FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 12/31/2020 |
3. Issuer Name and Ticker or Trading Symbol
CLARIVATE Plc [ CCC ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Ordinary Shares | 30,471,971 | I | See footnote(1)(2)(3) |
Ordinary Shares | 7,617,992 | I | See footnote(2)(3)(4)(5) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
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Explanation of Responses: |
1. Represents Ordinary Shares of the Issuer held by Selige Co-Investor Pooling Limited ("Selige Limited"). |
2. Each of Castik Capital S.a r.l. ("Castik Capital"), Selige Co-Investor Pooling S.C.Sp. ("Selige Pooling") and Selige Limited, directly (whether through ownership or position), or indirectly through one or more intermediaries, may be deemed for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, to be the indirect beneficial owner of some or all of the Ordinary Shares held by Capri Acquisitions Topco Limited ("Topco") and, therefore, a "ten percent holder" hereunder. |
3. Each of the Reporting Persons disclaims beneficial ownership of the Ordinary Shares reported herein and not held for record by such Reporting Person, except to the extent of its pecuniary interest therein. This report shall not otherwise be deemed an admission that the Reporting Persons are the beneficial owners of such securities not held of record by the respective Reporting Person, for purposes of Section 16 or for any other purpose. |
4. Represents Ordinary Shares of the Issuer held by Topco on behalf of Castik Capital through Selige Selige Limited of which Selige Pooling is a member. |
5. Represents Ordinary Shares of the Issuer held by Topco on behalf of Selige Limited, of which Selige Pooling is a member. |
Remarks: |
This report is a voluntary filing under Section 16 of the Securities Exchange Act of 1934, as amended, as the Issuer qualifies as a foreign private issuer under the rules of the Securities Exchange Commission until December 31, 2020, after which the reporting persons shall be subject to Section 16 of the Securities Exchange Act of 1934. |
Castik Capital S.a r.l., By: /s/ Dan Arendt, By: /s/ Michael Phillips | 01/04/2021 | |
Selige Co-Investor Pooling Limited, By: /s/ Michal Pawlica, By: /s/ Paul Anderson | 01/04/2021 | |
Selige Co-Investor Pooling S.C.Sp., By: /s/ Michael Phillips, By: /s/ Morgan Pacalin | 01/04/2021 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |