0001764970-21-000004.txt : 20211116
0001764970-21-000004.hdr.sgml : 20211116
20211116125029
ACCESSION NUMBER: 0001764970-21-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20210930
FILED AS OF DATE: 20211116
DATE AS OF CHANGE: 20211116
EFFECTIVENESS DATE: 20211116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kozak & Associates, Inc.
CENTRAL INDEX KEY: 0001764970
IRS NUMBER: 260391174
STATE OF INCORPORATION: CO
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-21058
FILM NUMBER: 211415098
BUSINESS ADDRESS:
STREET 1: 1745 SHEA CENTER DRIVE, SUITE 345
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
BUSINESS PHONE: 3038474045
MAIL ADDRESS:
STREET 1: 1745 SHEA CENTER DRIVE, SUITE 345
CITY: HIGHLANDS RANCH
STATE: CO
ZIP: 80129
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001764970
XXXXXXXX
09-30-2021
09-30-2021
Kozak & Associates, Inc.
1745 SHEA CENTER DRIVE, SUITE 345
HIGHLANDS RANCH
CO
80129
13F HOLDINGS REPORT
028-21058
N
Breann Mataia
Back Office Operations
3853479444
Breann Mataia
PROVIDENCE
UT
11-16-2021
0
336
169306
false
INFORMATION TABLE
2
kozak.xml
AMAZON COM INC COM
Stock
023135106
2496
704
SH
SOLE
0
704
0
0
ISHARES MORNINGSTAR GROWTH ETF
ETF
464287119
139
1922
SH
SOLE
0
1921
0
0
CERNER CORP COM
Stock
156782104
12
164
SH
SOLE
0
164
0
0
PRUDENTIAL FINL INC COM
Stock
744320102
20
179
SH
SOLE
0
178
0
0
HEWLETT PACKARD ENTERPRISE CO COM
Stock
42824C109
5
332
SH
SOLE
0
331
0
0
ULTA BEAUTY INC COM
Stock
90384S303
227
565
SH
SOLE
0
565
0
0
SIRIUS XM HOLDINGS INC COM
Stock
82968B103
27
4105
SH
SOLE
0
4104
0
0
INVESCO QQQ TRUST
ETF
46090E103
33590
85123
SH
SOLE
0
85123
0
0
STARBUCKS CORP COM
Stock
855244109
113
1014
SH
SOLE
0
1013
0
0
DCP MIDSTREAM LP COM UT LTD PTN
Stock
23311P100
1
24
SH
SOLE
0
23
0
0
SQUARE INC CL A
Stock
852234103
739
3171
SH
SOLE
0
3171
0
0
ANTHEM INC COM
Stock
036752103
191
440
SH
SOLE
0
440
0
0
TEMPLETON EMERGING MKTS FD COM
CEF
880191101
2
103
SH
SOLE
0
103
0
0
JOHNSON & JOHNSON COM
Stock
478160104
1033
6318
SH
SOLE
0
6317
0
0
VANGUARD TOTAL STOCK MARKET INDEX FUND
ETF
922908769
24
97
SH
SOLE
0
97
0
0
INVESCO HIGH YIELD EQUITY DIVIDEND ACHIEVERS ETF
ETF
46137V563
254
12158
SH
SOLE
0
12158
0
0
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN
Stock
01881G106
11
204
SH
SOLE
0
203
0
0
COSTCO WHSL CORP NEW COM
Stock
22160K105
1134
2181
SH
SOLE
0
2180
0
0
GOLDMAN SACHS GROUP INC COM
Stock
38141G104
515
1273
SH
SOLE
0
1273
0
0
YUM BRANDS INC COM
Stock
988498101
297
2349
SH
SOLE
0
2349
0
0
BOSTON SCIENTIFIC CORP COM
Stock
101137107
132
3204
SH
SOLE
0
3204
0
0
ISHARES LATIN AMERICA 40 ETF
ETF
464287390
9
352
SH
SOLE
0
351
0
0
PROCTER AND GAMBLE CO COM
Stock
742718109
735
4986
SH
SOLE
0
4986
0
0
COCA COLA CO COM
Stock
191216100
606
10712
SH
SOLE
0
10711
0
0
GENERAL MLS INC COM
Stock
370334104
4
67
SH
SOLE
0
66
0
0
ENTERPRISE PRODS PARTNERS L P COM
Stock
293792107
10
436
SH
SOLE
0
436
0
0
OCCIDENTAL PETE CORP COM
Stock
674599105
2
53
