Compliance Officer

0001765536-21-000004.txt : 20210806 0001765536-21-000004.hdr.sgml : 20210806 20210806103430 ACCESSION NUMBER: 0001765536-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210806 DATE AS OF CHANGE: 20210806 EFFECTIVENESS DATE: 20210806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Summit Financial, LLC CENTRAL INDEX KEY: 0001765536 IRS NUMBER: 371895248 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19062 FILM NUMBER: 211151282 BUSINESS ADDRESS: STREET 1: 4 CAMPUS DRIVE CITY: PARSIPPANY STATE: NJ ZIP: 07054 BUSINESS PHONE: 9732853600 MAIL ADDRESS: STREET 1: 4 CAMPUS DRIVE CITY: PARSIPPANY STATE: NJ ZIP: 07054 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001765536 XXXXXXXX 06-30-2021 06-30-2021 Summit Financial, LLC

4 CAMPUS DRIVE PARSIPPANY NJ 07054

13F HOLDINGS REPORT 028-19062 N Patricia Hasegawa Compliance Officer 973-285-3622 Patricia Hasegawa Parsippany NJ 08-06-2021 0 167 1009712 false INFORMATION TABLE 2 Summit13f20210630.xml SUMMIT FINANCIAL ABBOTTLABSCOM Common Stock 042666206 830754 7166 SH SOLE 0 0 7166 ACCENTUREPLCIRELANDSHSCLASSA Common Stock G1151C101 959541 3255 SH SOLE 0 0 3255 ADOBESYSTEMSINCORPORATEDCOM Common Stock 00724F101 912427 1558 SH SOLE 0 0 1558 ALPHABETINCCAPSTKCLC Common Stock 02079K107 1177970 470 SH SOLE 0 0 470 AMAZONCOMINCCOM Common Stock 023135106 3443600 1001 SH SOLE 0 0 1001 AMERICANTOWERCORPNEWCOM REIT 03027X100 240035 885 SH SOLE 0 0 885 AMERIPRISEFINLINCCOM Common Stock 03076C106 282728 1136 SH SOLE 0 0 1136 AMGENINCCOM Common Stock 031162100 280313 1150 SH SOLE 0 0 1150 AONPLCSHSCLA Common Stock G0403H108 640593 2683 SH SOLE 0 0 2683 APPLEINCCOM Common Stock 037833100 6071788 44333 SH SOLE 0 0 44333 APPLIEDMATLSINCCOM Common Stock 038222105 324530 2279 SH SOLE 0 0 2279 ARAMARKCOM Common Stock 03852U106 466631 12527 SH SOLE 0 0 12527 AT&TINCCOM Common Stock 00206R102 444824 15456 SH SOLE 0 0 15456 BANKNEWYORKMELLONCORPCOM Common Stock 064058100 366038 7145 SH SOLE 0 0 7145 BEAMTHERAPEUTICSINCCOM Common Stock 07373V105 257420 2000 SH SOLE 0 0 2000 BECTONDICKINSON&COCOM Common Stock 075887109 257052 1057 SH SOLE 0 0 1057 BERKSHIREHATHAWAYINCDELCLBNEW Common Stock 084670702 838207 3016 SH SOLE 0 0 3016 BLACKROCKINCCOM Common Stock 09247X101 280865 321 SH SOLE 0 0 321 BOEINGCOCOM Common Stock 097023105 888288 3708 SH SOLE 0 0 3708 BPPLCSPONSOREDADR Common Stock 055622104 443328 16780 SH SOLE 0 0 16780 CADIZINCCOMNEW Common Stock 127537207 173114 12729 SH SOLE 0 0 12729 CATERPILLARINCCOM Common Stock 149123101 320351 1472 SH SOLE 0 0 1472 CHEVRONCORPNEWCOM Common Stock 166764100 309716 2957 SH SOLE 0 0 2957 CHIPOTLEMEXICANGRILLINCCOM