0001766150-21-000011.txt : 20211116
0001766150-21-000011.hdr.sgml : 20211116
20211115174020
ACCESSION NUMBER: 0001766150-21-000011
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211115
EFFECTIVENESS DATE: 20211116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: EASTERLY INVESTMENT PARTNERS LLC
CENTRAL INDEX KEY: 0001766150
IRS NUMBER: 832400656
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19504
FILM NUMBER: 211412885
BUSINESS ADDRESS:
STREET 1: 138 CONANT ST
CITY: BEVERLY
STATE: MA
ZIP: 01915
BUSINESS PHONE: 2122590800
MAIL ADDRESS:
STREET 1: 138 CONANT ST
CITY: BEVERLY
STATE: MA
ZIP: 01915
FORMER COMPANY:
FORMER CONFORMED NAME: LEVIN EASTERLY PARTNERS LLC
DATE OF NAME CHANGE: 20191114
FORMER COMPANY:
FORMER CONFORMED NAME: Levin Easterly Partners LLC
DATE OF NAME CHANGE: 20190128
13F-HR/A
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09-30-2021
09-30-2021
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NEW HOLDINGS
EASTERLY INVESTMENT PARTNERS LLC
138 CONANT ST
BEVERLY
MA
01915
13F HOLDINGS REPORT
028-19504
N
Joe Iraci
CCO
2035427215
Joe Iraci
Greenwich
CT
11-15-2021
0
275
1475172
INFORMATION TABLE
2
lep_infotable_1121.xml
1ST COMNWLTH FINL CO
COM
319829107
2410
176821
SH
SOLE
176821
0
0
23ANDME HOLDING CO
*W EXP 06/16/202
90138Q116
31
16666
SH
OTR
0
16666
0
ABBVIE INC
COM
00287Y109
28294
262292
SH
OTR
41947
123072
97273
ACCO BRANDS CORP
COM
00081t108
4833
562654
SH
SOLE
562654
0
0
ADVANTAGE SOLUTIONS INC
COM CL A
00791N102
173
20009
SH
OTR
0
20009
0
AEQUI ACQUISITION CORP
COM CL A
00775W102
731
75000
SH
OTR
0
75000
0
AEQUI ACQUISITION CORP
*W EXP 11/30/202
00775W110
15
25000
SH
OTR
0
25000
0
ALAMOS GOLD INC 00505 F CLASS A
COM CL A
011532108
6925
961863
SH
SOLE
961863
0
0
ALLIANCE DATA SYSTEMS CORP
COM
018581108
15358
152225
SH
SOLE
152225
0
0
ALTICE USA INC
CL A
02156K103
210
10151
SH
OTR
0
10151
0
AMAZON.COM INC
COM
023135106
986
300
SH
SOLE
300
0
0
AMERICAN EQUITY INVT LIFE HLDG CO
COM
025676206
6862
232046
SH
SOLE
232046
0
0
AMERICAN EXPRESS CO
COM
025816109
536
3200
SH
SOLE
3200
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
21446
390707
SH
OTR
0
148409
242298
AMGEN INC.
