0001766157-21-000006.txt : 20211112
0001766157-21-000006.hdr.sgml : 20211112
20211112094401
ACCESSION NUMBER: 0001766157-21-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211112
DATE AS OF CHANGE: 20211112
EFFECTIVENESS DATE: 20211112
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sargent Investment Group, LLC
CENTRAL INDEX KEY: 0001766157
IRS NUMBER: 855082770
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19098
FILM NUMBER: 211400694
BUSINESS ADDRESS:
STREET 1: 7250 WOODMONT AVE.
STREET 2: SUITE 260
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 2025806402
MAIL ADDRESS:
STREET 1: 7250 WOODMONT AVE.
STREET 2: SUITE 260
CITY: BETHESDA
STATE: MD
ZIP: 20814
13F-HR
1
primary_doc.xml
13F-HR
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false
false
true
0001766157
XXXXXXXX
09-30-2021
09-30-2021
Sargent Investment Group, LLC
7250 WOODMONT AVE.
SUITE 260
BETHESDA
MD
20814
13F HOLDINGS REPORT
028-19098
N
Kelly Adams
Client Service Manager
202-580-6400
Kelly Adams
Bethesda
MD
11-12-2021
0
203
411767
false
INFORMATION TABLE
2
SargentInvestmentGroup_13f.xml
ADOBE SYSTEMS INCORPORATED
COM
00724F101
1128
1960
SH
SOLE
0
0
0
1960
AMAZON COM INC
COM
023135106
5949
1811
SH
SOLE
0
0
0
1811
BRISTOL-MYERS SQUIBB CO
COM
110122108
648
10947
SH
SOLE
0
0
0
10947
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
2681
9824
SH
SOLE
0
0
0
9824
EMERSON ELEC CO
COM
291011104
770
8179
SH
SOLE
0
0
0
8179
BOEING CO
COM
097023105
1171
5324
SH
SOLE
0
0
0
5324
IRON MTN INC NEW
COM
46284V101
7129
164075
SH
SOLE
0
0
0
164075
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
25
2550
SH
SOLE
0
0
0
2550
AMGEN INC
COM
031162100
205
964
SH
SOLE
0
0
0
964
ABBOTT LABS
COM
002824100
1011
8562
SH
SOLE
0
0
0
8562
CAPSTONE GREEN ENERGY CORP
COM
14067D508
481
100075
SH
SOLE
0
0
0
100075
FEDEX CORP
COM
31428X106
413
1885
SH
SOLE
0
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0
1885
INTEL CORP
COM
458140100
763
14315
SH
SOLE
0
0
0
14315
ILLINOIS TOOL WKS INC
COM
452308109
338
1635
SH
SOLE
0
0
0
1635
ORACLE CORP
COM
68389X105
1173
13458
SH
SOLE
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13458
QUALCOMM INC
COM
747525103
1502
11648
SH
SOLE
0
0
0
11648
DISNEY WALT CO
COM
254687106
659
3893
SH
SOLE
0
0
0
3893
HONEYWELL INTL INC
COM
438516106
364
1715
SH
SOLE
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1715
JOHNSON & JOHNSON
COM
478160104
4197
25987
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SOLE
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PFIZER INC
COM
717081103
612
14231
SH
SOLE
0
0
0
14231
CHEVRON CORP NEW
COM
166764100
892
8793
SH
SOLE
0
0
0
8793
MICROSOFT CORP
COM
594918104
10990
38982
SH
SOLE
0
0
0
38982
UNITED PARCEL SERVICE INC
CL B
911312106
581
3188
SH
SOLE
0
0
0
3188
AT&T INC
COM
00206R102
257
9513
SH
SOLE
0
0
0
9513
CITIGROUP INC
COM NEW
172967424
778
11082
SH
SOLE
0
0
0
11082
CISCO SYS INC
COM
17275R102
476
8737
SH
SOLE
0
0
0
8737
INTERNATIONAL BUSINESS MACHS
COM
459200101
5051
36357
SH
SOLE
0
0
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36357
COCA COLA CO
COM
191216100
475
9052
SH
SOLE
0
0
0
9052
PEPSICO INC
COM
713448108
1233
8197
SH
SOLE
0
0
0
8197
VERIZON COMMUNICATIONS INC
COM
92343V104
763
14135
SH
SOLE
0
0
0
14135
XEROX HOLDINGS CORP
COM NEW
98421M106
4629
229500
SH
SOLE
0
0
0
229500
ISHARES TR
U.S. FINLS ETF
464287788
423
5130
SH
SOLE
0
0
0
5130
ISHARES TR
U.S. TECH ETF
464287721
703
6940
SH
SOLE
0
0
0
6940
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
237
1323
SH
SOLE
0
0
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ISHARES TR
ISHARES BIOTECH
464287556
352
2177
SH
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0
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VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
231
1501
SH
SOLE
0
0
0
1501
DEERE & CO
COM
244199105
277
828
SH
SOLE
0
0
0
828
BK OF AMERICA CORP
COM
060505104
860
20268
SH
SOLE
0
0
0
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STARBUCKS CORP
COM
855244109
1017
9215
SH
SOLE
0
0
0
