Chief Compliance Officer

0001764049-23-000004.txt : 20230807 0001764049-23-000004.hdr.sgml : 20230807 20230807142548 ACCESSION NUMBER: 0001764049-23-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230807 DATE AS OF CHANGE: 20230807 EFFECTIVENESS DATE: 20230807 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SlateStone Wealth, LLC CENTRAL INDEX KEY: 0001764049 IRS NUMBER: 611815919 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19177 FILM NUMBER: 231147061 BUSINESS ADDRESS: STREET 1: 661 UNIVERSITY BLVD STREET 2: SUITE 100 CITY: JUPITER STATE: FL ZIP: 33458 BUSINESS PHONE: 5612442504 MAIL ADDRESS: STREET 1: 661 UNIVERSITY BLVD STREET 2: SUITE 100 CITY: JUPITER STATE: FL ZIP: 33458 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001764049 XXXXXXXX 06-30-2023 06-30-2023 SlateStone Wealth, LLC

661 UNIVERSITY BLVD SUITE 100 JUPITER FL 33458

13F HOLDINGS REPORT 028-19177 N milagros kleiner Chief Compliance Officer 5617818058 Milagros Kleiner Jupiter FL 08-07-2023 1 216 533724 false 5 000171992 SpiderRock Advisors, LLC INFORMATION TABLE 2 13F6302023.xml Abbott Laboratories COM 002824100 1469 13474 SH SOLE 0 0 13474 AbbVie Inc COM 00287y109 3231 23984 SH SOLE 0 0 23984 Adobe Inc COM 00724f101 2686 5493 SH SOLE 0 0 5493 Advanced Micro Devices Inc COM 007903107 706 6202 SH SOLE 0 0 6202 Aflac Inc COM 001055102 391 5600 SH SOLE 0 0 5600 Air Prods & Chems Inc COM 009158106 1858 6202 SH SOLE 0 0 6202 Alnylam Pharmaceuticals Inc CO COM 02043q107 209 1100 SH SOLE 0 0 1100 Alphabet Inc Cap Stock Cl A COM 02079k305 11236 93870 SH SOLE 0 0 93870 Alphabet Inc Cap Stock Cl C COM 02079k107 8065 66666 SH SOLE 0 0 66666 Amazon.com Inc COM 023135106 6614 50740 SH SOLE 0 0 50740 American States Water Co COM 029899101 261 3000 SH SOLE 0 0 3000 Amgen Inc COM 031162100 813 3662 SH SOLE 0 0 3662 Amphenol Corp Cl A COM 032095101 7917 93194 SH SOLE 0 0 93194 Apple Inc. COM 037833100 35069 180795 SH SOLE 0 0 180795 Apple Inc. COM 037833100 2048 10560 SH DFND 05 0 0 10560 Ares Capital Corp COM 04010l103 4051 215604 SH SOLE 0 0 215604 AT&T Inc COM 00206r102 563 35300 SH SOLE 0 0 35300 Automatic Data Processing Inc COM 053015103 499 2269 SH SOLE 0 0 2269 Bank America Corp COM 060505104 552 19255 SH SOLE 0 0 19255 Becton Dickinson & Co COM 075887109 752 2849 SH SOLE 0 0 2849 Berkshire Hathaway Inc Cl A COM 084670108 518 1 SH SOLE 0 0 1 Berkshire Hathaway Inc Cl B COM 084670702 2459 7211 SH SOLE 0 0 7211 Berkshire Hills Bancorp Inc COM 084680107 236 11370 SH SOLE 0 0 11370 BlackRock Inc COM 09247x101 3805 5505 SH SOLE 0 0 5505 Blackstone Inc COM 09260d107 345 3711 SH SOLE 0 0 3711 Blue Foundry Bancorp COM COM 09549b104 162 15975 SH SOLE 0 0 15975 Boeing Co COM 097023105 563 2666 SH SOLE 0 0 2666 Bristol-Myers Squibb Co COM 110122108 405 6331 SH SOLE 0 0 6331 Broadcom Inc COM 11135f101 1099 1267 SH SOLE 0 0 1267 Brown & Brown Inc COM 115236101 275 4000 SH SOLE 0 0 4000 Caterpillar Inc COM 149123101 