SH
SOLE
0
53
0
0
UNITED PARCEL SERVICE INC CL B
Stock
911312106
2
10
SH
SOLE
0
10
0
0
COHEN & STEERS REIT & PFD & IN COM
CEF
19247X100
0
17
SH
SOLE
0
16
0
0
ADVANCED EMISSIONS SOLUTIONS I COM
Stock
00770C101
19
2423
SH
SOLE
0
2423
0
0
MARRIOTT INTL INC NEW CL A
Stock
571903202
223
1432
SH
SOLE
0
1431
0
0
BIOGEN INC COM
Stock
09062X103
213
784
SH
SOLE
0
784
0
0
INTEL CORP COM
Stock
458140100
138
2738
SH
SOLE
0
2738
0
0
VAIL RESORTS INC COM
Stock
91879Q109
35
99
SH
SOLE
0
99
0
0
MEDTRONIC PLC SHS
Stock
G5960L103
93
793
SH
SOLE
0
793
0
0
CLOROX CO DEL COM
Stock
189054109
287
1689
SH
SOLE
0
1688
0
0
NETFLIX INC COM
Stock
64110L106
1764
2597
SH
SOLE
0
2597
0
0
SPDR DOW JONES INDUSTRIAL AVERAGE ETF
ETF
78467X109
404
1118
SH
SOLE
0
1118
0
0
PAYCHEX INC COM
Stock
704326107
8
64
SH
SOLE
0
63
0
0
PACCAR INC COM
Stock
693718108
24
266
SH
SOLE
0
266
0
0
LAUDER ESTEE COS INC CL A
Stock
518439104
0
0
SH
SOLE
0
0
0
0
PROLOGIS INC. COM
REIT
74340W103
11
73
SH
SOLE
0
72
0
0
MERCK & CO INC COM
Stock
58933Y105
286
3413
SH
SOLE
0
3412
0
0
SPDR S&P 500 ETF
ETF
78462F103
52817
112994
SH
SOLE
0
112994
0
0
FULGENT GENETICS INC COM
Stock
359664109
6
65
SH
SOLE
0
65
0
0
MASTERCARD INCORPORATED CL A
Stock
57636Q104
14
38
SH
SOLE
0
38
0
0
CRISPR THERAPEUTICS AG NAMEN AKT
Stock
H17182108
2
26
SH
SOLE
0
26
0
0
EMERSON ELEC CO COM
Stock
291011104
14
140
SH
SOLE
0
140
0
0
VERTEX PHARMACEUTICALS INC COM
Stock
92532F100
2
13
SH
SOLE
0
13
0
0
INNOVATIVE INDL PPTYS INC COM
REIT
45781V101
8
28
SH
SOLE
0
28
0
0
CORNING INC COM
Stock
219350105
24
629
SH
SOLE
0
629
0
0
VERIZON COMMUNICATIONS INC COM
Stock
92343V104
92
1757
SH
SOLE
0
1756
0
0
FEDEX CORP COM
Stock
31428X106
582
2306
SH
SOLE
0
2306
0
0
SHERWIN WILLIAMS CO COM
Stock
824348106
37
111
SH
SOLE
0
111
0
0
PEPSICO INC COM
Stock
713448108
74
449
SH
SOLE
0
448
0
0
SNAP INC CL A
Stock
83304A106
3
50
SH
SOLE
0
50
0
0
ALTERYX INC COM CL A
Stock
02156B103
7
102
SH
SOLE
0
102
0
0
INTERPUBLIC GROUP COS INC COM
Stock
460690100
104
2882
SH
SOLE
0
2882
0
0
HONEYWELL INTL INC COM
Stock
438516106
372
1672
SH
SOLE
0
1672
0
0
TRANE TECHNOLOGIES PLC SHS
Stock
G8994E103
44
229
SH
SOLE
0
229
0
0
FORD MTR CO DEL COM
Stock
345370860
276
13898
SH
SOLE
0
13898
0
0
INGERSOLL RAND INC COM
Stock
45687V106
12
202
SH
SOLE
0
202
0
0
XCEL ENERGY INC COM
Stock
98389B100
331
5149
SH
SOLE
0
5149
0
0
BP PLC SPONSORED ADR
ADR
055622104
7
239
SH
SOLE
0
239
0
0
APPIAN CORP CL A
Stock
03782L101
9
102
SH
SOLE
0
102
0
0
HOME DEPOT INC COM
Stock
437076102
1555
4192
SH
SOLE
0
4191
0
0
AUTOMATIC DATA PROCESSING INC COM
Stock
053015103
29
124
SH
SOLE
0
124
0
0
FIRST TRUST SMALL CAP CORE ALPHADEX FUND
ETF
33734Y109
11
106
SH
SOLE
0
105
0
0
FIRST TRUST LARGE CAP CORE ALPHADEX FUND
ETF
33734K109
10
107
SH
SOLE
0
106
0
0
DUPONT DE NEMOURS INC COM
Stock
26614N102
1
16
SH
SOLE
0
15
0
0
HEALTH CARE SELECT SECTOR SPDR FUND
ETF
81369Y209
33
251
SH
SOLE
0
250
0
0
INFOSYS LTD SPONSORED ADR
ADR
456788108
151
6400
SH
