Chief Compliance Officer

0001763608-19-000001.txt : 20190215 0001763608-19-000001.hdr.sgml : 20190215 20190214204642 ACCESSION NUMBER: 0001763608-19-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190215 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Capital Financial Planning, LLC CENTRAL INDEX KEY: 0001763608 IRS NUMBER: 050558883 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19406 FILM NUMBER: 19609527 BUSINESS ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 BUSINESS PHONE: 5188674000 MAIL ADDRESS: STREET 1: 6 TOWER PLACE CITY: ALBANY STATE: NY ZIP: 12203 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001763608 XXXXXXXX 12-31-2018 12-31-2018 Capital Financial Planning, LLC

6 TOWER PLACE ALBANY NY 12203

13F HOLDINGS REPORT 028-19406 N Todd Slingerland Chief Compliance Officer 518-867-4000 Todd Singerland Albany NY 02-14-2019 1 757 114200 false 1 AssetMark INFORMATION TABLE 2 13F_CFP_2018Q4.xml American Int'l Group, Inc. equity 026874784 5 120 SH DFND 1 0 120 0 Ares Capital Corp equity 04010L103 26 1700 SH DFND 1 0 1700 0 Arthur J Gallagher & Co equity 363576109 2 30 SH DFND 1 0 30 0 BB&T Corp equity 054937107 4 100 SH DFND 1 0 100 0 Cedar Fair LP equity 150185106 3 70 SH DFND 1 0 70 0 Centerpoint Energy, Inc. equity 15189T107 3 120 SH DFND 1 0 120 0 Chubb Ltd equity H1467J104 4 30 SH DFND 1 0 30 0 Clorox Corporation equity 189054109 6 41 SH DFND 1 0 41 0 CMS Energy Corporation equity 125896100 5 100 SH DFND 1 0 100 0 Compass Diversified Holdings equity 20451Q104 4 300 SH DFND 1 0 300 0 Dominion Energy, Inc. equity 25746U109 4 60 SH DFND 1 0 60 0 DowDuPont, Inc. equity 26078J100 2 30 SH DFND 1 0 30 0 Ecolab, Inc. equity 278865100 4 30 SH DFND 1 0 30 0 Enterprise Products Partners LP equity 293792107 4 170 SH DFND 1 0 170 0 Farmland Partners, Inc. equity 31154R109 0 74 SH DFND 1 0 74 0 Fiserv, Inc. equity 337738108 4 60 SH DFND 1 0 60 0 FlexShrs Glbl Upstrm Nat Resource Idx equity 33939L407 2 73 SH DFND 1 0 73 0 Fortive Corp equity 34959J108 2 30 SH DFND 1 0 30 0 FT North American Energy Infras equity 33738D101 2 109 SH DFND 1 0 109 0 Heat Biologics, Inc. equity 42237K300 0 100 SH DFND 1 0 100 0 Huntington Bancshares, Inc. equity 446150104 3 270 SH DFND 1 0 270 0 IQ Merger Arbitrage ETF equity 45409B800 1 31 SH DFND 1 0 0 31 iShares Edge MSCI USA Momentum ETF ETF 46432F396 3 33 SH DFND 1 0 0 33 iShares MSCI Emerging Mkts Asia equity 464286426 55 900 SH DFND 1 0 900 900 iShares New York Muni equity 464288323 199 3633 SH DFND 1 0 3633 3633 iShares Russell 1000 Growth Index equity 464287614 14 108 SH DFND 1 0 108 108 iShares S&P Global Timber & Forestry equity 464288174 1 25 SH DFND 1 0 25 25 Kimberly Clark Corporation equity 494368103 6 50 SH DFND 1 0 50 50 Regeneron Pharmaceuticals, Inc equity 75886F107 8 22 SH DFND 1 0 22 22 Six Flags Entertainment Corp equity 83001A102 4 80 SH DFND 1 0 80 80 Snap, Inc. equity 83304A106 1 100 SH DFND 1 0 100 100 Sonoco Products Company equity 835495102 4 70 SH DFND 1 0 70 70 SPDR Dow Jones REIT equity 78464A607 1 17 SH DFND 1 0 17 17 SPDR Gold MiniShares Trust equity 98149E204 3 201 SH DFND 1 0 201 201 SPDR Portfolio Aggregate Bnd equity 78464A649 12 426 SH DFND 1 0 426 426 Umpqua Hldgs Corp equity 904214103 3 160 SH DFND 1 0 160 160 United Technologies Corp equity 913017109 15 143 SH DFND 1 0 40 143 VanEck Vectors Agribusiness ETF equity 92189F700 1 24 SH DFND 1 0 0 24 VanEck Vectors CEF Muni Income equity 92189F460 1 41 SH DFND 1 0 41 41 VanEck Vectors Gold Miners ETF equity 92189F106 2 76 SH DFND 1 0 0 76 VanEck Vectors Hi Yld Muni Index equity 92189H409 0 8 SH DFND 1 0 8 8 VanEck Vectors JP Morgan EM LC Bd equity 92189H300 2 59 SH DFND 1 0 59 59 VanEck Vectors Oil Services ET equity 92189F718 2 157 SH DFND 1 0 157 157 Vanguard Mega Cap 300 Growth Index equity 921910816 19 176 SH DFND 1 0 176 176 Vanguard Mega Cap 300 Value Index ETF equity 921910840 22 306 SH DFND 1 0 0 306 Vanguard Mid Cap ETF equity 922908629 34 247 SH DFND 1 0 0 247 Vanguard Mid-Cap Growth ETF equity 922908538 4 35 SH DFND 1 0 0 35 Vanguard Mid-Cap Value ETF equity 922908512 6 63 SH DFND 1 0 0 63 Vanguard Small Cap ETF equity 922908751 34 261 SH DFND 1 0 0 261 VelocityShares Daily Inv VIX MT ETN equity 22542D829 1 24 SH DFND 1 0 24 0 W.P. Carey & Co. LLC equity 92936U109 3 50 SH DFND 1 0 50 0 Westinghouse Air Brake Tech Corp equity 929740108 4 50 SH DFND 1 0 50 0 WestRock Co equity 96145D105 3 80 SH DFND 1 0 80 0 Accenture PLC equity G1151C101 13 90 SH DFND 1 0 90 0 Alerian MLP equity 00162Q866 7 775 SH DFND 1 0 775 0 Alibaba Group Holding Ltd equity 01609W102 8 55 SH DFND 1 0 55 0 Brookfield Infrastructure equity G16252101 9 253 SH DFND 1 0 253 0 Coca-Cola Company equity 191216100 9 200 SH DFND 1 0 200 0 Colgate-Palmolive, Inc. equity 194162103 10 160 SH DFND 1 0 160 0 Duke Energy Corp equity 26441C204 13 150 SH DFND 1 0 150 0 Essex Property Trust, Inc. equity 297178105 13 55 SH DFND 1 0 55 0 Eversource Energy equity 30040W108 27 421 SH DFND 1 0 208 213 Global X MLP equity 37950E473 1 100 SH DFND 1 0 100 0 Invesco QQQ Trust Srs 1 equity 46090E103 27 175 SH DFND 1 0 175 0 iShares 0-5 Year High Yield Corp ETF equity 46434V407 2 42 SH DFND 1 0 0 42 iShares Core Div Growth equity 46434V621 3 103 SH DFND 1 0 103 103 iShares Curr Hdgd MSCI EMU ETF equity 46434V639 1 56 SH DFND 1 0 0 56 iShares Dow Jones US Real Estate equity 464287739 4 50 SH DFND 1 0 50 50 iShares Emerging