Back Office

0001764970-22-000002.txt : 20220311 0001764970-22-000002.hdr.sgml : 20220311 20220311145845 ACCESSION NUMBER: 0001764970-22-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220311 DATE AS OF CHANGE: 20220311 EFFECTIVENESS DATE: 20220311 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kozak & Associates, Inc. CENTRAL INDEX KEY: 0001764970 IRS NUMBER: 260391174 STATE OF INCORPORATION: CO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21058 FILM NUMBER: 22732767 BUSINESS ADDRESS: STREET 1: 1745 SHEA CENTER DRIVE, SUITE 345 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 BUSINESS PHONE: 3038474045 MAIL ADDRESS: STREET 1: 1745 SHEA CENTER DRIVE, SUITE 345 CITY: HIGHLANDS RANCH STATE: CO ZIP: 80129 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001764970 XXXXXXXX 12-31-2021 12-31-2021 Kozak & Associates, Inc.

1745 SHEA CENTER DRIVE, SUITE 345 HIGHLANDS RANCH CO 80129

13F HOLDINGS REPORT 028-21058 N Breann Mataia Back Office 3038474045 Breann Mataia Providence UT 03-11-2022 0 389 156219 false INFORMATION TABLE 2 kozaktripp.xml AMAZON COM INC COM Stock 023135106 2273 774 SH SOLE 0 774 0 0 ISHARES MORNINGSTAR GROWTH ETF ETF 464287119 115 1924 SH SOLE 0 1924 0 0 CERNER CORP COM Stock 156782104 15 165 SH SOLE 0 164 0 0 PRUDENTIAL FINL INC COM Stock 744320102 19 181 SH SOLE 0 180 0 0 HEWLETT PACKARD ENTERPRISE CO COM Stock 42824C109 5 334 SH SOLE 0 334 0 0 ULTA BEAUTY INC COM Stock 90384S303 234 616 SH SOLE 0 616 0 0 SIRIUS XM HOLDINGS INC COM Stock 82968B103 26 4134 SH SOLE 0 4134 0 0 INVESCO QQQ TRUST ETF 46090E103 28557 86205 SH SOLE 0 86205 0 0 STARBUCKS CORP COM Stock 855244109 101 1163 SH SOLE 0 1163 0 0 DCP MIDSTREAM LP COM UT LTD PTN Stock 23311P100 1 24 SH SOLE 0 24 0 0 SEMPRA COM Stock 816851109 5 35 SH SOLE 0 35 0 0 BLOCK INC CL A Stock 852234103 393 3607 SH SOLE 0 3607 0 0 ANTHEM INC COM Stock 036752103 237 500 SH SOLE 0 500 0 0 ISHARES GOLD TRUST ETF 464285204 6 166 SH SOLE 0 166 0 0 TEMPLETON EMERGING MKTS FD COM CEF 880191101 1 110 SH SOLE 0 110 0 0 JOHNSON & JOHNSON COM Stock 478160104 1090 6426 SH SOLE 0 6426 0 0 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 22 104 SH SOLE 0 103 0 0 INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF ETF 46137V563 262 12328 SH SOLE 0 12328 0 0 ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN Stock 01881G106 11 247 SH SOLE 0 246 0 0 COSTCO WHSL CORP NEW COM Stock 22160K105 1174 2203 SH SOLE 0 2202 0 0 HCA HEALTHCARE INC COM Stock 40412C101 15 58 SH SOLE 0 58 0 0 GOLDMAN SACHS GROUP INC COM Stock 38141G104 445 1348 SH SOLE 0 1348 0 0 YUM BRANDS INC COM Stock 988498101 299 2584 SH SOLE 0 2584 0 0 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 9 28 SH SOLE 0 28 0 0 BOSTON SCIENTIFIC CORP COM Stock 101137107 134 3204 SH SOLE 0 3204 0 0 ISHARES LATIN AMERICA 40 ETF ETF 464287390 10 377 SH SOLE 0 376 0 0 PROCTER AND GAMBLE CO COM Stock 742718109 744 5133 SH SOLE 0 5132 0 0 COCA COLA CO COM Stock 191216100 669 11558 SH SOLE 0 11557 0 0 GENERAL MLS INC COM Stock 370334104 10 152 SH SOLE 0 152 0 0 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 15 601 SH SOLE 0 600 0 0 OCCIDENTAL PETE CORP COM Stock 674599105 3 53 SH SOLE 0 53 0 0 UNITED PARCEL SERVICE INC CL B Stock 911312106 2 10 SH SOLE 0 10 0 0 COHEN & STEERS REIT & PFD & IN COM CEF 19247X100 0 17 SH SOLE 0 17 0 0 ADVANCED EMISSIONS SOLUTIONS I COM Stock 00770C101 14 2423 