0001766157-22-000005.txt : 20221027
0001766157-22-000005.hdr.sgml : 20221027
20221026173433
ACCESSION NUMBER: 0001766157-22-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220930
FILED AS OF DATE: 20221027
DATE AS OF CHANGE: 20221026
EFFECTIVENESS DATE: 20221027
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sargent Investment Group, LLC
CENTRAL INDEX KEY: 0001766157
IRS NUMBER: 855082770
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19098
FILM NUMBER: 221334179
BUSINESS ADDRESS:
STREET 1: 7250 WOODMONT AVE.
STREET 2: SUITE 260
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 2025806402
MAIL ADDRESS:
STREET 1: 7250 WOODMONT AVE.
STREET 2: SUITE 260
CITY: BETHESDA
STATE: MD
ZIP: 20814
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001766157
XXXXXXXX
09-30-2022
09-30-2022
Sargent Investment Group, LLC
7250 WOODMONT AVE.
SUITE 260
BETHESDA
MD
20814
13F HOLDINGS REPORT
028-19098
N
TERRY SCHAFER
Chief Compliance Officer
(202) 580-6400
TERRY SCHAFER
BETHESDA
NY
10-26-2022
0
190
321220
false
INFORMATION TABLE
2
13F_Sargent_Q32022.xml
3M CO
COM
88579Y101
335
3015
SH
SOLE
0
0
3015
ABBOTT LABS
COM
002824100
980
9562
SH
SOLE
0
0
9562
ABBVIE INC
COM
00287Y109
1185
8448
SH
SOLE
0
0
8448
ADOBE SYSTEMS INCORPORATED
COM
00724F101
522
1750
SH
SOLE
0
0
1750
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
1795
606420
SH
SOLE
0
0
606420
ALPHABET INC
CAP STK CL C
02079K107
4729
46250
SH
SOLE
0
0
46250
ALPHABET INC
CAP STK CL A
02079K305
1996
19683
SH
SOLE
0
0
19683
AMAZON COM INC
COM
023135106
4347
36135
SH
SOLE
0
0
36135
AMERICAN EXPRESS CO
COM
025816109
652
4579
SH
SOLE
0
0
4579
AMERICAN TOWER CORP NEW
COM
03027X100
219
1080
SH
SOLE
0
0
1080
AMGEN INC
COM
031162100
223
965
SH
SOLE
0
0
965
AMPLIFY ETF TR
SEYMOUR CANNBS
032108854
129
17975
SH
SOLE
0
0
17975
APA CORPORATION
COM
03743Q108
1182
28000
SH
SOLE
0
0
28000
APPLE INC
COM
037833100
27700
190467
SH
SOLE
0
0
190467
ARCHER AVIATION INC
COM CL A
03945R102
0
100000
SH
Call
SOLE
0
0
100000
ARCHER AVIATION INC
COM CL A
03945R102
603
211000
SH
SOLE
0
0
211000
ARDELYX INC
COM
039697107
94
58110
SH
SOLE
0
0
58110
ARES CAPITAL CORP
COM
04010L103
5012
281417
SH
SOLE
0
0
281417
ASPEN AEROGELS INC
COM
04523Y105
1222
124061
SH
SOLE
0
0
124061
ATHIRA PHARMA INC
COM
04746L104
47
14932
SH
SOLE
0
0
14932
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
783
29441
SH
SOLE
0
0
29441
ATOMERA INC
COM
04965B100
1849
181674
SH
SOLE
0
0
181674
AUTOMATIC DATA PROCESSING IN
COM
053015103
282
1200
SH
SOLE
0
0
1200
AVID BIOSERVICES INC
COM
05368M106
13843
742246
SH
SOLE
0
0
742246
BAXTER INTL INC
COM
071813109
452
8030
SH
SOLE
0
0
8030
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