Common Stock 169656105 14242974 9187 SH SOLE 0 0 9187 CHUBBLIMITEDCOM Common Stock H1467J104 317759 1991 SH SOLE 0 0 1991 CIGNACORPNEWCOM Common Stock 125523100 711210 3000 SH SOLE 0 0 3000 CISCOSYSINCCOM Common Stock 17275R102 832295 15704 SH SOLE 0 0 15704 COCACOLACOCOMCALL Common Stock 191216100 434502 7977 SH SOLE 0 0 7977 COSTCOWHSLCORPNEWCOM Common Stock 22160K105 544442 1376 SH SOLE 0 0 1376 CVSHEALTHCORPCOM Common Stock 126650100 302887 3630 SH SOLE 0 0 3630 DANAHERCORPORATIONCOM Common Stock 235851102 291661 1086 SH SOLE 0 0 1086 DBXETFTRXTRACKUSDHIGH ETF 233051432 219004 5433 SH SOLE 0 0 5433 DIAGEOPLCSPONADRNEW Common Stock 25243Q205 292136 1524 SH SOLE 0 0 1524 DISNEYWALTCOCOM Common Stock 254687106 614140 3494 SH SOLE 0 0 3494 DOLLARGENCORPNEWCOM Common Stock 256677105 267891 1238 SH SOLE 0 0 1238 DUPONTDENEMOURSINCCOM Common Stock 26614N102 242680 3135 SH SOLE 0 0 3135 EXXONMOBILCORPCOM Common Stock 30231G102 279886 4437 SH SOLE 0 0 4437 FACEBOOKINCCLA Common Stock 30303M102 1815742 5222 SH SOLE 0 0 5222 FIDELITYNATLINFORMATIONSVCOM Common Stock 31620M106 261130 1843 SH SOLE 0 0 1843 FIRSTTREXCHANGE-TRADEDFDDJINTERNTIDX Common Stock 33733e302 339621 1387 SH SOLE 0 0 1387 FIRSTTREXCHTRADEDFDIIIPFDSECSINCETF ETF 33739e108 636664 30906 SH SOLE 0 0 30906 FORDMTRCODELCOM Common Stock 345370860 246780 16607 SH SOLE 0 0 16607 GENERACHLDGSINCCOM Common Stock 368736104 444211 1070 SH SOLE 0 0 1070 GOLDMANSACHSGROUPINCCOM Common Stock 38141G104 226200 596 SH SOLE 0 0 596 HEXCELCORPNEWCOM Common Stock 428291108 616013 9872 SH SOLE 0 0 9872 HOMEDEPOTINCCOM Common Stock 437076102 795312 2494 SH SOLE 0 0 2494 HONEYWELLINTLINCCOM Common Stock 438516106 561975 2562 SH SOLE 0 0 2562 INTELCORPCOM Common Stock 458140100 440437 7845 SH SOLE 0 0 7845 INTERCONTINENTALEXCHANGEINCOM Common Stock 45866F104 238608 2010 SH SOLE 0 0 2010 INTERNATIONALBUSINESSMACHSCOM Common Stock 459200101 382600 2610 SH SOLE 0 0 2610 INVESCOEXCHANGETRADEDFDTFTSERAFI1000 ETF 46137V613 17459937 108900 SH SOLE 0 0 108900 INVESCOEXCHTRADEDFDTRIIFTSERAFIEMNG ETF 46138E727 288419 12352 SH SOLE 0 0 12352 ISHARES INC CORE MSCI EMKT ETF 46434G103 3585649 53525 SH SOLE 0 0 53525 ISHARES TRCORE TOTAL USD ETF 46434V613 5834635 109079 SH SOLE 0 0 109079 ISHARESINCMSCIGBLMINVOL ETF 464286525 4681879 45517 SH SOLE 0 0 45517 ISHARESTR0-5YR INVT GR CP ETF 46434V100 821451 15849 SH SOLE 0 0 15849 ISHARESTRCORE S&P MCP ETF ETF 464287507 2780632 10347 SH SOLE 0 0 10347 ISHARESTRCORE S&P SCP ETF ETF 464287804 1981427 17538 SH SOLE 0 0 17538 ISHARESTRCORE S&P TTL STK ETF 464287150 5066229 51298 SH SOLE 0 0 51298 ISHARESTRCORE S&P US VLU ETF 