Compliance Officer

0001765536-21-000005.txt : 20211108 0001765536-21-000005.hdr.sgml : 20211108 20211108134618 ACCESSION NUMBER: 0001765536-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211108 DATE AS OF CHANGE: 20211108 EFFECTIVENESS DATE: 20211108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Financial, LLC CENTRAL INDEX KEY: 0001765536 IRS NUMBER: 371895248 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19062 FILM NUMBER: 211387388 BUSINESS ADDRESS: STREET 1: 4 CAMPUS DRIVE CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 9732853600 MAIL ADDRESS: STREET 1: 4 CAMPUS DRIVE CITY: PARSIPPANY STATE: NJ ZIP: 07054 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001765536 XXXXXXXX 09-30-2021 09-30-2021 Summit Financial, LLC

4 CAMPUS DRIVE PARSIPPANY NJ 07054

13F HOLDINGS REPORT 028-19062 N Patricia Hasegawa Compliance Officer 973-285-3622 Patricia Hasegawa Parsippany NJ 11-08-2021 0 221 1165740 false INFORMATION TABLE 2 Summit13f20210930.xml SUMMIT FINANCIAL VANGUARDINDEXFDSTOTAL STK MKT ETF 922908769 389242248 1752870 SH SOLE 0 0 1752870 VANGUARDINTL EQUITYINDEXFALLWRLD EX US ETF 922042775 167477042 2747327 SH SOLE 0 0 2747327 VANGUARDINDEXFDSGROWTH ETF ETF 922908736 55080887 189823 SH SOLE 0 0 189823 VANGUARD INDEX FDSS&P 500 ETF SHS ETF 922908363 40472750 102279 SH SOLE 0 0 102279 VANGUARDINDEXFDSVALUE ETF ETF 922908744 38976055 287922 SH SOLE 0 0 287922 SPDR S&P 500 ETF TRTR UNIT ETF 78462F103 32830438 76252 SH SOLE 0 0 76252 VANGUARDINDEXFDSSM CP VAL ETF ETF 922908611 31611018 186760 SH SOLE 0 0 186760 VANGUARDINDEXFDSMCAPVLIDXVIP ETF 922908512 26152197 187323 SH SOLE 0 0 187323 INVESCOEXCHANGETRADEDFDTFTSERAFI1000 ETF 46137V613 22520851 142213 SH SOLE 0 0 142213 VANGUARDTAX-MANAGED INTLFDFTSE DEV MKT ETF ETF 921943858 18417254 364770 SH SOLE 0 0 364770 AMAZONCOMINCCOM Common Stock 023135106 18415934 5606 SH SOLE 0 0 5606 CHIPOTLEMEXICANGRILLINCCOM Common Stock 169656105 16713914 9196 SH SOLE 0 0 9196 SCHWABSTRATEGICTRSCHWB FDT INTLG ETF 808524755 14810762 451135 SH SOLE 0 0 451135 ISHARESTRNATIONAL MUN ETF ETF 464288414 13778438 118606 SH SOLE 0 0 118606 ISHARESTRCORE S&P500 ETF ETF 464287200 13160686 30548 SH SOLE 0 0 30548 ISHARESTRMSCI INTL MULTFT ETF 46434V274 13096291 451285 SH SOLE 0 0 451285 YUM BRANDS INCCOM Common Stock 988498101 12812584 104755 SH SOLE 0 0 104755 APPLEINCCOM Common Stock 037833100 12090029 85442 SH SOLE 0 0 85442 MICROSOFT CORPCOM Common Stock 