SH SOLE 0 2423 0 0 MARRIOTT INTL INC NEW CL A Stock 571903202 233 1432 SH SOLE 0 1431 0 0 BIOGEN INC COM Stock 09062X103 156 784 SH SOLE 0 784 0 0 INTEL CORP COM Stock 458140100 238 5101 SH SOLE 0 5100 0 0 VAIL RESORTS INC COM Stock 91879Q109 24 99 SH SOLE 0 99 0 0 MEDTRONIC PLC SHS Stock G5960L103 83 793 SH SOLE 0 793 0 0 CLOROX CO DEL COM Stock 189054109 227 1702 SH SOLE 0 1702 0 0 NETFLIX INC COM Stock 64110L106 1144 3206 SH SOLE 0 3206 0 0 SPDR DOW JONES INDUSTRIAL AVERAGE ETF ETF 78467X109 365 1100 SH SOLE 0 1099 0 0 PAYCHEX INC COM Stock 704326107 12 102 SH SOLE 0 101 0 0 PACCAR INC COM Stock 693718108 23 266 SH SOLE 0 266 0 0 PROLOGIS INC. COM REIT 74340W103 11 73 SH SOLE 0 72 0 0 MERCK & CO INC COM Stock 58933Y105 267 3430 SH SOLE 0 3430 0 0 SPDR S&P 500 ETF ETF 78462F103 48446 113861 SH SOLE 0 113861 0 0 FULGENT GENETICS INC COM Stock 359664109 4 65 SH SOLE 0 65 0 0 MASTERCARD INCORPORATED CL A Stock 57636Q104 16 48 SH SOLE 0 48 0 0 UNITED RENTALS INC COM Stock 911363109 9 27 SH SOLE 0 27 0 0 CRISPR THERAPEUTICS AG NAMEN AKT Stock H17182108 2 26 SH SOLE 0 26 0 0 EMERSON ELEC CO COM Stock 291011104 21 219 SH SOLE 0 218 0 0 VERTEX PHARMACEUTICALS INC COM Stock 92532F100 3 13 SH SOLE 0 13 0 0 INNOVATIVE INDL PPTYS INC COM REIT 45781V101 5 28 SH SOLE 0 28 0 0 CORNING INC COM Stock 219350105 23 633 SH SOLE 0 633 0 0 VERIZON COMMUNICATIONS INC COM Stock 92343V104 101 1895 SH SOLE 0 1895 0 0 VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP INDEX FUND ETF 922042718 1 8 SH SOLE 0 8 0 0 FEDEX CORP COM Stock 31428X106 507 2311 SH SOLE 0 2310 0 0 PEPSICO INC COM Stock 713448108 78 505 SH SOLE 0 504 0 0 ISHARES MSCI EUROZONE ETF ETF 464286608 9 214 SH SOLE 0 214 0 0 NEWELL BRANDS INC COM Stock 651229106 6 253 SH SOLE 0 253 0 0 SNAP INC CL A Stock 83304A106 2 50 SH SOLE 0 50 0 0 ALTERYX INC COM CL A Stock 02156B103 6 102 SH SOLE 0 102 0 0 INTERPUBLIC GROUP COS INC COM Stock 460690100 102 3034 SH SOLE 0 3034 0 0 HONEYWELL INTL INC COM Stock 438516106 309 1676 SH SOLE 0 1676 0 0 TRANE TECHNOLOGIES PLC SHS Stock G8994E103 24 162 SH SOLE 0 162 0 0 FORD MTR CO DEL COM Stock 345370860 240 14684 SH SOLE 0 14684 0 0 OMEGA HEALTHCARE INVS INC COM REIT 681936100 4 150 SH SOLE 0 150 0 0 INGERSOLL RAND INC COM Stock 45687V106 10 202 SH SOLE 0 202 0 0 XCEL ENERGY INC COM Stock 98389B100 362 5161 SH SOLE 0 5161 0 0 BP PLC SPONSORED ADR ADR 055622104 7 242 SH SOLE 0 242 0 0 APPIAN CORP CL A Stock 03782L101 13 227 SH SOLE 0 227 0 0 HOME DEPOT INC COM Stock 437076102 1448 4556 SH SOLE 0 4555 0 0 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 26 125 SH SOLE 0 124 0 0 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 10 106 SH SOLE 0 106 0 0 FIRST TRUST LARGE CAP CORE ALPHADEX FUND ETF 33734K109 9 107 SH SOLE 0 106 0 0 DUPONT DE NEMOURS INC COM Stock 26614N102 1 16 SH SOLE 0 15 0 0 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 33 252 SH SOLE 0 251 0 0 INFOSYS LTD SPONSORED ADR ADR 456788108 153 6400 SH SOLE 0 6400 0 0 SPDR GOLD SHARES ETF 78463V107 59 317 SH SOLE 0 317 0 0 ROKU INC COM CL A Stock 77543R102 9 79 SH SOLE 0 79 0 0 BECTON DICKINSON & CO COM Stock 075887109 145 563 SH SOLE 0 562 0 0 BROADRIDGE FINL SOLUTIONS INC COM Stock 11133T103 35 237 SH SOLE 0 237 0 0 SCHWAB U.S. SMALL-CAP ETF ETF 808524607 194 2111 SH SOLE 0 2111 0 0 KEYCORP COM Stock 493267108 90 3917 SH SOLE 0 3916 0 0 LABORATORY CORP AMER HLDGS COM NEW Stock 50540R409 4 15 SH SOLE 0 15 0 0 SCHWAB INTERNATIONAL EQUITY ETF ETF 808524805 47 1363 SH SOLE 0 1363 0 0 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 5 51 SH SOLE 0 51 0 0 WHIRLPOOL CORP COM Stock 963320106 37 198 SH SOLE 0 198 0 0 AON PLC SHS CL A Stock G0403H108 8 26 SH SOLE 0 26 0 0 LUMEN TECHNOLOGIES INC COM Stock 550241103 5 466 SH SOLE 0 465 0 0 GALLAGHER ARTHUR J & CO COM Stock 363576109 437 2818 SH SOLE 0 2817 0 0 TELEFLEX INCORPORATED COM Stock 879369106 20 60 SH SOLE 0 60 0 0 VIRGIN GALACTIC HOLDINGS INC COM Stock 92766K106 36 4772 SH SOLE 0 4772 0 0 SCHWAB U.S. LARGE-CAP GROWTH ETF ETF 808524300 39 284 SH SOLE 0 284 0 0 FS KKR CAP CORP COM CEF 302635206 27 1169 SH SOLE 0 1169 0 0 FIRST TRUST MID CAP CORE ALPHADEX FUND ETF 33735B108 9 90 SH SOLE 0 90 0 0 INVESCO S&P 500 REVENUE ETF ETF 46138G698 1352 17461 SH SOLE 0 17461 0 0 ISHARES S&P SMALL-CAP FUND ETF 464287804 32 301 SH SOLE 0 301 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 22 67 SH SOLE 0 67 0 0 SCHWAB EMERGING MARKETS EQUITY ETF ETF 808524706 17 647 SH SOLE 0 647 0 0 ADOBE SYSTEMS INCORPORATED COM Stock 00724F101 461 1050 SH SOLE 0 1050 0 0 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 7 85 SH SOLE 0 85 0 0 BRIGHTSPIRE CAPITAL INC COM CL A REIT 10949T109 21 2326 SH SOLE 0 2326 0 0 AVANGRID INC COM Stock 05351W103 5 112 SH SOLE 0 112 0 0 ALPHABET INC CAP STK CL A Stock 02079K305 686 259 SH SOLE 0 259 0 0 CONSTELLATION BRANDS INC CL A Stock 21036P108 28 131 SH SOLE 0 131 0 0 UNILEVER PLC SPON ADR NEW ADR 904767704 11 251 SH SOLE 0 250 0 0 NEWMONT CORP COM Stock 651639106 44 574 SH SOLE 0 574 0 0 CSX CORP COM Stock 126408103 355 10182 SH SOLE 0 10181 0 0 COMCAST CORP NEW CL A Stock 20030N101 370 8161 SH SOLE 0 8160 0 0 MICROSOFT CORP COM Stock 594918104 4295 15039 SH SOLE 0 15038 0 0 FIRST HORIZON CORPORATION COM Stock 320517105 4 178 SH SOLE 0 178 0 0 VALERO ENERGY CORP COM Stock 91913Y100 139 1557 SH SOLE 0 1557 0 0 SCHLUMBERGER LTD COM STK Stock 806857108 40 924 SH SOLE 0 924 0 0 CVS HEALTH CORP COM Stock 126650100 326 3128 SH SOLE 0 3128 0 0 ELECTROCORE INC COM Stock 28531P103 5 10000 SH SOLE 0 10000 0 0 SIMON PPTY GROUP INC NEW COM REIT 828806109 135 1015 SH SOLE 0 1015 0 0 RPM INTL INC COM Stock 749685103 32 408 SH SOLE 0 408 0 0 ISHARES MSCI BRAZIL ETF ETF 464286400 4 115 SH SOLE 0 114 0 0 V F CORP COM Stock 918204108 32 599 SH SOLE 0 599 0 0 AMERIPRISE FINL INC COM Stock 03076C106 89 327 SH SOLE 0 327 0 0 GARMIN LTD SHS Stock H2906T109 127 1140 SH SOLE 0 1139 0 0 MFA FINL INC COM REIT 55272X102 12 2993 SH SOLE 0 2992 0 0 WRAP TECHNOLOGIES INC COM Stock 98212N107 1 399 SH SOLE 0 399 0 0 INVESCO VALUE MUN INCOME TR COM CEF 46132P108 3 176 SH SOLE 0 175 0 0 BOEING CO COM Stock 097023105 387 2169 SH SOLE 0 2169 0 0 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 2 8 SH SOLE 0 8 0 0 NEXTERA ENERGY INC COM Stock 65339F101 525 6553 SH SOLE 0 6552 0 0 LIVENT CORP COM Stock 53814L108 5 230 SH SOLE 0 230 0 0 NIKE INC CL B Stock 654106103 948 7523 SH SOLE 0 7523 0 0 HYATT HOTELS CORP COM CL A Stock 448579102 9 97 SH SOLE 0 97 0 0 TESLA INC COM Stock 88160R101 115 137 SH SOLE 0 137 0 0 FIRSTCASH HOLDINGS INC COM Stock 33768G107 3 44 SH SOLE 0 44 0 0 SILGAN HOLDINGS INC COM Stock 827048109 0 0 SH SOLE 0 0 0 0 SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF ETF 78468R648 12 235 SH SOLE 0 235 0 0 NXP SEMICONDUCTORS N V COM Stock