Markets Dividend equity 464286319 2 55 SH DFND 1 0 55 55 iShares MSCI Emerging Markets equity 464287234 8 196 SH DFND 1 0 196 196 Merck & Company, Inc. equity 58933Y105 9 120 SH DFND 1 0 120 120 Roper Industries, Inc. equity 776696106 11 40 SH DFND 1 0 40 40 Stryker Corporation equity 863667101 9 60 SH DFND 1 0 60 60 Thermo Electron Corp equity 883556102 27 120 SH DFND 1 0 120 120 VanEck Vectors Emrg Mkts Hi Yld Bd ETF equity 92189F353 12 514 SH DFND 1 0 0 514 Vanguard FTSE Developed Markets equity 921943858 29 778 SH DFND 1 0 778 778 VISA, Inc. equity 92826C839 37 280 SH DFND 1 0 280 0 Adobe Inc. equity 00724F101 40 178 SH DFND 1 0 178 0 American Electric Power Co, Inc. equity 025537101 16 210 SH DFND 1 0 210 0 American Water Works Company, Inc. equity 030420103 31 340 SH DFND 1 0 340 0 Amphenol Corp equity 032095101 20 250 SH DFND 1 0 250 0 Anthem, Inc. equity 036752103 5 19 SH DFND 1 0 19 0 Athene Holding Ltd equity G0684D107 8 198 SH DFND 1 0 198 0 Avangrid, Inc. equity 05351W103 18 360 SH DFND 1 0 360 0 B&G Foods, Inc. equity 05508R106 12 420 SH DFND 1 0 420 0 Banco Bradesco SA equity 059460303 3 253 SH DFND 1 0 253 0 Berkshire Hathaway, Inc. Cl B equity 084670702 22 110 SH DFND 1 0 110 0 BlackRock, Inc. equity 09247X101 20 50 SH DFND 1 0 50 0 Cabot Oil & Gas Corp equity 127097103 10 430 SH DFND 1 0 430 0 Canadian Pacific Railway Ltd equity 13645T100 7 39 SH DFND 1 0 39 0 Carnival Corporation equity 143658300 2 38 SH DFND 1 0 38 0 CGI Group, Inc. equity 39945C109 9 148 SH DFND 1 0 148 0 Cintas Corporation equity 172908105 29 170 SH DFND 1 0 170 0 CME Group, Inc. equity 12572Q105 40 210 SH DFND 1 0 210 0 CNOOC Ltd equity 126132109 5 32 SH DFND 1 0 32 0 Colliers Intl Grp, Inc. equity 194693107 3 53 SH DFND 1 0 53 0 Consolidated Edison, Inc. equity 209115104 6 73 SH DFND 1 0 73 0 Costco Wholesale Corporation equity 22160K105 23 114 SH DFND 1 0 114 0 Crown Castle Intl Corp equity 22822V101 14 130 SH DFND 1 0 130 0 Danaher Corporation equity 235851102 20 190 SH DFND 1 0 190 0 DaVita, Inc. equity 23918K108 2 35 SH DFND 1 0 35 0 Domino's Pizza, Inc. equity 25754A201 4 15 SH DFND 1 0 15 0 DTE Energy Company equity 233331107 4 32 SH DFND 1 0 32 0 Duke-Weeks Realty Corporation equity 264411505 2 59 SH DFND 1 0 59 0 Edwards Lifesciences Corporation equity 28176E108 28 180 SH DFND 1 0 180 0 EnCana Corp. equity 292505104 4 716 SH DFND 1 0 716 0 EPR Properties equity 26884U109 14 220 SH DFND 1 0 220 0 Fabrinet equity G3323L100 8 148 SH DFND 1 0 148 0 Facebook, Inc. equity 30303M102 21 160 SH DFND 1 0 160 0 Ferrari NV equity N3167Y103 1 15 SH DFND 1 0 15 0 First Republic Bank equity 33616C100 3 34 SH DFND 1 0 34 0 General Motors Co equity 37045V100 1 23 SH DFND 1 0 23 0 Hanesbrands, Inc. equity 410345102 3 232 SH DFND 1 0 232 0 HCA Healthcare, Inc. equity 40412C101 2 20 SH DFND 1 0 20 0 Healthcare Trust of America, Inc. equity 42225P501 12 480 SH DFND 1 0 480 0 Honeywell International, Inc. equity 438516106 22 170 SH DFND 1 0 170 0 ICON PLC equity G4705A100 6 45 SH DFND 1 0 45 0 IDEXX Laboratories, Inc. equity 45168D104 3 15 SH DFND 1 0 15 0 Infosys Ltd ADR equity 456788108 7 723 SH DFND 1 0 723 0 Int'l Flavors & Fragrances, Inc. equity 459506101 3 26 SH DFND 1 0 26 0 Invesco Preferred equity 46138E511 13 980 SH DFND 1 0 980 0 iShares Barclays 0-5 Year TIPS Bond equity 46429B747 14 141 SH DFND 1 0 141 141 iShares Barclays Inter Med Govt Cr Bd equity 464288612 14 129 SH DFND 1 0 129 129 iShares High Dividend Equity equity 46429B663 17 207 SH DFND 1 0 207 207 Itau Unibanco Banco Holding SA equity 465562106 2 232 SH DFND 1 0 232 232 Jazz Pharmaceuticals PLC equity G50871105 1 10 SH DFND 1 0 10 10 KT Corp. ADR equity 48268K101 2 115 SH DFND 1 0 115 115 Kulicke & Soffa Industries, Inc. equity 501242101 3 148 SH DFND 1 0 148 148 Lamar Advertising Co equity 512816109 17 240 SH DFND 1 0 240 240 Liberty Property equity 531172104 17 400 SH DFND 1 0 400 400 Magna International, Inc. equity 559222401 20 430 SH DFND 1 0 430 430 Manulife Financial Corporation equity 56501R106 8 538 SH DFND 1 0 538 538 McDonalds Corp equity 580135101 318 1789 SH DFND 1 0 110 1789 Michael Kors Holdings Ltd equity G60754101 3 80 SH DFND 1 0 80 80 Mid-America Apt. Communities, Inc. equity 59522J103 16 170 SH DFND 1 0 170 170 Molson Coors Brewing Co equity 60871R209 3 62 SH DFND 1 0 62 62 Moody's Corporation equity 615369105 3 23 SH DFND 1 0 23 23 NICE Systems Ltd equity 653656108 7 68 SH DFND 1 0 68 68 Northrop Grumman Corp equity 666807102 16 67 SH DFND 1 0 67 67 Novo-Nordisk AS ADR equity 670100205 6 126 SH DFND 1 0 126 126 ORIX Corporation equity 686330101 7 93 SH DFND 1 0 93 93 Paychex, Inc. equity 704326107 18 270 SH DFND 1 0 270 270 Pepsico, Inc. equity 713448108 25 230 SH DFND 1 0 230 230 Phillips 66 equity 718546104 45 519 SH DFND 1 0 19 519 Pulte Group, Inc. equity 745867101 24 940 SH DFND 1 0 940 940 Raytheon Corp equity 755111507 21 140 SH DFND 1 0 140 140 Rio Tinto PLC equity 767204100 5 94 SH DFND 1 0 94 94 Rogers Communications, Inc. equity 775109200 9 171 SH DFND 1 0 171 171 Royal Caribbean Cruises Ltd equity V7780T103 2 24 SH DFND 1 0 24 24 Sanofi equity 80105N105 2 38 SH DFND 1 0 38 38 Sony Corp. ADR equity 835699307 6 132 SH DFND 1 0 132 132 SPDR Bloomberg Barclays Shrt Trm Bd equity 78464A474 2 68 SH DFND 1 0 68 68 SPDR Dow Jones Int'l Real Estate equity 78463X863 16 448 SH DFND 1 0 448 448 SPDR Portfolio Long Term Corp Bd equity 78464A367 