CHIEF COMPLIANCE OFFICER

0001951757-23-000236.txt : 20230502 0001951757-23-000236.hdr.sgml : 20230502 20230502130732 ACCESSION NUMBER: 0001951757-23-000236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230502 DATE AS OF CHANGE: 20230502 EFFECTIVENESS DATE: 20230502 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sargent Investment Group, LLC CENTRAL INDEX KEY: 0001766157 IRS NUMBER: 855082770 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19098 FILM NUMBER: 23877686 BUSINESS ADDRESS: STREET 1: 4920 ELM STREET STREET 2: SUITE 305 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2025806402 MAIL ADDRESS: STREET 1: 4920 ELM STREET STREET 2: SUITE 305 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001766157 XXXXXXXX 03-31-2023 03-31-2023 Sargent Investment Group, LLC

4920 ELM STREET SUITE 305 BETHESDA MD 20814

13F HOLDINGS REPORT 028-19098 N TERRY SCHAFER CHIEF COMPLIANCE OFFICER 646-262-4897 TERRY SCHAFER BETHESDA MD 05-02-2023 0 198 379238715 false INFORMATION TABLE 2 F_13F_Sargent_Q12023.xml ABBOTT LABS COM 002824100 939809 9251 SH SOLE 0 0 9251 THE ALGER ETF TRUST MID CAP 40 ETF 015564107 1012478 82113 SH SOLE 0 0 82113 AMAZON COM INC COM 023135106 3731001 36432 SH SOLE 0 0 36432 AMERICAN EXPRESS CO COM 025816109 890144 5435 SH SOLE 0 0 5435 AMGEN INC COM 031162100 312883 1280 SH SOLE 0 0 1280 APPLE INC COM 037833100 30926730 186115 SH SOLE 0 0 186115 APPLIED MATLS INC COM 038222105 250756 2050 SH SOLE 0 0 2050 ARDELYX INC COM 039697107 160249 33951 SH SOLE 0 0 33951 AUTOMATIC DATA PROCESSING IN COM 053015103 350148 1615 SH SOLE 0 0 1615 BANK AMERICA CORP COM 060505104 1023671 35805 SH SOLE 0 0 35805 BAXTER INTL INC COM 071813109 253673 6345 SH SOLE 0 0 6345 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4945410 15937 SH SOLE 0 0 15937 BOEING CO COM 097023105 1182276 5489 SH SOLE 0 0 5489 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