9215
AUTOMATIC DATA PROCESSING IN
COM
053015103
240
1200
SH
SOLE
0
0
0
1200
EXXON MOBIL CORP
COM
30231G102
845
14363
SH
SOLE
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WALMART INC
COM
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1630
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SH
SOLE
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UNION PAC CORP
COM
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SH
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BAXTER INTL INC
COM
071813109
730
9082
SH
SOLE
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TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
463
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SOLE
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BARCLAYS PLC
ADR
06738E204
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1960
SH
SOLE
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1960
TARGET CORP
COM
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SOLE
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CAPITAL ONE FINL CORP
COM
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377
2325
SH
SOLE
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COSTCO WHSL CORP NEW
COM
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LILLY ELI & CO
COM
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CVS HEALTH CORP
COM
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SOLE
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DEUTSCHE BANK A G
NAMEN AKT
D18190898
127
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DANAHER CORPORATION
COM
235851102
954
3135
SH
SOLE
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MERCK & CO INC
COM
58933Y105
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SH
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PROCTER AND GAMBLE CO
COM
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GENERAL ELECTRIC CO
COM
369604103
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52485
SH
SOLE
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0
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GOLDMAN SACHS GROUP INC
COM
38141G104
463
1225
SH
SOLE
0
0
0
1225
HOME DEPOT INC
COM
437076102
2541
7741
SH
SOLE
0
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0
7741
MCDONALDS CORP
COM
580135101
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868
SH
SOLE
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NIKE INC
CL B
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5531
SH
SOLE
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JPMORGAN CHASE & CO
COM
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SH
SOLE
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SIRIUS XM HOLDINGS INC
COM
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TJX COS INC NEW
COM
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7780
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SOLE
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MONDELEZ INTL INC
CL A
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294
5052
SH
SOLE
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0
0
5052
MATTEL INC
COM
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904
48700
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SOLE
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CORNING INC
COM
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9600
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SOLE
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FISERV INC
COM
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223
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SOLE
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FORD MTR CO DEL
COM
345370860
1649
116477
SH
SOLE
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116477
UNITEDHEALTH GROUP INC
COM
91324P102
857
2193
SH
SOLE
0
0
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2193
AMERICAN TOWER CORP NEW
COM
03027X100
296
1115
SH
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ZIMMER BIOMET HOLDINGS INC