1989 8084 SH SOLE 0 0 8084 Celsius Holdings Inc New COM 15118v207 2443 16378 SH SOLE 0 0 16378 Chevron Corp COM 166764100 3994 25381 SH SOLE 0 0 25381 Chubb Limited COM h1467j104 690 3584 SH SOLE 0 0 3584 Cisco Systems Inc COM 17275r102 468 9047 SH SOLE 0 0 9047 Cloudflare Inc Cl A COM 18915m107 1035 15828 SH SOLE 0 0 15828 CME Group Inc Cl A COM 12572q105 949 5121 SH SOLE 0 0 5121 Cna Financial Corp COM COM 126117100 502 12986 SH SOLE 0 0 12986 Comcast Corp Cl A COM 20030n101 520 12510 SH SOLE 0 0 12510 ConocoPhillips COM 20825c104 1101 10627 SH SOLE 0 0 10627 Consolidated Edison Inc COM 209115104 381 4212 SH SOLE 0 0 4212 Costco Wholesale Corp COM 22160k105 6923 12858 SH SOLE 0 0 12858 Crowdstrike Holdings Inc Cl A COM 22788c105 367 2500 SH SOLE 0 0 2500 CSX Corp COM 126408103 665 19511 SH SOLE 0 0 19511 Danaher Corp COM 235851102 2059 8577 SH SOLE 0 0 8577 Datadog Inc Cl A COM 23804l103 2596 26392 SH SOLE 0 0 26392 Deere & Co COM 244199105 605 1492 SH SOLE 0 0 1492 Delta Air Lines Inc COM 247361702 237 4990 SH SOLE 0 0 4990 Disney Walt Co Disney COM 254687106 2842 31833 SH SOLE 0 0 31833 Dow Inc COM 260557103 459 8613 SH SOLE 0 0 8613 Eastern Bankshares Inc COM COM 27627n105 723 58936 SH SOLE 0 0 58936 Eaton Corp PLC COM g29183103 218 1085 SH SOLE 0 0 1085 Ecolab Inc COM 278865100 501 2685 SH SOLE 0 0 2685 Enbridge Inc COM 29250n105 475 12795 SH SOLE 0 0 12795 Exxon Mobil Corp COM 30231g102 1121 10448 SH SOLE 0 0 10448 Ford Motor Co COM 345370860 200 13230 SH SOLE 0 0 13230 General Mills Inc COM 370334104 539 7029 SH SOLE 0 0 7029 Gilead Sciences Inc COM 375558103 854 11083 SH SOLE 0 0 11083 Goldman Sachs Group Inc COM 38141g104 1873 5806 SH SOLE 0 0 5806 Hershey Co COM 427866108 1472 5897 SH SOLE 0 0 5897 Hims & Hers Health Inc COM CL COM 433000106 789 83980 SH SOLE 0 0 83980 Home Depot Inc COM 437076102 2893 9312 SH SOLE 0 0 9312 Illinois Tool Works Inc COM 452308109 1151 4603 SH SOLE 0 0 4603 International Business Machs C COM 459200101 502 3755 SH SOLE 0 0 3755 Iqvia Holdings Inc COM 46266c105 356 1585 SH SOLE 0 0 1585 Johnson & Johnson COM 478160104 2057 12427 SH SOLE 0 0 12427 JPMorgan Chase & Co COM 46625h100 1896 13040 SH SOLE 0 0 13040 KeyCorp COM 493267108 1206 130521 SH SOLE 0 0 130521 Kimberly Clark Corp COM 494368103 574 4154 SH SOLE 0 0 4154 Lilly Eli & Co COM 532457108 1275 2718 SH SOLE 0 0 2718 Linde Plc SHS COM g54950103 497 1303 SH SOLE 0 0 1303 Lockheed Martin Corp COM 539830109 1046 2273 SH SOLE 0 0 2273 Lowes Cos Inc COM 548661107 216 956 SH SOLE 0 0 956 Lululemon Athletica Inc COM 550021109 2275 6011 SH SOLE 0 0 6011 M & T Bank Corp COM 55261f104 1851 14960 SH SOLE 0 0 14960 Marathon Oil Corp COM 565849106 676 29375 SH SOLE 0 0 29375 Marathon Petroleum Corp COM 56585a102 360 3087 SH SOLE 0 0 3087 Marriott Intl Inc Cl A COM 571903202 215 1170 SH SOLE 0 0 1170 Marvell Technology Group Ltd COM 573874104 937 15670 SH SOLE 0 0 15670 MasterCard Incorporated Cl A