3 103 SH DFND 1 0 103 103 SPDR S&P 500 equity 78462F103 31 126 SH DFND 1 0 126 126 Sun Life Financial, Inc. equity 866796105 7 206 SH DFND 1 0 206 206 Taiwan Semiconductor Mfg Co equity 874039100 3 76 SH DFND 1 0 76 76 Toronto-Dominion Bank equity 891160509 4 84 SH DFND 1 0 84 84 Toyota Motor Corporation equity 892331307 9 79 SH DFND 1 0 79 79 TransCanada Corp equity 89353D107 4 108 SH DFND 1 0 108 108 Twenty-First Century Fox, Inc. equity 90130A101 4 92 SH DFND 1 0 92 92 Vanguard Short Term Treas equity 92206C102 14 231 SH DFND 1 0 231 231 Walt Disney Co equity 254687106 94 855 SH DFND 1 0 210 645 Welltower, Inc. equity 95040Q104 15 210 SH DFND 1 0 210 0 Xcel Energy, Inc. equity 98389B100 18 370 SH DFND 1 0 370 0 Aflac, Inc. equity 001055102 9 203 SH DFND 1 0 203 0 American Express Company equity 025816109 9 94 SH DFND 1 0 94 0 Amgen, Inc. equity 031162100 8 40 SH DFND 1 0 40 0 Bank of America Corp equity 060505104 8 324 SH DFND 1 0 324 0 Biogen Idec, Inc. equity 09062X103 8 25 SH DFND 1 0 25 0 Bristol-Myers Squibb Company equity 110122108 5 99 SH DFND 1 0 99 0 Broadcom, Inc. equity 11135F101 13 51 SH DFND 1 0 51 0 CBRE Group, Inc. equity 12504L109 8 203 SH DFND 1 0 203 0 Charles River Laboratories Int'l equity 159864107 5 41 SH DFND 1 0 41 0 Cimarex Energy Co equity 171798101 3 43 SH DFND 1 0 43 0 Cinemark Holdings, Inc. equity 17243V102 4 117 SH DFND 1 0 117 0 Citizens Financial Group, Inc. equity 174610105 8 282 SH DFND 1 0 282 0 Coca-Cola European PLC equity G25839104 7 160 SH DFND 1 0 160 0 Comerica, Inc. equity 200340107 9 133 SH DFND 1 0 133 0 DR Horton, Inc. equity 23331A109 3 85 SH DFND 1 0 85 0 Eaton Corp PLC equity G29183103 9 133 SH DFND 1 0 133 0 EOG Resources, Inc. equity 26875P101 8 92 SH DFND 1 0 92 0 Foot Locker, Inc. equity 344849104 5 103 SH DFND 1 0 103 0 General Mills, Inc. equity 370334104 4 90 SH DFND 1 0 90 0 G-III Apparel Group, LTD equity 36237H101 5 186 SH DFND 1 0 186 0 Hershey Foods Corp equity 427866108 4 33 SH DFND 1 0 33 0 Invesco Senior Loan equity 46138G508 9 393 SH DFND 1 0 393 0 JetBlue Airways Corporation equity 477143101 6 372 SH DFND 1 0 372 372 Jones Lang LaSalle, Inc. equity 48020Q107 8 60 SH DFND 1 0 60 60 Korn Ferry equity 500643200 7 185 SH DFND 1 0 185 185 Marathon Petroleum Corp equity 56585A102 6 103 SH DFND 1 0 103 103 Medtronic PLC equity G5960L103 42 462 SH DFND 1 0 87 462 Michaels Cos, Inc. equity 59408Q106 4 317 SH DFND 1 0 317 317 MKS Instruments, Inc. equity 55306N104 3 40 SH DFND 1 0 40 40 Morgan Stanley, Inc. equity 617446448 9 216 SH DFND 1 0 216 216 MSG Networks, Inc. equity 553573106 4 191 SH DFND 1 0 191 191 National Retail Properties, Inc. equity 637417106 20 410 SH DFND 1 0 410 410 NetApp, Inc. equity 64110D104 5 76 SH DFND 1 0 76 76 Nordstrom, Inc. equity 655664100 5 109 SH DFND 1 0 109 109 Norfolk Southern Corporation equity 655844108 4 30 SH DFND 1 0 30 30 NXP Semiconductors NV equity N6596X109 10 134 SH DFND 1 0 134 134 Occidental Petroleum Corp equity 674599105 5 81 SH DFND 1 0 81 81 Old Dominion Freight Line, Inc. equity 679580100 8 62 SH DFND 1 0 62 62 PPL Corporation equity 69351T106 4 138 SH DFND 1 0 138 138 Public Service Enter Group, Inc. equity 744573106 144 2757 SH DFND 1 0 2757 2757 PVH Corp equity 693656100 3 36 SH DFND 1 0 36 36 Royal Bank of Canada equity 780087102 11 159 SH DFND 1 0 159 159 Sabre Corp equity 78573M104 5 209 SH DFND 1 0 209 209 Schwab U.S. TIPs equity 808524870 7 132 SH DFND 1 0 132 132 Simon Property Group, Inc. equity 828806109 6 33 SH DFND 1 0 33 33 SPDR Bloomberg Barcly Int Trm Treas equity 78464A672 7 118 SH DFND 1 0 118 118 SS&C Technologies Holdings, Inc equity 78467J100 8 184 SH DFND 1 0 184 184 Tapestry, Inc. equity 876030107 3 88 SH DFND 1 0 88 88 Texas Instruments, Inc. equity 882508104 6 59 SH DFND 1 0 59 59 United Dominion Realty Trust, Inc. equity 902653104 4 103 SH DFND 1 0 103 103 United Rentals, Inc. equity 911363109 7 69 SH DFND 1 0 69 69 UnumProvident Corp equity 91529Y106 8 284 SH DFND 1 0 284 284 Urban Outfitters, Inc. equity 917047102 8 227 SH DFND 1 0 227 227 VF Corporation equity 918204108 4 50 SH DFND 1 0 50 0 Viacom, Inc. equity 92553P201 6 245 SH DFND 1 0 245 0 WEC Energy Grp, Inc. equity 92939U106 6 87 SH DFND 1 0 87 0 Wintrust Financial Corporation equity 97650W108 7 107 SH DFND 1 0 107 0 AbbVie, Inc. equity 00287Y109 11 124 SH DFND 1 0 124 0 Archer Daniels Midland Co equity 039483102 10 234 SH DFND 1 0 234 0 Boeing Co equity 097023105 72 223 SH DFND 1 0 73 150 Celanese Corporation equity 150870103 16 181 SH DFND 1 0 181 0 Celgene Corporation equity 151020104 7 104 SH DFND 1 0 104 0 Communication Svcs Select Sector SPDR equity 81369Y852 9 223 SH DFND 1 0 223 0 Cummins, Inc. equity 231021106 14 102 SH DFND 1 0 102 0 CVS Health Corporation equity 126650100 17 261 SH DFND 1 0 261 0 Energy Select Sector SPDR equity 81369Y506 38 658 SH DFND 1 0 658 0 Hewlett Packard Enterprise Co equity 42824C109 9 707 SH DFND 1 0 707 0 Industrial Select Sector SPDR equity 81369Y704 8 129 SH DFND 1 0 129 0 Ingersoll-Rand Co Ltd equity G47791101 22 242 SH DFND 1 0 242 0 Materials Select Sector SPDR equity 81369Y100 2 48 SH DFND 1 0 48 48 SPDR Barclays Mortgage Backed Bond equity 78464A383 13 521 SH DFND 1 0 521 521 SPDR Bloomberg Barcly Srt Trm Treas equity 78468R101 9 295 SH DFND 1 0 295 295 Vanguard Interm-Tm Corp Bd Idx equity 92206C870 14 172 SH DFND 1 0 172 172 Zoetis, Inc. equity 98978V103 21 247 SH DFND 1 0 247 0 Amazon.com, Inc. equity 023135106 9 6 SH DFND 1 0 6 0 iShares Core S&P 500 ETF equity 464287200 136 540 SH DFND 1 0 0 540 iShares iBonds Dec 2021 Term Muni Bd equity 46435G789 12 480 SH DFND 1 0 480 480 iShares iBonds Sep 2019 Term Muni Bd equity 46429B564 24 956 SH DFND 1 0 956 956 iShares iBonds Sep 2020 Term Muni Bond equity 46434V571 18 719 SH DFND 1 0 719 719 Johnson & Johnson equity 478160104 164 1274 SH DFND 1 0 123 1274 Nextera Energy, Inc. equity 65339F101 19 107 SH DFND 1 0 107 107 PNC Financial Services Group Inc. equity 693475105 26 220 SH DFND 1 0 220 220 SK Telecom Co Ltd ADR equity 78440P108 6 235 SH DFND 1 0 235 235 SPDR Bloomberg Barclays EM Local Bd equity 78464A391 9 343 SH DFND 1 0 343 343 SPDR Bloomberg TIPS equity 78464A656 8 149 SH DFND 1 0 149 149 SPDR Portfolio Emerging Markets equity 78463X509 27 837 SH DFND 1 0 837 837 SPDR Portfolio Small Cap equity 78468R853 26 1004 SH DFND 1 0 1004 1004 SPDR S&P Developed World Ex-US equity 78463X889 75 2830 SH DFND 1 0 2830 2830 Unilever PLC ADR equity 904767704 15 295 SH DFND 1 0 295 295 Union Pacific Corp equity 907818108 23 163 SH DFND 1 0 163 163 Vanguard FTSE Pacific ETF equity 922042866 5 86 SH DFND 1 0 0 86 Vanguard Total Bond Market ETF equity 921937835 56 702 SH DFND 1 0 0 702 Vanguard Total Int'l Bond ETF equity 92203J407 60 1100 SH DFND 1 0 0 1100 Alphabet, Inc. A equity 02079K305 49 47 SH DFND 1 0 47 0 AT&T, Inc. equity 00206R102 18 630 SH DFND 1 0 630 0 Centene Corporation equity 15135B101 12 108 SH DFND 1 0 108 0 Cigna Corp equity 125523100 14 75 SH DFND 1 0 75 0 Cincinnati Financial Corp equity 172062101 21 275 SH DFND 1 0 275 0 Cisco Systems, Inc. equity 17275R102 26 606 SH DFND 1 0 606 0 Lockheed Martin Corp equity 539830109 36 139 SH DFND 1 0 84 139 MidCap SPDRs equity 78467Y107 16 53 SH DFND 1 0 53 53 SPDR S&P Int'l Small Cap equity 78463X871 16 574 SH DFND 1 0 574 574 SunTrust Banks, Inc. equity 867914103 23 463 SH DFND 1 0 463 463 Total SA equity 89151E109 14 271 SH DFND 1 0 271 271 Valero Energy Corporation equity 91913Y100 6 81 SH DFND 1 0 81 81 Wal Mart Stores, Inc. equity 931142103 29 311 SH DFND 1 0 311 0 American Capital Agency Corp equity 00123Q104 27 1537 SH DFND 1 0 1537 0 BankUnited, Inc. equity 06652K103 7 243 SH DFND 1 0 243 0 CenterState Banks Corp equity 15201P109 3 160 SH DFND 1 0 160 0 CenturyLink, Inc. equity 156700106 8 523 SH DFND 1 0 523 0 Chimera Investment Corp equity 16934Q208 5 284 SH DFND 1 0 284 0 Comcast Corporation equity 20030N101 35 1041 SH DFND 1 0 1041 0 Dover Corporation equity 260003108 27 377 SH DFND 1 0 377 0 DXC Technology Co equity 23355L106 11 206 SH DFND 1 0 206 0 Equity Commonwealth equity 294628102 6 199 SH DFND 1 0 199 0 Evercore Partners, Inc. equity 29977A105 8 114 SH DFND 1 0 114 0 First American Financial Corp equity 31847R102 8 189 SH DFND 1 0 189 0 Health Care Property Investors, Inc. equity 40414L109 21 765 SH DFND 1 0 765 0 JPMorgan Chase & Co equity 46625H100 230 2359 SH DFND 1 0 553 2359 Macquarie Infrastructure Corp equity 55608B105 7 195 SH DFND 1 0 195 195 Marsh & McLennan Companies, Inc. equity 571748102 29 359 SH DFND 1 0 359 359 Moelis & Co equity 60786M105 4 108 SH DFND 1 0 108 108 MSCI, Inc. equity 55354G100 24 160 SH DFND 1 0 160 160 New Residential Investment Corp equity 64828T201 15 1053 SH DFND 1 0 1053 1053 Omnicom Group, Inc. equity 681919106 30 405 SH DFND 1 0 405 405 PotlatchDeltic Corp equity 737630103 5 153 SH DFND 1 0 153 153 Ross Stores, Inc. equity 778296103 12 140 SH DFND 1 0 140 140 Senior Housing Properties Trust equity 81721M109 5 396 SH DFND 1 0 396 396 Starwood Property Trust, Inc. equity 85571B105 10 485 SH DFND 1 0 485 485 T. Rowe Price Group, Inc. equity 74144T108 30 322 SH DFND 1 0 322 322 Trupanion, Inc. equity 898202106 4 139 SH DFND 1 0 139 139 Two Harbors Investment Corp equity 90187B408 6 484 SH DFND 1 0 484 484 Industrial Logistics Properties Trust equity 456237106 5 232 SH DFND 1 0 232 0 iShares Barclays 3-7 Year Treasury Bond equity 464288661 50 409 SH DFND 1 0 409 409 iShares Short Term Corp Bond equity 464288646 148 2859 SH DFND 1 0 2859 2859 Select Income REIT equity 81618T100 3 461 SH DFND 1 0 461 461 Sysco Corporation equity 871829107 29 456 SH DFND 1 0 456 456 Vector Group Ltd equity 92240M108 6 631 SH DFND 1 0 631 0 iShares Russell Mid Cap Growth equity 464287481 41 363 SH DFND 1 0 363 363 iShares S&P 500 Growth Index equity 464287309 48 320 SH DFND 1 0 320 320 Philip Morris International, Inc. equity 718172109 39 586 SH DFND 1 0 586 586 SPDR Nuveen Barclays ST Muni Bond equity 78468R739 17 362 SH DFND 1 0 362 362 SPDR Portfolio S&P 500 Value equity 78464A508 66 2448 SH DFND 1 0 2448 2448 Eli Lilly and Company equity 532457108 31 271 SH DFND 1 0 271 0 Intel Corporation equity 458140100 36 768 SH DFND 1 0 768 0 Las Vegas Sands Corp equity 517834107 20 377 SH DFND 1 0 377 377 NVIDIA Corporation equity 67066G104 8 60 SH DFND 1 0 60 60 Starbucks Corporation equity 855244109 18 283 SH DFND 1 0 283 283 Gilead Sciences, Inc. equity 375558103 27 431 SH DFND 1 0 431 0 Interpublic Group of Companies, Inc. equity 460690100 16 769 SH DFND 1 0 769 0 iShares Intl Select Div equity 464288448 74 2562 SH DFND 1 0 2562 2562 iShares S&P Global Infrastructure Index equity 464288372 23 588 SH DFND 1 0 588 588 Progressive Corporation Ohio equity 743315103 33 550 SH DFND 1 0 550 550 SPDR S&P Int'l Dividend equity 78463X772 107 3064 SH DFND 1 0 3064 3064 Vanguard High Dividend Yield Indx equity 921946406 155 1989 SH DFND 1 0 1989 1989 WisdomTree Emerging Markets High Div equity 97717W315 55 1367 SH DFND 1 0 1367 0 WisdomTree US Small Cap Dividend equity 97717W604 62 2518 SH DFND 1 0 2518 0 Altria Group, Inc. equity 02209S103 28 560 SH DFND 1 0 560 0 Invesco National AMT Free MunI Bond equity 46138E537 121 4838 SH DFND 1 0 4838 0 iShares Dow Jones Select Dividend equity 464287168 174 1944 SH DFND 1 0 1944 1944 ONEOK, Inc. equity 682680103 15 276 SH DFND 1 0 276 276 SPDR Nuveen Bloomberg Muni Bond equity 78468R721 43 887 SH DFND 1 0 887 887 Vanguard Extended Market Index ETF equity 922908652 104 1037 SH DFND 1 0 0 1037 Vanguard S&P 500 equity 922908363 371 1615 SH DFND 1 0 1615 1615 iShares Core MSCI EAFE equity 46432F842 290 5266 SH DFND 1 0 5266 5266 Mastercard, Inc. equity 57636Q104 98 519 SH DFND 1 0 519 519 Pfizer, Inc. equity 717081103 50 1137 SH DFND 1 0 1137 1137 Chevron Corp equity 166764100 80 732 SH DFND 1 0 325 407 Consumer Discretionary SPDR equity 81369Y407 96 973 SH DFND 1 0 973 0 Consumer Staples Select Sector SPDR equity 81369Y308 58 1146 SH DFND 1 0 1146 0 Financial Select Sector SPDR equity 81369Y605 53 2214 SH DFND 1 0 2214 0 Health Care Select Sector SPDR equity 81369Y209 63 731 SH DFND 1 0 731 0 iShares S&P National AMT-Free Mun equity 464288414 127 1162 SH DFND 1 0 1162 1162 Procter & Gamble Company equity 742718109 41 448 SH DFND 1 0 448 448 Real Estate Select Sector SPDR equity 81369Y860 55 1767 SH DFND 1 0 1767 1767 Technology Select Sector SPDR equity 81369Y803 120 1933 SH DFND 1 0 1933 1933 iShares S&P U.S. PFD Stock Index equity 464288687 64 1874 SH DFND 1 0 1874 1874 UnitedHealth Group, Inc. equity 91324P102 72 290 SH DFND 1 0 290 290 Apple, Inc. equity 037833100 70 445 SH DFND 1 0 445 0 Microsoft Corporation equity 594918104 94 924 SH DFND 1 0 924 924 Verizon Communications, Inc. equity 92343V104 86 1531 SH DFND 1 0 1531 0 Home Depot, Inc. equity 437076102 63 366 SH DFND 1 0 366 0 iShares iBoxx High Yield Corporate Bd equity 464288513 134 1658 SH DFND 1 0 1658 1658 iShares Barclays TIPS Bond equity 464287176 28 257 SH DFND 1 0 257 257 SPDR Gold Trust equity 78463V107 22 185 SH DFND 1 0 185 185 SPDR Barclays Int'l Treas Bond equity 78464A516 35 1273 SH DFND 1 0 1273 1273 iShares MSCI Brazil Capped Index equity 464286400 226 5927 SH DFND 1 0 5927 5927 iShares MSCI Japan Small Cap equity 464286582 218 3336 SH DFND 1 0 3336 3336 SPDR Barclays Conv Securities equity 78464A359 221 4715 SH DFND 1 0 4715 4715 iShares iBoxx $ Invest Grade Corp Bd equity 464287242 103 912 SH DFND 1 0 912 912 Vanguard Global ex-US Real Estate equity 922042676 72 1376 SH DFND 1 0 1376 1376 iShares Edge MSCI Min Vol USA ETF equity 46429B697 93 1783 SH DFND 1 0 0 1783 Utilities Select Sector SPDR equity 81369Y886 275 5199 SH DFND 1 0 5199 5199 iShares JPMorgan USD Emerg Markets Bond equity 464288281 63 610 SH DFND 1 0 610 610 PIMCO 0-5 Year Hi Yld Corp Bond Idx equity 72201R783 134 1412 SH DFND 1 0 1412 1412 iShares Core MSCI Europe ETF equity 46434V738 316 7654 SH DFND 1 0 0 7654 iShares Core MSCI Pacific ETF equity 46434V696 310 6123 SH DFND 1 0 0 6123 SPDR Bloomberg Barclays Hi Yld Bond equity 78464A417 74 2212 SH DFND 1 0 2212 2212 SPDR S&P China equity 78463X400 98 1154 SH DFND 1 0 1154 1154 iShares Barclays MBS Fixed-Rate Bond equity 464288588 170 1628 SH DFND 1 0 1628 1628 Vanguard Small Cap Value ETF equity 922908611 176 1545 SH DFND 1 0 0 1545 Vanguard Value ETF equity 922908744 571 5828 SH DFND 1 0 0 5828 Vanguard Growth ETF equity 922908736 509 3792 SH DFND 1 0 0 3792 Vanguard Small Cap Growth ETF equity 922908595 229 1523 SH DFND 1 0 0 1523 iShares Barclays Short Treasury Bond equity 464288679 632 5731 SH DFND 1 0 5731 5731 iShares MSCI Switzerland Index equity 464286749 106 3371 SH DFND 1 0 3371 3371 iShares Short Maturity Bond ETF equity 46431W507 210 4213 SH DFND 1 0 0 4213 JPMorgan Ultra-Short Income equity 46641Q837 210 4199 SH DFND 1 0 4199 4199 PIMCO Enhanced Short Maturity equity 72201R833 105 1041 SH DFND 1 0 1041 1041 SPDR Barclays 1-3 Month T Bill equity 78468R663 632 6909 SH DFND 1 0 6909 6909 iShares Barclay Agency Bond Fund equity 464288166 511 4560 SH DFND 1 0 4560 4560 iShares Core Total US Bond Market ETF equity 464287226 511 4799 SH DFND 1 0 0 4799 iShares Gold Trust equity 464285105 525 42686 SH DFND 1 0 42686 42686 SPDR Portfolio Intermediate Term Bd equity 78464A375 517 15643 SH DFND 1 0 15643 15643 Vanguard REIT Index equity 922908553 155 2081 SH DFND 1 0 2081 2081 iShares Barclays 20 Yr Trs Bond equity 464287432 194 1594 SH DFND 1 0 1594 1594 iShares Core MSCI Emerging Mkts equity 46434G103 273 5794 SH DFND 1 0 5794 5794 iShares Long Term Corp Bond equity 464289511 116 2059 SH DFND 1 0 2059 2059 iShares MSCI Canada Index equity 464286509 82 3439 SH DFND 1 0 3439 3439 Vanguard FTSE All-Wld ex-U.S.SmCp equity 922042718 145 1533 SH DFND 1 0 1533 1533 Deutsche X Trackers USD Corp equity 233051432 709 15158 SH DFND 1 0 15158 0 SPDR Portfolio Lng Trm Treas equity 78464A664 723 20629 SH DFND 1 0 20629 20629 iShares Barclays 10-20 Year Treas Bd equity 464288653 734 5499 SH DFND 1 0 5499 5499 iShares Dow Jones US Medical Devices equity 464288810 763 3818 SH DFND 1 0 3818 3818 iShares Barclays 1-3 Yr Trs Bond equity 464287457 865 10340 SH DFND 1 0 10340 10340 iShares Barclays 7-10 Year Treasury equity 464287440 824 7909 SH