0001763608-21-000001.txt : 20210208 0001763608-21-000001.hdr.sgml : 20210208 20210208093914 ACCESSION NUMBER: 0001763608-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210208 DATE AS OF CHANGE: 20210208 EFFECTIVENESS DATE: 20210208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Planning, LLC CENTRAL INDEX KEY: 0001763608 IRS NUMBER: 050558883 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19406 FILM NUMBER: 21599049 BUSINESS ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5188674000 MAIL ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001763608 XXXXXXXX 12-31-2020 12-31-2020 Capital Financial Planning, LLC

6 TOWER PLACE ALBANY NY 12203

13F HOLDINGS REPORT 028-19406 N TODD SLINGERLAND (518) 867-4000 TODD SLINGERLAND ALBANY NY 02-08-2021 3 108 207256 false 1 Clark Capital 2 City National Rochdale 3 Assetmark INFORMATION TABLE 2 13F_CFP_20201231.xml AT&T INC Common Stock 00206R102 471 16374 SH DFND 1,2,3 2929 0 13445 ADOBE INC Common Stock 00724F101 207 414 SH DFND 2 193 0 221 ALPHABET INC Common Stock 02079K107 559 319 SH SOLE 0 0 319 ALPHABET INC Common Stock 02079K305 552 315 SH DFND 1,2,3 74 0 241 AMAZON COM Common Stock 023135106 2410 740 SH DFND 1,2,3 33 0 707 APPLE INC Common Stock 037833100 9812 73948 SH DFND 1,2,3 3157 0 70791 AUTOMATIC DATA Common Stock 053015103 285 1619 SH DFND 1 19 0 1600 BERKSHIRE HATHAWAY Common Stock 084670702 682 2942 SH DFND 2 162 0 2780 COCA COLA COMPANY Common Stock 191216100 296 5389 SH DFND 1,2 1320 0 4069 WALT DISNEY Common Stock 254687106 1553 8572 SH DFND 1,2 558 0 8014 FACEBOOK INC Common Stock 30303M102 437 1600 SH DFND 1,2,3 362 0 1238 FIRST TRUST ETF 33738D309 201 4232 SH SOLE 65 0 4167 FIRST TRUST ETF 33739Q200 10547 204919 SH SOLE 1194 0 203726 FIRST TRUST ETF 33740F805 1658 30294 SH SOLE 0 0 30294 GENERAL ELECTRIC Common Stock 369604103 546 50580 SH SOLE 0 0 50580 HERSHEY COMPANY Common Stock 427866108 220 1442 SH DFND 3 175 0 1267 HOME DEPOT Common Stock 437076102 362 1361 SH DFND 1,2,3 588 0 773 INTL BUSINESS Common Stock 459200101 326 2589 SH SOLE 0 0 2589 INVESCO S&P ETF 46137V274 646 6460 SH SOLE 0 0 6460 INVESCO S&P ETF 46137V373 309 2041 SH SOLE 0 0 2041 ISHARES CORE ETF 464287200 471 1254 SH DFND 2 54 0 1200 ISHARES MSCI ETF 464287234 1277 24713 SH SOLE 885 0 23828 ISHARES IBOXX ETF 464287242 9493 68725 SH DFND 3 1405 0 67320 ISHARES GLOBAL ETF 464287291 650 2166 SH DFND 3 2111 0 55 ISHARES 20 ETF 464287432 667 4229 SH DFND 3 622 0 3607 ISHARES 7-10YR ETF 464287440 1662 13856 SH DFND 3 7766 0 6090 ISHARES 1-3YR ETF 464287457 346 4006 SH DFND 3 1776 0 2230 ISHARES MSCI ETF 464287465 