COM
031162100
2152
10119
SH
SOLE
10119
0
0
ANTERO MIDSTREAM CORP
COM
03676b102
1415
135775
SH
SOLE
135775
0
0
APOLLO STRATEGIC GROWTH CAPT
SHS CL A
G0411R106
122
12500
SH
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0
12500
0
APOLLO STRATEGIC GRWT CPTL I
SHS CL A
G0412A102
98
10000
SH
OTR
0
10000
0
APPLE INC
COM
037833100
1583
11187
SH
OTR
0
11187
0
ARCHER DANIELS MIDLAND CO
COM
039483102
7325
122061
SH
OTR
0
0
122061
ARGO GROUP INTL HLDG F
COM
g0464b107
3551
67997
SH
SOLE
67997
0
0
ARKO CORP
*W EXP 12/22/202
041242116
24
10787
SH
OTR
0
10787
0
AT&T INC
COM
00206R102
8786
325293
SH
OTR
0
177296
147997
ATLAS AIR WORLDWIDE
COM
049164205
975
11941
SH
SOLE
11941
0
0
B2GOLD CORP
COM
11777q209
7911
2313079
SH
SOLE
2313079
0
0
BAKER HUGHES COMPANY
CL A
05722G100
1021
41279
SH
OTR
0
41279
0
BANKUNITED INC
COM
06652k103
13698
327557
SH
SOLE
327557
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
33789
123796
SH
OTR
0
64429
59367
BIO RAD LABS INC
CL A
090572207
1373
1840
SH
OTR
0
1840
0
BIOGEN INC
COM
09062x103
8906
31471
SH
SOLE
31471
0
0
BK OF AMERICA CORP
COM
060505104
24584
579151
SH
OTR
452379
0
126772
BLACKSTONE INC
COM
09260D107
2273
19538
SH
OTR
0
19538
0
BLOOMIN BRANDS INC
COM
094235108
15255
610178
SH
OTR
499112
22879
88187
BLUE OWL CAPITAL INC
*W EXP 05/19/202
09581B111
75
15847
SH
OTR
0
15847
0
BLUERIVER ACQUISITION CORP
SHS CL A
G1261Q107
98
10000
SH
OTR
0
10000
0
BOWX ACQUISITION CORP
*W EXP 08/03/202
103085114
28
13333
SH
OTR
0
13333
0
BP PLC F SPONSORED ADR 1 ADR REPS 6 ORD SH
COM
055622104
2930
107217
SH
SOLE
107217
0
0
BRINKER INTL INC
COM
109641100
2126
43339
SH
SOLE
43339
0
0
BROADSCALE ACQUISITION CORP
COM CL A
11134Y101
97
10000
SH
OTR
0
10000
0
BROOKFIELD ASSET MGMT INC
CL A LTD VT SH
112585104
3626
67765
SH
OTR
0
0
67765
CARDINAL HEALTH INC
COM
14149Y108
4378
88517
SH
SOLE
88517
0
0
CARTER'S INC
COM
146229109
4081
41971
SH
SOLE
41971
0
0
CAZOO GROUP LTD
COM
G2007L105
78
10001
SH
OTR
0
10001
0
CAZOO GROUP LTD
*W EXP 08/26/202
G2007L113
19
12499
SH
OTR
0
12499
0
CC NEUBERGER PRIN HLDGS II
SHS CL A
G3166T103
393
40000
SH
OTR
0
40000
0
CC NEUBERGER PRIN HLDGS II
*W EXP 07/29/202
G3166T111
50
49999
SH
OTR
0
49999
0
CC NEUBERGER PRINCIPAL HOLDN
SHS CL A
G1992N100
733
75000
SH
OTR
0
75000
0
CC NEUBERGER PRINCIPAL HOLDN
*W EXP 99/99/999
G1992N126
15
14999
SH
OTR
0
14999
0
CENTENE CORP
COM
15135b101
17674
283652
SH
SOLE
283652
0
0
CENTERPOINT ENERGY INC
COM
15189T107
33624
1366822
SH
OTR
0
800579
566243
CENTURY ALUMINUM CO
COM
156431108
731
54353
SH
SOLE
54353
0
0
CHECK POINT SOFTWARE
COM
M22465104
10270
90853
SH
SOLE
90853
0
0
CHEVRON CORP NEW
COM
166764100
9531
93948
SH
OTR
0
29663
64285
CHP MERGER CORP
COM CL A
12558Y106
101
10060
SH
OTR
0
10060
0
CIMAREX ENERGY CO
COM
171798101
18640
213764
SH
SOLE
213764
0
0
CINEMARK HOLDINGS
COM
17243v102
12038
626674
SH
SOLE
626674
0
0
CISCO SYS INC
COM
17275R102
39301
722046
SH
OTR
166280
317434
238332
CISCO SYSTEMS INC COM
COM
17275r102
9051
166280
SH
SOLE
166280
0
0
CITIGROUP INC
COM NEW
172967424
27501
391868
SH
OTR
0
259428
132440
CLASS ACCELERATION CORP
COM
18274B106
486
50000
SH
OTR
0
50000
0
CLASS ACCELERATION CORP
*W EXP 03/31/202
18274B114
15
24999
SH
OTR
0
24999
0
CLIMATE REAL IMPACT SLUTINS
COM CL A
187171103
98
10000
SH
OTR
0
10000
0
CNO FINL GROUP INC
COM
12621e103
19233
817027
SH
SOLE
817027
0
0
CO-DIAGNOSTICS INC
COM
189763105
1578
162190
SH
SOLE
162190
0
0
COHN ROBBINS HOLDINGS CORP
COM CL A
G23726105
491
49998
SH
OTR
0
49998
0
COHN ROBBINS HOLDINGS CORP
*W EXP 08/28/202
G23726113
15
16666
SH
OTR
0
16666
0
COMCAST CORP NEW
CL A
20030N101
10697
191259
SH
OTR
0
126323
64936
COMMERCIAL METALS CO COM
COM
201723103
19744
648180
SH
SOLE
648180
0
0
COMMSCOPE HLDG CO INC
COM
20337X109
172
12621
SH
OTR
0
12621
0
CONCORD ACQUISITION CORP
*W EXP 12/28/202
206071110
66
37500
SH
OTR
0
37500
0
CONOCOPHILLIPS
COM
20825C104
2116
31227
SH
OTR
0
31227
0
COOPER-STANDARD HOLDING INC
COM
21676P103
944
43076
SH
SOLE
43076
0
0
COTERRA ENERGY INC
COM
127097103
11072
508821
SH
SOLE
508821
0
0
CROWN PROPTECH ACQUISITIONS
SHS CL A
G25741102
98
10000
SH
OTR
0
10000
0
CRUCIBLE ACQUISITION CORP
COM CL A
22877P108
244
24984
SH
OTR
0
24984
0
D AND Z MEDIA ACQUISITION CO
COM CL A
23305Q106
195
20000
SH
OTR
0
20000
0
DAVE & BUSTERS INC
COM
238337109
1074
27250
SH
SOLE
27250
0
0
DELEK US HOLDINGS INC NE
COM
24665a103
4409
245341
SH
SOLE
245341
0
0
DELWINDS INS ACQUISITION COR
COM CLS A
24803C102
394
39998
SH
OTR
0
39998
0
DELWINDS INS ACQUISITION COR
*W EXP 08/01/202
24803C110
13
19999
SH
OTR
0
19999
0
DIAMONDHEAD HOLDINGS CORP
CL A
25278L105
195
20000
SH
OTR
0
20000
0
DISNEY (WALT) CO COM STK
COM
254687106
5409
31976
SH
SOLE
31976
0
0
DOMINION ENERGY INC
COM
25746U109
12479
170904
SH
OTR
0
120577
50327
DUPONT DE NEMOURS INC
COM
26614N102
35214
517934
SH
OTR
0
318004
199930
E MERGE TECHNOLOGY ACQUISITI
COM CL A
26873Y104
196
19998
SH
OTR
0
19998
0
EAST RES ACQUISITION CO
COM CL A
274681105
246
24998
SH
OTR
0
24998
0
EAST RES ACQUISITION CO
*W EXP 07/01/202
274681113
8
12499
SH
OTR
0
12499
0
EATON CORP PLC
SHS
G29183103
981
6567
SH
OTR
0
4591
1976
EBAY INC.