594918104 9595906 34038 SH SOLE 0 0 34038 ISHARESTRCOREMSCI EAFE ETF 46432F842 8689097 117025 SH SOLE 0 0 117025 VANGUARDSCOTTSDALEFDSSHRT TRM CORP BD ETF 92206C409 6717809 81517 SH SOLE 0 0 81517 ISHARES TRCORE TOTAL USD ETF 46434V613 5893805 110703 SH SOLE 0 0 110703 ISHARESINCMSCIGBLMINVOL ETF 464286525 5730999 55787 SH SOLE 0 0 55787 ISHARESTRCORE S&P TTL STK ETF 464287150 5218870 53048 SH SOLE 0 0 53048 VANGUARDINDEXFDSMID CAP ETF ETF 922908629 5123328 21639 SH SOLE 0 0 21639 TESLA INCCOM Common Stock 88160R101 4653655 6001 SH SOLE 0 0 6001 SCHWABSTRATEGICTRUS LCAP VA ETF ETF 808524409 4440926 65811 SH SOLE 0 0 65811 ISHARES INC CORE MSCI EMKT ETF 46434G103 4356250 70535 SH SOLE 0 0 70535 SCHWABSTRATEGICTRUS LCAP GR ETF ETF 808524300 4043153 27302 SH SOLE 0 0 27302 FACEBOOKINCCLA Common Stock 30303M102 3873119 11412 SH SOLE 0 0 11412 VANGUARDINDEXFDSSMALL CP ETF ETF 922908751 3868586 17691 SH SOLE 0 0 17691 JPMORGAN CHASE & COCOM Common Stock 46625H100 3237308 19777 SH SOLE 0 0 19777 ISHARESTRCORE S&P MCP ETF ETF 464287507 3233635 12292 SH SOLE 0 0 12292 ISHARESTRCOREMSCI TOTAL ETF 46432F834 3153499 44415 SH SOLE 0 0 44415 PENN NATIONAL GAMING, INC. Common Stock 707569109 3101723 42806 SH SOLE 0 0 42806 SALESFORCE COM INCCOM Common Stock 79466L302 2938940 10836 SH SOLE 0 0 10836 BERKSHIREHATHAWAYINCDELCLBNEW Common Stock 084670702 2906538 10649 SH SOLE 0 0 10649 ALPHABETINCCAPSTKCLC Common Stock 02079K107 2662645 999 SH SOLE 0 0 999 SPDRINDEXSHSFDSGLB NAT RESRCE ETF 78463X541 2612523 50877 SH SOLE 0 0 50877 ISHARESTRCORE S&P SCP ETF ETF 464287804 2412022 22090 SH SOLE 0 0 22090 VANGUARDBD INDEX FDSTOTAL BND MRKT ETF 921937835 2349960 27501 SH SOLE 0 0 27501 VANGUARDSCOTTSDALEFDSINT-TERM CORP ETF 92206C870 2211619 23426 SH SOLE 0 0 23426 VANGUARDBD INDEX FDSINTERMED TERM ETF 921937819 1893071 21166 SH SOLE 0 0 21166 AT&TINCCOM Common Stock 00206R102 1855638 68702 SH SOLE 0 0 68702 ISHARESTRCORE US AGGBD ET ETF 464287226 1848021 16094 SH SOLE 0 0 16094 ISHARESTRCORE S&P US VLU ETF 464287663 1844390 26021 SH SOLE 0 0 26021 ISHARESTRIBOXX HI YD ETF ETF 464288513 1812443 20716 SH SOLE 0 0 20716 ACCENTUREPLCIRELANDSHSCLASSA Common Stock G1151C101 1717059 5367 SH SOLE 0 0 5367 ISHARES:S&P SC 600 VAL ETF 464287879 1714155 17027 SH SOLE 0 0 17027 BOEINGCOCOM Common Stock 097023105 1695298 7708 SH SOLE 0 0 7708 ISHARESTRRUSSELL 2000ETF ETF 464287655 1694488 7746 SH SOLE 0 0 7746 UNITEDHEALTH GROUPINCCOM Common Stock 