0001763608-19-000002.txt : 20190516 0001763608-19-000002.hdr.sgml : 20190516 20190515210724 ACCESSION NUMBER: 0001763608-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190331 FILED AS OF DATE: 20190516 DATE AS OF CHANGE: 20190515 EFFECTIVENESS DATE: 20190516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Planning, LLC CENTRAL INDEX KEY: 0001763608 IRS NUMBER: 050558883 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19406 FILM NUMBER: 19830427 BUSINESS ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5188674000 MAIL ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001763608 XXXXXXXX 03-31-2019 03-31-2019 Capital Financial Planning, LLC

6 TOWER PLACE ALBANY NY 12203

13F HOLDINGS REPORT 028-19406 N Todd Slingerland (518) 867-4000 Todd Slingerland ALBANY NY 05-15-2019 9 85 88549 false 1 AssetMark 4 Beaumont Capital Mgt. 5 Blackrock Financial Management 6 City National Rochdale 7 Clark Capital 8 Julex Capital Management 9 Multiple Strategy 10 Frontier Advisors 11 State Street Global Advisors INFORMATION TABLE 2 13F_CFP_2019Q1.xml AMAZON COM Common Stock 023135106 972 546 SH SOLE 0 0 546 APPLE INC Common Stock 037833100 2528 1331 SH SOLE 0 0 1331 BERKSHIRE HATHAWAY Common Stock 084670702 471 2346 SH SOLE 0 0 2346 GENERAL ELECTRIC Common Stock 369604103 566 5662 SH SOLE 0 0 5662 INTL BUSINESS Common Stock 459200101 246 1746 SH SOLE 0 0 1746 ISHARES CORE ETF 464287200 317 1115 SH SOLE 0 0 1115 JOHNSON & JOHNSON Common Stock 478160104 261 1870 SH SOLE 0 0 1870 MCDONALDS CORP Common Stock 580135101 322 1697 SH SOLE 0 0 1697 MICROSOFT CORP Common Stock 594918104 234 1982 SH SOLE 0 0 1982 VANGUARD MEGA ETF 921910873 293 2996 SH SOLE 0 0 2996 VANGUARD FTSE ETF 922042775 399 7963 SH SOLE 0 0 7963 VANGUARD S&P ETF 922908363 422 1626 SH SOLE 0 0 1626 VANGUARD LARGE ETF 922908637 235 187 SH SOLE 0 0 187 VANGUARD GROWTH ETF 922908736 12743 81467 SH SOLE 0 0 81467 VANGUARD VALUE ETF 922908744 15334 142466 SH SOLE 0 0 142466 VANGUARD SMALL ETF 922908751 7297 47752 SH SOLE 0 0 47752 VANGUARD TOTAL ETF 922908769 1492 140 SH SOLE 0 0 140 AT&T INC Common Stock 00206R102 292 935 SH SOLE 0 0 935 ALPHABET INC Common Stock, Cl A 02079K305 337 286 SH SOLE 0 0 286 WALT DISNEY Common Stock 254687106 732 660 SH SOLE 0 0 660 DUKE ENERGY Common Stock 26441C204 273 338 SH SOLE 0 0 338 FIRST TRUST ETF 33734X101 1222 2944 SH SOLE 0 0 2944 FIRST TRUST ETF 33739Q200 667 128839 SH SOLE 0 0 128839 FIRST TRUST ETF 33740F805 1229 2433 SH SOLE 0 0 2433 FOX CORP Common Stock 35137L105 213 5811 SH SOLE 0 0 5811 iShares MSCI Japan Small Cap ETF 464286582 286 4049 SH DFND 4,9 0 0 4049 iShares MSCI South Korea Capped ETF 464286772 278 4562 SH DFND 4,9 0 0 4562 iShares Dow Jones Select Dividend ETF 464287168 209 2127 SH DFND 9,10 0 0 2127 ISHARES SELECT ETF 464287168 1228 1258 SH SOLE 0 0 1258 ISHARES TIPS ETF 464287176 398 352 SH SOLE 0 0 352 iShares Core Total US Bond Market ETF ETF 464287226 512 4691 SH DFND 1 0 0 4691 ISHARES MSCI ETF 464287234 1213 28258 SH SOLE 0 0 28258 iShares iBoxx $ Invest Grade Corp Bd ETF 464287242 246 2066 SH DFND 5,9,10 0 0 2066 iShares Barclays 20 Yr Trs Bond ETF 464287432 237 1876 SH DFND 9,10 0 0 1876 iShares Barclays 7-10 Year Treasury ETF 464287440 1134 10629 SH DFND 4,9,10 0 0 10629 ISHARES 1-3YR ETF 464287457 244 2898 SH SOLE 0 0 2898 iShares Barclays 1-3 Yr Trs