COM
278642103
14334
205745
SH
OTR
0
83060
122685
ECP ENVIRONMENTAL GW OPT COR
COM CL A
26829T100
99
10000
SH
OTR
0
10000
0
ELLIOTT OPPORTUNITY II CORP
SHS CL A
G30092103
146
15000
SH
OTR
0
15000
0
EMERSON ELEC CO
COM
291011104
5033
53427
SH
OTR
0
0
53427
ENERGIZER HOLDINGS INC
COM
29272W109
526
13480
SH
SOLE
13480
0
0
EOG RES INC
COM
26875P101
1516
18882
SH
OTR
0
18882
0
EQT CORP
COM
26884L109
2768
135292
SH
OTR
0
135292
0
EQUITY DISTR ACQUISITION COR
COM CL A
29465E106
295
29997
SH
OTR
0
29997
0
EVOLV TECHNOLOGIES HLDNGS IN
*W EXP 03/10/202
30049H110
14
10000
SH
OTR
0
10000
0
EXECUTIVE NETWORK PARTNERING
CL A
30158L100
368
37499
SH
OTR
0
37499
0
EXECUTIVE NETWORK PARTNERING
*W EXP 09/25/202
30158L118
11
15622
SH
OTR
0
15622
0
EXXON MOBIL CORP
COM
30231G102
2015
34252
SH
OTR
0
34239
13
F N B CORP
COM
302520101
13223
1137990
SH
SOLE
1137990
0
0
FARMER BROS CO
COM
307675108
1061
126191
SH
OTR
0
1622
124569
FINANCE OF AMERICA COMPAN
COM CL A
31738L107
58
11694
SH
OTR
0
11694
0
FIRST HORIZON CORP
COM
320517105
8637
530204
SH
SOLE
530204
0
0
FIRST MIDWEST BANCORP INC/IL
COM
320867104
2175
114423
SH
SOLE
114423
0
0
FIRSTMARK HORIZON ACQUISITIO
CL A COM
33765Y101
196
20000
SH
OTR
0
20000
0
FIRSTMARK HORIZON ACQUISITIO
*W EXP 09/26/202
33765Y119
15
11666
SH
OTR
0
11666
0
FLEXION THERAPEUTICS
COM
33938j106
1914
313770
SH
SOLE
313770
0
0
FREEPORT-MCMORAN INC
COM
35671D857
1146
35228
SH
SOLE
35228
0
0
G SQUARED ASCEND I INC
SHS CL A
G4204R109
247
25000
SH
OTR
0
25000
0
GAP INC
COM
364760108
7071
311518
SH
OTR
0
214460
97058
GENERAL ELECTRIC CO
COM NEW
369604301
12653
122805
SH
OTR
0
84464
38341
GENERAL MTRS CO
COM
37045V100
31843
604109
SH
OTR
0
328352
275757
GENL DYNAMICS CORP COM
COM
369550108
13908
70951
SH
SOLE
70951
0
0
GLOBAL PARTNER ACQISTN CORP
CL A SHS
G3934P102
291
30000
SH
OTR
0
30000
0
GOLDEN FALCON ACQUISITION CO
CL A
38102H109
195
19998
SH
OTR
0
19998
0
GOLDMAN SACHS GROUP INC
COM
38141G104
34399
90997
SH
OTR
4969
52449
33579
GOLDMAN SACHS MLP ENERGYRENAISSANCE FD
COM
38148g206
1743
161978
SH
SOLE
161978
0
0
GRAF ACQUISITION CORP IV
COM
384272100
485
50000
SH
OTR
0
50000
0
GRAF ACQUISITION CORP IV
*W EXP 05/31/202
384272118
12
10000
SH
OTR
0
10000
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
311
16314
SH
OTR
0
16314
0
GREEN DOT CORP
COM
39304d102
2535
50372
SH
SOLE
50372
0
0
GROUP NINE ACQUISITION CORP
COM CL A
39947R104
244
25000
SH
OTR
0
25000
0
GS ACQUISITION HLDGS CORP II
COM CL A
36258Q105
204
20000
SH
OTR
0
20000
0
GS ACQUISITION HLDGS CORP II
*W EXP 06/30/202
36258Q113
27
12499
SH
OTR
0
12499
0
HARTFORD FINL SVCS GROUP
COM
416515104
16303
232068
SH
SOLE
232068
0
0
HASBRO INC
COM
418056107
11838
132688
SH
SOLE
132688
0
0
HENNESSY CAPITAL INVS CORP V
COM CL A
42589T107
99
10000
SH
OTR
0
10000
0
HESS CORP
COM
42809H107
16096
206062
SH
OTR
0
144764
61298
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
6233
437420
SH
OTR
0
306128
131292
HOLLEY INC
*W EXP 11/30/202
43538H111
48
16666
SH
OTR
0
16666
0
HOLLYFRONTIER CORP
COM
436106108
580
17502
SH
SOLE
17502
0
0
HP INC.
