279
SH
DFND
0
0
10279
CHANGE HEALTHCARE INC
COM
15912K100
620
42757
SH
DFND
2
0
0
42757
CHEFS WHSE INC
COM
163086101
681
46818
SH
DFND
1
0
0
46818
CHEFS WHSE INC
COM
163086101
97
6700
SH
Call
DFND
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0
0
6700
CHEGG INC
COM
163092109
1343
18802
SH
DFND
1
0
0
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CIGNA CORP NEW
COM
125523100
203
1032
SH
DFND
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0
1032
CIGNA CORP NEW
COM
125523100
522
3083
SH
DFND
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0
0
3083
CLARUS CORP NEW
COM
18270P109
1219
86328
SH
DFND
1
0
0
86328
CLEARWATER PAPER CORP
COM
18538R103
814
21455
SH
DFND
0
0
21455
CLOUDFLARE INC
CL A COM
18915M107
1701
41439
SH
DFND
4
0
0
41439
CUE BIOPHARMA INC
COM
22978P106
705
46850
SH
DFND
2
0
0
46850
DANAHER CORPORATION
COM
235851102
346
1606
SH
DFND
3
0
0
1606
DOMO INC
COM CL B
257554105
2418
63076
SH
DFND
4
0
0
63076
DONALDSON INC
COM
257651109
761
16392
SH
DFND
1
0
0
16392
DROPBOX INC
CL A
26210C104
1130
58656
SH
DFND
1
0
0
58656
E L F BEAUTY INC
COM
26856L103
199
11600
SH
DFND
0
0
11600
ELASTIC N V
ORD SHS
N14506104
1120
10377
SH
DFND
4
0
0
10377
ELECTRONIC ARTS INC
COM
285512109
872
6689
SH
DFND
1
0
0
6689
ENCOMPASS HEALTH CORP
COM
29261A100
465
7153
SH
DFND
2
0
0
7153
ENVESTNET INC
COM
29404K106
943
12223
SH
DFND
1
0
0
12223
EURONET WORLDWIDE INC
COM
298736109
605
6639
SH
DFND
3
0
0
6639
EVENTBRITE INC
COM CL A
29975E109
204
18756
SH
DFND
4
0
0
18756
EVO PMTS INC
CL A COM
26927E104
332
13375
SH
DFND
1
0
0
13375
EVOFEM BIOSCIENCES INC
COM
30048L104
39
16503
SH
DFND
2
0
0
16503
EZCORP INC
CL A NON VTG
302301106
721
143192
SH
SOLE
143192
0
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FACEBOOK INC
CL A
30303M102
1264
4826
SH
DFND
3
0
0
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FACEBOOK INC
CL A
30303M102
1771
6764
SH
DFND
4
0
0
6764
FAIR ISAAC CORP
COM
303250104
228
536
SH
DFND
4
0
0
536
FISERV INC
COM
337738108
1848
17931
SH
DFND
3
0
0
17931
FISERV INC
COM
337738108
1877
18220
SH
SOLE
18220
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
738
3100
SH
DFND
3
0
0
3100
FORTRESS VALUE ACQUISITION C
COM CL A
34962V106
629
46321
SH
DFND
1
0
0
46321
FOX CORP
CL A COM
35137L105
1685
60558
SH
SOLE
60558
0
0
GARTNER INC
COM
366651107
245
1964
SH
DFND
1
0
0
1964
GCP APPLIED TECHNOLOGIES INC
COM
36164Y101
412
19679
SH
DFND
1
0
0
19679
GLOBAL PMTS INC
COM
37940X102
1122
6318
SH
DFND
3
0
0
6318
GRANITE PT MTG TR INC
NOTE 6.375%10/0
38741LAC1
460
500000
PRN
DFND
3
0
0
500000
GREEN DOT CORP
CL A
39304D102
563
11116
SH
DFND
1
0
0
11116
H & E EQUIPMENT SERVICES INC
COM
404030108
235
11958
SH
DFND
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0
11958
HAIN CELESTIAL GROUP INC
COM
405217100
864
25176
SH
DFND
1
0
0
25176
HCA HEALTHCARE INC
COM
40412C101
85
683
SH
DFND
2
0
0
683
HCA HEALTHCARE INC
COM
40412C101
1029
8251
SH
DFND
3
0
0
8251
HEALTHEQUITY INC
COM
42226A107
357
6954
SH
DFND
1
0
0
6954
HEICO CORP NEW
COM
422806109
348
3323
SH
DFND
3
0
0
3323
ILLUMINA INC
COM
452327109
234
758
SH
DFND
1
