The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 231 | 3,179 | SH | SOLE | 0 | 0 | 3,179 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 519 | 1,895 | SH | SOLE | 0 | 0 | 1,895 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 211 | 9,702 | SH | SOLE | 0 | 0 | 9,702 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 500 | 462 | SH | SOLE | 0 | 0 | 462 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 226 | 209 | SH | SOLE | 0 | 0 | 209 | ||
AMAZON COM INC | COM | 023135106 | 1,017 | 537 | SH | SOLE | 0 | 0 | 537 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 198 | 12,462 | SH | SOLE | 0 | 0 | 12,462 | ||
APPLE INC | COM | 037833100 | 3,890 | 19,657 | SH | SOLE | 0 | 0 | 19,657 | ||
AT&T INC | COM | 00206R102 | 1,533 | 45,761 | SH | SOLE | 0 | 0 | 45,761 | ||
BANK AMER CORP | COM | 060505104 | 230 | 7,919 | SH | SOLE | 0 | 0 | 7,919 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,316 | 10,865 | SH | SOLE | 0 | 0 | 10,865 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 369 | 45,051 | SH | SOLE | 0 | 0 | 45,051 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 516 | 11,619 | SH | SOLE | 0 | 0 | 11,619 | ||
BOEING CO | COM | 097023105 | 1,395 | 3,831 | SH | SOLE | 0 | 0 | 3,831 | ||
CATERPILLAR INC DEL | COM | 149123101 | 382 | 2,801 | SH | SOLE | 0 | 0 | 2,801 | ||
CHEVRON CORP NEW | COM | 166764100 | 213 | 1,712 | SH | SOLE | 0 | 0 | 1,712 | ||
CISCO SYS INC | COM | 17275R102 | 410 | 7,494 | SH | SOLE | 0 | 0 | 7,494 | ||
CISCO SYS INC | COM | 17275R102 | 0 | 1,200 | SH | Call | SOLE | 0 | 0 | 1,200 | |
CITIGROUP INC | COM NEW | 172967424 | 657 | 9,379 | SH | SOLE | 0 | 0 | 9,379 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 454 | 3,252 | SH | SOLE | 0 | 0 | 3,252 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 175 | 14,785 | SH | SOLE | 0 | 0 | 14,785 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 434 | 4,914 | SH | SOLE | 0 | 0 | 4,914 | ||
EATON CORP PLC | SHS | G29183103 | 256 | 3,069 | SH | SOLE | 0 | 0 | 3,069 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 232 | 8,053 | SH | SOLE | 0 | 0 | 8,053 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,076 | 14,039 | SH | SOLE | 0 | 0 | 14,039 | ||
FACEBOOK INC | CL A | 30303M102 | 621 | 3,218 | SH | SOLE | 0 | 0 | 3,218 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 260 | 24,768 | SH | SOLE | 0 | 0 | 24,768 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | 1,055 | 36,800 | SH | SOLE | 0 | 0 | 36,800 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 3,286 | 55,908 | SH | SOLE | 0 | 0 | 55,908 | ||
HIGHLAND INCOME FUND | HIGHLAND INCOME | 43010E404 | 5,417 | 391,371 | SH | SOLE | 0 | 0 | 391,371 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 253 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
INTEL CORP | COM | 458140100 | 505 | 10,549 | SH | SOLE | 0 | 0 | 10,549 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 481 | 3,490 | SH | SOLE | 0 | 0 | 3,490 | ||
INVESCO ACTIVELY MANAGD ETF | ULTRA SHRT DUR | 46090A887 | 1,145 | 22,738 | SH | SOLE | 0 | 0 | 22,738 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 724 | 34,321 | SH | SOLE | 0 | 0 | 34,321 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 1,674 | 78,739 | SH | SOLE | 0 | 0 | 78,739 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 359 | 14,890 | SH | SOLE | 0 | 0 | 14,890 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 730 | 34,427 | SH | SOLE | 0 | 0 | 34,427 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 211 | 9,862 | SH | SOLE | 0 | 0 | 9,862 | ||
INVESCO EXCH TRD SLF IDX FD | DEFENSIVE EQTY | 46138J775 | 437 | 8,260 | SH | SOLE | 0 | 0 | 8,260 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 237 | 2,200 | SH | SOLE | 0 | 0 | 2,200 | ||
INVESCO EXCHNG TRADED FD TR | 1 30 LADER TRE | 46138E107 | 394 | 7,677 | SH | SOLE | 0 | 0 | 7,677 | ||