COM
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INTUIT
COM
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MARRIOTT INTL INC NEW
CL A
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5888
SH
SOLE
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3M CO
COM
88579Y101
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SOLE
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COMCAST CORP NEW
CL A
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SOLE
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CONOCOPHILLIPS
COM
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APPLE INC
COM
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COHEN & STEERS QUALITY INCOM
COM
19247L106
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CATERPILLAR INC
COM
149123101
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SH
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UNIVERSAL DISPLAY CORP
COM
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SH
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KINDER MORGAN INC DEL
COM
49456B101
545
32591
SH
SOLE
0
0
0
32591
APA CORPORATION
COM
03743Q108
600
28000
SH
SOLE
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0
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28000
CEDAR FAIR L P
DEPOSITRY UNIT
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ISHARES TR
ISHARES SEMICDTR
464287523
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SH
SOLE
0
0
0
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AVID BIOSERVICES INC
COM
05368M106
17517
812113
SH
SOLE
0
0
0
812113
AMERICAN EXPRESS CO
COM
025816109
768
4584
SH
SOLE
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PAYCHEX INC
COM
704326107
346
3075
SH
SOLE
0
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3075
NORTHROP GRUMMAN CORP
COM
666807102
1369
3800
SH
SOLE
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3800
HENRY SCHEIN INC
COM
806407102
499
6550
SH
SOLE
0
0
0
6550
FREEPORT-MCMORAN INC
CL B
35671D857
538
16548
SH
SOLE
0
0
0
16548
WEYERHAEUSER CO MTN BE
COM NEW
962166104
417
11733
SH
SOLE
0
0
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11733
DONNELLEY R R & SONS CO
COM
257867200
69
13500
SH
SOLE
0
0
0
13500
ENTERPRISE PRODS PARTNERS L
COM
293792107
496
22926
SH
SOLE
0
0
0
22926
BALL CORP
COM
058498106
247
2750
SH
SOLE
0
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0
2750
ALPHABET INC
CAP STK CL A
02079K305
2591
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SH
SOLE
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0
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INVESCO EXCHANGE TRADED FD T
WILDERHIL CLAN
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3494
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SH
SOLE
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45242
VANGUARD INDEX FDS
REAL ESTATE ETF
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347
3405
SH
SOLE
0
0
0
3405
BLACKROCK INC
COM
09247X101
343
409
SH
SOLE
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GABELLI DIVID & INCOME TR
COM
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PROSPERITY BANCSHARES INC
COM
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465
6535
SH
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INTERCONTINENTAL EXCHANGE IN
COM
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234
2042
SH
SOLE
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2042
SAUL CTRS INC
COM
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241
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SH
SOLE
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5475
LIVEPERSON INC
COM
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SH
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COHEN & STEERS INFRASTRUCTUR
COM
19248A109
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71536
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
2025
51653
SH
SOLE
0
0
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51653
SALESFORCE COM INC
