0001213900-23-043930.txt : 20230530
0001213900-23-043930.hdr.sgml : 20230530
20230530145929
ACCESSION NUMBER: 0001213900-23-043930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230525
FILED AS OF DATE: 20230530
DATE AS OF CHANGE: 20230530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffin Kevin
CENTRAL INDEX KEY: 0001766124
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38971
FILM NUMBER: 23975435
MAIL ADDRESS:
STREET 1: C/O PIVOTAL ACQUISITION CORP.
STREET 2: C/O GRAUBARD MILLER, 405 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10174
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SPRUCE POWER HOLDING CORP
CENTRAL INDEX KEY: 0001772720
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 834109918
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 47000 LIBERTY DRIVE
CITY: WIXOM
STATE: MI
ZIP: 48393
BUSINESS PHONE: 6177180329
MAIL ADDRESS:
STREET 1: 47000 LIBERTY DRIVE
CITY: WIXOM
STATE: MI
ZIP: 48393
FORMER COMPANY:
FORMER CONFORMED NAME: XL Fleet Corp.
DATE OF NAME CHANGE: 20201223
FORMER COMPANY:
FORMER CONFORMED NAME: Pivotal Investment Corp II
DATE OF NAME CHANGE: 20190403
4
1
ownership.xml
X0407
4
2023-05-25
0
0001772720
SPRUCE POWER HOLDING CORP
SPRU
0001766124
Griffin Kevin
1875 LAWRENCE STREET, SUITE 320
DENVER
CO
80202
1
0
0
0
0
Common Stock
2023-05-25
4
A
0
202812
0.00
A
312804
D
Common Stock
3505000
I
By MGG SF Drawdown Unlevered Fund II LP
Common Stock
630000
I
By MGG Investment Group, LP
The securities awarded are in the form of restricted stock units issued pursuant to the issuer's 2020 Equity Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of issuer common stock. Subject to the reporting person's continued service through the vesting date, the restricted stock units shall become fully vested on the first anniversary of May 25, 2024.
Includes 3,505,000 shares of common stock held by MGG SF Drawdown Unlevered Fund II LP ("MGG Fund"), of which the reporting person is the Chief Executive Officer and Chief Investment Officer. Notwithstanding his dispositive and voting control over such shares, the reporting person disclaims beneficial ownership of the shares of our common stock held by MGG Fund, except to the extent of his proportionate pecuniary interest therein.
Includes 630,000 shares of the issuer's common stock ("MGG Shares") in the aggregate owned directly by certain affiliates of MGG Investment Group, LP, a Delaware limited partnership ("MGG"), an affiliate of Spac Funding II, of which Mr. Griffin (a director of the issuer) is the Chief Executive Officer and Chief Investment Officer. Notwithstanding their dispositive and voting control over such MGG Shares, each of Mr. Griffin and Spac Funding II disclaim beneficial ownership of the securities held by MGG, except to the extent of his or its pecuniary interest therein.
/s/ Stacey Constas, Attorney In Fact
2023-05-30