0
0
758
INFINERA CORP
COM
45667G103
285
46200
SH
Call
DFND
1
0
0
46200
INFINERA CORP
COM
45667G103
1126
182784
SH
DFND
1
0
0
182784
INGERSOLL RAND INC
COM
45687V106
360
10114
SH
DFND
1
0
0
10114
INSTEEL INDS INC
COM
45774W108
315
16850
SH
DFND
0
0
16850
INTERNATIONAL MNY EXPRESS IN
COM
46005L101
402
28000
SH
DFND
0
0
28000
INTERNATIONAL MNY EXPRESS IN
COM
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146042
SH
DFND
3
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0
146042
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
260
7899
SH
DFND
2
0
0
7899
IQVIA HLDGS INC
COM
46266C105
733
4650
SH
DFND
3
0
0
4650
IRON MTN INC NEW
COM
46284V101
560
20912
SH
DFND
1
0
0
20912
ISHARES TR
RUSSELL 2000 ETF
464287655
255
1700
SH
Put
DFND
2
0
0
1700
KAISER ALUMINUM CORP
COM PAR $0.01
483007704
310
5780
SH
DFND
0
0
5780
KALEYRA INC
COM
483379103
671
88578
SH
DFND
4
0
0
88578
KALEYRA INC
COM
483379103
227
30000
SH
DFND
0
0
30000
KEZAR LIFE SCIENCES INC
COM
49372L100
116
23904
SH
DFND
2
0
0
23904
KURA ONCOLOGY INC
COM
50127T109
234
7642
SH
DFND
2
0
0
7642
LAZARD LTD
SHS A
G54050102
678
20523
SH
DFND
0
0
20523
LEGACY HOUSING CORP
COM
52472M101
304
22251
SH
DFND
0
0
22251
LIBERTY BROADBAND CORP
COM SER C
530307305
1432
10022
SH
SOLE
10022
0
0
LITHIA MTRS INC
CL A
536797103
885
3883
SH
DFND
3
0
0
3883
LIVERAMP HLDGS INC
COM
53815P108
1072
20715
SH
DFND
4
0
0
20715
LIVONGO HEALTH INC
COM
539183103
3173
22656
SH
DFND
4
0
0
22656
LOCKHEED MARTIN CORP
COM
539830109
813
2120
SH
DFND
0
0
2120
LSI INDS INC
COM
50216C108
942
139530
SH
DFND
0
0
139530
MAGENTA THERAPEUTICS INC
COM
55910K108
109
16090
SH
DFND
2
0
0
16090
MAGNACHIP SEMICONDUCTOR CORP
COM
55933J203
683
49841
SH
DFND
1
0
0
49841
MASTERCARD INCORPORATED
CL A
57636Q104
1202
3555
SH
DFND
3
0
0
3555
MAXAR TECHNOLOGIES INC
COM
57778K105
524
21000
SH
DFND
0
0
21000
MEIRAGTX HLDGS PLC
COM
G59665102
351
26534
SH
DFND
2
0
0
26534
METACRINE INC
COM
59101E103
350
34280
SH
DFND
2
0
0
34280
METHODE ELECTRS INC
COM
591520200
540
18942
SH
DFND
0
0
18942
MICROSOFT CORP
COM
594918104
1177
5598
SH
DFND
3
0
0
5598
MICROSOFT CORP
COM
594918104
475
2259
SH
DFND
4
0
0
2259
MITEK SYS INC
COM NEW
606710200
459
36000
SH
DFND
0
0
36000
MOODYS CORP
COM
615369105
239
824
SH
DFND
4
0
0
824
MYERS INDS INC
COM
628464109
270
20377
SH
DFND
0
0
20377
NATIONAL CINEMEDIA INC
COM
635309107
417
153504
SH
DFND
1
0
0
153504
NORBORD INC
COM NEW
65548P403
670
22724
SH
DFND
0
0
22724
NORTHWEST PIPE CO
COM
667746101
376
14224
SH
DFND
0
0
14224
NVE CORP
COM NEW
629445206
310
6310
SH
DFND
0
0
6310
NVIDIA CORPORATION
COM
67066G104
575
1063
SH
DFND
3
0
0
1063
NVR INC
COM
62944T105
715
175
SH
DFND
0
0
175
ONESPAN INC
COM
68287N100
446
21256
SH
DFND
0
0
21256
ONESPAWORLD HOLDINGS LIMITED
COM
P73684113
1432
220383
SH
SOLE
220383
0
0
ORGANOGENESIS HLDGS INC
COM
68621F102
171
44485
SH
DFND
2
0
0
44485
PAGERDUTY INC
COM
69553P100
1261
46507
SH
DFND
4
0
0
46507
PAYPAL HLDGS INC
COM
70450Y103
762
3868
SH
DFND
3
0
0
3868
PELOTON INTERACTIVE INC
CL A COM
70614W100
377
3796
SH
DFND
4
0
0
3796
PERFORMANCE FOOD GROUP CO
COM
71377A103
277