SOLE
0
6400
0
0
SPDR GOLD SHARES
ETF
78463V107
55
317
SH
SOLE
0
317
0
0
ROKU INC COM CL A
Stock
77543R102
13
47
SH
SOLE
0
47
0
0
BECTON DICKINSON & CO COM
Stock
075887109
137
561
SH
SOLE
0
560
0
0
BROADRIDGE FINL SOLUTIONS INC COM
Stock
11133T103
42
237
SH
SOLE
0
237
0
0
SCHWAB U.S. SMALL-CAP ETF
ETF
808524607
230
2111
SH
SOLE
0
2111
0
0
KEYCORP COM
Stock
493267108
94
3911
SH
SOLE
0
3910
0
0
LABORATORY CORP AMER HLDGS COM NEW
Stock
50540R409
4
15
SH
SOLE
0
15
0
0
SCHWAB INTERNATIONAL EQUITY ETF
ETF
808524805
32
792
SH
SOLE
0
792
0
0
SCHWAB U.S. LARGE-CAP ETF
ETF
808524201
6
51
SH
SOLE
0
51
0
0
WHIRLPOOL CORP COM
Stock
963320106
46
197
SH
SOLE
0
196
0
0
LUMEN TECHNOLOGIES INC COM
Stock
550241103
6
456
SH
SOLE
0
456
0
0
GALLAGHER ARTHUR J & CO COM
Stock
363576109
460
2782
SH
SOLE
0
2781
0
0
TELEFLEX INCORPORATED COM
Stock
879369106
20
60
SH
SOLE
0
60
0
0
VIRGIN GALACTIC HOLDINGS INC COM
Stock
92766K106
88
4646
SH
SOLE
0
4646
0
0
SCHWAB U.S. LARGE-CAP GROWTH ETF
ETF
808524300
47
284
SH
SOLE
0
284
0
0
FS KKR CAP CORP COM
CEF
302635206
25
1137
SH
SOLE
0
1136
0
0
FIRST TRUST MID CAP CORE ALPHADEX FUND
ETF
33735B108
10
90
SH
SOLE
0
89
0
0
BERKSHIRE HATHAWAY INC DEL CL B NEW
Stock
084670702
9
33
SH
SOLE
0
33
0
0
SCHWAB EMERGING MARKETS EQUITY ETF
ETF
808524706
20
647
SH
SOLE
0
647
0
0
ADOBE SYSTEMS INCORPORATED COM
Stock
00724F101
699
1059
SH
SOLE
0
1059
0
0
BRIGHTSPIRE CAPITAL INC COM CL A
REIT
10949T109
22
2326
SH
SOLE
0
2326
0
0
ALPHABET INC CAP STK CL A
Stock
02079K305
570
192
SH
SOLE
0
192
0
0
INTUIT COM
Stock
461202103
9
14
SH
SOLE
0
14
0
0
CONSTELLATION BRANDS INC CL A
Stock
21036P108
30
131
SH
SOLE
0
131
0
0
UNILEVER PLC SPON ADR NEW
ADR
904767704
13
249
SH
SOLE
0
248
0
0
NEWMONT CORP COM
Stock
651639106
34
569
SH
SOLE
0
569
0
0
CSX CORP COM
Stock
126408103
357
10156
SH
SOLE
0
10155
0
0
COMCAST CORP NEW CL A
Stock
20030N101
425
7959
SH
SOLE
0
7958
0
0
MICROSOFT CORP COM
Stock
594918104
4743
14114
SH
SOLE
0
14113
0
0
VALERO ENERGY CORP COM
Stock
91913Y100
120
1557
SH
SOLE
0
1557
0
0
SCHLUMBERGER LTD COM STK
Stock
806857108
30
921
SH
SOLE
0
921
0
0
CVS HEALTH CORP COM
Stock
126650100
261
2794
SH
SOLE
0
2793
0
0
ELECTROCORE INC COM
Stock
28531P103
9
10000
SH
SOLE
0
10000
0
0
SIMON PPTY GROUP INC NEW COM
REIT
828806109
169
1014
SH
SOLE
0
1013
0
0
RPM INTL INC COM
Stock
749685103
39
408
SH
SOLE
0
408
0
0
ISHARES MSCI BRAZIL ETF
ETF
464286400
3
106
SH
SOLE
0
106
0
0
V F CORP COM
Stock
918204108
46
599
SH
SOLE
0
599
0
0
AMERIPRISE FINL INC COM
Stock
03076C106
101
327
SH
SOLE
0
327
0
0
GARMIN LTD SHS
Stock
H2906T109
169
1164
SH
SOLE
0
1163
0
0
MFA FINL INC COM
REIT
55272X102
13
2922
SH
SOLE
0
2922
0
0
WRAP TECHNOLOGIES INC COM
Stock
98212N107
2
399
SH
SOLE
0
399
0
0
INVESCO VALUE MUN INCOME TR COM
CEF
46132P108
3
173
SH
SOLE
0
172
0
0
BOEING CO COM
Stock
097023105
588
2521
SH
SOLE
0
2521
0
0
NEXTERA ENERGY INC COM
Stock
65339F101
560
6416
SH
SOLE
0
6415
0
0
LIVENT CORP COM
Stock
53814L108