DFND 1 0 7909 7909 3M COMPANY Equity 88579Y101 34 180 SH SOLE 0 0 180 ABBOTT LABORATORIES Equity 002824100 22 307 SH SOLE 0 0 307 ABBVIE INC Equity 00287Y109 30 330 SH SOLE 0 0 330 ABERCROMBIE & FITCH A Equity 002896207 0 20 SH SOLE 0 0 20 ABERDEEN ASIA PACIFIC ETF 003009107 6 1497 SH SOLE 0 0 1497 ACADIA PHARMACEUTICAL Equity 004225108 25 1523 SH SOLE 0 0 1523 ADAMS DIVRS EQ FUND INC ETF 006212104 0 0 SH SOLE 0 0 0 ADOBE INC Equity 00724F101 45 200 SH SOLE 0 0 200 ADVANCE AUTO PARTS INC Equity 00751Y106 4 24 SH SOLE 0 0 24 AFLAC INC Equity 001055102 8 182 SH SOLE 0 0 182 ALIBABA GRP HLDG SPN ADS Equity 01609W102 21 154 SH SOLE 0 0 154 ALLEGION PUBLIC LTD Equity G0176J109 3 37 SH SOLE 0 0 37 ALLIANZGI EQ&CNV INC ETF 018829101 15 825 SH SOLE 0 0 825 ALPHABET INC A Equity 02079K305 299 286 SH SOLE 0 0 286 ALPHABET INC C Equity 02079K107 147 142 SH SOLE 0 0 142 ALTRIA GROUP INC Equity 02209S103 130 2629 SH SOLE 0 0 2629 AMARIN CORP PLC ADR NEW Equity 023111206 7 500 SH SOLE 0 0 500 AMAZON.COM INC Equity 023135106 819 545 SH SOLE 0 0 545 AMER ELEC PWR CO INC Equity 025537101 10 135 SH SOLE 0 0 135 AMERICAN TOWER CORP NEW Equity 03027X100 24 150 SH SOLE 0 0 150 AMGEN INC Equity 031162100 19 100 SH SOLE 0 0 100 AMPHASTAR PHARMS INC DEL Equity 03209R103 6 306 SH SOLE 0 0 306 ANNALY CAP MGMT INC Equity 035710409 27 2798 SH SOLE 0 0 2798 APPIAN CORP CL A Equity 03782L101 20 750 SH SOLE 0 0 750 APPLE INC Equity 037833100 1937 12281 SH SOLE 0 0 12281 APPLIED MATERIALS INC Equity 038222105 13 396 SH SOLE 0 0 396 ARES CAPITAL CORP BDC ETF 04010L103 2 141 SH SOLE 0 0 141 ASIA PACIFIC FD INC ETF 044901106 0 0 SH SOLE 0 0 0 AT&T INC Equity 00206R102 223 7809 SH SOLE 0 0 7809 AURORA CANNABIS INC Equity 05156X108 20 4000 SH SOLE 0 0 4000 AUTOMATIC DATA PROC INC Equity 053015103 210 1600 SH SOLE 0 0 1600 AUTOWEB INC NEW Equity 05335B100 6 2000 SH SOLE 0 0 2000 BAKER HUGHES A GE Equity 05722G100 3 140 SH SOLE 0 0 140 BALL CORP Equity 058498106 92 2009 SH SOLE 0 0 2009 BANK AMERICA CORP Equity 060505104 95 3871 SH SOLE 0 0 3871 BERKSHIRE HATHAWAY B NEW Equity 084670702 510 2496 SH SOLE 0 0 2496 BLACK RIDGE ACQ CORP Equity 09216T107 0 0 SH SOLE 0 0 0 BLACKROCK NEW YORK MUNI ETF 09248L106 0 0 SH SOLE 0 0 0 BLCKRK MUNIYLD QUAL III ETF 09254E103 0 0 SH SOLE 0 0 0 BLKRK MUHLDGS NY QUAL FD ETF 09255C106 0 0 SH SOLE 0 0 0 BLKRK MUNHLDG CA QUAL FD ETF 09254L107 0 0 SH SOLE 0 0 0 BLKRK MUNIYLD MI INSD FD ETF 09254V105 0 0 SH SOLE 0 0 0 BOOKING HOLDINGS INC Equity 09857L108 7 4 SH SOLE 0 0 4 BRCLY BLMBRG CMDTY ETN Equity 06738C778 79 3711 SH SOLE 0 0 3711 BRISTOL MYERS SQUIBB CO Equity 110122108 23 442 SH SOLE 0 0 442 BROADRIDGE FINANCIAL Equity 11133T103 39 400 SH SOLE 0 0 400 CALAMOS STRAT TOT RETURN ETF 128125101 32 3000 SH SOLE 0 0 3000 CANOPY GROWTH CORP Equity 138035100 3 100 SH SOLE 0 0 100 CARNIVAL CORP PAIRD CTF Equity 143658300 10 200 SH SOLE 0 0 200 CATERPILLAR INC Equity 149123101 24 187 SH SOLE 0 0 187 CENTURYLINK INC Equity 156700106 0 23 SH SOLE 0 0 23 CHARTER COMMNS INC NEW A Equity 16119P108 21 73 SH SOLE 0 0 73 CIGNA CORP NEW Equity 125523100 9 45 SH SOLE 0 0 45 CISCO SYSTEMS INC Equity 17275R102 108 2491 SH SOLE 0 0 2491 CITIGROUP INC NEW Equity 172967424 5 104 SH SOLE 0 0 104 CLOROX COMPANY Equity 189054109 26 172 SH SOLE 0 0 172 COCA COLA COMPANY Equity 191216100 184 3881 SH SOLE 0 0 3881 COGNIZANT TECH SLTNS A Equity 192446102 18 277 SH SOLE 0 0 277 COLGATEPALMOLIVE COMPANY Equity 194162103 17 279 SH SOLE 0 0 279 COLONY CAPITAL INC NEW A Equity 19626G108 20 4366 SH SOLE 0 0 4366 COMCAST CORP A NEW Equity 20030N101 36 1044 SH SOLE 0 0 1044 CONDUENT INC Equity 206787103 0 30 SH SOLE 0 0 30 CONS DSCR SEL SPDR ETF ETF 81369Y407 109 1104 SH SOLE 0 0 1104 CONS STPLS SEL SPDR ETF ETF 81369Y308 131 2583 SH SOLE 0 0 2583 CONSOLIDATED EDISON INC Equity 209115104 112 1470 SH SOLE 0 0 1470 CORNERSTONE STRAT $0.001 ETF 21924B302 0 0 SH SOLE 0 0 0 CORNERSTONE TOTAL RETURN ETF 21924U300 0 0 SH SOLE 0 0 0 CORNING INC Equity 219350105 41 1350 SH SOLE 0 0 1350 COSTCO WHOLESALE CORP Equity 22160K105 35 171 SH SOLE 0 0 171 CTI BIOPHARMA CORP NEW Equity 12648L601 0 12 SH SOLE 0 0 12 CUMMINS INC Equity 231021106 47 350 SH SOLE 0 0 350 CVS HEALTH CORP Equity 126650100 27 417 SH SOLE 0 0 417 DELL TECHS INC V Equity 24703L103 11 133 SH SOLE 0 0 133 DEXCOM INC Equity 252131107 20 170 SH SOLE 0 0 170 DOWDUPONT INC Equity 26078J100 34 632 SH SOLE 0 0 632 DUKE ENERGY CORP NEW Equity 26441C204 255 2950 SH SOLE 0 0 2950 DUNKIN BRANDS GRP INC Equity 265504100 5 75 SH SOLE 0 0 75 EASTGROUP PPTYS INC Equity 277276101 52 567 SH SOLE 0 0 567 EASTMAN CHEMICAL CO Equity 277432100 29 401 SH SOLE 0 0 401 EDISON INTL Equity 281020107 77 1354 SH SOLE 0 0 1354 ELECTRONIC ARTS INC Equity 285512109 2 30 SH SOLE 0 0 30 ELI LILLY & CO Equity 532457108 53 457 SH SOLE 0 0 457 ENBRIDGE INC Equity 29250N105 16 525 SH SOLE 0 0 525 ENEL AMERICAS S A ADR Equity 29274F104 5 600 SH SOLE 0 0 600 ENEL CHILE S A ADR Equity 29278D105 3 600 SH SOLE 0 0 600 ENERGY SEL SECT SPDR ETF ETF 81369Y506 214 3725 SH SOLE 0 0 3725 ENTERPRISE PROD PTNRS LP Alternative Investments 293792107 17 699 SH SOLE 0 0 699 EQUITY COMWLTH BEN INT Equity 294628102 4 133 SH SOLE 0 0 133 ETF ETF PRIME CYBER ETF ETF 26924G201 26 758 SH SOLE 0 0 758 ETFMG ALT HARVEST ETF ETF 26924G508 23 938 SH SOLE 0 0 938 EV MUN BD FD II ETF 27827K109 0 7 SH SOLE 0 0 7 EV NY MUN BD FD ETF 27827Y109 0 0 SH SOLE 0 0 0 EXELON