0001763608-20-000003.txt : 20200806 0001763608-20-000003.hdr.sgml : 20200806 20200806070254 ACCESSION NUMBER: 0001763608-20-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200806 DATE AS OF CHANGE: 20200806 EFFECTIVENESS DATE: 20200806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Planning, LLC CENTRAL INDEX KEY: 0001763608 IRS NUMBER: 050558883 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19406 FILM NUMBER: 201079744 BUSINESS ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5188674000 MAIL ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001763608 XXXXXXXX 06-30-2020 06-30-2020 Capital Financial Planning, LLC

6 TOWER PLACE ALBANY NY 12203

13F HOLDINGS REPORT 028-19406 N TODD SLINGERLAND (518) 867-4000 TODD SLINGERLAND Albany NY 08-06-2020 3 96 162917 false 1 Clark Capital 2 Assetmark 3 City National Rochdale INFORMATION TABLE 2 13F_CFP_2020Q2.xml ALPHABET INC Common Stock 02079K107 393 278 SH SOLE 0 0 278 Alphabet, Inc. A Common Stock 02079K305 435 307 SH DFND 1,2,3 0 0 307 Amazon.com, Inc. Common Stock 023135106 1655 600 SH DFND 1,2,3 0 0 600 Amgen, Inc. Common Stock 031162100 213 901 SH DFND 1,2 0 0 901 Apple, Inc. Common Stock 037833100 7021 19245 SH DFND 1,2,3 0 0 19245 AT&T, Inc. Common Stock 00206R102 601 19875 SH DFND 1,2,3 0 0 19875 Automatic Data Processing, Inc. Common Stock 053015103 275 1848 SH DFND 1 0 0 1848 Berkshire Hathaway, Inc. Cl B Common Stock 084670702 520 2913 SH DFND 3 0 0 2913 Coca-Cola Company Common Stock 191216100 214 4798 SH DFND 1,3 0 0 4798 Consumer Discretionary SPDR ETF 81369Y407 6029 47206 SH DFND 2 488 0 46718 Consumer Staples Select Sector SPDR ETF 81369Y308 1019 17373 SH DFND 2 0 0 17373 Financial Select Sector SPDR ETF 81369Y605 4982 215284 SH DFND 2 2550 0 212734 FIRST TRUST ETF 33738D309 223 4953 SH SOLE 64 0 4890 FIRST TRUST ETF 33739Q200 10920 211297 SH SOLE 1243 0 210054 FIRST TRUST ETF 33740F805 1240 22635 SH SOLE 82 0 22553 GENERAL ELECTRIC Common Stock 369604103 319 46652 SH SOLE 0 0 46652 Health Care Select Sector SPDR ETF 81369Y209 2008 20068 SH DFND 2 0 0 20068 Home Depot, Inc. Common Stock 437076102 371 1482 SH DFND 1,2,3 0 0 1482 Intel Corporation Common Stock 458140100 286 4783 SH DFND 1,2,3 0 0 4783 INTL BUSINESS Common Stock 459200101 308 2550 SH SOLE 0 0 2550 INVESCO S&P ETF 46137V274 674 7411 SH SOLE 0 0 7411 INVESCO S&P ETF 46137V373 348 2569 SH SOLE 0 0 2569 iShares Barclays 1-3 Yr Trs Bond ETF 464287457 351 4058 SH DFND 2 0 0 4058 iShares Barclays 10-20 Year Treas Bd ETF 464288653 336 2007 SH DFND 2 0 0 2007 iShares Barclays 20 Yr Trs Bond ETF 464287432 567 3457 SH DFND 2 0 0 3457 iShares Barclays 7-10 Year Treasury ETF 464287440 2424 19888 SH DFND 1,2 0 0 19888 iShares Barclays MBS Fixed-Rate Bond ETF 464288588 360 3248 SH DFND 2 0 0 3248 ISHARES CORE ETF 464287200 327 1057 SH DFND 1,3 0 0 1057 ISHARES CORE ETF 464287804 1305 19115 SH SOLE 0 0 19115 ISHARES CORE ETF 46429B663 6197 76364 SH SOLE 1143 0 75221 ISHARES CORE ETF 46434V621 4349 115676 SH DFND 2 95 0 115582 iShares Core MSCI EAFE ETF 46432F842 2254 39433 SH DFND 2 1415 0 38018 iShares Core MSCI Emerging Mkts ETF 46434G103 258 5415 SH DFND 2 0 0 5415 iShares Floating Rate Note Fund ETF 46429B655 200 3951 SH DFND 2 0 0 3951 iShares GS Semiconductor Index ETF 464287523 343 1267 SH DFND 2 0 0 1267 ISHARES IBONDS ETF 46434VAQ3 599 23662 SH SOLE 1401 0 22261 ISHARES IBONDS ETF 46434VAX8 432 16473 SH SOLE 1414 0 15059 ISHARES IBONDS ETF 46434VBA7 652 25389 SH SOLE 1419 0 23970 ISHARES IBONDS ETF 46434VBG4 436 16553 SH SOLE 1416 0 15137 ISHARES IBONDS ETF 46434VBK5 664 26417 SH SOLE 1430 0 24987 iShares iBoxx $ Invest Grade Corp Bd ETF 464287242 9170 68177 SH DFND 2 592 0 67585 iShares iBoxx High Yield Corporate Bd ETF 464288513 347 4252 SH DFND 