7
230
SH
SOLE
0
230
0
0
NIKE INC CL B
Stock
654106103
1204
7133
SH
SOLE
0
7132
0
0
HYATT HOTELS CORP COM CL A
Stock
448579102
6
67
SH
SOLE
0
67
0
0
TESLA INC COM
Stock
88160R101
139
137
SH
SOLE
0
137
0
0
FIRSTCASH INC COM
Stock
33767D105
3
44
SH
SOLE
0
43
0
0
SILGAN HOLDINGS INC COM
Stock
827048109
4
91
SH
SOLE
0
91
0
0
SPDR S&P KENSHO NEW ECONOMIES COMPOSITE ETF
ETF
78468R648
16
235
SH
SOLE
0
235
0
0
NXP SEMICONDUCTORS N V COM
Stock
N6596X109
11
50
SH
SOLE
0
50
0
0
FEDERAL RLTY INVT TR SH BEN INT NEW
REIT
313747206
2
15
SH
SOLE
0
15
0
0
BROOKFIELD RENEWABLE PARTNERS PARTNERSHIP UNIT
Stock
G16258108
50
1300
SH
SOLE
0
1300
0
0
UDR INC COM
REIT
902653104
3
52
SH
SOLE
0
51
0
0
SOCIEDAD QUIMICA Y MINERA DE SPON ADR SER B
ADR
833635105
6
90
SH
SOLE
0
90
0
0
SCHWAB U.S. LARGE-CAP VALUE ETF
ETF
808524409
67
923
SH
SOLE
0
922
0
0
ROYAL CARIBBEAN GROUP COM
Stock
V7780T103
89
1045
SH
SOLE
0
1045
0
0
STANLEY BLACK & DECKER INC COM
Stock
854502101
56
287
SH
SOLE
0
287
0
0
DOW INC COM
Stock
260557103
1
16
SH
SOLE
0
15
0
0
UNITED AIRLS HLDGS INC COM
Stock
910047109
17
330
SH
SOLE
0
330
0
0
ZOOM VIDEO COMMUNICATIONS INC CL A
Stock
98980L101
105
400
SH
SOLE
0
400
0
0
LYONDELLBASELL INDUSTRIES N V SHS - A -
Stock
N53745100
36
383
SH
SOLE
0
383
0
0
VANGUARD S&P 500 ETF
ETF
922908363
8
18
SH
SOLE
0
18
0
0
ISHARES U.S. HEALTHCARE PROVIDERS ETF
ETF
464288828
95
341
SH
SOLE
0
341
0
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
87
1460
SH
SOLE
0
1460
0
0
ARROW ELECTRS INC COM
Stock
042735100
181
1441
SH
SOLE
0
1441
0
0
CORTEVA INC COM
Stock
22052L104
1
16
SH
SOLE
0
15
0
0
GENERAL MTRS CO COM
Stock
37045V100
274
4348
SH
SOLE
0
4348
0
0
ZOGENIX INC COM NEW
Stock
98978L204
1
35
SH
SOLE
0
35
0
0
SPDR S&P 600 SMALL CAP VALUE ETF
ETF
78464A300
10
111
SH
SOLE
0
111
0
0
SPDR S&P 400 MID CAP GROWTH ETF
ETF
78464A821
12
144
SH
SOLE
0
144
0
0
SPDR S&P 600 SMALL CAP GROWTH ETF
ETF
78464A201
6
65
SH
SOLE
0
65
0
0
SPDR S&P 400 MID CAP VALUE ETF
ETF
78464A839
7
92
SH
SOLE
0
91
0
0
HEALTH CATALYST INC COM
Stock
42225T107
20
405
SH
SOLE
0
405
0
0
WABTEC COM
Stock
929740108
1
15
SH
SOLE
0
15
0
0
LILLY ELI & CO COM
Stock
532457108
2
7
SH
SOLE
0
7
0
0
AIR PRODS & CHEMS INC COM
Stock
009158106
48
159
SH
SOLE
0
159
0
0
SMILEDIRECTCLUB INC CL A COM
Stock
83192H106
4
953
SH
SOLE
0
953
0
0
SCHWAB U.S. REIT ETF
ETF
808524847
11
212
SH
SOLE
0
212
0
0
PELOTON INTERACTIVE INC CL A COM
Stock
70614W100
21
449
SH
SOLE
0
449
0
0
NIELSEN HLDGS PLC SHS EUR
Stock
G6518L108
5
230
SH
SOLE
0
230
0
0
LEIDOS HOLDINGS INC COM
Stock
525327102
9
98
SH
SOLE
0
97
0
0
VANGUARD TOTAL INTERNATIONAL STOCK ETF
ETF
921909768
11
161
SH
SOLE
0
161
0
0
NAKED BRAND GROUP LIMITED SHS NEW
Stock
Q6519T117
0
485
SH
SOLE
0
485
0
0
ISHARES RUSSELL 2000 ETF
ETF
464287655
69
290
SH
SOLE
0
290
0
0
FIDELITY NATL INFORMATION SVCS COM
Stock
31620M106
197
1702
SH
SOLE
0
1702
0
0
ISHARES U.S. TECH BREAKTHROUGH MULTISECTOR ETF
ETF
46436E502
19
442
SH
SOLE
0
442