COM 57636q104 1289 3277 SH SOLE 0 0 3277 Matinas Biopharma Holdings Inc COM 576810105 4 10000 SH SOLE 0 0 10000 McDonalds Corp COM 580135101 2535 8493 SH SOLE 0 0 8493 Medtronic PLC COM g5960l103 329 3732 SH SOLE 0 0 3732 MercadoLibre Inc COM 58733r102 2611 2204 SH SOLE 0 0 2204 Merck & Co Inc COM 58933y105 4745 41120 SH SOLE 0 0 41120 Meta Platforms, Inc COM 30303m102 755 2632 SH SOLE 0 0 2632 Microsoft Corp COM 594918104 11082 32543 SH SOLE 0 0 32543 Microsoft Corp COM 594918104 511 1500 SH DFND 05 0 0 1500 Mobileye Global Inc. COM 60741f104 352 9150 SH SOLE 0 0 9150 Mondelez Intl Inc Cl A COM 609207105 242 3323 SH SOLE 0 0 3323 Morgan Stanley COM 617446448 390 4562 SH SOLE 0 0 4562 Nestle S A COM 641069406 388 3222 SH SOLE 0 0 3222 Nextera Energy Inc COM 65339f101 1121 15112 SH SOLE 0 0 15112 Nextera Energy Inc COM 65339f101 386 5200 SH DFND 05 0 0 5200 Nike Inc Cl B COM 654106103 290 2629 SH SOLE 0 0 2629 Northrop Grumman Corp COM 666807102 2523 5536 SH SOLE 0 0 5536 Nucor Corp COM 670346105 219 1334 SH SOLE 0 0 1334 NVIDIA Corp COM 67066g104 5609 13260 SH SOLE 0 0 13260 Onemain Holdings Inc COM COM 68268w103 568 13002 SH SOLE 0 0 13002 OPKO Health Inc COM 68375n103 34 15770 SH SOLE 0 0 15770 Oracle Corp COM 68389x105 609 5111 SH SOLE 0 0 5111 P3 Health Partners Inc COM COM 744413105 39 13033 SH SOLE 0 0 13033 Palantir Technologies Inc Cl A COM 69608a108 353 23036 SH SOLE 0 0 23036 Palo Alto Networks Inc COM 697435105 396 1550 SH SOLE 0 0 1550 Parker Hannifin Corp COM 701094104 758 1943 SH SOLE 0 0 1943 Paypal Holdings Inc COM 70450y103 577 8650 SH SOLE 0 0 8650 PepsiCo Inc COM 713448108 14175 76528 SH SOLE 0 0 76528 Pfizer Inc COM 717081103 439 11974 SH SOLE 0 0 11974 Philip Morris Intl Inc COM 718172109 249 2554 SH SOLE 0 0 2554 Pioneer Natural Resources Co COM 723787107 305 1470 SH SOLE 0 0 1470 Playmates Toys Limited SHS COM g7147s100 99 900000 SH SOLE 0 0 900000 Plug Power Inc COM 72919p202 302 29076 SH SOLE 0 0 29076 PPL Corp COM 69351t106 270 10219 SH SOLE 0 0 10219 Procter And Gamble Co COM 742718109 2674 17619 SH SOLE 0 0 17619 Qualcomm Inc COM 747525103 432 3632 SH SOLE 0 0 3632 Rekor Systems Inc COM COM 759419104 32 18000 SH SOLE 0 0 18000 Renaissancere Holdings Ltd COM COM g7496g103 373 2000 SH SOLE 0 0 2000 ResMed Inc COM 761152107 1794 8212 SH SOLE 0 0 8212 Rightscorp Inc COM 76658a102 5 200000 SH SOLE 0 0 200000 Royal Mines & Minerals Corp COM 78033p101 0 50000 SH SOLE 0 0 50000 Rtx Corporation Com COM 75513e101 1255 12809 SH SOLE 0 0 12809 Salesforce Inc COM 79466l302 349 1654 SH SOLE 0 0 1654 Sap SE Sp ADR COM 803054204 1045 7636 SH SOLE 0 0 7636 SBA Communications Corp Cl A COM 78410g104 232 1000 SH SOLE 0 0 1000 Sea Ltd Sponsord ADS COM 81141r100 1473 25387 SH SOLE 0 0 25387 Shockwave Med Inc COM 82489t104 3394 11891 SH SOLE 0 0 11891 Skyx Platforms Corp Com COM 78471e105 956 359526 SH SOLE 0 0 359526 Sorrento Therapeutics Inc COM 83587f202 11 30866 SH SOLE 0 