N6596X109 9 50 SH SOLE 0 50 0 0 FEDERAL RLTY INVT TR NEW SH BEN INT NEW REIT 313745101 2 15 SH SOLE 0 15 0 0 BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT Stock G16258108 53 1300 SH SOLE 0 1300 0 0 UDR INC COM REIT 902653104 3 52 SH SOLE 0 52 0 0 SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B ADR 833635105 7 90 SH SOLE 0 90 0 0 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 63 923 SH SOLE 0 922 0 0 ROYAL CARIBBEAN GROUP COM Stock V7780T103 7 104 SH SOLE 0 104 0 0 STANLEY BLACK & DECKER INC COM Stock 854502101 43 287 SH SOLE 0 287 0 0 DOW INC COM Stock 260557103 5 76 SH SOLE 0 75 0 0 HANESBRANDS INC COM Stock 410345102 3 173 SH SOLE 0 173 0 0 KKR & CO INC COM Stock 48251W104 3 48 SH SOLE 0 48 0 0 UNITED AIRLS HLDGS INC COM Stock 910047109 15 430 SH SOLE 0 430 0 0 ZOOM VIDEO COMMUNICATIONS INC CL A Stock 98980L101 41 400 SH SOLE 0 400 0 0 LYONDELLBASELL INDUSTRIES N V SHS - A - Stock N53745100 38 383 SH SOLE 0 383 0 0 VANGUARD S&P 500 ETF ETF 922908363 9 23 SH SOLE 0 23 0 0 ISHARES U.S. HEALTHCARE PROVIDERS ETF ETF 464288828 94 342 SH SOLE 0 341 0 0 BEYOND MEAT INC COM Stock 08862E109 0 1 SH SOLE 0 1 0 0 ASTRAZENECA PLC SPONSORED ADR ADR 046353108 89 1460 SH SOLE 0 1460 0 0 ARROW ELECTRS INC COM Stock 042735100 171 1441 SH SOLE 0 1441 0 0 FIFTH THIRD BANCORP COM Stock 316773100 10 233 SH SOLE 0 233 0 0 CORTEVA INC COM Stock 22052L104 1 16 SH SOLE 0 15 0 0 GENERAL MTRS CO COM Stock 37045V100 195 4656 SH SOLE 0 4656 0 0 CHEWY INC CL A Stock 16679L109 0 1 SH SOLE 0 1 0 0 SPDR S&P 600 SMALL CAP VALUE ETF ETF 78464A300 9 111 SH SOLE 0 111 0 0 SPDR S&P 400 MID CAP GROWTH ETF ETF 78464A821 10 144 SH SOLE 0 144 0 0 SPDR S&P 600 SMALL CAP GROWTH ETF ETF 78464A201 5 65 SH SOLE 0 65 0 0 SPDR S&P 400 MID CAP VALUE ETF ETF 78464A839 6 92 SH SOLE 0 91 0 0 HEALTH CATALYST INC COM Stock 42225T107 10 405 SH SOLE 0 405 0 0 WABTEC COM Stock 929740108 1 15 SH SOLE 0 15 0 0 LILLY ELI & CO COM Stock 532457108 2 7 SH SOLE 0 7 0 0 AIR PRODS & CHEMS INC COM Stock 009158106 36 159 SH SOLE 0 159 0 0 SMILEDIRECTCLUB INC CL A COM Stock 83192H106 2 953 SH SOLE 0 953 0 0 SCHWAB U.S. REIT ETF ETF 808524847 10 212 SH SOLE 0 212 0 0 PELOTON INTERACTIVE INC CL A COM Stock 70614W100 17 770 SH SOLE 0 770 0 0 NIELSEN HLDGS PLC SHS EUR Stock G6518L108 4 230 SH SOLE 0 230 0 0 LEIDOS HOLDINGS INC COM Stock 525327102 10 98 SH SOLE 0 98 0 0 VANGUARD TOTAL INTERNATIONAL STOCK ETF ETF 921909768 9 164 SH SOLE 0 163 0 0 ALPINE 4 HOLDINGS INC CL A Stock 02083E105 7 5134 SH SOLE 0 5134 0 0 CENNTRO ELECTRIC GROUP LIMITED ORD SHS Stock Q6519V120 0 33 SH SOLE 0 33 0 0 ISHARES RUSSELL 2000 ETF ETF 464287655 58 290 SH SOLE 0 290 0 0 FIDELITY NATL INFORMATION SVCS COM Stock 31620M106 154 1703 SH SOLE 0 1703 0 0 ISHARES U.S. TECH BREAKTHROUGH MULTISECTOR ETF ETF 46436E502 15 442 SH SOLE 0 442 0 0 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 92 866 SH SOLE 0 865 0 0 PROSHARES SHORT S&P 500 ETF 74347B425 6 407 SH SOLE 0 406 0 0 MICRON TECHNOLOGY INC COM Stock 595112103 4 56 SH SOLE 0 56 0 0 AFLAC INC COM Stock 001055102 67 1112 SH SOLE 0 1112 0 0 CHIPOTLE MEXICAN GRILL INC COM Stock 169656105 137 93 SH SOLE 0 93 0 0 GABELLI DIVID & INCOME TR COM CEF 36242H104 17 738 SH SOLE 0 737 0 0 LEMONADE INC COM Stock 52567D107 18 865 SH SOLE 0 865 0 0 OCCIDENTAL PETE CORP WT EXP 080327 Stock 674599162 0 6 SH SOLE 0 6 0 0 CAESARS ENTERTAINMENT INC NEW COM Stock 