2 0 0 4252 iShares JPMorgan USD Emerg Markets Bond ETF 464288281 658 6024 SH DFND 2 206 0 5818 ISHARES MSCI ETF 464287465 872 14324 SH SOLE 178 0 14146 iShares MSCI Emerging Markets ETF 464287234 1024 25596 SH DFND 2 885 0 24711 ISHARES NEW YORK ETF 464288323 248 4315 SH DFND 3 0 0 4315 iShares Rate Hedged Corp Bond ETF 46431W705 239 2662 SH DFND 2 0 0 2662 ISHARES RUSSELL ETF 464287481 461 2916 SH DFND 2 0 0 2916 ISHARES RUSSELL ETF 464287614 392 2044 SH DFND 2 0 0 2044 iShares S&P Global Technology ETF 464287291 352 1495 SH DFND 2 0 0 1495 iShares S&P National AMT-Free Mun ETF 464288414 918 7956 SH DFND 2 0 0 7956 ISHARES SELECT ETF 464287168 497 6153 SH DFND 2 0 0 6153 Johnson & Johnson Common Stock 478160104 331 2356 SH DFND 1,3 0 0 2356 JPMorgan Chase & Co Common Stock 46625H100 293 3118 SH DFND 1,3 0 0 3118 Mastercard, Inc. Common Stock 57636Q104 264 894 SH DFND 2,3 0 0 894 MCDONALDS CORP Common Stock 580135101 294 1596 SH DFND 1,3 0 0 1596 Microsoft Corporation Common Stock 594918104 2080 10222 SH DFND 1,2,3 0 0 10222 NVIDIA CORP Common Stock 67066G104 333 875 SH SOLE 0 0 875 PEPSICO INC Common Stock 713448108 267 2021 SH DFND 3 0 0 2021 Pfizer, Inc. Common Stock 717081103 201 6134 SH DFND 1,2,3 0 0 6134 Philip Morris International, Inc. Common Stock 718172109 212 3029 SH DFND 1,2,3 0 0 3029 PIMCO 15 Year U.S. TIPS Index ETF 72201R304 336 4027 SH DFND 2 0 0 4027 PIMCO INVESTMENT ETF 72201R817 6256 54748 SH SOLE 0 0 54748 Procter & Gamble Company Common Stock 742718109 481 4021 SH DFND 1,2,3 0 0 4021 Public Service Enter Group, Inc. Common Stock 744573106 214 4359 SH DFND 2,3 0 0 4359 REGENERON PHARMACEUTICAL Common Stock 75886F107 206 330 SH DFND 1,3 0 0 330 SECTOR ENERGY ETF 81369Y506 382 10085 SH DFND 2 720 0 9365 SIRIUS XM Common Stock 82968B103 64 10854 SH SOLE 0 0 10854 SPDR Barclays 1-3 Month T Bill ETF 78468R663 545 5954 SH DFND 2 0 0 5954 SPDR Bloomberg Barclays Shrt Trm Bd ETF 78464A474 210 6698 SH SOLE 0 0 6698 SPDR Invstmnt Grade Floating Rate ETF ETF 78468R200 218 7142 SH DFND 2 0 0 7142 SPDR Portfolio Intermediate Term ETF 78464A672 1284 38656 SH DFND 1,2 0 0 38656 SPDR Portfolio Lng Trm Treas ETF 78464A664 333 7092 SH DFND 2 0 0 7092 SPDR S&P 500 ETF 78462F103 612 1983 SH DFND 2,3 76 0 1908 Technology Select Sector SPDR ETF 81369Y803 2468 23623 SH DFND 2 0 0 23623 Utilities Select Sector SPDR ETF 81369Y886 395 6993 SH DFND 2 0 0 6993 Vanguard FTSE All-World ex-US ETF ETF 922042775 358 7520 SH DFND 2 0 0 7520 Vanguard Growth ETF ETF 922908736 21341 105601 SH DFND 2 1183 0 104418 VANGUARD LARGE ETF 922908637 258 1807 SH SOLE 0 0 1807 VANGUARD MEGA ETF 921910873 654 5974 SH SOLE 62 0 5912 Vanguard Mega Cap 300 Growth Index ETF 921910816 1185 7246 SH DFND 2 0 0 7246 Vanguard Mega Cap 300 Value Index ETF ETF 921910840 988 13498 SH DFND 2 0 0 13498 Vanguard Mid Cap ETF ETF 922908629 9984 60913 SH DFND 2 583 0 60330 Vanguard Mid-Cap Growth ETF ETF 922908538 373 2258 SH DFND 2 0 0 2258 Vanguard Mid-Cap Value ETF ETF 922908512 275 2870 SH DFND 2 0 0 2870 Vanguard S&P 500 ETF 922908363 1002 3536 SH DFND 2 0 0 3536 VANGUARD SHORT ETF 921937827 295 3544 SH SOLE 0 0 3544 VANGUARD SMALL ETF 922908751 6380 43786 SH SOLE 699 0 43087 Vanguard Small Cap Growth ETF ETF 922908595 409 2050 SH DFND 2 0 0 2050 Vanguard Small Cap Value ETF ETF 922908611 452 4224 SH DFND 2 0 0 4224 VANGUARD TOTAL ETF 922908769 1711 10928 SH SOLE 166 0 10762 Vanguard Value ETF ETF 922908744 18956 190336 SH DFND 2 1845 0 188491 VERISK ANALYTICS Common Stock 92345Y106 735 4316 SH SOLE 0 0 4316 Verizon Communications, Inc. Common Stock 92343V104 736 13349 SH DFND 1,2,3 0 0 13349 VISA, Inc. Common Stock 92826C839 248 1281 SH DFND 3 0 0 1281 Walt Disney Co Common Stock 254687106 1012 9071 SH DFND 1,3 0 0 9071