832 11400 SH SOLE 180 0 11220 ISHARES RUSSELL ETF 464287481 793 7725 SH DFND 3 697 0 7028 iShares GS Semiconductor Index ETF 464287523 600 1582 SH DFND 3 1582 0 0 ISHARES RUSSELL ETF 464287614 457 1897 SH DFND 3 1554 0 343 ISHARES CORE ETF 464287804 1920 20897 SH DFND 1 252 0 20645 iShares Barclay Agency Bond Fund ETF 464288166 393 3285 SH DFND 3 3285 0 0 ISHARES JPMORGAN ETF 464288281 838 7228 SH DFND 3 2244 0 4985 ISHARES NATIONAL ETF 464288414 983 8392 SH DFND 3 2544 0 5848 iShares S&P Asia 50 Index ETF 464288430 214 2450 SH DFND 3 2450 0 0 ISHARES IBOXX ETF 464288513 1306 14965 SH DFND 1,3 10918 0 4047 iShares Barclays MBS Fixed-Rate Bond ETF 464288588 355 3222 SH DFND 3 3222 0 0 iShares Board USD Invest Grade Bd ETF 464288620 222 3590 SH DFND 3 3590 0 0 iShares Barclays 10-20 Year Treas Bd ETF 464288653 515 3232 SH DFND 3 3232 0 0 ISHARES U S ETF 464288810 577 1763 SH DFND 3 1733 0 30 ISHARES CORE ETF 46429B663 4482 51119 SH SOLE 751 0 50369 ISHARES MSCI ETF 46432F396 286 1773 SH DFND 3 923 0 850 ISHARES CORE ETF 46432F842 2535 36688 SH DFND 3 9750 0 26938 ISHARES CORE ETF 46434G103 694 11193 SH DFND 3 6708 0 4485 ISHARES EXPONENTIAL ETF 46434V381 1169 20422 SH SOLE 0 0 20422 ISHARES CORE ETF 46434V621 6215 138676 SH DFND 3 260 0 138416 ISHARES IBONDS ETF 46434VAX8 449 17085 SH SOLE 1414 0 15671 ISHARES IBONDS ETF 46434VBA7 635 24816 SH SOLE 1419 0 23397 ISHARES IBONDS ETF 46434VBG4 430 16164 SH SOLE 1416 0 14748 ISHARES IBONDS ETF 46434VBK5 619 24843 SH SOLE 1430 0 23413 ISHARES RUSSELL ETF 46435G268 2081 36656 SH SOLE 0 0 36656 JPMORGAN CHASE Common Stock 46625H100 379 2985 SH DFND 1,2 926 0 2059 JOHNSON & JOHNSON Common Stock 478160104 322 2043 SH DFND 1,2 239 0 1804 Mastercard, Inc. Common Stock 57636Q104 292 819 SH DFND 2,3 701 0 118 MCDONALDS CORP Common Stock 580135101 355 1654 SH DFND 1,2 330 0 1324 MICROSOFT CORP Common Stock 594918104 2277 10236 SH DFND 1,2,3 2171 0 8065 NVIDIA CORP Common Stock 67066G104 395 757 SH SOLE 0 0 757 PAYPAL HOLDINGS Common Stock 70450Y103 334 1428 SH DFND 1 25 0 1403 PEPSICO INC Common Stock 713448108 295 1992 SH DFND 2 426 0 1566 PFIZER INC Common Stock 717081103 267 7257 SH DFND 1,2,3 3290 0 3967 PIMCO 15 Year U.S. TIPS Index ETF 72201R304 359 4050 SH DFND 3 4050 0 0 PIMCO 0-5 ETF 72201R783 222 2258 SH DFND 1,3 2138 0 120 PIMCO INVESTMENT ETF 72201R817 7859 67129 SH SOLE 0 0 67129 PLUG POWER Common Stock 72919P202 1754 51736 SH SOLE 0 0 51736 PROCTER & GAMBLE Common Stock 742718109 517 3718 SH DFND 1,2,3 1132 0 2586 Ultra S&P500 ProShares ETF 74347R107 240 2627 SH DFND 3 2627 0 0 PUBLIC SERVICE Common Stock 744573106 