12769G100 4 56 SH SOLE 0 56 0 0 ISHARES SELECT DIVIDEND ETF ETF 464287168 62 503 SH SOLE 0 503 0 0 MONTROSE ENVIRONMENTAL GROUP I COM Stock 615111101 574 11000 SH SOLE 0 11000 0 0 AMERICAN ELEC PWR CO INC COM Stock 025537101 10 108 SH SOLE 0 108 0 0 ENTERGY CORP NEW COM Stock 29364G103 2 22 SH SOLE 0 22 0 0 MARATHON PETE CORP COM Stock 56585A102 9 110 SH SOLE 0 110 0 0 VANGUARD RUSSELL 1000 ETF ETF 92206C730 2 10 SH SOLE 0 10 0 0 VIATRIS INC COM Stock 92556V106 1 88 SH SOLE 0 88 0 0 FIRST SOLAR INC COM Stock 336433107 203 2650 SH SOLE 0 2650 0 0 ERIE INDTY CO CL A Stock 29530P102 2 9 SH SOLE 0 8 0 0 SKILLZ INC COM Stock 83067L109 1 467 SH SOLE 0 467 0 0 VIVOS THERAPEUTICS INC COM Stock 92859E108 4 1205 SH SOLE 0 1205 0 0 INNOVIZ TECHNOLOGIES LTD SHS Stock M5R635108 4 1149 SH SOLE 0 1149 0 0 TRACTOR SUPPLY CO COM Stock 892356106 73 317 SH SOLE 0 317 0 0 TUSIMPLE HLDGS INC CL A Stock 90089L108 2 181 SH SOLE 0 181 0 0 ELECTRONIC ARTS INC COM Stock 285512109 258 2090 SH SOLE 0 2089 0 0 ORGANON & CO COMMON STOCK Stock 68622V106 12 338 SH SOLE 0 337 0 0 VISA INC COM CL A Stock 92826C839 1014 5120 SH SOLE 0 5119 0 0 ISHARES MSCI EAFE MIN VOL FACTOR ETF ETF 46429B689 27 392 SH SOLE 0 392 0 0 HERSHEY CO COM Stock 427866108 9 42 SH SOLE 0 42 0 0 PHILLIPS EDISON & CO INC COMMON STOCK REIT 71844V201 31 924 SH SOLE 0 924 0 0 VICTORIAS SECRET AND CO COMMON STOCK Stock 926400102 4 84 SH SOLE 0 84 0 0 BATH & BODY WORKS INC COM Stock 070830104 12 256 SH SOLE 0 256 0 0 CLOVIS ONCOLOGY INC COM Stock 189464100 0 140 SH SOLE 0 140 0 0 ON HLDG AG NAMEN AKT A Stock H5919C104 1 28 SH SOLE 0 28 0 0 KELLOGG CO COM Stock 487836108 5 88 SH SOLE 0 88 0 0 PROSHARES ULTRA VIX SHORT-TERM FUTURES ETF ETF 74347Y839 19 1000 SH SOLE 0 1000 0 0 KYNDRYL HLDGS INC COMMON STOCK Stock 50155Q100 2 200 SH SOLE 0 200 0 0 CIVITAS RESOURCES INC COM NEW Stock 17888H103 0 6 SH SOLE 0 6 0 0 VANGUARD SMALL-CAP GROWTH INDEX FUND ETF 922908595 15 61 SH SOLE 0 61 0 0 VANGUARD VALUE INDEX FUND ETF 922908744 26 183 SH SOLE 0 183 0 0 RIVIAN AUTOMOTIVE INC COM CL A Stock 76954A103 10 253 SH SOLE 0 253 0 0 ORION OFFICE REIT INC COM REIT 68629Y103 0 22 SH SOLE 0 22 0 0 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 127 499 SH SOLE 0 498 0 0 AMERICAN TOWER CORP NEW COM REIT 03027X100 74 317 SH SOLE 0 317 0 0 IRON MTN INC NEW COM REIT 46284V101 8 149 SH SOLE 0 148 0 0 SHELL PLC SPON ADS ADR 780259305 569 11001 SH SOLE 0 11001 0 0 META PLATFORMS INC CL A Stock 30303M102 514 2631 SH SOLE 0 2631 0 0 SERVICENOW INC COM Stock 81762P102 210 394 SH SOLE 0 394 0 0 BCE INC COM NEW Stock 05534B760 7 129 SH SOLE 0 129 0 0 TOLL BROTHERS INC COM Stock 889478103 6 125 SH SOLE 0 124 0 0 ALPS SECTOR DIVIDEND DOGS ETF ETF 00162Q858 1 27 SH SOLE 0 27 0 0 MONDELEZ INTL INC CL A Stock 609207105 20 328 SH SOLE 0 327 0 0 BROADCOM INC COM Stock 11135F101 113 192 SH SOLE 0 192 0 0 WORKDAY INC CL A Stock 98138H101 484 2119 SH SOLE 0 2119 0 0 MPLX LP COM UNIT REP LTD Stock 55336V100 221 6514 SH SOLE 0 6513 0 0 METLIFE INC COM Stock 59156R108 80 1242 SH SOLE 0 1242 0 0 RH COM Stock 74967X103 14 40 SH SOLE 0 40 0 0 MITSUBISHI UFJ FINL GROUP INC SPONSORED ADS ADR 606822104 1 130 SH SOLE 0 130 0 0 ROYAL BK CDA COM Stock 780087102 80 737 SH SOLE 0 737 0 0 KINDER MORGAN INC DEL COM Stock 49456B101 4 227 SH SOLE 0 227 0 0 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 98 317 SH SOLE 0 317 0 0 NUVEEN INTER