3223
11664
SH
SOLE
0
0
11664
BITNILE HOLDINGS INC
COM
09175M101
5
30000
SH
SOLE
0
0
30000
BK OF AMERICA CORP
COM
060505104
985
31311
SH
SOLE
0
0
31311
BLACKROCK INC
COM
09247X101
218
382
SH
SOLE
0
0
382
BLACKSTONE INC
COM
09260D107
11456
125057
SH
SOLE
0
0
125057
BLOCK INC
CL A
852234103
2872
46367
SH
SOLE
0
0
46367
BOEING CO
COM
097023105
749
5665
SH
SOLE
0
0
5665
BRISTOL-MYERS SQUIBB CO
COM
110122108
655
9327
SH
SOLE
0
0
9327
BROADCOM INC
COM
11135F101
334
697
SH
SOLE
0
0
697
BROADSTONE NET LEASE INC
COM
11135E203
1455
93279
SH
SOLE
0
0
93279
CANTALOUPE INC
COM
138103106
6116
1804204
SH
SOLE
0
0
1804204
CAPITAL ONE FINL CORP
COM
14040H105
318
3286
SH
SOLE
0
0
3286
CAPSTONE GREEN ENERGY CORP
COM
14067D508
553
321690
SH
SOLE
0
0
321690
CARLYLE GROUP INC
COM
14316J108
8789
317980
SH
SOLE
0
0
317980
CARRIER GLOBAL CORPORATION
COM
14448C104
2530
67995
SH
SOLE
0
0
67995
CATERPILLAR INC
COM
149123101
1111
6213
SH
SOLE
0
0
6213
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
455
11370
SH
SOLE
0
0
11370
CHEVRON CORP NEW
COM
166764100
1345
8333
SH
SOLE
0
0
8333
CISCO SYS INC
COM
17275R102
550
13239
SH
SOLE
0
0
13239
CITIGROUP INC
COM NEW
172967424
393
9119
SH
SOLE
0
0
9119
COCA COLA CO
COM
191216100
470
8537
SH
SOLE
0
0
8537
COHEN & STEERS CLOSED-END OP
COM
19248P106
192
19085
SH
SOLE
0
0
19085
COHEN & STEERS INFRASTRUCTUR
COM
19248A109
1544
67040
SH
SOLE
0
0
67040
COHEN & STEERS QUALITY INCOM
COM
19247L106
2473
214105
SH
SOLE
0
0
214105
COHERUS BIOSCIENCES INC
COM
19249H103
148
15170
SH
SOLE
0
0
15170
CONOCOPHILLIPS
COM
20825C104
429
3645
SH
SOLE
0
0
3645
CORNING INC
COM
219350105
376
11925
SH
SOLE
0
0
11925
COSTCO WHSL CORP NEW
COM
22160K105
2167
4492
SH
SOLE
0
0
4492
CREATIVE REALITIES INC
COM NEW
22530J200
234
350000
SH
SOLE
0
0
350000
CVS HEALTH CORP
COM
126650100
964
9782
SH
SOLE
0
0
9782
CYTOSORBENTS CORP
COM NEW
23283X206
2028
1108233
SH
SOLE
0
0
1108233
DANAHER CORPORATION
COM
235851102
1122
4034
SH
SOLE
0
0
4034
DEERE & CO
COM
244199105
231
650
SH
SOLE
0
0
650
DEUTSCHE BANK A G
NAMEN AKT
D18190898
77
10000
SH
SOLE
0
0
10000
DIGITALBRIDGE GROUP INC
CL A NEW
25401T603
2429
186690
SH
SOLE
0
0
186690
DISNEY WALT CO
COM
254687106
454
4536
SH
SOLE
0
0
4536
DOW INC
COM
260557103
436
9578
SH
SOLE
0
0
9578
DUPONT DE NEMOURS INC
COM
26614N102
220
4128
SH
SOLE
0
0
4128
EASTERLY GOVT PPTYS INC
COM
27616P103
1929
127585
SH
SOLE
0
0
127585
EMERSON ELEC CO
COM
291011104
890
11199
SH
SOLE
0
0
11199
ENERGY RECOVERY INC
COM
29270J100
3038
137260
SH
SOLE
0
0
137260
ENTERPRISE PRODS PARTNERS L
COM
293792107
616
24726
SH
SOLE
0
0
24726
ENVIVA INC
COM
29415B103
307
4867
SH
SOLE
0
0
4867
EXELIXIS INC
COM
30161Q104
4413
282860