COM
40434l105
2323
84898
SH
SOLE
84898
0
0
HUDSON EXECUTIVE INVES III
COM CL A
44376L107
487
50000
SH
OTR
0
50000
0
INTEL CORP
COM
458140100
15315
287433
SH
OTR
205697
0
81736
INTERNATIONAL BUSINESS MACHS
COM
459200101
32110
231126
SH
OTR
0
156417
74709
INTERNATIONAL PAPER CO
COM
460146103
26482
473569
SH
OTR
105000
185873
182696
ION ACQUISITION CORP 2 LTD
SHS CL A
G49393104
99
10000
SH
OTR
0
10000
0
IVANHOE CAPITAL ACQUISTIN CO
*W EXP 01/08/202
G4R87P106
72
49999
SH
OTR
0
49999
0
IVANHOE CAPITAL ACQUISTIN CO
COM CL A
G4R87P114
1138
114973
SH
OTR
0
114973
0
J2 GLOBAL INC
COM
48123v102
1480
10834
SH
SOLE
10834
0
0
JACK CREEK INVESTMENT CORP
CL A SHS
G4989X115
731
75000
SH
OTR
0
75000
0
JACK CREEK INVESTMENT CORP
*W EXP 10/01/202
G4989X123
23
37500
SH
OTR
0
37500
0
JASPER THERAPEUTICS INC
*W EXP 12/01/202
471871111
15
10000
SH
OTR
0
10000
0
JAWS MUSTANG ACQUISITION COR
SHS CL A
G50737108
683
70000
SH
OTR
0
70000
0
JAWS MUSTANG ACQUISITION COR
*W EXP 01/30/202
G50737124
20
17499
SH
OTR
0
17499
0
JELD-WEN HLDG INC
COM
47580P103
788
31470
SH
OTR
0
31470
0
JETBLUE AWYS CORP
COM
477143101
17261
1128892
SH
OTR
978527
1363
149002
JOFF FINTECH ACQUISITION COR
COM CL A
46592C100
145
15000
SH
OTR
0
15000
0
JOHNSON & JOHNSON
COM
478160104
11071
68547
SH
OTR
60257
8276
14
JPMORGAN CHASE & CO
COM
46625H100
23877
145865
SH
OTR
138632
7224
9
KADEM SUSTAINABLE IMPACT COR
CLASS A COM
48284E105
184
18873
SH
OTR
0
18873
0
KENSINGTON CAPITAL ACQUISITI
COM CL A
49006L104
166
20000
SH
OTR
0
20000
0
KEURIG DR PEPPER INC
COM
49271V100
480
14054
SH
OTR
0
14033
21
KINDER MORGAN INC DEL
COM
49456B101
1251
74804
SH
OTR
0
74804
0
KL ACQUISITION CORP
COM CL A
49837C109
147
15000
SH
OTR
0
15000
0
KOHLS CORP
COM
500255104
4090
86848
SH
SOLE
86848
0
0
L3HARRIS TECHNOLOGIES IN
COM
502431109
573
2600
SH
SOLE
2600
0
0
LAMB WESTON HLDGS INC
COM
513272104
245
3990
SH
OTR
0
3990
0
LAZARD GROWTH ACQUISITION CO
CL A ORD SHS
G54035103
146
15000
SH
OTR
0
15000
0
LIBERTY MEDIA ACQUISITION CO
COM SR A
53073L104
101
10000
SH
OTR
0
10000
0
LILIUM N V
*W EXP 09/14/202
N52586117
75
33333
SH
OTR
0
33333
0
LINCOLN NTL CORP IND NPV
COM
534187109
15432
224459
SH
SOLE
224459
0
0
LIONS GATE ENTERTAINMENT
COM
535919401
9743
686579
SH
SOLE
686579
0
0
LOCKHEED MARTIN CORP
COM
539830109
16878
48907
SH
OTR
22431
17292
9184
LOWES COS INC
COM
548661107
4717
23254
SH
OTR
0
3182
20072
LUMEN TECHNOLOGIES INC
COM
550241103
2257
182185
SH
SOLE
182185
0
0
LUMENTUM HOLDINGS INC