464287663 1854337 25769 SH SOLE 0 0 25769 ISHARESTRCORE S&P500 ETF ETF 464287200 12207040 28394 SH SOLE 0 0 28394 ISHARESTRCORE US AGGBD ET ETF 464287226 1074783 9319 SH SOLE 0 0 9319 ISHARESTRCOREMSCI EAFE ETF 46432F842 8605522 114955 SH SOLE 0 0 114955 ISHARESTRCOREMSCI TOTAL ETF 46432F834 3826765 52207 SH SOLE 0 0 52207 ISHARESTREAFE SML CP ETF ETF 464288273 456728 6159 SH SOLE 0 0 6159 ISHARESTRIBOXX HI YD ETF ETF 464288513 820621 9321 SH SOLE 0 0 9321 ISHARESTRJPMORGAN USD EMG ETF 464288281 214049 1903 SH SOLE 0 0 1903 ISHARESTRMSCI INTL MULTFT ETF 46434V274 10970293 365068 SH SOLE 0 0 365068 ISHARESTRMSCIUSA MIN VOL ETF 46429B697 295586 4016 SH SOLE 0 0 4016 ISHARESTRNATIONAL MUN ETF ETF 464288414 3416507 29151 SH SOLE 0 0 29151 ISHARESTRRUS 1000 GRW ETF ETF 464287614 810639 2986 SH SOLE 0 0 2986 ISHARESTRRUS 1000 VAL ETF ETF 464287598 1213134 7648 SH SOLE 0 0 7648 ISHARESTRRUS 1000ETF ETF 464287622 1024967 4234 SH SOLE 0 0 4234 ISHARESTRRUS 2000GRWETF ETF 464287648 536730 1722 SH SOLE 0 0 1722 ISHARESTRRUS 2000VALETF ETF 464287630 489912 2955 SH SOLE 0 0 2955 ISHARESTRRUS MD CP GR ETF ETF 464287481 590791 5219 SH SOLE 0 0 5219 ISHARESTRRUS MDCP VAL ETF ETF 464287473 269168 2341 SH SOLE 0 0 2341 ISHARESTRRUSSELL 2000ETF ETF 464287655 1706711 7441 SH SOLE 0 0 7441 ISHARESTRS&P 500 VAL ETF ETF 464287408 211899 1435 SH SOLE 0 0 1435 ISHARESTRTIPS BD ETF ETF 464287176 424697 3318 SH SOLE 0 0 3318 JOHNSON & JOHNSONCOM Common Stock 478160104 727327 4415 SH SOLE 0 0 4415 JPMORGAN CHASE & COCOM Common Stock 46625H100 1929940 12408 SH SOLE 0 0 12408 LAUDER ESTEE COS INCCL A Common Stock 518439104 215340 677 SH SOLE 0 0 677 LINDEPLCSHS Common Stock G5494J103 932455 3225 SH SOLE 0 0 3225 LOCKHEED MARTIN CORPCOM Common Stock 539830109 759200 2007 SH SOLE 0 0 2007 LOWES COS INCCOM Common Stock 548661107 356905 1840 SH SOLE 0 0 1840 MARSH & MCLENNAN COS INCCOM Common Stock 571748102 266448 1894 SH SOLE 0 0 1894 MASTERCARD INCORPORATEDCL A Common Stock 57636Q104 486665 1333 SH SOLE 0 0 1333 MCDONALDS CORPCOM Common Stock 580135101 472606 2046 SH SOLE 0 0 2046 MEDTRONICPLCSHS Common Stock G5960L103 600278 4811 SH SOLE 0 0 4811 MERCK & CO INCCOM Common Stock 58933Y105 1049999 13375 SH SOLE 0 0 13375 MICROSOFT CORPCOM Common Stock 594918104 4121202 15213 SH SOLE 0 0 15213 NETFLIX INCCOM Common Stock 64110L106 569410 1078 SH SOLE 0 0 1078 NEXTERA ENERGY INCCOM Common Stock 65339F101 389263 5312 SH SOLE 0 0 5312 NOVARTIS AGSPONSORED ADR Common Stock 66987V109 302096 3311 SH SOLE 0 0 3311 NUVEEN S&P 500 BUY-WRITE INCCOM MF 6706ER101 172814 12026 SH SOLE 0 0 12026 NUVEENQUALITYMUNCPINCOMECOM Common Stock 67066V101 187587 