Chief Compliance Officer

0001951757-24-000207.txt : 20240205 0001951757-24-000207.hdr.sgml : 20240205 20240205125113 ACCESSION NUMBER: 0001951757-24-000207 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240205 DATE AS OF CHANGE: 20240205 EFFECTIVENESS DATE: 20240205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sargent Investment Group, LLC CENTRAL INDEX KEY: 0001766157 ORGANIZATION NAME: IRS NUMBER: 855082770 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19098 FILM NUMBER: 24594870 BUSINESS ADDRESS: STREET 1: 4920 ELM STREET STREET 2: SUITE 305 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2025806402 MAIL ADDRESS: STREET 1: 4920 ELM STREET STREET 2: SUITE 305 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001766157 XXXXXXXX 12-31-2023 12-31-2023 Sargent Investment Group, LLC

4920 ELM STREET SUITE 305 BETHESDA MD 20814

13F HOLDINGS REPORT 028-19098 N Terry Schafer Chief Compliance Officer 202-580-6400 Terry Schafer Bethesda MD 02-05-2024 0 212 456557639 false INFORMATION TABLE 2 F_13F_Sargent_Q42023.xml AKOUSTIS TECHNOLOGIES INC CALL 00973N902 1750 70000 SH Call SOLE 0 0 70000 MCDONALDS CORP COM 580135101 322306 1087 SH SOLE 0 0 1087 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1326924 127100 SH SOLE 0 0 127100 GOLDMAN SACHS GROUP INC COM 38141G104 474111 1229 SH SOLE 0 0 1229 CREATIVE REALITIES INC COM 22530J309 640032 271200 SH SOLE 0 0 271200 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 304720 2930 SH SOLE 0 0 2930 MONDELEZ INTL INC CL A 609207105 423643 5849 SH SOLE 0 0 5849 ELI LILLY & CO COM 532457108 1259690 2161 SH SOLE 0 0 2161 FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 33739Q200 632026 13080 SH SOLE 0 0 13080 3M CO COM 88579Y101 372891 3411 SH SOLE 0 0 3411 FIRSTSERVICE CORP NEW COM 33767E202 3040322 18757 SH SOLE 0 0 18757 INTEL CORP COM 458140100 562046 11185 SH SOLE 0 0 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