0
0
DUKE ENERGY CORP NEW COM NEW
Stock
26441C204
80
799
SH
SOLE
0
799
0
0
PROSHARES SHORT S&P 500
ETF
74347B425
6
407
SH
SOLE
0
406
0
0
FIVERR INTL LTD ORD SHS
Stock
M4R82T106
3
18
SH
SOLE
0
18
0
0
AFLAC INC COM
Stock
001055102
64
1112
SH
SOLE
0
1112
0
0
CHIPOTLE MEXICAN GRILL INC COM
Stock
169656105
123
67
SH
SOLE
0
67
0
0
GABELLI DIVID & INCOME TR COM
CEF
36242H104
20
723
SH
SOLE
0
723
0
0
LEMONADE INC COM
Stock
52567D107
60
973
SH
SOLE
0
973
0
0
OCCIDENTAL PETE CORP WT EXP 080327
Stock
674599162
0
6
SH
SOLE
0
6
0
0
CAESARS ENTERTAINMENT INC NEW COM
Stock
12769G100
6
56
SH
SOLE
0
56
0
0
ISHARES SELECT DIVIDEND ETF
ETF
464287168
61
500
SH
SOLE
0
499
0
0
MONTROSE ENVIRONMENTAL GROUP I COM
Stock
615111101
842
11000
SH
SOLE
0
11000
0
0
VIATRIS INC COM
Stock
92556V106
1
87
SH
SOLE
0
87
0
0
FIRST SOLAR INC COM
Stock
336433107
298
2650
SH
SOLE
0
2650
0
0
ERIE INDTY CO CL A
Stock
29530P102
2
9
SH
SOLE
0
8
0
0
SKILLZ INC COM
Stock
83067L109
6
467
SH
SOLE
0
467
0
0
VIVOS THERAPEUTICS INC COM
Stock
92859E108
5
1205
SH
SOLE
0
1205
0
0
TRACTOR SUPPLY CO COM
Stock
892356106
71
317
SH
SOLE
0
317
0
0
ELECTRONIC ARTS INC COM
Stock
285512109
295
2089
SH
SOLE
0
2088
0
0
ORGANON & CO COMMON STOCK
Stock
68622V106
11
336
SH
SOLE
0
335
0
0
VISA INC COM CL A
Stock
92826C839
1073
5055
SH
SOLE
0
5055
0
0
HERSHEY CO COM
Stock
427866108
7
42
SH
SOLE
0
42
0
0
VICTORIAS SECRET AND CO COMMON STOCK
Stock
926400102
4
84
SH
SOLE
0
84
0
0
BATH & BODY WORKS INC COM
Stock
070830104
19
255
SH
SOLE
0
254
0
0
CLOVIS ONCOLOGY INC COM
Stock
189464100
1
140
SH
SOLE
0
140
0
0
ON HLDG AG NAMEN AKT A
Stock
H5919C104
1
28
SH
SOLE
0
28
0
0
KELLOGG CO COM
Stock
487836108
6
88
SH
SOLE
0
88
0
0
CIVITAS RESOURCES INC COM NEW
Stock
17888H103
0
6
SH
SOLE
0
6
0
0
VANGUARD SMALL-CAP GROWTH INDEX FUND
ETF
922908595
18
61
SH
SOLE
0
61
0
0
VANGUARD VALUE INDEX FUND
ETF
922908744
27
183
SH
SOLE
0
183
0
0
L3HARRIS TECHNOLOGIES INC COM
Stock
502431109
110
499
SH
SOLE
0
498
0
0
AMERICAN TOWER CORP NEW COM
REIT
03027X100
76
292
SH
SOLE
0
292
0
0
IRON MTN INC NEW COM
REIT
46284V101
7
147
SH
SOLE
0
146
0
0
META PLATFORMS INC CL A
Stock
30303M102
731
2102
SH
SOLE
0
2102
0
0
SERVICENOW INC COM
Stock
81762P102
269
394
SH
SOLE
0
394
0
0
TOLL BROTHERS INC COM
Stock
889478103
8
124
SH
SOLE
0
124
0
0
MONDELEZ INTL INC CL A
Stock
609207105
21
326
SH
SOLE
0
326
0
0
BROADCOM INC COM
Stock
11135F101
117
206
SH
SOLE
0
206
0
0
WORKDAY INC CL A
Stock
98138H101
617
2088
SH
SOLE
0
2088
0
0
MPLX LP COM UNIT REP LTD
Stock
55336V100
2
64
SH
SOLE
0
64
0
0
D R HORTON INC COM
Stock
23331A109
0
0
SH
SOLE
0
0
0
0
METLIFE INC COM
Stock
59156R108
70
1097
SH
SOLE
0
1096
0
0
RH COM
Stock
74967X103
10
15
SH
SOLE
0
15
0
0
MITSUBISHI UFJ FINL GROUP INC SPONSORED ADS
ADR
606822104
1
130
SH
SOLE
0
130
0
0
ROYAL BK CDA COM
Stock
780087102
78
737
SH
SOLE
0
737
0
0
KINDER MORGAN INC DEL COM
Stock
49456B101
4
220
SH
SOLE
0
220
0
0
ACCENTURE PLC IRELAND SHS CLASS A
Stock
G1151C101