CORP Equity 30161N101 29 632 SH SOLE 0 0 632 EXXON MOBIL CORP Equity 30231G102 34 500 SH SOLE 0 0 500 FACEBOOK INC A Equity 30303M102 125 954 SH SOLE 0 0 954 FINL SEL SECT SPDR ETF ETF 81369Y605 3704 155487 SH SOLE 0 0 155487 FIRST INDUSTRIAL RLTY TR Equity 32054K103 17 600 SH SOLE 0 0 600 FORD MOTOR COMPANY NEW Equity 345370860 8 1002 SH SOLE 0 0 1002 FREEPORT MCMORAN INC Equity 35671D857 0 17 SH SOLE 0 0 17 FRONTIER COMMS CORP NEW Equity 35906A306 0 71 SH SOLE 0 0 71 FT CLOUD COMPTG ETF ETF 33734X192 12 248 SH SOLE 0 0 248 FT CNSMR DSCR ALPHDX ETF ETF 33734X101 1101 29889 SH SOLE 0 0 29889 FT DJ GLB SEL DIV ETF ETF 33734X200 119 5462 SH SOLE 0 0 5462 FT EMRG MKT LOC CURR ETF ETF 33739P202 86 2311 SH SOLE 0 0 2311 FT ENH SHORT MTY NEW ETF ETF 33739Q408 128 2144 SH SOLE 0 0 2144 FT GLB WIND ENRGY ETF ETF 33736G106 13 1166 SH SOLE 0 0 1166 FT III LONG SHORT EQ ETF ETF 33739P103 5 135 SH SOLE 0 0 135 FT IV TACTICL HI YLD ETF ETF 33738D408 6 135 SH SOLE 0 0 135 FT L/C VL OP ALPHADX ETF ETF 33735J101 81 1746 SH SOLE 0 0 1746 FT LOW DUR OPP ETF ETF 33739Q200 5492 107590 SH SOLE 0 0 107590 FT MDCP CORE ALPHADX ETF ETF 33735B108 9 152 SH SOLE 0 0 152 FT NSDQ100 TECH INDX ETF ETF 337345102 5 78 SH SOLE 0 0 78 FT SENIOR LOAN FD ETF ETF 33738D309 185 4055 SH SOLE 0 0 4055 FT SMCP CORE ALPHADX ETF ETF 33734Y109 112 2065 SH SOLE 0 0 2065 FT TCW OPPORTUNISTIC ETF ETF 33740F805 1315 26652 SH SOLE 0 0 26652 FT VAL LINE DIV INDX ETF ETF 33734H106 23 794 SH SOLE 0 0 794 GABELLI EQUITY TRUST INC ETF 362397101 7 1310 SH SOLE 0 0 1310 GARRETT MOTION INC Equity 366505105 0 1 SH SOLE 0 0 1 GENERAL ELECTRIC CO Equity 369604103 423 55844 SH SOLE 0 0 55844 GENERAL MILLS INC Equity 370334104 103 2650 SH SOLE 0 0 2650 GLB X FINTECH ETF ETF 37954Y814 10 460 SH SOLE 0 0 460 GLBL NASDAQ 100 COVR ETF ETF 37954Y483 35 1660 SH SOLE 0 0 1660 GLBL S&P 500 COVERED ETF ETF 37954Y475 35 800 SH SOLE 0 0 800 GLBL X MLP & ENERGY ETF ETF 37950E226 10 910 SH SOLE 0 0 910 GLOBAL X SUPERDIV US ETF ETF 37950E291 20 912 SH SOLE 0 0 912 GOLDMAN SACHS GROUP INC Equity 38141G104 26 158 SH SOLE 0 0 158 HALLIBURTON COMPANY Equity 406216101 10 362 SH SOLE 0 0 362 HANESBRANDS INC Equity 410345102 16 1300 SH SOLE 0 0 1300 HERSHEY COMPANY Equity 427866108 64 600 SH SOLE 0 0 600 HLTHCR SEL SECT SPDR ETF ETF 81369Y209 297 3428 SH SOLE 0 0 3428 HOME DEPOT INC Equity 437076102 68 396 SH SOLE 0 0 396 HONEYWELL INTL INC Equity 438516106 4 30 SH SOLE 0 0 30 HSBC HLDG ADR A 6.2 PRP Equity 404280604 5 200 SH SOLE 0 0 200 INGERSOLL RAND PLC Equity G47791101 10 115 SH SOLE 0 0 115 INSPIRE MED SYS INC Equity 457730109 27 640 SH SOLE 0 0 640 INTEL CORP Equity 458140100 86 1827 SH SOLE 0 0 1827 INTL BUSINESS MACHS CORP Equity 459200101 209 1838 SH SOLE 0 0 1838 INTL PAPER COMPANY Equity 460146103 93 2306 SH SOLE 0 0 2306 INV BRIC ETF ETF 46137V209 3 84 SH SOLE 0 0 84 INV DWA ENRGY MOMNTM ETF ETF 46137V878 3 123 SH SOLE 0 0 123 INV DYN PHARMA ETF ETF 46137V662 14 220 SH SOLE 0 0 220 INV EXCHG S&P M/CAP ETF ETF 46138E198 59 1330 SH SOLE 0 0 1330 INV NATL AMT FREE ETF ETF 46138E537 17 700 SH SOLE 0 0 700 INV NSDQ INTERNET ETF ETF 46137V530 4 40 SH SOLE 0 0 40 INV QQQ ETF ETF 46090E103 28 180 SH SOLE 0 0 180 INV S&P 500 EQUAL ETF ETF 46137V373 7 57 SH SOLE 0 0 57 INV S&P 500 EQUAL HC ETF ETF 46137V332 11 62 SH SOLE 0 0 62 INV S&P GLB WTR ETF ETF 46138E263 13 430 SH SOLE 0 0 430 INV S&P INTL L/VOL ETF ETF 46138E230 79 2662 SH SOLE 0 0 2662 INV S&P SMCP 600 VAL ETF ETF 46137V167 39 680 SH SOLE 0 0 680 INV S&P SMCP HLTHCRE ETF ETF 46138E149 5 50 SH SOLE 0 0 50 INV S&P SMCP LOW VOL ETF ETF 46138G102 19 450 SH SOLE 0 0 450 ISHS 1-3YR TRS ETF ETF 464287457 255 3048 SH SOLE 0 0 3048 ISHS 20 TRSY ETF ETF 464287432 58 480 SH SOLE 0 0 480 ISHS 7-10Y TRSY ETF ETF 464287440 1328 12747 SH SOLE 0 0 12747 ISHS CHINA LARGE CAP ETF ETF 464287184 2 50 SH SOLE 0 0 50 ISHS CORE 1-5 USD BD ETF ETF 46432F859 13 275 SH SOLE 0 0 275 ISHS CORE DIV GRWTH ETF ETF 46434V621 2305 69480 SH SOLE 0 0 69480 ISHS CORE HIGH DIV ETF ETF 46429B663 5232 62005 SH SOLE 0 0 62005 ISHS CORE MSCI E/MKT ETF ETF 46434G103 32 675 SH SOLE 0 0 675 ISHS CORE MSCI EAFE ETF ETF 46432F842 1475 26825 SH SOLE 0 0 26825 ISHS CORE S&P 500 ETF ETF 464287200 248 986 SH SOLE 0 0 986 ISHS CORE S&P MDCP ETF ETF 464287507 97 583 SH SOLE 0 0 583 ISHS CORE S&P SMCP ETF ETF 464287804 34 485 SH SOLE 0 0 485 ISHS CORE S&P US VAL ETF ETF 464287663 31 626 SH SOLE 0 0 626 ISHS CORE US AGGR BD ETF ETF 464287226 44 416 SH SOLE 0 0 416 ISHS EDGE MSCI E/MKT ETF ETF 464286533 31 547 SH SOLE 0 0 547 ISHS EDGE MSCI M VOL ETF ETF 464286525 48 587 SH SOLE 0 0 587 ISHS EDGE MSCI MIN ETF ETF 46429B697 278 5313 SH SOLE 0 0 5313 ISHS EURO 350 ETF ETF 464287861 41 1041 SH SOLE 0 0 1041 ISHS FLTG RT BOND ETF ETF 46429B655 132 2624 SH SOLE 0 0 2624 ISHS GLB CLEAN ENRGY ETF ETF 464288224 14 1655 SH SOLE 0 0 1655 ISHS GOLD TRUST ETF Equity 464285105 12 1000 SH SOLE 0 0 1000 ISHS IBOX $ H/Y CORP ETF ETF 464288513 594 7325 SH SOLE 0 0 7325 ISHS INTL SEL DIV ETF ETF 464288448 17 590 SH SOLE 0 0 590 ISHS INTRM TERM BD ETF ETF 464288638 30 580 SH SOLE 0 0 580 ISHS INVSTMNT BD ETF ETF 464287242 6809 60352 SH SOLE 0 0 60352 ISHS JPM USD E/M BD ETF ETF 464288281 1765 16987 SH SOLE 0 0 16987 ISHS MSCI CANADA ETF ETF 464286509 19 789 SH SOLE 0 0 789 ISHS MSCI EAFE INDX ETF ETF 464287465 2323 39517 SH SOLE 0 0 39517 ISHS MSCI EAFE VAL ETF ETF 464288877 1 28 SH SOLE 0 0 28 ISHS MSCI