SH
SOLE
0
0
282860
EXXON MOBIL CORP
COM
30231G102
1489
14593
SH
SOLE
0
0
14593
FEDEX CORP
COM
31428X106
766
4933
SH
SOLE
0
0
4933
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
4980
187236
SH
SOLE
0
0
187236
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
269
6890
SH
SOLE
0
0
6890
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
555
5980
SH
SOLE
0
0
5980
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
11142
273548
SH
SOLE
0
0
273548
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
10024
145744
SH
SOLE
0
0
145744
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
1481
10985
SH
SOLE
0
0
10985
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
531
11938
SH
SOLE
0
0
11938
FIRST TR EXCHANGE-TRADED FD
NASDQ ARTFCIAL
33738R720
2874
80618
SH
SOLE
0
0
80618
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
1400
29510
SH
SOLE
0
0
29510
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
392
5165
SH
SOLE
0
0
5165
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
1690
49564
SH
SOLE
0
0
49564
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
728
19914
SH
SOLE
0
0
19914
FIRSTSERVICE CORP NEW
COM
33767E202
1402
10733
SH
SOLE
0
0
10733
FORD MTR CO DEL
COM
345370860
6
100000
SH
Call
SOLE
0
0
100000
FORD MTR CO DEL
COM
345370860
5700
461169
SH
SOLE
0
0
461169
FREEPORT-MCMORAN INC
CL B
35671D857
479
16076
SH
SOLE
0
0
16076
GABELLI DIVID & INCOME TR
COM
36242H104
1099
56750
SH
SOLE
0
0
56750
GENERAL ELECTRIC CO
COM NEW
369604301
1351
20400
SH
SOLE
0
0
20400
GENIUS BRANDS INTL INC
COM
37229T301
10
15000
SH
SOLE
0
0
15000
GLOBAL X FDS
FINTECH ETF
37954Y814
357
16415
SH
SOLE
0
0
16415
GOLDMAN SACHS GROUP INC
COM
38141G104
374
1229
SH
SOLE
0
0
1229
GOLUB CAP BDC INC
COM
38173M102
143
11250
SH
SOLE
0
0
11250
HENRY SCHEIN INC
COM
806407102
359
5185
SH
SOLE
0
0
5185
HOME DEPOT INC
COM
437076102
2227
7670
SH
SOLE
0
0
7670
HONEYWELL INTL INC
COM
438516106
291
1665
SH
SOLE
0
0
1665
HUNTINGTON INGALLS INDS INC
COM
446413106
211
910
SH
SOLE
0
0
910
ILLINOIS TOOL WKS INC
COM
452308109
314
1635
SH
SOLE
0
0
1635
INTEL CORP
COM
458140100
264
9720
SH
SOLE
0
0
9720
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
223
2392
SH
SOLE
0
0
2392
INTERNATIONAL BUSINESS MACHS
COM
459200101
7059
57752
SH
SOLE
0
0
57752
INTRUSION INC
COM NEW
46121E205
158
29055
SH
SOLE
0
0
29055
INTUIT
COM
461202103
773
1880
SH
SOLE
0
0
1880
INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
46137V134
257
5216
SH
SOLE
0
0
5216
IRON MTN INC DEL
COM
46284V101
8357
181670
SH
SOLE
0
0
181670
ISHARES TR
ISHARES SEMICDTR
464287523
641
1850
SH
SOLE
0
0
1850
ISHARES TR
ISHARES BIOTECH
464287556
276
2257
SH
SOLE
0
0
2257
ISHARES TR