117
317
SH
SOLE
0
317
0
0
NUVEEN INTER DURATION MUN TERM COM
CEF
670671106
114
7711
SH
SOLE
0
7711
0
0
KROGER CO COM
Stock
501044101
25
577
SH
SOLE
0
576
0
0
ENBRIDGE INC COM
Stock
29250N105
60
1475
SH
SOLE
0
1475
0
0
AES CORP COM
Stock
00130H105
0
1
SH
SOLE
0
1
0
0
NVIDIA CORPORATION COM
Stock
67066G104
2230
7428
SH
SOLE
0
7428
0
0
ARCHER DANIELS MIDLAND CO COM
Stock
039483102
38
575
SH
SOLE
0
575
0
0
BALL CORP COM
Stock
058498106
116
1213
SH
SOLE
0
1212
0
0
CUMMINS INC COM
Stock
231021106
51
216
SH
SOLE
0
216
0
0
GENUINE PARTS CO COM
Stock
372460105
35
254
SH
SOLE
0
254
0
0
EATON VANCE TX ADV GLBL DIV FD COM
CEF
27828S101
74
3255
SH
SOLE
0
3254
0
0
ABBVIE INC COM
Stock
00287Y109
197
1687
SH
SOLE
0
1687
0
0
VANGUARD TOTAL BOND MARKET INDEX FUND
ETF
921937835
7
80
SH
SOLE
0
80
0
0
CYRUSONE INC COM
REIT
23283R100
82
915
SH
SOLE
0
915
0
0
ZOETIS INC CL A
Stock
98978V103
248
1149
SH
SOLE
0
1148
0
0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS
ADR
874039100
6
52
SH
SOLE
0
52
0
0
ISHARES RUSSELL 2000 GROWTH ETF
ETF
464287648
107
335
SH
SOLE
0
335
0
0
BLACKSTONE INC COM
Stock
09260D107
868
6076
SH
SOLE
0
6075
0
0
COLUMBIA PPTY TR INC COM NEW
REIT
198287203
63
3295
SH
SOLE
0
3294
0
0
STRYKER CORPORATION COM
Stock
863667101
37
142
SH
SOLE
0
142
0
0
QUALCOMM INC COM
Stock
747525103
137
816
SH
SOLE
0
815
0
0
GENERAL DYNAMICS CORP COM
Stock
369550108
0
0
SH
SOLE
0
0
0
0
DISCOVER FINL SVCS COM
Stock
254709108
624
5282
SH
SOLE
0
5281
0
0
MCDONALDS CORP COM
Stock
580135101
775
3065
SH
SOLE
0
3065
0
0
NORDSTROM INC COM
Stock
655664100
45
1348
SH
SOLE
0
1348
0
0
INTERCONTINENTAL EXCHANGE INC COM
Stock
45866F104
49
361
SH
SOLE
0
361
0
0
CITRIX SYS INC COM
Stock
177376100
55
629
SH
SOLE
0
628
0
0
DOVER CORP COM
Stock
260003108
0
0
SH
SOLE
0
0
0
0
CISCO SYS INC COM
Stock
17275R102
645
11263
SH
SOLE
0
11263
0
0
VANGUARD TOTAL INTERNATIONAL BOND ETF
ETF
92203J407
3
51
SH
SOLE
0
50
0
0
AUTODESK INC COM
Stock
052769106
188
575
SH
SOLE
0
575
0
0
GLOBAL NET LEASE INC COM NEW
REIT
379378201
33
2084
SH
SOLE
0
2084
0
0
AT&T INC COM
Stock
00206R102
50
2033
SH
SOLE
0
2032
0
0
ENERGY SELECT SECTOR SPDR FUND
ETF
81369Y506
7
115
SH
SOLE
0
115
0
0
SCHWAB FUNDAMENTAL U.S. SMALL COMPANY INDEX ETF
ETF
808524763
3
48
SH
SOLE
0
48
0
0
SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETF
ETF
808524771
4
63
SH
SOLE
0
63
0
0
GENERAL ELECTRIC CO COM NEW
Stock
369604301
411
3855
SH
SOLE
0
3854
0
0
UNIVERSAL DISPLAY CORP COM
Stock
91347P105
315
1877
SH
SOLE
0
1876
0
0
SCIENCE APPLICATIONS INTL CORP COM
Stock
808625107
2
21
SH
SOLE
0
21
0
0
ISHARES U.S. FINANCIAL SERVICES ETF
ETF
464287770
15597
77484
SH
SOLE
0
77484
0
0
SCHWAB FUNDAMENTAL EMERGING MARKETS LARGE COMPANY INDEX ETF
ETF
808524730
3
103
SH
SOLE
0
103
0
0
SCHWAB FUNDAMENTAL INTERNATIONAL LARGE COMPANY INDEX ETF
ETF
808524755
3
90
SH
SOLE
0
90
0
0
SKYWORKS SOLUTIONS INC COM
Stock
83088M102
70
426
SH
SOLE
0
426
0
0
TWITTER INC COM
Stock
90184L102
18