INVESCO EXCHNG TRADED FD TR | S&P 500 REVENUE | 46138G698 | 247 | 4,634 | SH | SOLE | 0 | 0 | 4,634 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 360 | 1,927 | SH | SOLE | 0 | 0 | 1,927 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 237 | 2,574 | SH | SOLE | 0 | 0 | 2,574 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 4,632 | 69,512 | SH | SOLE | 0 | 0 | 69,512 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 238 | 3,795 | SH | SOLE | 0 | 0 | 3,795 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 384 | 1,302 | SH | SOLE | 0 | 0 | 1,302 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 236 | 4,642 | SH | SOLE | 0 | 0 | 4,642 | ||
ISHARES TR | IBONDS DEC19 ETF | 46434VAU4 | 356 | 14,314 | SH | SOLE | 0 | 0 | 14,314 | ||
ISHARES TR | IBONDS DEC20 ETF | 46434VAQ3 | 493 | 19,448 | SH | SOLE | 0 | 0 | 19,448 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 412 | 16,541 | SH | SOLE | 0 | 0 | 16,541 | ||
ISHARES TR | IBONDS DEC22 ETF | 46434VBA7 | 200 | 7,935 | SH | SOLE | 0 | 0 | 7,935 | ||
ISHARES TR | IBONDS MAR20 ETF | 46432FBC0 | 292 | 11,197 | SH | SOLE | 0 | 0 | 11,197 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 651 | 8,964 | SH | SOLE | 0 | 0 | 8,964 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 8,828 | 143,006 | SH | SOLE | 0 | 0 | 143,006 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 285 | 7,732 | SH | SOLE | 0 | 0 | 7,732 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 760 | 4,667 | SH | SOLE | 0 | 0 | 4,667 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,784 | 11,342 | SH | SOLE | 0 | 0 | 11,342 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 375 | 2,950 | SH | SOLE | 0 | 0 | 2,950 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 322 | 1,603 | SH | SOLE | 0 | 0 | 1,603 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 272 | 2,258 | SH | SOLE | 0 | 0 | 2,258 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 279 | 1,959 | SH | SOLE | 0 | 0 | 1,959 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 217 | 2,437 | SH | SOLE | 0 | 0 | 2,437 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 575 | 10,294 | SH | SOLE | 0 | 0 | 10,294 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,981 | 12,741 | SH | SOLE | 0 | 0 | 12,741 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 794 | 4,431 | SH | SOLE | 0 | 0 | 4,431 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,512 | 6,684 | SH | SOLE | 0 | 0 | 6,684 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 726 | 4,552 | SH | SOLE | 0 | 0 | 4,552 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 343 | 3,444 | SH | SOLE | 0 | 0 | 3,444 | ||
ISHARES US ETF TR | IT RT HDG HGYL | 46431W606 | 2,804 | 31,612 | SH | SOLE | 0 | 0 | 31,612 | ||
JOHNSON & JOHNSON | COM | 478160104 | 0 | 100 | SH | Call | SOLE | 0 | 0 | 100 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,723 | 12,371 | SH | SOLE | 0 | 0 | 12,371 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 755 | 14,979 | SH | SOLE | 0 | 0 | 14,979 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 226 | 9,016 | SH | SOLE | 0 | 0 | 9,016 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 424 | 3,794 | SH | SOLE | 0 | 0 | 3,794 | ||
MEDTRONIC PLC | SHS | G5960L103 | 374 | 3,845 | SH | SOLE | 0 | 0 | 3,845 | ||
MERCK & CO INC | COM | 58933Y105 | 225 | 2,681 | SH | SOLE | 0 | 0 | 2,681 | ||
MICROSOFT CORP | COM | 594918104 | 2,273 | 16,967 | SH | SOLE | 0 | 0 | 16,967 | ||
MONDELEZ INTL INC | CL A | 609207105 | 395 | 7,325 | SH | SOLE | 0 | 0 | 7,325 | ||
MOODYS CORP | COM | 615369105 | 625 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
NETFLIX INC | COM | 64110L106 | 437 | 1,190 | SH | SOLE | 0 | 0 | 1,190 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 1,183 | 52,870 | SH | SOLE | 0 | 0 | 52,870 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,904 | 293,088 | SH | SOLE | 0 | 0 | 293,088 | ||
NVIDIA CORP | COM | 67066G104 | 203 | 1,236 | SH | SOLE | 0 | 0 | 1,236 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 217 | 5,918 | SH | SOLE | 0 | 0 | 5,918 | ||
ORACLE CORP | COM | 68389X105 | 413 | 7,254 | SH | SOLE | 0 | 0 | 7,254 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 1,654 | 44,453 | SH | SOLE | 0 | 0 | 44,453 | ||
PEOPLES UTD FINL INC | COM | 712704105 | 451 | 26,902 | SH | SOLE | 0 | 0 | 26,902 | ||