DURATION MUN TERM COM CEF 670671106 109 7711 SH SOLE 0 7711 0 0 KROGER CO COM Stock 501044101 33 582 SH SOLE 0 581 0 0 ENBRIDGE INC COM Stock 29250N105 66 1475 SH SOLE 0 1475 0 0 NVIDIA CORPORATION COM Stock 67066G104 1809 7984 SH SOLE 0 7983 0 0 ARCHER DANIELS MIDLAND CO COM Stock 039483102 48 575 SH SOLE 0 575 0 0 BALL CORP COM Stock 058498106 106 1215 SH SOLE 0 1215 0 0 CUMMINS INC COM Stock 231021106 43 216 SH SOLE 0 216 0 0 GENUINE PARTS CO COM Stock 372460105 36 291 SH SOLE 0 291 0 0 EATON VANCE TX ADV GLBL DIV FD COM CEF 27828S101 63 3335 SH SOLE 0 3335 0 0 ABBVIE INC COM Stock 00287Y109 255 1710 SH SOLE 0 1710 0 0 VANGUARD TOTAL BOND MARKET INDEX FUND ETF 921937835 30 373 SH SOLE 0 372 0 0 VANGUARD FTSE ALL-WORLD EX US INDEX FUND ETF 922042775 1 22 SH SOLE 0 22 0 0 CYRUSONE INC COM REIT 23283R100 83 915 SH SOLE 0 915 0 0 ZOETIS INC CL A Stock 98978V103 223 1179 SH SOLE 0 1178 0 0 ISHARES RUSSELL 2000 GROWTH ETF ETF 464287648 83 336 SH SOLE 0 335 0 0 BLACKSTONE INC COM Stock 09260D107 732 6261 SH SOLE 0 6261 0 0 STRYKER CORPORATION COM Stock 863667101 35 143 SH SOLE 0 142 0 0 QUALCOMM INC COM Stock 747525103 144 933 SH SOLE 0 933 0 0 T-MOBILE US INC COM Stock 872590104 11 93 SH SOLE 0 93 0 0 DISCOVER FINL SVCS COM Stock 254709108 557 5317 SH SOLE 0 5316 0 0 MCDONALDS CORP COM Stock 580135101 694 3128 SH SOLE 0 3127 0 0 NORDSTROM INC COM Stock 655664100 35 1448 SH SOLE 0 1448 0 0 INTERCONTINENTAL EXCHANGE INC COM Stock 45866F104 47 361 SH SOLE 0 361 0 0 CITRIX SYS INC COM Stock 177376100 64 630 SH SOLE 0 629 0 0 CISCO SYS INC COM Stock 17275R102 632 11557 SH SOLE 0 11556 0 0 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 3 52 SH SOLE 0 52 0 0 AUTODESK INC COM Stock 052769106 115 575 SH SOLE 0 575 0 0 GLOBAL NET LEASE INC COM NEW REIT 379378201 32 2140 SH SOLE 0 2140 0 0 AT&T INC COM Stock 00206R102 55 2371 SH SOLE 0 2371 0 0 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 9 117 SH SOLE 0 116 0 0 SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX ETF ETF 808524763 3 48 SH SOLE 0 48 0 0 SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF ETF 808524771 4 63 SH SOLE 0 63 0 0 GENERAL ELECTRIC CO COM NEW Stock 369604301 327 3582 SH SOLE 0 3582 0 0 UNIVERSAL DISPLAY CORP COM Stock 91347P105 305 1877 SH SOLE 0 1876 0 0 SCIENCE APPLICATIONS INTL CORP COM Stock 808625107 2 21 SH SOLE 0 21 0 0 EXPEDIA GROUP INC COM NEW Stock 30212P303 8 46 SH SOLE 0 46 0 0 ISHARES U.S. FINANCIAL SERVICES ETF ETF 464287770 14966 86263 SH SOLE 0 86262 0 0 SCHWAB FUNDAMENTAL EMERGING MARKETS LARGE COMPANY INDEX ETF ETF 808524730 3 103 SH SOLE 0 103 0 0 SCHWAB FUNDAMENTAL INTERNATIONAL LARGE COMPANY INDEX ETF ETF 808524755 3 90 SH SOLE 0 90 0 0 PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF ETF 74348A467 75 831 SH SOLE 0 831 0 0 SKYWORKS SOLUTIONS INC COM Stock 83088M102 56 426 SH SOLE 0 426 0 0 TWITTER INC COM Stock 90184L102 12 342 SH SOLE 0 342 0 0 LULULEMON ATHLETICA INC COM Stock 550021109 155 513 SH SOLE 0 513 0 0 ISHARES S&P 500 GROWTH ETF ETF 464287309 32 458 SH SOLE 0 458 0 0 ISHARES CORE S&P 500 ETF ETF 464287200 95 223 SH SOLE 0 223 0 0 CIGNA CORP NEW COM Stock 125523100 1 3 SH SOLE 0 3 0 0 ROSS STORES INC COM Stock 778296103 35 389 SH SOLE 0 388 0 0 BUNGE LIMITED COM Stock G16962105 54 488 SH SOLE 0 488 0 0 WELLS FARGO CO NEW COM Stock 949746101 8 168 SH SOLE 0 168 0 0 UNION PAC CORP COM Stock 907818108 19 74 