91324P102 1688490 4321 SH SOLE 0 0 4321 VANGUARDWHITEHALL FDSHIGH DIV YLD ETF 921946406 1681844 16273 SH SOLE 0 0 16273 HOMEDEPOTINCCOM Common Stock 437076102 1658428 5052 SH SOLE 0 0 5052 UBERTECHNOLOGIESINCCOM Common Stock 90353T100 1656256 36970 SH SOLE 0 0 36970 ADOBESYSTEMSINCORPORATEDCOM Common Stock 00724F101 1612592 2801 SH SOLE 0 0 2801 MASTERCARD INCORPORATEDCL A Common Stock 57636Q104 1607749 4624 SH SOLE 0 0 4624 VISA INCCOM CL A Common Stock 92826C839 1602271 7193 SH SOLE 0 0 7193 ZOETIS INCCL A Common Stock 98978V103 1595028 8216 SH SOLE 0 0 8216 FIRSTTREXCHTRADEDFDIIIPFDSECSINCETF ETF 33739E108 1540007 74976 SH SOLE 0 0 74976 CISCOSYSINCCOM Common Stock 17275R102 1472057 27045 SH SOLE 0 0 27045 NVIDIA CORPORATION COM Common Stock 67066G104 1419699 6853 SH SOLE 0 0 6853 JOHNSON & JOHNSONCOM Common Stock 478160104 1406196 8707 SH SOLE 0 0 8707 ISHARESTRRUS 1000 VAL ETF ETF 464287598 1402177 8959 SH SOLE 0 0 8959 BANK OF AMERICA CORPORATION Common Stock 060505104 1379535 32498 SH SOLE 0 0 32498 MEDTRONICPLCSHS Common Stock G5960L103 1347604 10698 SH SOLE 0 0 10698 COSTCOWHSLCORPNEWCOM Common Stock 22160K105 1331885 2964 SH SOLE 0 0 2964 ABBOTTLABSCOM Common Stock 002824100 1283291 10863 SH SOLE 0 0 10863 EXXONMOBILCORPCOM Common Stock 30231G102 1258962 21404 SH SOLE 0 0 21404 PROCTER AND GAMBLE COCOM Common Stock 742718109 1253357 8965 SH SOLE 0 0 8965 VERIZON COMMUNICATIONSINCCOM Common Stock 92343V104 1252924 23198 SH SOLE 0 0 23198 LINDEPLCSHS Common Stock G5494J103 1245697 4246 SH SOLE 0 0 4246 ISHARESTRRUS 1000 GRW ETF ETF 464287614 1227166 4478 SH SOLE 0 0 4478 UNION PAC CORPCOM Common Stock 907818108 1224713 6248 SH SOLE 0 0 6248 TEXAS INSTRS INCCOM Common Stock 882508104 1210573 6298 SH SOLE 0 0 6298 VANGUARDINTL EQUITYINDEXFFTSE EMR MKT ETF ETF 922042858 1132630 22648 SH SOLE 0 0 22648 VANGUARDINDEXFDSSML CP GRW ETF ETF 922908595 1120420 3999 SH SOLE 0 0 3999 SPDR GOLD TRGOLD SHS ETF 78463V107 1094855 6667 SH SOLE 0 0 6667 NETFLIX INCCOM Common Stock 64110L106 1082133 1773 SH SOLE 0 0 1773 EVERI HOLDINGS INC. Common Stock 30034T103 1029754 42587 SH SOLE 0 0 42587 LOCKHEED MARTIN CORPCOM Common Stock 539830109 1012531 2934 SH SOLE 0 0 2934 ISHARESTRRUS 1000ETF ETF 464287622 1007206 4167 SH SOLE 0 0 4167 MCDONALDS CORPCOM Common Stock 580135101 988559 4100 SH SOLE 0 0 4100 COCACOLACOCOMCALL Common Stock 191216100 981212 18557 SH SOLE 0 0 18557 AUTOMATIC DATA PROCESSING, INC. Common Stock 