Chief Compliance Officer

0001085146-19-002211.txt : 20190812 0001085146-19-002211.hdr.sgml : 20190812 20190812172609 ACCESSION NUMBER: 0001085146-19-002211 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190812 DATE AS OF CHANGE: 20190812 EFFECTIVENESS DATE: 20190812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sargent Investment Group, LLC CENTRAL INDEX KEY: 0001766157 IRS NUMBER: 855082770 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19098 FILM NUMBER: 191017556 BUSINESS ADDRESS: STREET 1: 7250 WOODMONT AVE. STREET 2: SUITE 260 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 2025806402 MAIL ADDRESS: STREET 1: 7250 WOODMONT AVE. STREET 2: SUITE 260 CITY: BETHESDA STATE: MD ZIP: 20814 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001766157 XXXXXXXX 06-30-2019 06-30-2019 false Sargent Investment Group, LLC

7250 WOODMONT AVE. SUITE 260 BETHESDA MD 20814

13F HOLDINGS REPORT 028-19098 N Teresa Schafer Chief Compliance Officer 646-262-4897 /s/ Teresa Schafer Bethesda MD 08-12-2019 0 143 218987 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 776 4474 SH SOLE 0 0 4474 ABBOTT LABS COM 002824100 353 4196 SH SOLE 0 0 4196 ABSOLUTE SHS TR WBI BBR GBL INME 00400R874 823 32656 SH SOLE 0 0 32656 ABSOLUTE SHS TR WBI BBR YLD 1000 00400R700 378 15764 SH SOLE 0 0 15764 ABSOLUTE SHS TR WBI BULBEAR TR 00400R841 372 17983 SH SOLE 0 0 17983 ABSOLUTE SHS TR WBI PWR FCTR ETF 00400R858 368 14999 SH SOLE 0 0 14999 ADOBE INC COM 00724F101 1117 3790 SH SOLE 0 0 3790 ALPHABET INC CAP STK CL A 02079K305 544 502 SH SOLE 0 0 502 ALPHABET INC CAP STK CL C 02079K107 2107 1949 SH SOLE 0 0 1949 AMAZON COM INC COM 023135106 8794 4644 SH SOLE 0 0 4644 AMERICAN EXPRESS CO COM 025816109 351 2845 SH SOLE 0 0 2845 AMGEN INC COM 031162100 369 2000 SH SOLE 0 0 2000 ANTARES PHARMA INC COM 036642106 10583 3216575 SH SOLE 0 0 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