SH SOLE 0 73 0 0 RIO TINTO PLC SPONSORED ADR ADR 767204100 104 1390 SH SOLE 0 1389 0 0 CINTAS CORP COM Stock 172908105 14 39 SH SOLE 0 39 0 0 ISHARES PREFERRED AND INCOME SECURITIES ETF ETF 464288687 0 0 SH SOLE 0 0 0 0 SALESFORCE COM INC COM Stock 79466L302 143 712 SH SOLE 0 712 0 0 PROSHARES ULTRA QQQ ETF 74347R206 194 3204 SH SOLE 0 3204 0 0 NORTHROP GRUMMAN CORP COM Stock 666807102 53 120 SH SOLE 0 120 0 0 DARDEN RESTAURANTS INC COM Stock 237194105 269 2065 SH SOLE 0 2064 0 0 IDEXX LABS INC COM Stock 45168D104 420 800 SH SOLE 0 800 0 0 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 565 1049 SH SOLE 0 1048 0 0 VANGUARD MID-CAP VALUE INDEX FUND ETF 922908512 47 330 SH SOLE 0 330 0 0 LOCKHEED MARTIN CORP COM Stock 539830109 481 1083 SH SOLE 0 1082 0 0 JPMORGAN CHASE & CO COM Stock 46625H100 910 6902 SH SOLE 0 6901 0 0 INTERNATIONAL PAPER CO COM Stock 460146103 5 123 SH SOLE 0 123 0 0 HARTFORD FINL SVCS GROUP INC COM Stock 416515104 9 133 SH SOLE 0 133 0 0 MONOLITHIC PWR SYS INC COM Stock 609839105 49 120 SH SOLE 0 120 0 0 CHEVRON CORP NEW COM Stock 166764100 1297 7591 SH SOLE 0 7590 0 0 ALBEMARLE CORP COM Stock 012653101 19 100 SH SOLE 0 100 0 0 CONOCOPHILLIPS COM Stock 20825C104 15 151 SH SOLE 0 151 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 12 274 SH SOLE 0 274 0 0 DANAHER CORPORATION COM Stock 235851102 48 181 SH SOLE 0 180 0 0 TJX COS INC NEW COM Stock 872540109 6 90 SH SOLE 0 90 0 0 BK OF AMERICA CORP COM Stock 060505104 363 8921 SH SOLE 0 8921 0 0 CION INVT CORP COM Stock 17259U105 0 1 SH SOLE 0 0 0 0 WALMART INC COM Stock 931142103 229 1606 SH SOLE 0 1605 0 0 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 130 1042 SH SOLE 0 1042 0 0 ORACLE CORP COM Stock 68389X105 120 1561 SH SOLE 0 1560 0 0 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 7 66 SH SOLE 0 65 0 0 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 147 1490 SH SOLE 0 1489 0 0 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 10 218 SH SOLE 0 218 0 0 TEXAS INSTRS INC COM Stock 882508104 61 354 SH SOLE 0 354 0 0 TARGET CORP COM Stock 87612E106 624 2905 SH SOLE 0 2904 0 0 PFIZER INC COM Stock 717081103 62 1257 SH SOLE 0 1257 0 0 MORGAN STANLEY COM NEW Stock 617446448 156 1813 SH SOLE 0 1812 0 0 3M CO COM Stock 88579Y101 34 233 SH SOLE 0 233 0 0 SCHWAB FUNDAMENTAL U.S. BROAD MARKET INDEX ETF ETF 808524789 30 542 SH SOLE 0 542 0 0 ISHARES MSCI USA VALUE FACTOR ETF ETF 46432F388 27 267 SH SOLE 0 267 0 0 CATERPILLAR INC COM Stock 149123101 588 2778 SH SOLE 0 2778 0 0 TRINET GROUP INC COM Stock 896288107 9 100 SH SOLE 0 100 0 0 ALPHABET INC CAP STK CL C Stock 02079K107 1160 437 SH SOLE 0 437 0 0 AMERICAN EXPRESS CO COM Stock 025816109 450 2651 SH SOLE 0 2651 0 0 AMGEN INC COM Stock 031162100 64 283 SH SOLE 0 283 0 0 APPLIED MATLS INC COM Stock 038222105 6 52 SH SOLE 0 52 0 0 PAYCOM SOFTWARE INC COM Stock 70432V102 228 735 SH SOLE 0 735 0 0 TYSON FOODS INC CL A Stock 902494103 2 21 SH SOLE 0 20 0 0 FRANKLIN RESOURCES INC COM Stock 354613101 3 96 SH SOLE 0 96 0 0 WILLIAMS COS INC COM Stock 969457100 34 1057 SH SOLE 0 1057 0 0 ZIONS BANCORPORATION N A COM Stock 989701107 13 203 SH SOLE 0 203 0 0 GOPRO INC CL A Stock 38268T103 7 839 SH SOLE 0 839 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN Stock 65341B106 2 20 SH SOLE 0 20 0 0 HERCULES CAPITAL INC COM CEF 427096508 15 884 SH SOLE 0 883 0 0 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 