053015103 979091 4875 SH SOLE 0 0 4875 SCHWABSTRATEGICTRUS MID-CAP ETF ETF 808524508 947797 12364 SH SOLE 0 0 12364 VERISK ANALYTICS, INC. Common Stock 92345Y106 925247 4620 SH SOLE 0 0 4620 MERCK & CO INCCOM Common Stock 58933Y105 920445 12149 SH SOLE 0 0 12149 HEXCELCORPNEWCOM Common Stock 428291108 908667 15300 SH SOLE 0 0 15300 HONEYWELLINTLINCCOM Common Stock 438516106 905854 4267 SH SOLE 0 0 4267 ROCKWELL AUTOMATION INCCOM Common Stock 773903109 904488 3076 SH SOLE 0 0 3076 UNITEDPARCEL SERVICE INCCL B Common Stock 911312106 853511 4687 SH SOLE 0 0 4687 ISHARESTRTIPS BD ETF ETF 464287176 813104 6368 SH SOLE 0 0 6368 INTELCORPCOM Common Stock 458140100 801753 15048 SH SOLE 0 0 15048 DISNEYWALTCOCOM Common Stock 254687106 770908 4557 SH SOLE 0 0 4557 LOWES COS INCCOM Common Stock 548661107 767466 3783 SH SOLE 0 0 3783 AONPLCSHSCLA Common Stock G0403H108 765292 2678 SH SOLE 0 0 2678 SPDRS&PMIDCAP400ETFTRUTSER1 S&PDCRP ETF 78467Y107 761430 1579 SH SOLE 0 0 1579 CHURCH & DWIGHT CO., INC. Common Stock 171340102 761048 9217 SH SOLE 0 0 9217 ISHARESTRRUS MD CP GR ETF ETF 464287481 755914 6745 SH SOLE 0 0 6745 BLACKROCKINCCOM Common Stock 09247X101 755637 901 SH SOLE 0 0 901 SPDRSERTRPRTFLO S&P500 GW ETF 78464A409 745258 11641 SH SOLE 0 0 11641 ISHARESTRS&P 500 VAL ETF ETF 464287408 740877 5095 SH SOLE 0 0 5095 CHUBBLIMITEDCOM Common Stock H1467J104 728627 4181 SH SOLE 0 0 4181 CHEVRONCORPNEWCOM Common Stock 166764100 728412 7180 SH SOLE 0 0 7180 THERMO FISHER SCIENTIFICINCCOM Common Stock 883556102 725995 1270 SH SOLE 0 0 1270 AMERIPRISEFINLINCCOM Common Stock 03076C106 725329 2746 SH SOLE 0 0 2746 PHILIP MORRISINTLINCCOM Common Stock 718172109 713769 7432 SH SOLE 0 0 7432 ISHARESTR0-5YR INVT GR CP ETF 46434V100 695677 13461 SH SOLE 0 0 13461 INVESCO QQQ TRUST 1 ETF 46090E103 692474 1933 SH SOLE 0 0 1933 OREILLY AUTOMOTIVE INCCOM Common Stock 67103H107 687443 1125 SH SOLE 0 0 1125 DANAHERCORPORATIONCOM Common Stock 235851102 663535 2178 SH SOLE 0 0 2178 VANGUARD LG-CP I;ETF ETF 922908637 653995 3255 SH SOLE 0 0 3255 CREE INC COM Common Stock 225447101 648504 8033 SH SOLE 0 0 8033 ISHARESTRRUS 2000VALETF ETF 464287630 642840 4012 SH SOLE 0 0 4012 DIAGEOPLCSPONADRNEW Common Stock 25243Q205 635625 3252 SH SOLE 0 0 3252 NEXTERA ENERGY INCCOM Common Stock 65339F101 634681 8083 SH SOLE 0 0 8083 CIGNACORPNEWCOM Common Stock 125523100 619896 3097 SH SOLE 0 0 3097 FIRST TR LRGE CP CORE ALPHA COM SHS ETF 33734K109 614388 