The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 288 | 3,608 | SH | SOLE | 0 | 0 | 3,608 | ||
ABBVIE INC | COM | 00287Y109 | 242 | 3,003 | SH | SOLE | 0 | 0 | 3,003 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 223 | 1,220 | SH | SOLE | 0 | 0 | 1,220 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 567 | 1,995 | SH | SOLE | 0 | 0 | 1,995 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 208 | 9,672 | SH | SOLE | 0 | 0 | 9,672 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 398 | 339 | SH | SOLE | 0 | 0 | 339 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 548 | 466 | SH | SOLE | 0 | 0 | 466 | ||
ALTRIA GROUP INC | COM | 02209S103 | 207 | 3,599 | SH | SOLE | 0 | 0 | 3,599 | ||
AMAZON COM INC | COM | 023135106 | 1,170 | 657 | SH | SOLE | 0 | 0 | 657 | ||
APPLE HOSPITALITY REIT INC | COM NEW | 03784Y200 | 203 | 12,462 | SH | SOLE | 0 | 0 | 12,462 | ||
APPLE INC | COM | 037833100 | 4,184 | 22,029 | SH | SOLE | 0 | 0 | 22,029 | ||
AT&T INC | COM | 00206R102 | 1,448 | 46,158 | SH | SOLE | 0 | 0 | 46,158 | ||
BANK AMER CORP | COM | 060505104 | 247 | 8,962 | SH | SOLE | 0 | 0 | 8,962 | ||
BECTON DICKINSON & CO | COM | 075887109 | 232 | 929 | SH | SOLE | 0 | 0 | 929 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 2,264 | 11,270 | SH | SOLE | 0 | 0 | 11,270 | ||
BLACKROCK RES & COMM STRAT T | SHS | 09257A108 | 377 | 46,107 | SH | SOLE | 0 | 0 | 46,107 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 492 | 14,081 | SH | SOLE | 0 | 0 | 14,081 | ||
BOEING CO | COM | 097023105 | 1,823 | 4,779 | SH | SOLE | 0 | 0 | 4,779 | ||
CATERPILLAR INC DEL | COM | 149123101 | 481 | 3,553 | SH | SOLE | 0 | 0 | 3,553 | ||
CHEVRON CORP NEW | COM | 166764100 | 237 | 1,926 | SH | SOLE | 0 | 0 | 1,926 | ||
CISCO SYS INC | COM | 17275R102 | 422 | 7,809 | SH | SOLE | 0 | 0 | 7,809 | ||
CITIGROUP INC | COM NEW | 172967424 | 581 | 9,337 | SH | SOLE | 0 | 0 | 9,337 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 370 | 3,330 | SH | SOLE | 0 | 0 | 3,330 | ||
DNP SELECT INCOME FD | COM | 23325P104 | 168 | 14,557 | SH | SOLE | 0 | 0 | 14,557 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 442 | 4,906 | SH | SOLE | 0 | 0 | 4,906 | ||
EATON CORP PLC | SHS | G29183103 | 257 | 3,192 | SH | SOLE | 0 | 0 | 3,192 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 233 | 7,998 | SH | SOLE | 0 | 0 | 7,998 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,218 | 15,071 | SH | SOLE | 0 | 0 | 15,071 | ||
FACEBOOK INC | CL A | 30303M102 | 666 | 3,994 | SH | SOLE | 0 | 0 | 3,994 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 253 | 25,356 | SH | SOLE | 0 | 0 | 25,356 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | 931 | 33,202 | SH | SOLE | 0 | 0 | 33,202 | ||
GOLDMAN SACHS ETF TR | EQUITY ETF | 381430503 | 3,029 | 53,300 | SH | SOLE | 0 | 0 | 53,300 | ||
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 5,377 | 387,147 | SH | SOLE | 0 | 0 | 387,147 | ||
INGERSOLL-RAND PLC | SHS | G47791101 | 216 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
INTEL CORP | COM | 458140100 | 565 | 10,518 | SH | SOLE | 0 | 0 | 10,518 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 501 | 3,552 | SH | SOLE | 0 | 0 | 3,552 | ||