342
SH
SOLE
0
342
0
0
LULULEMON ATHLETICA INC COM
Stock
550021109
54
116
SH
SOLE
0
116
0
0
ISHARES S&P 500 GROWTH ETF
ETF
464287309
38
458
SH
SOLE
0
457
0
0
CIGNA CORP NEW COM
Stock
125523100
1
3
SH
SOLE
0
3
0
0
ROSS STORES INC COM
Stock
778296103
45
388
SH
SOLE
0
387
0
0
BUNGE LIMITED COM
Stock
G16962105
47
488
SH
SOLE
0
488
0
0
WELLS FARGO CO NEW COM
Stock
949746101
19
367
SH
SOLE
0
366
0
0
UNION PAC CORP COM
Stock
907818108
67
276
SH
SOLE
0
276
0
0
RIO TINTO PLC SPONSORED ADR
ADR
767204100
86
1390
SH
SOLE
0
1389
0
0
ECOLAB INC COM
Stock
278865100
0
0
SH
SOLE
0
0
0
0
ISHARES PREFERRED AND INCOME SECURITIES ETF
ETF
464288687
18
462
SH
SOLE
0
462
0
0
SALESFORCE COM INC COM
Stock
79466L302
228
746
SH
SOLE
0
746
0
0
PROSHARES ULTRA QQQ
ETF
74347R206
283
3204
SH
SOLE
0
3204
0
0
NORTHROP GRUMMAN CORP COM
Stock
666807102
43
120
SH
SOLE
0
120
0
0
DARDEN RESTAURANTS INC COM
Stock
237194105
303
2049
SH
SOLE
0
2048
0
0
IDEXX LABS INC COM
Stock
45168D104
495
800
SH
SOLE
0
800
0
0
THERMO FISHER SCIENTIFIC INC COM
Stock
883556102
663
1049
SH
SOLE
0
1048
0
0
LOCKHEED MARTIN CORP COM
Stock
539830109
363
1066
SH
SOLE
0
1065
0
0
JPMORGAN CHASE & CO COM
Stock
46625H100
1041
6249
SH
SOLE
0
6249
0
0
MONOLITHIC PWR SYS INC COM
Stock
609839105
68
120
SH
SOLE
0
120
0
0
CHEVRON CORP NEW COM
Stock
166764100
110
941
SH
SOLE
0
941
0
0
ALBEMARLE CORP COM
Stock
012653101
27
100
SH
SOLE
0
100
0
0
CONOCOPHILLIPS COM
Stock
20825C104
3
46
SH
SOLE
0
45
0
0
DANAHER CORPORATION COM
Stock
235851102
45
152
SH
SOLE
0
151
0
0
BK OF AMERICA CORP COM
Stock
060505104
419
8896
SH
SOLE
0
8896
0
0
WALMART INC COM
Stock
931142103
160
1091
SH
SOLE
0
1091
0
0
ISHARES 3-7 YEAR TREASURY BOND ETF
ETF
464288661
8
60
SH
SOLE
0
60
0
0
INTERNATIONAL BUSINESS MACHS COM
Stock
459200101
123
1032
SH
SOLE
0
1031
0
0
ORACLE CORP COM
Stock
68389X105
146
1555
SH
SOLE
0
1554
0
0
FIRST TRUST US EQUITY OPPORTUNITIES ETF
ETF
336920103
9
66
SH
SOLE
0
65
0
0
RAYTHEON TECHNOLOGIES CORP COM
Stock
75513E101
133
1488
SH
SOLE
0
1487
0
0
TEXAS INSTRS INC COM
Stock
882508104
67
354
SH
SOLE
0
354
0
0
TARGET CORP COM
Stock
87612E106
669
2529
SH
SOLE
0
2529
0
0
PFIZER INC COM
Stock
717081103
46
934
SH
SOLE
0
934
0
0
MORGAN STANLEY COM NEW
Stock
617446448
170
1700
SH
SOLE
0
1699
0
0
3M CO COM
Stock
88579Y101
43
233
SH
SOLE
0
233
0
0
SCHWAB FUNDAMENTAL U.S. BROAD MARKET INDEX ETF
ETF
808524789
31
539
SH
SOLE
0
539
0
0
CATERPILLAR INC COM
Stock
149123101
419
2015
SH
SOLE
0
2015
0
0
TRINET GROUP INC COM
Stock
896288107
11
100
SH
SOLE
0
100
0
0
ALPHABET INC CAP STK CL C
Stock
02079K107
1306
437
SH
SOLE
0
437
0
0
AMERICAN EXPRESS CO COM
Stock
025816109
485
2646
SH
SOLE
0
2646
0
0
AMGEN INC COM
Stock
031162100
59
283
SH
SOLE
0
283
0
0
PAYCOM SOFTWARE INC COM
Stock
70432V102
356
735
SH
SOLE
0
735
0
0
TYSON FOODS INC CL A
Stock
902494103
2
20
SH
SOLE
0
20
0
0
WILLIAMS COS INC COM
Stock
969457100
23
792
SH
SOLE
0
791
0
0
ZIONS BANCORPORATION N A COM
Stock
989701107
13