12 110 SH SOLE 0 110 0 0 ISHARES CORE DIVIDEND GROWTH ETF ETF 46434V621 42 814 SH SOLE 0 814 0 0 INVESCO BUYBACK ACHIEVERS ETF ETF 46137V308 5 57 SH SOLE 0 57 0 0 SYNCHRONY FINANCIAL COM Stock 87165B103 9 244 SH SOLE 0 243 0 0 EATON CORP PLC SHS Stock G29183103 56 379 SH SOLE 0 379 0 0 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 1214 16269 SH SOLE 0 16268 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 9 94 SH SOLE 0 94 0 0 CITIZENS FINL GROUP INC COM Stock 174610105 7 150 SH SOLE 0 150 0 0 DELTA AIR LINES INC DEL COM NEW Stock 247361702 52 1609 SH SOLE 0 1609 0 0 LAM RESEARCH CORP COM Stock 512807108 97 195 SH SOLE 0 195 0 0 PNC FINL SVCS GROUP INC COM Stock 693475105 31 166 SH SOLE 0 166 0 0 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 7 104 SH SOLE 0 104 0 0 SHAKE SHACK INC CL A Stock 819047101 0 5 SH SOLE 0 5 0 0 BARRICK GOLD CORP COM Stock 067901108 0 12 SH SOLE 0 12 0 0 REALTY INCOME CORP COM REIT 756109104 15 227 SH SOLE 0 227 0 0 ALTRIA GROUP INC COM Stock 02209S103 62 1203 SH SOLE 0 1202 0 0 DOMINION ENERGY INC COM Stock 25746U109 59 717 SH SOLE 0 717 0 0 CITIGROUP INC COM NEW Stock 172967424 124 2268 SH SOLE 0 2267 0 0 AMERICAN WTR WKS CO INC NEW COM Stock 030420103 44 289 SH SOLE 0 289 0 0 AGILENT TECHNOLOGIES INC COM Stock 00846U101 384 2859 SH SOLE 0 2859 0 0 EXXON MOBIL CORP COM Stock 30231G102 268 3138 SH SOLE 0 3138 0 0 UNITEDHEALTH GROUP INC COM Stock 91324P102 1895 3855 SH SOLE 0 3855 0 0 PRICE T ROWE GROUP INC COM Stock 74144T108 95 684 SH SOLE 0 684 0 0 TRAVELERS COMPANIES INC COM Stock 89417E109 7 43 SH SOLE 0 43 0 0 LOWES COS INC COM Stock 548661107 330 1471 SH SOLE 0 1471 0 0 DEERE & CO COM Stock 244199105 462 1222 SH SOLE 0 1221 0 0 SOUTHWEST AIRLS CO COM Stock 844741108 70 1714 SH SOLE 0 1713 0 0 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 113 2782 SH SOLE 0 2782 0 0 INVITAE CORP COM Stock 46185L103 5 645 SH SOLE 0 645 0 0 AMERICAN INTL GROUP INC COM NEW Stock 026874784 3 57 SH SOLE 0 57 0 0 SHOPIFY INC CL A Stock 82509L107 379 685 SH SOLE 0 685 0 0 TRANSUNION COM Stock 89400J107 10 107 SH SOLE 0 107 0 0 NOVO-NORDISK A S ADR ADR 670100205 46 443 SH SOLE 0 443 0 0 SMITH & NEPHEW PLC SPDN ADR NEW ADR 83175M205 3 100 SH SOLE 0 100 0 0 TELADOC HEALTH INC COM Stock 87918A105 3 45 SH SOLE 0 45 0 0 KRAFT HEINZ CO COM Stock 500754106 47 1251 SH SOLE 0 1251 0 0 PAYPAL HLDGS INC COM Stock 70450Y103 211 2140 SH SOLE 0 2140 0 0 BAIDU INC SPON ADR REP A ADR 056752108 159 1178 SH SOLE 0 1178 0 0 CROWN CASTLE INTL CORP NEW COM REIT 22822V101 0 1 SH SOLE 0 0 0 0 ISHARES FTSE DEVELOPED SMALL CAP EX-NORTH AMERICA INDEX FUND ETF 464288497 58 1034 SH SOLE 0 1033 0 0 TORONTO DOMINION BK ONT COM NEW Stock 891160509 12 160 SH SOLE 0 160 0 0 BLACKROCK INC COM Stock 09247X101 471 676 SH SOLE 0 675 0 0 ISHARES S&P MIDCAP FUND ETF 464287507 9 36 SH SOLE 0 36 0 0 DISH NETWORK CORPORATION CL A Stock 25470M109 0 3 SH SOLE 0 3 0 0 ISHARES MSCI EAFE ETF ETF 464287465 102 1464 SH SOLE 0 1464 0 0 APPLE INC COM Stock 037833100 5906 37255 SH SOLE 0 37254 0 0 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 30 352 SH SOLE 0 352 0 0 ABBOTT LABS COM Stock 002824100 215 1842 SH SOLE 0 1841 0 0 DISNEY WALT CO COM Stock 254687106 1313 9822 SH SOLE 0 9822 0 0 INVESCO PREFERRED ETF ETF 46138E511 7 522 SH SOLE 0 522 0 0 MARSH & MCLENNAN COS INC COM Stock 571748102 53 351 SH SOLE 0 351 0 0