INVESCO ACTIVELY MANAGD ETF | ULTRA SHRT DUR | 46090A887 | 1,196 | 23,786 | SH | SOLE | 0 | 0 | 23,786 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2019 CB | 46138J304 | 818 | 38,817 | SH | SOLE | 0 | 0 | 38,817 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 CB | 46138J502 | 1,634 | 77,007 | SH | SOLE | 0 | 0 | 77,007 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2020 HY | 46138J601 | 412 | 17,118 | SH | SOLE | 0 | 0 | 17,118 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2021 CB | 46138J700 | 643 | 30,598 | SH | SOLE | 0 | 0 | 30,598 | ||
INVESCO EXCH TRD SLF IDX FD | DEFENSIVE EQTY | 46138J775 | 413 | 8,260 | SH | SOLE | 0 | 0 | 8,260 | ||
INVESCO EXCH TRD SLF IDX FD | BULSHS 2022 CB | 46138J882 | 259 | 12,250 | SH | SOLE | 0 | 0 | 12,250 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | 214 | 2,049 | SH | SOLE | 0 | 0 | 2,049 | ||
INVESCO EXCHNG TRADED FD TR | 1 30 LADER TRE | 46138E107 | 272 | 5,477 | SH | SOLE | 0 | 0 | 5,477 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 363 | 2,023 | SH | SOLE | 0 | 0 | 2,023 | ||
ISHARES INC | MIN VOL GBL ETF | 464286525 | 382 | 4,271 | SH | SOLE | 0 | 0 | 4,271 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 4,445 | 69,016 | SH | SOLE | 0 | 0 | 69,016 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 338 | 3,444 | SH | SOLE | 0 | 0 | 3,444 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 520 | 1,826 | SH | SOLE | 0 | 0 | 1,826 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 796 | 4,617 | SH | SOLE | 0 | 0 | 4,617 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 211 | 2,431 | SH | SOLE | 0 | 0 | 2,431 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 266 | 1,958 | SH | SOLE | 0 | 0 | 1,958 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 560 | 10,378 | SH | SOLE | 0 | 0 | 10,378 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 219 | 1,154 | SH | SOLE | 0 | 0 | 1,154 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 338 | 2,740 | SH | SOLE | 0 | 0 | 2,740 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 1,461 | 6,667 | SH | SOLE | 0 | 0 | 6,667 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 1,684 | 11,124 | SH | SOLE | 0 | 0 | 11,124 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 731 | 4,648 | SH | SOLE | 0 | 0 | 4,648 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 259 | 2,158 | SH | SOLE | 0 | 0 | 2,158 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 315 | 1,602 | SH | SOLE | 0 | 0 | 1,602 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,944 | 12,697 | SH | SOLE | 0 | 0 | 12,697 | ||
ISHARES TR | CORE S&P US GWT | 464287671 | 242 | 4,012 | SH | SOLE | 0 | 0 | 4,012 | ||
ISHARES TR | RUSSELL 3000 ETF | 464287689 | 315 | 1,892 | SH | SOLE | 0 | 0 | 1,892 | ||
ISHARES TR | S&P MC 400VL ETF | 464287705 | 769 | 4,897 | SH | SOLE | 0 | 0 | 4,897 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 281 | 7,680 | SH | SOLE | 0 | 0 | 7,680 | ||
ISHARES TR | FLTG RATE NT ETF | 46429B655 | 236 | 4,637 | SH | SOLE | 0 | 0 | 4,637 | ||