0 30866 Starbucks Corp COM 855244109 681 6876 SH SOLE 0 0 6876 Starwood Property Trust Inc COM 85571b105 1126 58036 SH SOLE 0 0 58036 Target Corp COM 87612e106 753 5710 SH SOLE 0 0 5710 Tesla Inc COM 88160r101 1667 6367 SH SOLE 0 0 6367 Texas Instruments Inc COM 882508104 730 4053 SH SOLE 0 0 4053 Thermo Fisher Scientific Inc COM 883556102 2965 5683 SH SOLE 0 0 5683 TJX Cos Inc COM 872540109 4363 51459 SH SOLE 0 0 51459 Toronto Dominion Bank Ont COM COM 891160509 356 5744 SH SOLE 0 0 5744 Travelers Companies Inc COM 89417e109 661 3805 SH SOLE 0 0 3805 Union Pacific Corp COM 907818108 1514 7400 SH SOLE 0 0 7400 United Health Prods Inc COM COM 91059d100 55 161905 SH SOLE 0 0 161905 United Rentals Inc COM 911363109 1944 4366 SH SOLE 0 0 4366 UnitedHealth Group Inc COM 91324p102 5438 11315 SH SOLE 0 0 11315 Verizon Communications Inc COM 92343v104 663 17827 SH SOLE 0 0 17827 Visa Inc Cl A COM 92826c839 6345 26716 SH SOLE 0 0 26716 Wal-Mart Inc COM 931142103 3769 23981 SH SOLE 0 0 23981 Walgreens Boots Alliance Inc COM 931427108 314 11004 SH SOLE 0 0 11004 Walker & Dunlop Inc COM 93148p102 491 6208 SH SOLE 0 0 6208 Waste Management Inc COM 94106l109 528 3044 SH SOLE 0 0 3044 Watsco Inc COM 942622200 632 1657 SH SOLE 0 0 1657 Zebra Technologies Corp Cl A COM 989207105 1645 5561 SH SOLE 0 0 5561 Zoetis Inc Cl A COM 98978v103 4083 23709 SH SOLE 0 0 23709 Aberdeen Std Gold ETF Tr Physc ETF 00326a104 270 14700 SH SOLE 0 0 14700 Ark ETF Tr Innovation ETF ETF 00214q104 292 6614 SH SOLE 0 0 6614 Energy Select Sector SPDR ETF 81369y506 394 4852 SH SOLE 0 0 4852 First Trust Exch Traded Fund I ETF 33739p855 505 30000 SH SOLE 0 0 30000 First Trust Global Tactical Co ETF 33739h101 2628 115435 SH SOLE 0 0 115435 First Trust S&P Deep Buffered ETF 33740f854 2762 81160 SH SOLE 0 0 81160 Invesco Exchange Traded Fund T ETF 46137v266 542 3554 SH SOLE 0 0 3554 Invesco Exchange Traded Fund T ETF 46137v241 1577 31261 SH SOLE 0 0 31261 Invesco Exchng Traded Fund Tr ETF 46138g102 383 9605 SH SOLE 0 0 9605 Invesco QQQ Ser 1 ETF 46090e103 28904 78241 SH SOLE 0 0 78241 IShares Core S&P 500 ETF ETF 464287200 837 1878 SH SOLE 0 0 1878 iShares Core S&P Mcp ETF ETF 464287507 2166 8284 SH SOLE 0 0 8284 Ishares Gold Tr Ishares New ETF 464285204 1476 40561 SH SOLE 0 0 40561 iShares Intl Quality Factor ETF 46434v456 1402 39392 SH SOLE 0 0 39392 iShares Min Vol USA ETF ETF 46429b697 350 4708 SH SOLE 0 0 4708 iShares MSCI EAFE ETF ETF 464287465 2186 30155 SH SOLE 0 0 30155 iShares MSCI Emerg Mkt ETF ETF 464287234 4687 118487 SH SOLE 0 0 118487 iShares NASDAQ Biotech ETF 464287556 3358 26450 SH SOLE 0 0 26450 iShares Rus 2000 Growth ETF ETF 464287648 249 1027 SH SOLE 0 0 1027 iShares Rus Mid Cap ETF ETF 464287499 1028 14082 SH SOLE 0 0 14082 iShares Russell 1000 Growth ET ETF 464287614 16980 61704 SH SOLE 0 0 61704 iShares Russell 1000 Val ETF ETF 464287598 6457 40910 SH SOLE 0 0 40910 iShares Russell 2000 ETF ETF 464287655 472 