Bond ETF 464287457 848 10080 SH DFND 4,5,9,10 0 0 10080 ISHARES MSCI ETF 464287465 2262 34872 SH SOLE 0 0 34872 iShares S&P Global 100 Index ETF 464287572 289 6072 SH DFND 4,9 0 0 6072 iShares Barclay Agency Bond Fund ETF 464288166 509 4485 SH DFND 1 0 0 4485 ISHARES JPMORGAN ETF 464288281 1262 11466 SH SOLE 0 0 11466 iShares New York Muni ETF 464288323 203 3633 SH DFND 1 0 0 3633 iShares S&P National AMT-Free Mun ETF 464288414 218 1960 SH DFND 1 0 0 1960 ISHARES NATIONAL ETF 464288414 661 5947 SH SOLE 0 0 5947 iShares iBoxx High Yield Corporate Bd ETF 464288513 592 6846 SH DFND 7,9 0 0 6846 iShares Barclays MBS Fixed-Rate Bond ETF 464288588 815 7663 SH DFND 5,9,10 0 0 7663 iShares Barclays Government/Cr Bond ETF 464288596 513 4516 SH DFND 1 0 0 4516 iShares Barclays Inter Med Govt Cr Bd ETF 464288612 509 4613 SH DFND 1 0 0 4613 iShares Barclays 10-20 Year Treas Bd ETF 464288653 814 5911 SH DFND 4,9 0 0 5911 iShares Dow Jones US Medical Devices ETF 464288810 330 1427 SH DFND 4,6,9 0 0 1427 ISHARES CORE ETF 46429B663 6676 71567 SH SOLE 0 0 71567 iShares Rate Hedged Corp Bond ETF 46431W705 491 5257 SH DFND 5,9 0 0 5257 iShares Core MSCI EAFE ETF 46432F842 366 6028 SH DFND 9 0 0 6028 ISHARES CORE ETF 46432F842 2280 37515 SH SOLE 0 0 37515 iShares Core MSCI Emerging Mkts ETF 46434G103 329 6365 SH DFND 7,9,10 0 0 6365 iShares MSCI Italy Capped ETF 46434G830 291 10471 SH DFND 4,9 0 0 10471 ISHARES CORE ETF 46434V621 266 7916 SH SOLE 0 0 7916 iShares Core MSCI Pacific ETF ETF 46434V696 375 6733 SH DFND 9,10 0 0 6733 iShares Core MSCI Europe ETF ETF 46434V738 361 7865 SH DFND 9,10 0 0 7865 ISHARES IBONDS ETF 46434VAQ3 367 14532 SH SOLE 0 0 14532 ISHARES IBONDS ETF 46434VBA7 383 15368 SH SOLE 0 0 15368 ISHARES IBONDS ETF 46434VBK5 381 15426 SH SOLE 0 0 15426 PIMCO 0-5 Year Hi Yld Corp Bond Idx ETF 72201R783 313 3124 SH DFND 7,9,10 0 0 3124 SPDR S&P ETF 78462F103 537 20 SH SOLE 0 0 20 SPDR Portfolio S&P 500 Growth ETF 78464A409 242 6494 SH DFND 7,8,9 0 0 6494 SPDR Bloomberg Barclays Hi Yld Bond ETF 78464A417 612 17023 SH DFND 7,9,10,11 0 0 17023 SPDR Bloomberg Barclays Shrt Trm Bd ETF 78464A474 791 25892 SH DFND 4,9 0 0 25892 SPDR Portfolio Lng Trm Treas ETF 78464A664 825 22683 SH DFND 4,9 0 0 22683 SPDR S&P ETF 78464A698 339 667 SH SOLE 0 0 667 SPDR SERIES ETF 78464A763 282 2839 SH SOLE 0 0 2839 SECTOR HEALTHCARE ETF 81369Y209 419 4567 SH SOLE 0 0 4567 CONSUMER DISCRETIONARY ETF 81369Y407 1785 1568 SH SOLE 0 0 1568 SECTOR FINANCIAL ETF 81369Y605 477 18399 SH SOLE 0 0 18399 SECTOR TECHNOLOGY ETF 81369Y803 344 4642 SH SOLE 0 0 4642 Technology Select Sector SPDR ETF 81369Y803 210 2835 SH DFND 8,9 0 0 2835 Utilities Select Sector SPDR ETF 81369Y886 250 4303 SH DFND 8,9 0 0 4303 VANGUARD SHORT ETF 921937827 336 4216 SH SOLE 0 0 4216 Vanguard High Dividend Yield Indx ETF 921946406 201 2346 SH DFND 9,10 0 0 2346 Vanguard Mortgage Backed Sec Idx ETF ETF 92206C771 808 15435 SH DFND 4,9 0 0 15435 Vanguard S&P 500 ETF 922908363 491 1892 SH DFND 9 0 0 1892 Vanguard Small Cap Growth ETF ETF 922908595 298 1659 SH DFND 9,10 0 0 1659 Vanguard Small Cap Value ETF ETF 922908611 202 1572 SH DFND 9,10 0 0 1572 Vanguard Growth ETF ETF 922908736 562 3596 SH DFND 9,10 0 0 3596 Vanguard Value ETF ETF 922908744 676 6280 SH DFND 9,10 0 0 6280 VERIZON COMMUNICATIONS Common Stock 92343V104 76 11935 SH SOLE 0 0 11935