ISHARES TR | MIN VOL EAFE ETF | 46429B689 | 610 | 8,470 | SH | SOLE | 0 | 0 | 8,470 | ||
ISHARES TR | MIN VOL USA ETF | 46429B697 | 8,508 | 144,692 | SH | SOLE | 0 | 0 | 144,692 | ||
ISHARES TR | IBONDS MAR20 ETF | 46432FBC0 | 292 | 11,197 | SH | SOLE | 0 | 0 | 11,197 | ||
ISHARES TR | IBONDS DEC20 ETF | 46434VAQ3 | 490 | 19,425 | SH | SOLE | 0 | 0 | 19,425 | ||
ISHARES TR | IBONDS DEC19 ETF | 46434VAU4 | 356 | 14,303 | SH | SOLE | 0 | 0 | 14,303 | ||
ISHARES TR | IBONDS DEC21 ETF | 46434VBK5 | 408 | 16,515 | SH | SOLE | 0 | 0 | 16,515 | ||
ISHARES US ETF TR | IT RT HDG HGYL | 46431W606 | 2,089 | 23,350 | SH | SOLE | 0 | 0 | 23,350 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,857 | 13,285 | SH | SOLE | 0 | 0 | 13,285 | ||
JP MORGAN EXCHANGE TRADED FD | ULTRA SHRT INC | 46641Q837 | 745 | 14,811 | SH | SOLE | 0 | 0 | 14,811 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 455 | 4,494 | SH | SOLE | 0 | 0 | 4,494 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 244 | 9,566 | SH | SOLE | 0 | 0 | 9,566 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 236 | 786 | SH | SOLE | 0 | 0 | 786 | ||
MEDTRONIC PLC | SHS | G5960L103 | 435 | 4,778 | SH | SOLE | 0 | 0 | 4,778 | ||
MERCK & CO INC | COM | 58933Y105 | 243 | 2,916 | SH | SOLE | 0 | 0 | 2,916 | ||
MICROSOFT CORP | COM | 594918104 | 2,254 | 19,114 | SH | SOLE | 0 | 0 | 19,114 | ||
MONDELEZ INTL INC | CL A | 609207105 | 364 | 7,296 | SH | SOLE | 0 | 0 | 7,296 | ||
MOODYS CORP | COM | 615369105 | 579 | 3,200 | SH | SOLE | 0 | 0 | 3,200 | ||
NETFLIX INC | COM | 64110L106 | 521 | 1,460 | SH | SOLE | 0 | 0 | 1,460 | ||
NUVEEN NASDAQ 100 DYNAMIC OV | COM SHS | 670699107 | 1,184 | 53,163 | SH | SOLE | 0 | 0 | 53,163 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,811 | 288,720 | SH | SOLE | 0 | 0 | 288,720 | ||
NVIDIA CORP | COM | 67066G104 | 232 | 1,290 | SH | SOLE | 0 | 0 | 1,290 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 229 | 6,012 | SH | SOLE | 0 | 0 | 6,012 | ||
OPPENHEIMER ETF TR | S&P 500 REVENUE | 68386C104 | 248 | 4,805 | SH | SOLE | 0 | 0 | 4,805 | ||
ORACLE CORP | COM | 68389X105 | 398 | 7,410 | SH | SOLE | 0 | 0 | 7,410 | ||
PEMBINA PIPELINE CORP | COM | 706327103 | 1,630 | 44,348 | SH | SOLE | 0 | 0 | 44,348 | ||
PEOPLES UTD FINL INC | COM | 712704105 | 442 | 26,897 | SH | SOLE | 0 | 0 | 26,897 | ||
PFIZER INC | COM | 717081103 | 307 | 7,217 | SH | SOLE | 0 | 0 | 7,217 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 783 | 8,861 | SH | SOLE | 0 | 0 | 8,861 | ||
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 109 | 10,550 | SH | SOLE | 0 | 0 | 10,550 | ||
PIMCO MUN INCOME FD III | COM | 72201A103 | 128 | 10,200 | SH | SOLE | 0 | 0 | 10,200 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 230 | 6,625 | SH | SOLE | 0 | 0 | 6,625 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 514 | 4,938 | SH | SOLE | 0 | 0 | 4,938 | ||
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 7 | 126,500 | SH | Call | SOLE | 0 | 0 | 126,500 | |
REALTY INCOME CORP | COM | 756109104 | 449 | 6,105 | SH | SOLE | 0 | 0 | 6,105 | ||
