0001493152-21-016656.txt : 20210712 0001493152-21-016656.hdr.sgml : 20210712 20210712171332 ACCESSION NUMBER: 0001493152-21-016656 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210712 FILED AS OF DATE: 20210712 DATE AS OF CHANGE: 20210712 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gupta Shalabh K. CENTRAL INDEX KEY: 0001864917 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40582 FILM NUMBER: 211086165 MAIL ADDRESS: STREET 1: UNICYCIVE THERAPEUTICS, INC. STREET 2: 5150 EL CAMINO REAL, SUITE A-32 CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Unicycive Therapeutics, Inc. CENTRAL INDEX KEY: 0001766140 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 813638692 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5150 EL CAMINO REAL, SUITE A-32 CITY: LOS ALTOS STATE: CA ZIP: 94022 BUSINESS PHONE: 650-384-0642 MAIL ADDRESS: STREET 1: 5150 EL CAMINO REAL, SUITE A-32 CITY: LOS ALTOS STATE: CA ZIP: 94022 3 1 ownership.xml X0206 3 2021-07-12 0 0001766140 Unicycive Therapeutics, Inc. UNCY 0001864917 Gupta Shalabh K. C/O UNICYCIVE THERAPEUTICS, INC. 5150 EL CAMINO REAL SUITE A-32 LOS ALTOS CA 94022 1 1 0 0 CEO & President Common Stock 2321092 D Common Stock 1474745 I By New Castle Health Care LLC Common Stock 69768 I By Arete Healthcare Innovation Trust Common Stock 1901509 I By Seedbio LLC Employee Stock Option (right to buy) 0.01 2023-08-01 Common Stock 101744 D Twenty-five percent (25%) of the stock options reported in Table II, Column 3 vested on August 1, 2019, and the remaining seventy-five percent (75%) of stock options have vested and will continue to vest in successive equal monthly installments over the following thirty-six (36) months, until the options become fully vested on August 1, 2022. /s/ Shalabh Gupta 2021-07-12