201
SH
SOLE
0
200
0
0
GOPRO INC CL A
Stock
38268T103
10
840
SH
SOLE
0
840
0
0
HERCULES CAPITAL INC COM
CEF
427096508
15
867
SH
SOLE
0
866
0
0
ISHARES CORE U.S. AGGREGATE BOND ETF
ETF
464287226
118
1037
SH
SOLE
0
1036
0
0
INVESCO BUYBACK ACHIEVERS ETF
ETF
46137V308
6
57
SH
SOLE
0
57
0
0
SYNCHRONY FINANCIAL COM
Stock
87165B103
12
243
SH
SOLE
0
242
0
0
EATON CORP PLC SHS
Stock
G29183103
65
379
SH
SOLE
0
379
0
0
ISHARES S&P MID-CAP 400 GROWTH ETF
ETF
464287606
1421
16242
SH
SOLE
0
16241
0
0
ALIBABA GROUP HLDG LTD SPONSORED ADS
ADR
01609W102
22
130
SH
SOLE
0
130
0
0
DELTA AIR LINES INC DEL COM NEW
Stock
247361702
232
5466
SH
SOLE
0
5466
0
0
LAM RESEARCH CORP COM
Stock
512807108
68
108
SH
SOLE
0
108
0
0
PNC FINL SVCS GROUP INC COM
Stock
693475105
34
165
SH
SOLE
0
165
0
0
BRISTOL-MYERS SQUIBB CO COM
Stock
110122108
6
103
SH
SOLE
0
103
0
0
SHAKE SHACK INC CL A
Stock
819047101
0
5
SH
SOLE
0
5
0
0
BARRICK GOLD CORP COM
Stock
067901108
0
12
SH
SOLE
0
12
0
0
REALTY INCOME CORP COM
REIT
756109104
16
224
SH
SOLE
0
224
0
0
ALTRIA GROUP INC COM
Stock
02209S103
53
1182
SH
SOLE
0
1181
0
0
DOMINION ENERGY INC COM
Stock
25746U109
49
649
SH
SOLE
0
649
0
0
CITIGROUP INC COM NEW
Stock
172967424
53
764
SH
SOLE
0
763
0
0
AMERICAN WTR WKS CO INC NEW COM
Stock
030420103
41
236
SH
SOLE
0
236
0
0
AGILENT TECHNOLOGIES INC COM
Stock
00846U101
451
2859
SH
SOLE
0
2859
0
0
EXXON MOBIL CORP COM
Stock
30231G102
1389
21584
SH
SOLE
0
21584
0
0
UNITEDHEALTH GROUP INC COM
Stock
91324P102
1598
3546
SH
SOLE
0
3545
0
0
PRICE T ROWE GROUP INC COM
Stock
74144T108
147
680
SH
SOLE
0
680
0
0
TRAVELERS COMPANIES INC COM
Stock
89417E109
7
43
SH
SOLE
0
42
0
0
LOWES COS INC COM
Stock
548661107
220
938
SH
SOLE
0
937
0
0
DEERE & CO COM
Stock
244199105
274
759
SH
SOLE
0
758
0
0
SOUTHWEST AIRLS CO COM
Stock
844741108
73
1484
SH
SOLE
0
1483
0
0
FIRST TRUST VALUE LINE DIVIDEND INDEX FUND
ETF
33734H106
116
2767
SH
SOLE
0
2767
0
0
INVITAE CORP COM
Stock
46185L103
14
645
SH
SOLE
0
645
0
0
AMERICAN INTL GROUP INC COM NEW
Stock
026874784
3
57
SH
SOLE
0
56
0
0
SHOPIFY INC CL A
Stock
82509L107
896
541
SH
SOLE
0
541
0
0
NOVO-NORDISK A S ADR
ADR
670100205
50
443
SH
SOLE
0
443
0
0
KRAFT HEINZ CO COM
Stock
500754106
47
1237
SH
SOLE
0
1237
0
0
PAYPAL HLDGS INC COM
Stock
70450Y103
328
1543
SH
SOLE
0
1543
0
0
BAIDU INC SPON ADR REP A
ADR
056752108
199
1178
SH
SOLE
0
1178
0
0
CROWN CASTLE INTL CORP NEW COM
REIT
22822V101
0
1
SH
SOLE
0
0
0
0
ISHARES MSCI EUROPE SMALL-CAP ETF
ETF
464288497
73
1018
SH
SOLE
0
1017
0
0
BLACKROCK INC COM
Stock
09247X101
644
676
SH
SOLE
0
675
0
0
DISH NETWORK CORPORATION CL A
Stock
25470M109
0
3
SH
SOLE
0
3
0
0
ISHARES MSCI EAFE ETF
ETF
464287465
119
1464
SH
SOLE
0
1464
0
0
APPLE INC COM
Stock
037833100
5375
35835
SH
SOLE
0
35834
0
0
ABBOTT LABS COM
Stock
002824100
237
1829
SH
SOLE
0
1829
0
0
DISNEY WALT CO COM
Stock
254687106
1384
8735
SH
SOLE
0
8735
0
0
MARSH & MCLENNAN COS INC COM
Stock
571748102
58
349
SH
SOLE
0
348
0
0