11674 SH SOLE 0 0 11674 NVIDIA CORPORATION COM Common Stock 67066G104 793813 992 SH SOLE 0 0 992 OREILLY AUTOMOTIVE INCCOM Common Stock 67103H107 272347 481 SH SOLE 0 0 481 PARKER-HANNIFIN CORPCOM Common Stock 701094104 252444 822 SH SOLE 0 0 822 PAYPAL HLDGS INCCOM Common Stock 70450Y103 372511 1278 SH SOLE 0 0 1278 PEPSICO INCCOM Common Stock 713448108 292339 1973 SH SOLE 0 0 1973 PFIZER INCCOM Common Stock 717081103 340209 8688 SH SOLE 0 0 8688 PHILIP MORRISINTLINCCOM Common Stock 718172109 362019 3609 SH SOLE 0 0 3609 PHILLIPS66COM Common Stock 718546104 283378 3302 SH SOLE 0 0 3302 PIMCOETFTRENHAN SHRT MA AC ETF 72201R833 280825 2754 SH SOLE 0 0 2754 PROCTER AND GAMBLE COCOM Common Stock 742718109 658672 4882 SH SOLE 0 0 4882 REPUBLICSVCSINCCOM Common Stock 760759100 202207 1831 SH SOLE 0 0 1831 ROCKWELL AUTOMATION INCCOM Common Stock 773903109 415015 1451 SH SOLE 0 0 1451 ROKU INCCOM CL A Common Stock 77543R102 321475 700 SH SOLE 0 0 700 SALESFORCE COM INCCOM Common Stock 79466L302 397183 1626 SH SOLE 0 0 1626 SCHWABSTRATEGICTRSCHWB FDT INTLG ETF 808524755 11950482 359089 SH SOLE 0 0 359089 SCHWABSTRATEGICTRUS LCAP GR ETF ETF 808524300 3501726 23991 SH SOLE 0 0 23991 SCHWABSTRATEGICTRUS LCAP VA ETF ETF 808524409 3834053 56078 SH SOLE 0 0 56078 SCHWABSTRATEGICTRUS LRG CAP ETF ETF 808524201 439689 4229 SH SOLE 0 0 4229 SCHWABSTRATEGICTRUS MID-CAP ETF ETF 808524508 961577 12285 SH SOLE 0 0 12285 SCHWABSTRATEGICTRUS SML CAP ETF Common Stock 808524607 311965 2994 SH SOLE 0 0 2994 SELECTSECTOR SPDR TRFINANCIAL ETF 81369Y605 441234 12026 SH SOLE 0 0 12026 SELECTSECTOR SPDR TRSBI INT-INDS ETF 81369Y704 378061 3692 SH SOLE 0 0 3692 SHERWIN WILLIAMS COCOM Common Stock 824348106 220957 811 SH SOLE 0 0 811 SPDR GOLD TRGOLD SHS ETF 78463V107 377636 2280 SH SOLE 0 0 2280 SPDR S&P 500 ETF TRTR UNIT ETF 78462F103 25647112 59725 SH SOLE 0 0 59725 SPDRINDEXSHSFDSGLB NAT RESRCE ETF 78463X541 2646550 49935 SH SOLE 0 0 49935 SPDRS&PMIDCAP400ETFTRUTSER1 S&PDCRP ETF 78467Y107 392393 797 SH SOLE 0 0 797 SPDRSERTRPRTFLO S&P500 GW ETF 78464A409 501955 7971 SH SOLE 0 0 7971 SPDRSERTRS&P DIVID ETF ETF 78464A763 465924 3810 SH SOLE 0 0 3810 TARGET CORPCOM Common Stock 87612E106 365753 1513 SH SOLE 0 0 1513 TESLA INCCOM Common Stock 88160R101 2845904 4187 SH SOLE 0 0 4187 TEXAS INSTRS INCCOM Common Stock 882508104 450559 2343 SH SOLE 0 0 2343 THERMO FISHER SCIENTIFICINCCOM Common Stock 883556102 328618 651 SH SOLE 0 0 651 TJX COS INC NEWCOM Common Stock 872540109 266781 3957 SH SOLE 0 0 3957 TRANETECHNOLOGIESPLCSHS Common Stock G8994E103 248773 1351 SH SOLE 0 0 1351 UBERTECHNOLOGIESINCCOM Common Stock 90353T100 358458 7152 