PEPSICO INC | COM | 713448108 | 215 | 1,639 | SH | SOLE | 0 | 0 | 1,639 | ||
PFIZER INC | COM | 717081103 | 304 | 7,017 | SH | SOLE | 0 | 0 | 7,017 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 700 | 8,908 | SH | SOLE | 0 | 0 | 8,908 | ||
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 112 | 10,550 | SH | SOLE | 0 | 0 | 10,550 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 126 | 10,200 | SH | SOLE | 0 | 0 | 10,200 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 496 | 4,527 | SH | SOLE | 0 | 0 | 4,527 | ||
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 14 | 468 | SH | SOLE | 0 | 0 | 468 | ||
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 7 | 126,500 | SH | Call | SOLE | 0 | 0 | 126,500 | |
QUALCOMM INC | COM | 747525103 | 243 | 3,190 | SH | SOLE | 0 | 0 | 3,190 | ||
REALTY INCOME CORP | COM | 756109104 | 353 | 5,119 | SH | SOLE | 0 | 0 | 5,119 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 410 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 626 | 11,805 | SH | SOLE | 0 | 0 | 11,805 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,003 | 12,853 | SH | SOLE | 0 | 0 | 12,853 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,119 | 3,820 | SH | SOLE | 0 | 0 | 3,820 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,643 | 4,633 | SH | SOLE | 0 | 0 | 4,633 | ||
SPDR SERIES TRUST | RUSSELL LOW VOL | 78468R754 | 378 | 4,720 | SH | SOLE | 0 | 0 | 4,720 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 5,199 | 51,534 | SH | SOLE | 0 | 0 | 51,534 | ||
SPDR SERIES TRUST | SSGA US SMAL ETF | 78468R887 | 478 | 5,137 | SH | SOLE | 0 | 0 | 5,137 | ||
STRYKER CORP | COM | 863667101 | 208 | 1,012 | SH | SOLE | 0 | 0 | 1,012 | ||
TRANSAMERICA ETF TR | DELTASHS S&P 500 | 89349P107 | 291 | 5,115 | SH | SOLE | 0 | 0 | 5,115 | ||
UNION PACIFIC CORP | COM | 907818108 | 539 | 3,184 | SH | SOLE | 0 | 0 | 3,184 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 246 | 1,891 | SH | SOLE | 0 | 0 | 1,891 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 227 | 929 | SH | SOLE | 0 | 0 | 929 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 328 | 12,837 | SH | SOLE | 0 | 0 | 12,837 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 472 | 4,100 | SH | SOLE | 0 | 0 | 4,100 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 9,613 | 58,833 | SH | SOLE | 0 | 0 | 58,833 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 354 | 2,627 | SH | SOLE | 0 | 0 | 2,627 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 4,120 | 27,595 | SH | SOLE | 0 | 0 | 27,595 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 837 | 7,520 | SH | SOLE | 0 | 0 | 7,520 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 530 | 3,173 | SH | SOLE | 0 | 0 | 3,173 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 232 | 2,649 | SH | SOLE | 0 | 0 | 2,649 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,410 | 10,801 | SH | SOLE | 0 | 0 | 10,801 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 919 | 5,864 | SH | SOLE | 0 | 0 | 5,864 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 996 | 5,349 | SH | SOLE | 0 | 0 | 5,349 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 409 | 2,728 | SH | SOLE | 0 | 0 | 2,728 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,205 | 19,882 | SH | SOLE | 0 | 0 | 19,882 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 270 | 6,354 | SH | SOLE | 0 | 0 | 6,354 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 265 | 3,280 | SH | SOLE | 0 | 0 | 3,280 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 572 | 13,714 | SH | SOLE | 0 | 0 | 13,714 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 366 | 6,402 | SH | SOLE | 0 | 0 | 6,402 | ||
VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 | 406 | 8,309 | SH | SOLE | 0 | 0 | 8,309 | ||
VISA INC | COM CL A | 92826C839 | 250 | 1,439 | SH | SOLE | 0 | 0 | 1,439 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,305 | 36,043 | SH | SOLE | 0 | 0 | 36,043 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 671 | 15,364 | SH | SOLE | 0 | 0 | 15,364 | ||
WPP PLC NEW | ADR | 92937A102 | 1,600 | 25,436 | SH | SOLE | 0 | 0 | 25,436 |