COM
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1166
4300
SH
SOLE
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EXELIXIS INC
COM
30161Q104
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SH
SOLE
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209570
NOVAVAX INC
COM NEW
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19667
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SOLE
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0
0
19667
CANTALOUPE INC
COM
138103106
17800
1651216
SH
SOLE
0
0
0
1651216
UNITED BANKSHARES INC WEST V
COM
909907107
500
13745
SH
SOLE
0
0
0
13745
SPDR SER TR
S&P BIOTECH
78464A870
445
3540
SH
SOLE
0
0
0
3540
MASTERCARD INCORPORATED
CL A
57636Q104
237
681
SH
SOLE
0
0
0
681
ANTARES PHARMA INC
COM
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SH
SOLE
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ARES CAPITAL CORP
COM
04010L103
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SH
SOLE
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0
268398
FIRST TR MORNINGSTAR DIVID L
SHS
336917109
1155
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SH
SOLE
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35245
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
10930
146083
SH
SOLE
0
0
0
146083
SANDY SPRING BANCORP INC
COM
800363103
321
7000
SH
SOLE
0
0
0
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SPECTRUM PHARMACEUTICALS INC
COM
84763A108
346
158600
SH
SOLE
0
0
0
158600
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
4908
20806
SH
SOLE
0
0
0
20806
BLACKSTONE GROUP INC
COM
09260D107
15742
135306
SH
SOLE
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0
0
135306
WISDOMTREE TR
US MIDCAP FUND
97717W570
442
8500
SH
SOLE
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0
8500
CONTANGO OIL & GAS CO
COM NEW
21075N204
46
10000
SH
SOLE
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0
0
10000
COHEN & STEERS CLOSED-END OP
COM
19248P106
260
19085
SH
SOLE
0
0
0
19085
FIRST TR EXCHANGE TRADED FD
FINLS ALPHADEX
33734X135
284
6410
SH
SOLE
0
0
0
6410
FIRST TR LRGE CP CORE ALPHA
COM SHS
33734K109
462
5415
SH
SOLE
0
0
0
5415
FIRST TR EXCHANGE TRADED FD
TECH ALPHADEX
33734X176
899
7320
SH
SOLE
0
0
0
7320
VISA INC
COM CL A
92826C839
889
3989
SH
SOLE
0
0
0
3989
PHILIP MORRIS INTL INC
COM
718172109
400
4219
SH
SOLE
0
0
0
4219
IRIDIUM COMMUNICATIONS INC
COM
46269C102
259
6500
SH
SOLE
0
0
0
6500
ZIOPHARM ONCOLOGY INC
COM
98973P101
55
30000
SH
SOLE
0
0
0
30000
ULTA BEAUTY INC
COM
90384S303
343
950
SH
SOLE
0
0
0
950
WASHINGTON TR BANCORP INC
COM
940610108
1030
19450
SH
SOLE
0
0
0
19450
MITEK SYS INC
COM NEW
606710200
6584
355865
SH
SOLE
0
0
0
355865
ISHARES TR
GL CLEAN ENE ETF
464288224
358
16515
SH
SOLE
0
0
0
16515
ENERGY RECOVERY INC
COM
29270J100
838
44020
SH
SOLE
0
0
0
44020
CHROMADEX CORP
COM NEW
171077407
132
21000
SH
SOLE
0
0
0
21000
PALISADE BIO INC
COM
696389105
278
105000
SH
SOLE
0
0
0
105000
STARWOOD PPTY TR INC
COM
85571B105
1003
41086
SH
SOLE
0
0
0
41086
BROADCOM INC
COM
11135F101
353
727
SH
SOLE
0
0
0
727
ABERDEEN STD GOLD ETF TR
PHYSCL GOLD SHS
00326A104
191
11330
SH
SOLE
0
0
0
11330
SLR INVESTMENT CORP
COM
83413U100
226
11800
SH
SOLE
0
0
0
11800
GOLUB CAP BDC INC
COM
38173M102
178
11250
SH
SOLE
0
0
0
11250
TESLA INC
COM
88160R101
845
1090
SH
SOLE
0
0
0
1090
VANGUARD SCOTTSDALE FDS
VNG RUS3000IDX
92206C599
219
1105
SH
SOLE
0
0
0
1105
GENERAL MTRS CO
COM
37045V100
248
4700
SH
SOLE
0
0
0
4700
SHOPIFY INC
CL A
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891
657
SH
SOLE
0
0
0
657
CYTOSORBENTS CORP
COM NEW
23283X206
7829
964141
SH
SOLE
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0
0
964141
FACEBOOK INC
CL A
30303M102
310
914
SH
SOLE
0
0
0
914
CARLYLE GROUP INC
COM
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311765
SH
SOLE
0
0
0
311765
ABBVIE INC
COM
00287Y109
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7248
SH
SOLE
0
0
0
7248
ZOETIS INC
CL A
98978V103
878
4523
SH
SOLE
0
0
0
4523
FIRST TR EXCHANGE TRAD FD VI