7203 SH SOLE 0 0 7203 SELECTSECTOR SPDR TRFINANCIAL ETF 81369Y605 605471 16133 SH SOLE 0 0 16133 MARSH & MCLENNAN COS INCCOM Common Stock 571748102 596792 3941 SH SOLE 0 0 3941 LAUDER ESTEE COS INCCL A Common Stock 518439104 592071 1974 SH SOLE 0 0 1974 SELECTSECTOR SPDR TRSBI INT-INDS ETF 81369Y704 587921 6009 SH SOLE 0 0 6009 WHIRLPOOL CORPCOM Common Stock 963320106 583243 2861 SH SOLE 0 0 2861 PEPSICO INCCOM Common Stock 713448108 578176 3844 SH SOLE 0 0 3844 JETBLUE AIRWAYS CORPORATION ETF 477143101 577213 37751 SH SOLE 0 0 37751 ISHARESTRRUS 2000GRWETF ETF 464287648 576318 1963 SH SOLE 0 0 1963 TJX COS INC NEWCOM Common Stock 872540109 575459 8722 SH SOLE 0 0 8722 INTERCONTINENTALEXCHANGEINCOM Common Stock 45866F104 571384 4976 SH SOLE 0 0 4976 AMERICANTOWERCORPNEWCOM REIT 03027X100 571102 2141 SH SOLE 0 0 2141 DUKE ENERGY CORPORATION Common Stock 26441C204 571097 5852 SH SOLE 0 0 5852 INTERNATIONALBUSINESSMACHSCOM Common Stock 459200101 569196 4097 SH SOLE 0 0 4097 PFIZER INCCOM Common Stock 717081103 565242 13142 SH SOLE 0 0 13142 SHERWIN WILLIAMS COCOM Common Stock 824348106 559477 2000 SH SOLE 0 0 2000 PAYPAL HLDGS INCCOM Common Stock 70450Y103 553727 2128 SH SOLE 0 0 2128 SPDR S&P 600 SM CAP GRO ETF 78464A201 550250 6316 SH SOLE 0 0 6316 DBXETFTRXTRACKUSDHIGH ETF 233051432 548375 13682 SH SOLE 0 0 13682 SEL SECTOR:ENERGY SPDR ETF 81369Y506 540330 10373 SH SOLE 0 0 10373 APPLIEDMATLSINCCOM Common Stock 038222105 528832 4108 SH SOLE 0 0 4108 VANGUARD MC G I;ETF ETF 922908538 523877 2217 SH SOLE 0 0 2217 NOVARTIS AGSPONSORED ADR common Stock 66987V109 522002 6383 SH SOLE 0 0 6383 PARKER-HANNIFIN CORPCOM Common Stock 701094104 510339 1825 SH SOLE 0 0 1825 VANGUARDBD INDEX FDSSHORT TRM BOND ETF 921937827 507372 6192 SH SOLE 0 0 6192 DOLLARGENCORPNEWCOM Common Stock 256677105 493241 2325 SH SOLE 0 0 2325 INVESCOEXCHTRADEDFDTRIIFTSERAFIEMNG ETF 46138E727 480377 21503 SH SOLE 0 0 21503 AMGENINCCOM Common Stock 031162100 475485 2236 SH SOLE 0 0 2236 ISHARESTREAFE SML CP ETF ETF 464288273 474191 6373 SH SOLE 0 0 6373 V FCORPCOM Common Stock 918204108 467135 6973 SH SOLE 0 0 6973 VANGUARDINTL EQUITYINDEXFFTSE SMCAP ETF ETF 922042718 462047 3456 SH SOLE 0 0 3456 FIDELITYNATLINFORMATIONSVCOM Common Stock 31620M106 456848 3755 SH SOLE 0 0 3755 SPDRSERTRS&P DIVID ETF ETF 78464A763 451136 3838 SH SOLE 0 0 3838 SCHWABSTRATEGICTRUS LRG CAP ETF ETF 808524201 444416 4272 SH SOLE 0 0 4272 PHILLIPS66COM Common Stock 