0001398344-19-011189.txt : 20190627 0001398344-19-011189.hdr.sgml : 20190627 20190626181421 ACCESSION NUMBER: 0001398344-19-011189 CONFORMED SUBMISSION TYPE: APP WD PUBLIC DOCUMENT COUNT: 4 FILED AS OF DATE: 20190627 DATE AS OF CHANGE: 20190626 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Age Alpha Advisors, LLC CENTRAL INDEX KEY: 0001764807 IRS NUMBER: 832813706 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: APP WD SEC ACT: 1940 Act SEC FILE NUMBER: 812-15044 FILM NUMBER: 19922625 BUSINESS ADDRESS: STREET 1: 411 THEODORE FREMD AVE STREET 2: SUITE 206 SOUTH CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 212-922-2690 MAIL ADDRESS: STREET 1: 411 THEODORE FREMD AVE STREET 2: SUITE 206 SOUTH CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: New Age Alpha Advisers, LLC DATE OF NAME CHANGE: 20190624 FORMER COMPANY: FORMER CONFORMED NAME: Alpha Building Blocks Advisors, LLC DATE OF NAME CHANGE: 20190114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: New Age Alpha Trust CENTRAL INDEX KEY: 0001764795 IRS NUMBER: 836620657 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: APP WD SEC ACT: 1940 Act SEC FILE NUMBER: 812-15044-01 FILM NUMBER: 19922624 BUSINESS ADDRESS: STREET 1: 411 THEODORE FREMD AVE. STREET 2: SUITE 206 SOUTH CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 212-922-2690 MAIL ADDRESS: STREET 1: 411 THEODORE FREMD AVE. STREET 2: SUITE 206 SOUTH CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: Alpha Building Blocks Trust DATE OF NAME CHANGE: 20190114 APP WD 1 fp0043569_appwd.htm

 

VIA EDGAR

 

June 26, 2019

 

U.S. Securities and Exchange Commission
Attn: Trace Rakestraw

100 F Street, N.E.

Washington, DC 20549

 

RE:New Age Alpha Advisors, LLC and New Age Alpha Trust (File no. 812-15044); Request for Withdrawal of Application for Exemptive Order

 

Dear Mr. Rakestraw:

 

On behalf of New Age Alpha Advisors, LLC (the “Adviser”) and New Age Alpha Trust (the “Trust,” and collectively with the Adviser, the “Applicants”), we submitted on June 24, 2019 an application (the “Application”) seeking an Order (i) under Section 6(c) of the Investment Company Act of 1940, as amended (the “Act”) that would grant an exemption from Sections 2(a)(32), 5(a)(1), 22(d) and 22(e) of the Act and Rule 22c-1 under the Act, (ii) under Sections 6(c) and 17(b) of the Act for an exemption from Sections 17(a)(1) and 17(a)(2) of the Act, and (iii) under Section 12(d)(1)(J) of the Act for an exemption from Sections 12(d)(1)(A) and 12(d)(1)(B) of the Act. After discussing the Application with the Staff of the Securities and Exchange Commission (the “Commission”), we are writing on behalf of the Applicants to respectfully request that the Commission consent to the withdrawal of the Application, and that the Commission take no further action with respect thereto.

 

Please do not hesitate to contact me at (207) 228-7378 or e-mail me at cdubois@bernsteinshur.com if you have any questions regarding this filing. Thank you.

 

Very truly yours,

 

/s/ Caleb C.B. DuBois

 

Caleb C.B. DuBois

 

 

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