COM
55024U109
12140
145323
SH
SOLE
145323
0
0
MARATHON PETE CORP
COM
56585A102
19977
323200
SH
OTR
308752
14448
0
MARQUEE RAINE ACQUISITION CO
CL A SHS
G58442107
200
20000
SH
OTR
0
20000
0
MATTHEWS INTERNATIONAL CORP
COM
577128101
1092
31469
SH
SOLE
31469
0
0
MERCK & CO INC
COM
58933Y105
44801
596473
SH
OTR
0
367448
229025
METLIFE INC COM
COM
59156r108
18102
293252
SH
SOLE
293252
0
0
MICRON TECHNOLOGY INC
COM
595112103
13745
193647
SH
OTR
0
134919
58728
MODINE MANUFACTURING
COM
607828100
2498
220450
SH
SOLE
220450
0
0
MOHAWK INDUSTRIES
COM
608190104
3313
18673
SH
SOLE
18673
0
0
MORGAN STANLEY
COM NEW
617446448
6361
65366
SH
OTR
0
0
65366
MOTION ACQUISITION CORP
COM CL A
61980M107
249
24999
SH
OTR
0
24999
0
MOTIVE CAPITAL CORP
SHS CL A
G6293A103
248
25000
SH
OTR
0
25000
0
MOTIVE CAPITAL CORP
*W EXP 12/31/202
G6293A111
17
13333
SH
OTR
0
13333
0
MPLX LP COM UNIT REPSTG LTD PARTNER
COM
55336V100
1424
50000
SH
SOLE
50000
0
0
NCR CORP NEW
COM
62886e108
1921
49559
SH
SOLE
49559
0
0
NEW VISTA ACQUISITION CORP
CL A SHS
G6529L105
146
15000
SH
OTR
0
15000
0
NN INC
COM
629337106
1021
194493
SH
SOLE
194493
0
0
NORTHERN STAR INVSTMNT CORP
COM CLASS A
66573W107
199
20000
SH
OTR
0
20000
0
NORWEGIAN CRUISE LIN F
COM
g66721104
747
27973
SH
SOLE
27973
0
0
NUCOR CORP
COM
670346105
698
7083
SH
SOLE
7083
0
0
NVENT ELECTRIC PLC
SHS
G6700G107
23969
741401
SH
OTR
0
429888
311513
OCCIDENTAL PETE CORP
COM
674599105
887
30000
SH
SOLE
30000
0
0
OFFERPAD SOLUTIONS INC
*W EXP 10/16/202
67623L117
58
33333
SH
OTR
0
33333
0
OFG BANCORP F
COM
67103x102
2052
81375
SH
SOLE
81375
0
0
ONE EQUITY PARTNERS OPEN WTR
CL A
68237L105
243
25000
SH
OTR
0
25000
0
OPEN TEXT CORP COM
COM
683715106
4788
98226
SH
SOLE
98226
0
0
OPTINOSE INC
COM
68404v100
1030
343385
SH
SOLE
343385
0
0
ORACLE CORP DEL
COM
68389x105
6548
75156
SH
SOLE
75156
0
0
ORGANON & CO
COMMON STOCK
68622V106
243
7415
SH
OTR
0
0
7414
ORTHO CLINICAL DIAGNOSTICS H
ORD SHS
G6829J107
312
16891
SH
OTR
0
0
16891
OWENS CORNING NEW
COM
690742101
19765
231166
SH
OTR
0
120223
110943
PACCAR INC
COM
693718108
1294
16398
SH
SOLE
16398
0
0
PACWEST BANCORP
COM
695263103
3536
78018
SH
SOLE
78018
0
0
PERSHING SQUARE TONTINE HLDG
COM CL A
71531R109
197
10000
SH
OTR
0
10000
0
PFIZER INC
COM
717081103
19745
459085
SH
OTR
316141
24312
118632
PHILLIPS 66
COM
718546104
332
4742
SH
OTR
0
4742
0
PHOTRONICS INC
COM
719405102
2282
167410
SH
SOLE
167410
0
0
PIONEER NAT RES CO
COM
723787107
15881
95372
SH
OTR
17600
58464