718546104 434055 6198 SH SOLE 0 0 6198 REPUBLICSVCSINCCOM Common Stock 760759100 432309 3587 SH SOLE 0 0 3587 GRAYSCALE BITCOIN TRUST (BTC) ETF 389637109 430707 12724 SH SOLE 0 0 12724 ARAMARKCOM Common Stock 03852U106 415515 12645 SH SOLE 0 0 12645 ADVANCED MICRO DEVICES, INC. Common Stock 007903107 415510 4038 SH SOLE 0 0 4038 SQUARE, INC. Common Stock 852234103 413964 1726 SH SOLE 0 0 1726 TARGET CORPCOM Common Stock 87612E106 409956 1792 SH SOLE 0 0 1792 INTUITIVE SURGICAL, INC. Common Stock 46120E602 408596 411 SH SOLE 0 0 411 SEL SECTOR:COMM SVC SPDR ETF 81369Y852 406799 5078 SH SOLE 0 0 5078 VANGUARDCHARLOTTE FDSINTL BD IDX ETF ETF 92203J407 403163 7078 SH SOLE 0 0 7078 BP PLC SPONSORED ADR Common Stock 055622104 394919 14450 SH SOLE 0 0 14450 CVSHEALTHCORPCOM Common Stock 126650100 393411 4636 SH SOLE 0 0 4636 BANKNEWYORKMELLONCORPCOM Common Stock 064058100 392999 7581 SH SOLE 0 0 7581 3M COMPANY Common Stock 88579Y101 391713 2233 SH SOLE 0 0 2233 SEL SECTOR:H CARE SPDR ETF 81369Y209 382754 3007 SH SOLE 0 0 3007 ISHARESTRRUS MDCP VAL ETF ETF 464287473 381778 3371 SH SOLE 0 0 3371 ALTRIA GROUP, INC. Common Stock 02209S103 375491 8089 SH SOLE 0 0 8089 AMERICAN ELECTRIC POWER COMPANY, INC. Common Stock 025537101 372218 4585 SH SOLE 0 0 4585 WALMART INCCOM Common Stock 931142103 368939 2647 SH SOLE 0 0 2647 WISDOMTREE TRINTL SMCAP DIV Common Stock 97717W760 365481 4923 SH SOLE 0 0 4923 ISHARESTRMSCIUSA MIN VOL ETF 46429B697 364970 4966 SH SOLE 0 0 4966 CATERPILLARINCCOM Common Stock 149123101 364167 1897 SH SOLE 0 0 1897 ANALOG DEVICES, INC. Common Stock 032654105 358910 2143 SH SOLE 0 0 2143 GENERACHLDGSINCCOM Common Stock 368736104 350230 857 SH SOLE 0 0 857 MORGAN STANLEY Common Stock 617446448 334260 3435 SH SOLE 0 0 3435 BOSTON SCIENTIFIC CORPORATION Common Stock 101137107 332584 7665 SH SOLE 0 0 7665 GOLDMANSACHSGROUPINCCOM Common Stock 38141G104 328886 870 SH SOLE 0 0 870 ASML HOLDING NV Common Stock N07059210 328813 441 SH SOLE 0 0 441 FIRSTTREXCHANGE-TRADEDFDDJINTERNTIDX Common Stock 33733E302 327207 1387 SH SOLE 0 0 1387 SPDR S&P 600 SM CAP VAL ETF 78464A300 324644 3961 SH SOLE 0 0 3961 S&P GLOBAL INC. Common Stock 78409V104 318677 750 SH SOLE 0 0 750 SERVICENOW, INC. Common Stock 81762P102 317358 510 SH SOLE 0 0 510 BLACKSTONE INC Common Stock 09260D107 313071 2691 SH SOLE 0 0 2691 SCHWABSTRATEGICTRUS SML CAP ETF ETF 808524607 299748 2994 SH SOLE 0 0 2994 FORDMTRCODELCOM Common Stock 345370860 