8014
SH
DFND
3
0
0
8014
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
1467
69371
SH
DFND
1
0
0
69371
PINTEREST INC
CL A
72352L106
1254
30209
SH
DFND
4
0
0
30209
PLURALSIGHT INC
COM CL A
72941B106
998
58284
SH
DFND
4
0
0
58284
POLARIS INC
COM
731068102
425
4500
SH
DFND
0
0
4500
PPD INC
COM
69355F102
923
24945
SH
DFND
3
0
0
24945
PROTHENA CORP PLC
SHS
G72800108
378
37790
SH
DFND
2
0
0
37790
QUAKER CHEM CORP
COM
747316107
677
3769
SH
DFND
1
0
0
3769
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
765
13288
SH
DFND
3
0
0
13288
REATA PHARMACEUTICALS INC
CL A
75615P103
746
7658
SH
DFND
2
0
0
7658
REATA PHARMACEUTICALS INC
CL A
75615P103
10
100
SH
Call
DFND
2
0
0
100
RENASANT CORP
COM
75970E107
4180
183964
SH
DFND
183964
0
0
S&P GLOBAL INC
COM
78409V104
588
1632
SH
DFND
3
0
0
1632
SALESFORCE COM INC
COM
79466L302
621
2470
SH
DFND
3
0
0
2470
SCHWAB CHARLES CORP
COM
808513105
2441
67364
SH
SOLE
67364
0
0
SITEONE LANDSCAPE SUPPLY INC
COM
82982L103
356
2917
SH
DFND
1
0
0
2917
SPDR SER TR
S&P REGL BKG
78464A698
820
22971
SH
DFND
1
0
0
22971
SPECTRUM BRANDS HLDGS INC NE
COM
84790A105
958
16765
SH
DFND
0
0
16765
SPLUNK INC
COM
848637104
2589
13764
SH
DFND
4
0
0
13764
STEALTH BIOTHERAPEUTICS CORP
SPONSORED ADS
85789A105
23
16773
SH
DFND
2
0
0
16773
STIFEL FINL CORP
COM
860630102
843
16677
SH
DFND
1
0
0
16677
SVMK INC
COM
78489X103
832
37644
SH
DFND
4
0
0
37644
SYNAPTICS INC
COM
87157D109
734
9126
SH
DFND
1
0
0
9126
SYSCO CORP
COM
871829107
466
7495
SH
DFND
3
0
0
7495
THERMO FISHER SCIENTIFIC INC
COM
883556102
1116
2527
SH
DFND
3
0
0
2527
TILLYS INC
CL A
886885102
169
28000
SH
DFND
0
0
28000
TRADEWEB MKTS INC
CL A
892672106
1622
27974
SH
SOLE
27974
0
0
TRANSDIGM GROUP INC
COM
893641100
660
1390
SH
DFND
3
0
0
1390
TRANSUNION
COM
89400J107
230
2728
SH
DFND
4
0
0
2728
TREDEGAR CORP
COM
894650100
394
26473
SH
DFND
0
0
26473
TRINSEO S A
SHS
L9340P101
648
25254
SH
DFND
0
0
25254
TRIVAGO N V
SPON ADS A SHS
89686D105
306
197283
SH
DFND
1
0
0
197283
TWILIO INC
CL A
90138F102
3236
13096
SH
DFND
4
0
0
13096
U S CONCRETE INC
COM
90333L201
627
21596
SH
DFND
0
0
21596
UNIQURE NV
SHS
N90064101
421
11442
SH
DFND
2
0
0
11442
UNITEDHEALTH GROUP INC
COM
91324P102
624
2000
SH
DFND
3
0
0
2000
UPLAND SOFTWARE INC
COM
91544A109
1498
39722
SH
DFND
4
0
0
39722
US FOODS HLDG CORP
COM
912008109
749
33700
SH
DFND
3
0
0
33700
VICTORY CAP HLDGS INC
COM CL A
92645B103
1620
95893
SH
DFND
3
0
0
95893
VISA INC
COM CL A
92826C839
860
4302
SH
DFND
3
0
0
4302
VISHAY PRECISION GROUP INC
COM
92835K103
595
23499
SH
DFND
0
0
23499
VISTA OUTDOOR INC
COM
928377100
1202
59568
SH
DFND
1
0
0
59568
VOYA FINANCIAL INC
COM
929089100
374
7800
SH
DFND
0
0
7800
WHEELER REAL ESTATE INVT TR
CV PFD SER B
963025309
220
23037
PRN
DFND
3
0
0
23037
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
673
44365
PRN
DFND
3
0
0
44365
WORKDAY INC
CL A
98138H101
1267
5888
SH
DFND
4
0
0
5888
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
448
3289
SH
DFND
2
0
0
3289
ZOGENIX INC
COM NEW
98978L204
222
12392
SH
DFND
2
0
0
12392
ZUORA INC
COM CL A
98983V106
983
95084
SH
DFND
1
0
0
95084