ROCKWELL AUTOMATION INC | COM | 773903109 | 437 | 2,491 | SH | SOLE | 0 | 0 | 2,491 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 617 | 11,805 | SH | SOLE | 0 | 0 | 11,805 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,047 | 14,149 | SH | SOLE | 0 | 0 | 14,149 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,100 | 3,894 | SH | SOLE | 0 | 0 | 3,894 | ||
SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | 1,615 | 4,675 | SH | SOLE | 0 | 0 | 4,675 | ||
SPDR SER TR | SSGA US SMAL ETF | 78468R887 | 361 | 3,941 | SH | SOLE | 0 | 0 | 3,941 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 4,864 | 48,927 | SH | SOLE | 0 | 0 | 48,927 | ||
STANLEY BLACK & DECKER INC | COM | 854502101 | 233 | 1,711 | SH | SOLE | 0 | 0 | 1,711 | ||
STRYKER CORP | COM | 863667101 | 399 | 2,019 | SH | SOLE | 0 | 0 | 2,019 | ||
UNION PACIFIC CORP | COM | 907818108 | 531 | 3,174 | SH | SOLE | 0 | 0 | 3,174 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 211 | 1,635 | SH | SOLE | 0 | 0 | 1,635 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 274 | 1,107 | SH | SOLE | 0 | 0 | 1,107 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 291 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
VANGUARD GROUP | DIV APP ETF | 921908844 | 437 | 3,987 | SH | SOLE | 0 | 0 | 3,987 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 810 | 7,506 | SH | SOLE | 0 | 0 | 7,506 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 3,946 | 27,642 | SH | SOLE | 0 | 0 | 27,642 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 229 | 2,637 | SH | SOLE | 0 | 0 | 2,637 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 962 | 5,350 | SH | SOLE | 0 | 0 | 5,350 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 1,367 | 10,621 | SH | SOLE | 0 | 0 | 10,621 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 498 | 3,101 | SH | SOLE | 0 | 0 | 3,101 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 340 | 2,618 | SH | SOLE | 0 | 0 | 2,618 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 8,904 | 56,925 | SH | SOLE | 0 | 0 | 56,925 | ||
VANGUARD INDEX FDS | VALUE ETF | 922908744 | 2,133 | 19,822 | SH | SOLE | 0 | 0 | 19,822 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 848 | 5,547 | SH | SOLE | 0 | 0 | 5,547 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 406 | 2,804 | SH | SOLE | 0 | 0 | 2,804 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 268 | 6,313 | SH | SOLE | 0 | 0 | 6,313 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 330 | 4,135 | SH | SOLE | 0 | 0 | 4,135 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 554 | 13,547 | SH | SOLE | 0 | 0 | 13,547 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 392 | 6,623 | SH | SOLE | 0 | 0 | 6,623 | ||
VICTORY PORTFOLIOS II | VCSHS US 500 ENH | 92647N782 | 388 | 8,307 | SH | SOLE | 0 | 0 | 8,307 | ||
VISA INC | COM CL A | 92826C839 | 315 | 2,017 | SH | SOLE | 0 | 0 | 2,017 | ||
WISDOMTREE TR | US MIDCAP DIVID | 97717W505 | 1,194 | 33,360 | SH | SOLE | 0 | 0 | 33,360 | ||
WISDOMTREE TR | US QTLY DIV GRT | 97717X669 | 894 | 20,757 | SH | SOLE | 0 | 0 | 20,757 | ||
WPP PLC NEW | ADR | 92937A102 | 1,343 | 25,436 | SH | SOLE | 0 | 0 | 25,436 |