19308
POPULATION HEALTH INVS CO IN
SHS CL A
G71716107
1399
143011
SH
OTR
0
143011
0
POPULATION HEALTH INVS CO IN
*W EXP 10/01/202
G71716115
38
50000
SH
OTR
0
50000
0
POST HOLDINGS PARTNERING COR
COM SER A
737465104
723
75000
SH
OTR
0
75000
0
POST HOLDINGS PARTNERING COR
*W EXP 04/12/202
737465112
22
24999
SH
OTR
0
24999
0
POWER & DIGITAL INFRA ACQ CO
COM CL A
739190106
101
10000
SH
OTR
0
10000
0
PRIME IMPACT ACQUISITION I
SHS CL A
G61074103
491
49998
SH
OTR
0
49998
0
PRIME IMPACT ACQUISITION I
*W EXP 10/01/203
G61074129
12
16666
SH
OTR
0
16666
0
PRIMO WATER CORPORATION
COM
74167P108
13039
829436
SH
OTR
0
321422
508014
PROG HOLDINGS INC
COM
74319r101
1411
33597
SH
SOLE
33597
0
0
PVH CORP
COM
693656100
10854
105592
SH
SOLE
105592
0
0
QUEENS GAMBIT GROWTH CAPITAL
CL A SHS
G7315C101
197
20000
SH
OTR
0
20000
0
RALPH LAUREN CORP
CL A
751212101
12313
110884
SH
OTR
0
77582
33302
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
1640
19078
SH
OTR
0
5742
13336
RECHARGE ACQUISITION CORP
COM CL A
756229100
99
10000
SH
OTR
0
10000
0
REDBALL ACQUISITION CORP
COM CL A
G7417R105
492
49998
SH
OTR
0
49998
0
REDBALL ACQUISITION CORP
*W EXP 08/17/202
G7417R113
13
16666
SH
OTR
0
16666
0
RIO TINTO PLC F SPONSORED ADR 1 ADR REPS 1
COM
767204100
1199
17951
SH
SOLE
17951
0
0
RMG ACQUISITION CORP III
CL A SHS
G76088106
195
20000
SH
OTR
0
20000
0
SCP & CO HEALTHCARE ACQUSTN
COM CL A
784065104
146
15000
SH
OTR
0
15000
0
SEABOARD CORP DEL
COM
811543107
1091
266
SH
OTR
0
0
266
SENIOR CONNECT ACQUISITN COR
COM CL A
81723H108
244
25000
SH
OTR
0
25000
0
SENIOR CONNECT ACQUISITN COR
*W EXP 12/31/202
81723H116
9
12500
SH
OTR
0
12500
0
SILICON MOTION TECHNOLOGY CORP ADR
COM
82706c108
1990
28845
SH
SOLE
28845
0
0
SILVER CREST ACQUISITION COR
CL A SHS
G81355102
197
20000
SH
OTR
0
20000
0
SILVER CREST ACQUISITION COR
*W EXP 12/15/202
G81355128
7
10000
SH
OTR
0
10000
0
SKECHERS U S A INC CLASS A
COM
830566105
468
11118
SH
SOLE
11118
0
0
SOCIAL CAPITAL HEDOSOPHA HLD
SHS CL A
G82514103
253
25000
SH
OTR
0
25000
0
SOCIAL CAPITAL HEDOSOPHA HLD
SHS CL A
G8251L105
355
34996
SH
OTR
0
34996
0
SOFI TECHNOLOGIES INC
*W EXP 05/28/202
83406F110
78
12499
SH
OTR
0
12499
0
SOUTHWEST AIRLINES CO
COM
844741108
2248
43712
SH
SOLE
43712
0
0
SPARTAN ACQUISITION CORP III
COM CL A
84677R106
445
45000
SH
OTR
0
45000
0
SPARTAN ACQUISITION CORP III
*W EXP 02/04/202
84677R114
12
11249
SH
OTR
0
11249
0
SUNCOR ENERGY INC
COM
867224107
2712
130743
SH
SOLE
130743
0
0