286584 20239 SH SOLE 0 0 20239 MOODY'S CORPORATION Common Stock 615369105 284798 802 SH SOLE 0 0 802 ORACLE CORPORATION Common Stock 68389X105 284226 3262 SH SOLE 0 0 3262 VANECKVECTORSETFTRJP MORGAN MKTS ETF 92189H300 276503 9226 SH SOLE 0 0 9226 DESKTOP METAL, INC. Common Stock 25058X105 275787 38464 SH SOLE 0 0 38464 BECTONDICKINSON&COCOM Common Stock 075887109 275564 1121 SH SOLE 0 0 1121 DUPONTDENEMOURSINCCOM Common Stock 26614N102 275495 4052 SH SOLE 0 0 4052 BROADCOM INC. Common Stock 11135F101 275440 568 SH SOLE 0 0 568 XILINX, INC. Common Stock 983919101 275104 1822 SH SOLE 0 0 1822 TRANETECHNOLOGIESPLCSHS Common Stock G8994E103 268989 1558 SH SOLE 0 0 1558 DISCOVER FINANCIAL SERVICES Common Stock 254709108 268059 2182 SH SOLE 0 0 2182 VANGUARDWORLD FDMEGA GRWTH IND ETF 921910816 267590 1138 SH SOLE 0 0 1138 CITIGROUP INC. Common Stock 172967424 263394 3753 SH SOLE 0 0 3753 SNAP INC. Common Stock 83304A106 261057 3534 SH SOLE 0 0 3534 PIMCOETFTRENHAN SHRT MA AC ETF 72201R833 258494 2536 SH SOLE 0 0 2536 WELLS FARGO & COMPANY Common Stock 949746101 257808 5555 SH SOLE 0 0 5555 MONDELEZ INTERNATIONAL, INC. Common Stock 609207105 255887 4372 SH SOLE 0 0 4372 CONOCOPHILLIPS Common Stock 20825C104 254002 3748 SH SOLE 0 0 3748 JONES LANG LASALLE INCORPORATED Common Stock 48020Q107 252308 1017 SH SOLE 0 0 1017 HIGH YIELD ETF ETF 30151E814 242357 7569 SH SOLE 0 0 7569 EOG RESOURCES, INC. Common Stock 26875P101 235512 2934 SH SOLE 0 0 2934 QUALCOMM INCORPORATED Common Stock 747525103 233454 1810 SH SOLE 0 0 1810 NIKE, INC. Common Stock 654106103 229905 1580 SH SOLE 0 0 1580 INTUIT INC. Common Stock 461202103 226055 419 SH SOLE 0 0 419 BRISTOL-MYERS SQUIBB COMPANY Common Stock 110122108 216208 3624 SH SOLE 0 0 3624 STARBUCKS CORPORATION Common Stock 855244109 215215 1951 SH SOLE 0 0 1951 ISHARESTRJPMORGAN USD EMG ETF 464288281 212421 1930 SH SOLE 0 0 1930 ROKU INCCOM CL A Common Stock 77543R102 211511 675 SH SOLE 0 0 675 TARGA RESOURCES CORP. Common Stock 87612G101 204910 4164 SH SOLE 0 0 4164 FIDELITY MSCI INFO TECH ETF 316092808 201278 1697 SH SOLE 0 0 1697 KKR & CO. INC. Common Stock 48251W104 200782 3298 SH SOLE 0 0 3298 NUVEENQUALITYMUNCPINCOMECOM Common Stock 67066V101 184815 11787 SH SOLE 0 0 11787 NUVEEN S&P 500 BUY-WRITE INCCOM MF 6706ER101 176272 12203 SH SOLE 0 0 12203 CADIZINCCOMNEW Common Stock 127537207 89612 12729 SH SOLE 0 0 12729 TEMPLETON GLOBAL INCOME MF 880198106 56060 10420 SH SOLE 0 0 10420