FST TR GLB FD
33739H101
5513
228648
SH
SOLE
0
0
0
228648
INTRA-CELLULAR THERAPIES INC
COM
46116X101
221
5923
SH
SOLE
0
0
0
5923
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
826
18043
SH
SOLE
0
0
0
18043
TRIPLEPOINT VENTURE GROWTH B
COM
89677Y100
246
15500
SH
SOLE
0
0
0
15500
MEDIWOUND LTD
ORD SHS
M68830104
1115
333750
SH
SOLE
0
0
0
333750
SIXTH STREET SPECIALTY LENDN
COM
83012A109
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78900
SH
SOLE
0
0
0
78900
ALPHABET INC
CAP STK CL C
02079K107
5464
2050
SH
SOLE
0
0
0
2050
ASPEN AEROGELS INC
COM
04523Y105
1774
38556
SH
SOLE
0
0
0
38556
ATLANTICA SUSTAINABLE INFR P
SHS
G0751N103
522
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SOLE
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0
0
15140
ARDELYX INC
COM
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10745
SH
SOLE
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0
0
10745
MATINAS BIOPHARMA HLDGS INC
COM
576810105
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3245021
SH
SOLE
0
0
0
3245021
COHERUS BIOSCIENCES INC
COM
19249H103
748
46540
SH
SOLE
0
0
0
46540
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
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24990
SH
SOLE
0
0
0
24990
EASTERLY GOVT PPTYS INC
COM
27616P103
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135663
SH
SOLE
0
0
0
135663
FIRSTSERVICE CORP NEW
COM
33767E202
2214
12267
SH
SOLE
0
0
0
12267
TEKLA WORLD HEALTHCARE FD
BEN INT SHS
87911L108
329
20000
SH
SOLE
0
0
0
20000
PAYPAL HLDGS INC
COM
70450Y103
807
3100
SH
SOLE
0
0
0
3100
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
15761
323497
SH
SOLE
0
0
0
323497
SQUARE INC
CL A
852234103
12828
53487
SH
SOLE
0
0
0
53487
AKOUSTIS TECHNOLOGIES INC
COM
00973N102
1977
203865
SH
SOLE
0
0
0
203865
ATOMERA INC
COM
04965B100
3788
164059
SH
SOLE
0
0
0
164059
THE TRADE DESK INC
COM CL A
88339J105
427
6080
SH
SOLE
0
0
0
6080
INVESCO HIG INCM 2023 TARG T
COM
46135X108
152
15625
SH
SOLE
0
0
0
15625
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
8392
1391700
SH
SOLE
0
0
0
1391700
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
6007
118425
SH
SOLE
0
0
0
118425
GLOBAL X FDS
FINTECH ETF
37954Y814
4989
103897
SH
SOLE
0
0
0
103897
DUPONT DE NEMOURS INC
COM
26614N102
269
3958
SH
SOLE
0
0
0
3958
FIRST TR EXCHANGE-TRADED FD
NASDQ ARTFCIAL
33738R720
6927
129066
SH
SOLE
0
0
0
129066
PGIM ETF TR
ULTRA SHORT
69344A107
2788
56115
SH
SOLE
0
0
0
56115
WORLD GOLD TR
SPDR GLD MINIS
98149E204
760
43543
SH
SOLE
0
0
0
43543
JANUS DETROIT STR TR
HENDERSON MTG
47103U852
447
8410
SH
SOLE
0
0
0
8410
MODERNA INC
COM
60770K107
489
1270
SH
SOLE
0
0
0
1270
FUTU HLDGS LTD
SPON ADS CL A
36118L106
314
3450
SH
SOLE
0
0
0
3450
DOW INC
COM
260557103
504
8753
SH
SOLE
0
0
0
8753
AMPLIFY ETF TR
SEYMOUR CANNBS
032108854
612
31720
SH
SOLE
0
0
0
31720
CARRIER GLOBAL CORPORATION
COM
14448C104
5216
100780
SH
SOLE
0
0
0
100780
BROADSTONE NET LEASE INC
COM
11135E203
2024
81565
SH
SOLE
0
0
0
81565
PALANTIR TECHNOLOGIES INC
CL A
69608A108
9323
387813
SH
SOLE
0
0
0
387813
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
35
100000
SH
Call
SOLE
0
0
0
100000
FORD MTR CO DEL
COM
345370860
83
100000
SH
Call
SOLE
0
0
0
100000
NOVAVAX INC
COM NEW
670002401
0
1000
SH
Call
SOLE
0
0
0
1000
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
0
20000
SH
Call
SOLE
0
0
0
20000
DISNEY WALT CO
COM
254687106
0
2000
SH
Call
SOLE
0
0
0
2000
FEDEX CORP
COM
31428X106
0
300
SH
Call
SOLE
0
0
0
300
BARCLAYS PLC
ADR
06738E204
1
9000
SH
Call
SOLE
0
0
0
9000
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
24
100000
SH
Call
SOLE
0
0
0
100000
TRANSOCEAN LTD
REG SHS
H8817H100
13
50000
SH
Call
SOLE
0
0
0
50000
DIGITALBRIDGE GROUP INC
CL A COM
25401T108
60
300000
SH
Call
SOLE
0
0
0
300000
DUPONT DE NEMOURS INC
COM
26614N102
1
2000
SH
Call
SOLE
0
0
0
2000
FACEBOOK INC
CL A
30303M102
0
100
SH
Call
SOLE
0
0
0
100
GENERAL ELECTRIC CO
COM
369604103
28
100000
SH
Call
SOLE
0
0
0
100000
ANTARES PHARMA INC
COM
036642106
15
100000
SH
Call
SOLE
0
0
0
100000