2521 SH SOLE 0 0 2521 iShares Russell 3000 ETF ETF 464287689 609 2392 SH SOLE 0 0 2392 iShares S&P 500 Growth ETF ETF 464287309 288 4084 SH SOLE 0 0 4084 iShares S&P Smallcap ETF ETF 464287804 1127 11310 SH SOLE 0 0 11310 iShares Select Div ETF ETF 464287168 216 1910 SH SOLE 0 0 1910 iShares USA Quality Fctr ETF 46432f339 11127 82499 SH SOLE 0 0 82499 JPMorgan Equity Premium Income ETF 46641q332 14628 264382 SH SOLE 0 0 264382 Lattice Strategies Tr Hartford ETF 518416102 695 26388 SH SOLE 0 0 26388 Pacer Funds Tr US CASH COWS 10 ETF 69374h881 1529 31947 SH SOLE 0 0 31947 ProShares S&P 500 Dv Arist ETF 74348a467 457 4842 SH SOLE 0 0 4842 Select Sector SPDR Financial ETF 81369y605 287 8527 SH SOLE 0 0 8527 SPDR Gold Trust Gold ETF 78463v107 874 4903 SH SOLE 0 0 4903 Spdr NYSE TECH ETF ETF 78464a102 362 2593 SH SOLE 0 0 2593 SPDR Portfolio Devlpd ETF 78463x889 354 10865 SH SOLE 0 0 10865 SPDR Portfolio Tl Stock ETF 78464a805 465 8535 SH SOLE 0 0 8535 SPDR S&P 500 ETF Tr ETF 78462f103 53329 120305 SH SOLE 0 0 120305 SPDR S&P Dividend ETF ETF 78464a763 1744 14224 SH SOLE 0 0 14224 SPDR S&P Mid Cap 400 ETF ETF 78467y107 10143 21180 SH SOLE 0 0 21180 SSGA SPDR ETFS Europe I PLC UC ETF g8t03h146 443 1000 SH SOLE 0 0 1000 Technology Select Sector SPDR ETF 81369y803 320 1843 SH SOLE 0 0 1843 Vaneck ETF BDC Income ETF 92189f411 1381 89900 SH SOLE 0 0 89900 Vanguard FTSE Emerg Mkt ETF ETF 922042858 1706 41935 SH SOLE 0 0 41935 Vanguard Health Care ETF ETF 92204a504 1808 7383 SH SOLE 0 0 7383 Vanguard High Div Yield ETF 921946406 12978 122353 SH SOLE 0 0 122353 Vanguard Index Funds EXTEND MK ETF 922908652 4291 28834 SH SOLE 0 0 28834 Vanguard S&P 500 ETF ETF 922908363 753 1849 SH SOLE 0 0 1849 Vanguard Small Cap Val ETF ETF 922908611 2670 16144 SH SOLE 0 0 16144 Vanguard Total Stock Mkt ETF 922908769 516 2344 SH SOLE 0 0 2344 Vanguard Value ETF ETF 922908744 11720 82474 SH SOLE 0 0 82474 Fidelity Total Bond ETF ETF 316188309 452 9947 SH SOLE 0 0 9947 First Trust ETF Muni High Inc ETF 33739p301 4951 105112 SH SOLE 0 0 105112 First Trust ETF TCW Unconstrai ETF 33740f888 11876 491362 SH SOLE 0 0 491362 iShares 1 3 Yr Treas Bond ETF 464287457 243 2999 SH SOLE 0 0 2999 iShares 10 YR INVST GRD ETF 464289511 7945 154113 SH SOLE 0 0 154113 iShares 20 Yr Tr Bond ETF ETF 464287432 13215 128378 SH SOLE 0 0 128378 iShares Core US Aggbd Et ETF 464287226 2751 28090 SH SOLE 0 0 28090 iShares iBoxx Inv Cp ETF ETF 464287242 342 3166 SH SOLE 0 0 3166 iShares Sh Tr Crport ETF ETF 464288646 270 5385 SH SOLE 0 0 5385 JPMorgan Exchange Traded Fund ETF 46641q837 451 9000 SH SOLE 0 0 9000 Quadratic Int Rate Vol & Infl ETF 500767736 260 12654 SH SOLE 0 0 12654 SPDR Portfolio Agrgte ETF 78464a649 254 10000 SH SOLE 0 0 10000 SPDR Portfolio Interm ETF 78464a375 259 8064 SH SOLE 0 0 8064 Vanguard Muni Bond Funds TAX E ETF 922907746 219 4352 SH SOLE 0 0 4352 Vanguard Total Bond Mkt ETF 921937835 5779 79498 SH SOLE 0 0 79498