232 3982 SH DFND 2,3 2502 0 1480 SPDR S&P ETF 78462F103 458 1225 SH DFND 2 86 0 1138 SPDR Barclays Conv Securities ETF 78464A359 229 2760 SH DFND 3 2760 0 0 SPDR PORTFOLIO ETF 78464A474 212 6764 SH SOLE 0 0 6764 SPDR Portfolio Lng Trm Treas ETF 78464A664 348 7716 SH DFND 3 7716 0 0 SPDR S&P ETF 78464A698 207 3988 SH SOLE 0 0 3988 SPDR BLM Barclays High Yld Bond ETF 78468R622 456 4182 SH DFND 1,3 4182 0 0 SECTOR HEALTHCARE ETF 81369Y209 4594 40500 SH DFND 3 1478 0 39022 SECTOR CONSUMER ETF 81369Y308 1056 15655 SH SOLE 0 0 15655 CONSUMER DISCRETIONARY ETF 81369Y407 8610 53552 SH DFND 3 3163 0 50389 SECTOR FINANCIAL ETF 81369Y605 4436 150462 SH DFND 3 8318 0 142144 Industrial Select Sector SPDR ETF 81369Y704 236 2666 SH DFND 3 2666 0 0 SECTOR TECHNOLOGY ETF 81369Y803 6715 51644 SH DFND 3 7484 0 44160 SELECT SECTOR ETF 81369Y852 270 4002 SH DFND 3 3625 0 377 SELECT UTILITIES ETF 81369Y886 518 8267 SH DFND 3 32 0 8235 SIRIUS XM Common Stock 82968B103 69 10885 SH SOLE 0 0 10885 SOUTHWEST AIRLINES Common Stock 844741108 436 9350 SH SOLE 0 0 9350 TESLA INC Common Stock 88160R101 353 500 SH SOLE 0 0 500 UnitedHealth Group, Inc. Common Stock 91324P102 206 587 SH DFND 1,2,3 549 0 38 Vanguard Mega Cap 300 Growth Index ETF 921910816 987 4842 SH DFND 3 4842 0 0 Vanguard Mega Cap 300 Value Index ETF ETF 921910840 773 8905 SH DFND 3 8905 0 0 VANGUARD MEGA ETF 921910873 789 5910 SH SOLE 62 0 5848 VANGUARD SHORT ETF 921937827 309 3729 SH SOLE 0 0 3729 VANGUARD TOTAL ETF 921937835 494 5605 SH DFND 3 5151 0 454 Vanguard Total Int'l Bond ETF ETF 92203J407 552 9426 SH DFND 3 9426 0 0 VANGUARD FTSE ETF 922042775 579 9919 SH DFND 3 5172 0 4747 VANGUARD S&P ETF 922908363 1500 4365 SH DFND 3 2533 0 1832 Vanguard Mid-Cap Value ETF ETF 922908512 253 2123 SH DFND 3 2123 0 0 VANGUARD MID ETF 922908538 326 1537 SH DFND 3 1291 0 246 VANGUARD SMALL ETF 922908595 467 1746 SH DFND 3 1331 0 415 VANGUARD SMALL ETF 922908611 461 3245 SH DFND 3 3234 0 11 VANGUARD MID ETF 922908629 12527 60582 SH DFND 3 555 0 60027 VANGUARD LARGE ETF 922908637 206 1173 SH SOLE 0 0 1173 Vanguard Extended Market Index ETF ETF 922908652 261 1583 SH DFND 3 1583 0 0 VANGUARD GROWTH ETF 922908736 28516 112559 SH DFND 3 2206 0 110353 VANGUARD VALUE ETF 922908744 23468 197277 SH DFND 3 5284 0 191993 VANGUARD SMALL ETF 922908751 8304 42652 SH SOLE 501 0 42151 VANGUARD TOTAL ETF 922908769 2730 14024 SH SOLE 105 0 13919 VERIZON COMMUNICATIONS Common Stock 92343V104 785 13362 SH DFND 1,2,3 2842 0 10520 VERISK ANALYTICS Common Stock 92345Y106 896 4316 SH SOLE 0 0 4316 VISA INC Common Stock 92826C839 320 1464 SH DFND 2 523 0 941