U.S. TECH ETF
464287721
500
6400
SH
SOLE
0
0
6400
ISHARES TR
U.S. FINLS ETF
464287788
362
5130
SH
SOLE
0
0
5130
J P MORGAN EXCHANGE TRADED F
SHORT DURA CORE
46641Q274
430
9480
SH
SOLE
0
0
9480
J P MORGAN EXCHANGE TRADED F
ULTRA SHRT INC
46641Q837
5147
102805
SH
SOLE
0
0
102805
JANUS DETROIT STR TR
HENDRSON AAA CL
47103U845
3566
72672
SH
SOLE
0
0
72672
JANUS DETROIT STR TR
HENDERSON MTG
47103U852
341
7605
SH
SOLE
0
0
7605
JOHNSON & JOHNSON
COM
478160104
4146
25609
SH
SOLE
0
0
25609
JPMORGAN CHASE & CO
COM
46625H100
2437
22534
SH
SOLE
0
0
22534
KINDER MORGAN INC DEL
COM
49456B101
1004
57706
SH
SOLE
0
0
57706
LILLY ELI & CO
COM
532457108
701
2104
SH
SOLE
0
0
2104
MARRIOTT INTL INC NEW
CL A
571903202
833
5783
SH
SOLE
0
0
5783
MASTERCARD INCORPORATED
CL A
57636Q104
268
896
SH
SOLE
0
0
896
MATINAS BIOPHARMA HLDGS INC
COM
576810105
2903
4207337
SH
SOLE
0
0
4207337
MATTEL INC
COM
577081102
3545
181995
SH
SOLE
0
0
181995
MCDONALDS CORP
COM
580135101
244
1039
SH
SOLE
0
0
1039
MEDIWOUND LTD
ORD SHS
M68830104
799
562350
SH
SOLE
0
0
562350
MERCK & CO INC
COM
58933Y105
852
9748
SH
SOLE
0
0
9748
MICROSOFT CORP
COM
594918104
9399
38085
SH
SOLE
0
0
38085
MITEK SYS INC
COM NEW
606710200
3787
348390
SH
SOLE
0
0
348390
MONDELEZ INTL INC
CL A
609207105
224
4002
SH
SOLE
0
0
4002
NEXTPLAY TECHNOLOGIES INC
COM
65344G102
8
30000
SH
SOLE
0
0
30000
NIKE INC
CL B
654106103
512
5682
SH
SOLE
0
0
5682
NORTHROP GRUMMAN CORP
COM
666807102
1698
3500
SH
SOLE
0
0
3500
NOVAVAX INC
COM NEW
670002401
282
15590
SH
SOLE
0
0
15590
ORACLE CORP
COM
68389X105
932
14280
SH
SOLE
0
0
14280
PALANTIR TECHNOLOGIES INC
CL A
69608A108
5014
591941
SH
SOLE
0
0
591941
PALISADE BIO INC
COM
696389105
76
670000
SH
SOLE
0
0
670000
PAYCHEX INC
COM
704326107
276
2475
SH
SOLE
0
0
2475
PAYPAL HLDGS INC
COM
70450Y103
227
2400
SH
SOLE
0
0
2400
PEPSICO INC
COM
713448108
1300
7983
SH
SOLE
0
0
7983
PFIZER INC
COM
717081103
623
14456
SH
SOLE
0
0
14456
PGIM ETF TR
PGIM ULTRA SH BD
69344A107
1915
39115
SH
SOLE
0
0
39115
PHILIP MORRIS INTL INC
COM
718172109
422
4936
SH
SOLE
0
0
4936
PROCTER AND GAMBLE CO
COM
742718109
1506
11909
SH
SOLE
0
0
11909
PROSPERITY BANCSHARES INC
COM
743606105
384
5425
SH
SOLE
0
0
5425
QUALCOMM INC
COM
747525103
1914
15280
SH
SOLE
0
0
15280
SALESFORCE INC
COM
79466L302
702
4515
SH
SOLE
0
0
4515
SAUL CTRS INC
COM
804395101
226
6075
SH
SOLE
0
0
6075
SCHLUMBERGER LTD
COM STK
806857108
252
5927
SH
SOLE
0
0
5927
SIRIUS XM HOLDINGS INC
COM
82968B103
113
19100
SH
SOLE
0
0
19100
SIXTH STREET SPECIALTY LENDI
COM
83012A109
1465
85400
SH
SOLE
0
0
85400
SLR INVESTMENT CORP
COM
83413U100
153
11800
SH
SOLE
0
0
11800
SPDR SER TR
PRTFLO S&P500 GW
78464A409
7923
151037
SH
SOLE
0
0
151037
SPDR SER TR
PRTFLO S&P500 VL
78464A508
5854
163010
SH
SOLE
0
0
163010
SPDR SER TR
S&P BIOTECH
78464A870
446
5400
SH
SOLE
0
0
5400
SPECTRUM PHARMACEUTICALS INC
COM
84763A108
252
574600
SH
SOLE
0
0
574600
STARBUCKS CORP
COM
855244109
713
7975
SH
SOLE
0
0
7975
STARWOOD PPTY TR INC
COM
85571B105
2959
154378
SH
SOLE
0
0
154378
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
297
4000
SH
SOLE
0
0
4000
TARGET CORP
COM
87612E106
220
1415
SH
SOLE
0
0
1415
TARSUS PHARMACEUTICALS INC
COM
87650L103
187
10858
SH
SOLE
0
0
10858
TAYSHA GENE THERAPIES INC
COM SHS
877619106
47
25242
SH
SOLE
0
0
25242
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
264
20000
SH
SOLE
0
0
20000
TELLURIAN INC NEW
COM
87968A104
12
100000
SH
Call
SOLE
0
0
100000
TELLURIAN INC NEW
COM
87968A104
160
60000
SH
SOLE
0
0
60000
TESLA INC
COM
88160R101
586
2460
SH
SOLE
0
0
2460
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
11
200000
SH
Call
SOLE
0
0
200000
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
2483
286675
SH
SOLE
0
0
286675
THE TRADE DESK INC
COM CL A
88339J105
428
7000
SH
SOLE
0
0
7000
TJX COS INC NEW
COM
872540109
558
8575
SH
SOLE
0
0
8575
TRANSOCEAN LTD
REG SHS
H8817H100
207
64600
SH
SOLE
0
0
64600
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
153
13500
SH
SOLE
0
0
13500
ULTA BEAUTY INC
COM
90384S303
372
950
SH
SOLE
0
0
950
UNION PAC CORP
COM
907818108
680
3432
SH
SOLE
0
0
3432
UNITED BANKSHARES INC WEST V
COM
909907107
430
11295
SH
SOLE
0
0
11295
UNITED PARCEL SERVICE INC
CL B
911312106
503
3040
SH
SOLE
0
0
3040
UNITED STATES ANTIMONY CORP
COM
911549103
76
200000
SH
SOLE
0
0
200000
UNITEDHEALTH GROUP INC
COM
91324P102
1156
2227
SH
SOLE
0
0
2227
UNIVERSAL DISPLAY CORP
COM
91347P105
7253
70328
SH
SOLE
0
0
70328
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
3874
30602
SH
SOLE
0
0
30602
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
274
5769
SH
SOLE
0
0
5769
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
313
6450
SH
SOLE
0
0
6450
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
246
1065
SH
SOLE
0
0
1065
VERIZON COMMUNICATIONS INC
COM
92343V104
523
13830
SH
SOLE
0
0
13830
VISA INC
COM CL A
92826C839
702
3781
SH
SOLE
0
0
3781
WAITR HLDGS INC
COM
930752100
8
50000
SH
SOLE
0
0
50000
WALMART INC
COM
931142103
1560
11845
SH
SOLE
0
0
11845
WASHINGTON TR BANCORP INC
COM
940610108
934
19450
SH
SOLE
0
0
19450
WISDOMTREE TR
US MIDCAP FUND
97717W570
396
8500
SH
SOLE
0
0
8500
WORLD GOLD TR
SPDR GLD MINIS
98149E303
549
16135
SH
SOLE
0
0
16135
XEROX HOLDINGS CORP
COM NEW
98421M106
3036
206510
SH
SOLE
0
0
206510
XPO LOGISTICS INC
COM
983793100
237
4728
SH
SOLE
0
0
4728
ZOETIS INC
CL A
98978V103
718
4708
SH
SOLE
0
0
4708