SUPER MICRO COMPUTER
COM
86800u104
3548
97025
SH
SOLE
97025
0
0
SUSTAINABLE DEVELP ACQU I CO
COM CL A
86934L103
195
20000
SH
OTR
0
20000
0
SUSTAINABLE DEVELP ACQU I CO
*W EXP 02/04/202
86934L111
7
10000
SH
OTR
0
10000
0
TAPESTRY INC
COM
876030107
3202
86481
SH
SOLE
86481
0
0
TAYLOR MORRISON HOME
COM
87724p106
1538
59645
SH
SOLE
59645
0
0
TEXTRON INC
COM
883203101
3852
55180
SH
OTR
0
9892
45288
THIMBLE POINT ACQUISITION CO
COM CL A
88408P107
99
10000
SH
OTR
0
10000
0
TJX COS INC NEW
COM
872540109
238
3603
SH
OTR
0
0
3603
TREBIA ACQUISITION CORP
COM CL A
G9027T109
198
19998
SH
OTR
0
19998
0
TREEHOUSE FOODS INC
COM
89469A104
971
24339
SH
OTR
0
0
24339
TRUIST FINL CORP
COM
89832Q109
17099
291538
SH
OTR
89582
143496
58460
TYSON FOODS INC CL A
COM
902494103
17271
218791
SH
SOLE
218791
0
0
TZP STRATEGIES ACQUISTN CORP
CL A SHS
G91595101
196
20000
SH
OTR
0
20000
0
UMPQUA HOLDINGS CORP
COM
904214103
4057
200362
SH
SOLE
200362
0
0
UNILEVER PLC
SPON ADR NEW
904767704
32372
597049
SH
OTR
0
414972
182077
UNUM GROUP
COM
91529Y106
627
25000
SH
SOLE
25000
0
0
URBAN OUTFITTERS INC
COM
917047102
5426
182750
SH
SOLE
182750
0
0
USHG ACQUISITION CORP
COM CL A
91748P100
97
10000
SH
OTR
0
10000
0
UTZ BRANDS INC
COM CL A
918090101
492
28750
SH
OTR
0
28750
0
VANECK VECTORS ETF TR JUNIOR GOLD MIN
COM
92189f791
1726
45020
SH
SOLE
45020
0
0
VECTOIQ ACQUISITION CORP II
COM CL A
92244F109
97
10000
SH
OTR
0
10000
0
VERA BRADLEY INC
COM
92335C106
2479
263424
SH
SOLE
263424
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3724
68958
SH
OTR
0
27996
40962
VIATRIS INC
COM
92556V106
7335
541326
SH
OTR
0
371308
170018
VICARIOUS SURGICAL INC
*W EXP 08/05/202
92561V117
44
20000
SH
OTR
0
20000
0
VISHAY INTERTECH
COM
928298108
4837
240769
SH
SOLE
240769
0
0
VISTRA CORP
COM
92840M102
1262
73775
SH
SOLE
73775
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
26481
1713977
SH
OTR
0
1172615
541362
VOYA FINANCIAL INC
COM
929089100
30880
503011
SH
OTR
0
277240
225771
WALMART INC
COM
931142103
19534
140147
SH
OTR
0
94329
45818
WELLS FARGO & CO
COM
949746101
5430
117009
SH
SOLE
117009
0
0
WESCO INTERNTNL
COM
95082p105
18388
159448
SH
SOLE
159448
0
0
WESTERN ALLIANCE BANCORP
COM
957638109
7195
66114
SH
OTR
0
44918
21196
WESTROCK CO
COM
96145D105
9327
187186
SH
OTR
0
126505
60681
WILLIAMS COS INC
COM
969457100
6069
233945
SH
OTR
0
22689
211256
XOS INC
COMMON STOCK
98423B108
69
15000
SH
OTR
0
15000
0
XOS INC
*W EXP 10/06/202
98423B116
14
13332
SH
OTR
0
13332
0