SH SOLE 0 0 7152 UNION PAC CORPCOM Common Stock 907818108 682663 3104 SH SOLE 0 0 3104 UNITEDHEALTH GROUPINCCOM Common Stock 91324P102 902645 2254 SH SOLE 0 0 2254 UNITEDPARCEL SERVICE INCCL B Common Stock 911312106 539474 2594 SH SOLE 0 0 2594 V FCORPCOM Common Stock 918204108 279569 3408 SH SOLE 0 0 3408 VANECKVECTORSETFTRJP MORGAN MKTS ETF 92189H300 222610 7094 SH SOLE 0 0 7094 VANGUARD INDEX FDSS&P 500 ETF SHS ETF 922908363 29786374 75437 SH SOLE 0 0 75437 VANGUARDBD INDEX FDSINTERMED TERM ETF 921937819 1968893 21886 SH SOLE 0 0 21886 VANGUARDBD INDEX FDSSHORT TRM BOND ETF 921937827 492221 5991 SH SOLE 0 0 5991 VANGUARDBD INDEX FDSTOTAL BND MRKT ETF 921937835 2368073 27571 SH SOLE 0 0 27571 VANGUARDCHARLOTTE FDSINTL BD IDX ETF ETF 92203J407 383141 6710 SH SOLE 0 0 6710 VANGUARDINDEXFDSGROWTH ETF ETF 922908736 52727628 183842 SH SOLE 0 0 183842 VANGUARDINDEXFDSMCAPVLIDXVIP ETF 922908512 25478471 181341 SH SOLE 0 0 181341 VANGUARDINDEXFDSMID CAP ETF ETF 922908629 3943000 16613 SH SOLE 0 0 16613 VANGUARDINDEXFDSSM CP VAL ETF ETF 922908611 31817299 183216 SH SOLE 0 0 183216 VANGUARDINDEXFDSSMALL CP ETF ETF 922908751 2438364 10824 SH SOLE 0 0 10824 VANGUARDINDEXFDSSML CP GRW ETF ETF 922908595 1108769 3826 SH SOLE 0 0 3826 VANGUARDINDEXFDSTOTAL STK MKT ETF 922908769 386849581 1736153 SH SOLE 0 0 1736153 VANGUARDINDEXFDSVALUE ETF ETF 922908744 38812803 282357 SH SOLE 0 0 282357 VANGUARDINTL EQUITYINDEXFALLWRLD EX US ETF 922042775 170219898 2685280 SH SOLE 0 0 2685280 VANGUARDINTL EQUITYINDEXFFTSE EMR MKT ETF ETF 922042858 1107242 20387 SH SOLE 0 0 20387 VANGUARDINTL EQUITYINDEXFFTSE SMCAP ETF ETF 922042718 465949 3415 SH SOLE 0 0 3415 VANGUARDSCOTTSDALEFDSINT-TERM CORP ETF 92206C870 2092071 22006 SH SOLE 0 0 22006 VANGUARDSCOTTSDALEFDSSHRT TRM CORP BD ETF 92206C409 6690338 80889 SH SOLE 0 0 80889 VANGUARDSTAR FDSVG TL INTL STK F ETF 921909768 491935 7490 SH SOLE 0 0 7490 VANGUARDTAX-MANAGED INTLFDFTSE DEV MKT ETF ETF 921943858 14955622 290288 SH SOLE 0 0 290288 VANGUARDWHITEHALL FDSHIGH DIV YLD ETF 921946406 1501660 14333 SH SOLE 0 0 14333 VANGUARDWORLD FDMEGA GRWTH IND ETF 921910816 263387 1138 SH SOLE 0 0 1138 VERIZON COMMUNICATIONSINCCOM Common Stock 92343V104 413669 7383 SH SOLE 0 0 7383 VISA INCCOM CL A Common Stock 92826C839 967781 4139 SH SOLE 0 0 4139 WALMART INCCOM Common Stock 931142103 328577 2330 SH SOLE 0 0 2330 WHIRLPOOL CORPCOM Common Stock 963320106 609802 2797 SH SOLE 0 0 2797 WISDOMTREE TRINTL SMCAP DIV ETF 97717W760 366200 4904 SH SOLE 0 0 4904 YUM BRANDS INCCOM Common Stock 988498101 12048012 104738 SH SOLE 0 0 104738 ZOETIS INCCL A Common Stock 98978V103 338616 1817 SH SOLE 0 0 1817