EMG MKT ETF ETF 464287234 422 10816 SH SOLE 0 0 10816 ISHS MSCI GERMANY ETF ETF 464286806 4 170 SH SOLE 0 0 170 ISHS MSCI JAPAN NEW ETF ETF 46434G822 0 0 SH SOLE 0 0 0 ISHS NATL MUNI BD ETF ETF 464288414 647 5933 SH SOLE 0 0 5933 ISHS NY MUN BD ETF ETF 464288323 18 336 SH SOLE 0 0 336 ISHS RUSS 1000 GRW ETF ETF 464287614 41 310 SH SOLE 0 0 310 ISHS RUSS 2000 INDX ETF ETF 464287655 19 141 SH SOLE 0 0 141 ISHS RUSS MDCP VAL ETF ETF 464287473 11 150 SH SOLE 0 0 150 ISHS S&P 500 GRW IDX ETF ETF 464287309 11 72 SH SOLE 0 0 72 ISHS S&P U S GROWTH ETF ETF 464287671 97 1846 SH SOLE 0 0 1846 ISHS S/T NATL MUN BD ETF ETF 464288158 1 14 SH SOLE 0 0 14 ISHS SEL DIV ETF ETF 464287168 1117 12505 SH SOLE 0 0 12505 ISHS SHORT TREASURY ETF ETF 464288679 3 24 SH SOLE 0 0 24 ISHS TIPS BD ETF ETF 464287176 402 3667 SH SOLE 0 0 3667 ISHS U S CNSMR GOODS ETF ETF 464287812 13 125 SH SOLE 0 0 125 ISHS U S CNSMR SVC ETF ETF 464287580 24 133 SH SOLE 0 0 133 ISHS U S HOME CONSTR ETF ETF 464288752 14 454 SH SOLE 0 0 454 ISHS U S PFD STK ETF ETF 464288687 34 1000 SH SOLE 0 0 1000 ISHS US FINL SVCS ETF ETF 464287770 141 1255 SH SOLE 0 0 1255 ISHS US HC PROVDRS ETF ETF 464288828 83 505 SH SOLE 0 0 505 ISHS US HLTHCR ETF ETF 464287762 3 15 SH SOLE 0 0 15 ISHS US RL EST ETF ETF 464287739 131 1754 SH SOLE 0 0 1754 ISHS US SHRT MTY BD ETF ETF 46431W507 39 780 SH SOLE 0 0 780 ISHS US UTIL ETF ETF 464287697 103 767 SH SOLE 0 0 767 JAPAN SMLLR CAPTLZTN FD ETF 47109U104 0 0 SH SOLE 0 0 0 JH MULTIFACTOR MDCP ETF ETF 47804J206 6 200 SH SOLE 0 0 200 KELLOGG CO Equity 487836108 34 600 SH SOLE 0 0 600 KEMET CORP NEW Equity 488360207 4 255 SH SOLE 0 0 255 KEYCORP NEW Equity 493267108 5 366 SH SOLE 0 0 366 KIMBERLY CLARK CORP Equity 494368103 11 100 SH SOLE 0 0 100 KINDER MORGAN INC DE Equity 49456B101 55 3597 SH SOLE 0 0 3597 KRAFT HEINZ CO Equity 500754106 5 123 SH SOLE 0 0 123 LAM RESEARCH CORPORATION Equity 512807108 5 40 SH SOLE 0 0 40 LAZARD WORLD DIVID&INCOM ETF 521076109 0 0 SH SOLE 0 0 0 LOWES COMPANIES INC Equity 548661107 46 499 SH SOLE 0 0 499 MADISON COVERD CALL EQTY ETF 557437100 0 0 SH SOLE 0 0 0 MASTERCARD INC A Equity 57636Q104 2 10 SH SOLE 0 0 10 MEDICAL PROPERTIES TRUST Equity 58463J304 68 4200 SH SOLE 0 0 4200 MERCK & COMPANY INC NEW Equity 58933Y105 140 1837 SH SOLE 0 0 1837 METLIFE INC Equity 59156R108 0 10 SH SOLE 0 0 10 MFS INVEST GRADE MUNI TR ETF 59318B108 0 0 SH SOLE 0 0 0 MICROSOFT CORP Equity 594918104 115 1134 SH SOLE 0 0 1134 MONDELEZ INTL INC CL A Equity 609207105 14 349 SH SOLE 0 0 349 MOTOROLA SOLUTIONS INC Equity 620076307 4 31 SH SOLE 0 0 31 NATIONAL FUEL GAS CO Equity 636180101 8 161 SH SOLE 0 0 161 NATL GRID ADR NEW 2017 Equity 636274409 4 91 SH SOLE 0 0 91 NAVISTAR INTL CORP NEW Equity 63934E108 1 30 SH SOLE 0 0 30 NETFLIX INC Equity 64110L106 100 374 SH SOLE 0 0 374 NEW YORK CMNTY BANCORP Equity 649445103 6 683 SH SOLE 0 0 683 NEWS CORP A NEW Equity 65249B109 48 4208 SH SOLE 0 0 4208 NEWTEK BUS SVCS INC BDC ETF 652526203 42 2385 SH SOLE 0 0 2385 NOKIA CORP SPON ADR Equity 654902204 0 10 SH SOLE 0 0 10 NORTHSTAR REALTY EUROPE Equity 66706L101 0 34 SH SOLE 0 0 34 NUV AMT FREE MUN CR INC ETF 67071L106 0 0 SH SOLE 0 0 0 NUV AMT FREE QUAL MUN ETF 670657105 0 0 SH SOLE 0 0 0 NUVEEN CREDIT STRAT INCM ETF 67073D102 11 1500 SH SOLE 0 0 1500 NUVEEN NY AMT FREE QUAL ETF 670656107 0 0 SH SOLE 0 0 0 NUVEEN PFD & INCM OPPTYS ETF 67073B106 13 1500 SH SOLE 0 0 1500 NUVEEN QUAL MUN INCM FD ETF 67066V101 0 0 SH SOLE 0 0 0 NUVEEN REAL ESTATE INC ETF 67071B108 0 0 SH SOLE 0 0 0 NUVEEN S&P 500 DYNAMIC ETF 6706EW100 28 2000 SH SOLE 0 0 2000 NVIDIA CORP Equity 67066G104 20 150 SH SOLE 0 0 150 ONEOK INC NEW Equity 682680103 15 275 SH SOLE 0 0 275 OPPENHEIMER S&P SMCP ETF ETF 68386C302 27 475 SH SOLE 0 0 475 ORACLE CORP Equity 68389X105 5 103 SH SOLE 0 0 103 OWENS CORNING INC NEW Equity 690742101 2 55 SH SOLE 0 0 55 PAYPAL HLDGS INC Equity 70450Y103 8 100 SH SOLE 0 0 100 PEOPLES UTD FINL INC Equity 712704105 7 472 SH SOLE 0 0 472 PEPSICO INC Equity 713448108 53 480 SH SOLE 0 0 480 PFIZER INC Equity 717081103 44 1001 SH SOLE 0 0 1001 PHILIP MORRIS INTL INC Equity 718172109 35 530 SH SOLE 0 0 530 PIMCO 0-5Y H/Y CORP ETF ETF 72201R783 21 220 SH SOLE 0 0 220 PIMCO ACTIVE BD ETF ETF 72201R775 150 1461 SH SOLE 0 0 1461 PLUG POWER INC NEW Equity 72919P202 0 175 SH SOLE 0 0 175 PNC FINL SVCS GROUP INC Equity 693475105 18 154 SH SOLE 0 0 154 POLARIS INDUSTRIES INC Equity 731068102 144 1884 SH SOLE 0 0 1884 PPG INDUSTRIES INC Equity 693506107 31 300 SH SOLE 0 0 300 PPL CORP Equity 69351T106 14 500 SH SOLE 0 0 500 PRICE T ROWE GRP INC Equity 74144T108 7 80 SH SOLE 0 0 80 PROCTER & GAMBLE CO Equity 742718109 335 3642 SH SOLE 0 0 3642 PROSH U/S 20 Y TRS 2XETF ETF 74347B201 2 46 SH SOLE 0 0 46 PRUDENTIAL FINL INC Equity 744320102 6 78 SH SOLE 0 0 78 PTC INC Equity 69370C100 5 55 SH SOLE 0 0 55 PUB SVC ENTERPRISE GROUP Equity 744573106 99 1905 SH SOLE 0 0 1905 REALTY INCOME CORP Equity 756109104 19 300 SH SOLE 0 0 300 REGENERON PHARMACEUTICAL Equity 75886F107 25 68 SH SOLE 0 0 68 RESIDEO TECHS INC Equity 76118Y104 0 3 SH SOLE 0 0 3 ROYAL DUTCH SHELL ADR Equity 780259206 74 1275 SH SOLE 0 0 1275 SABRA HEALTH CARE REIT Equity 78573L106 1 44 SH SOLE 0 0 44 SANOFI SPON ADR Equity 80105N105 95 2191 SH SOLE 0 0 2191 SEAGATE TECHNOLOGY PLC Equity G7945M107 23 600 SH SOLE 0 0 600 SEL SECT RL EST SPDR ETF ETF 81369Y860 10 321 SH SOLE 0 0 321 SHIP FIN INTL LTD Equity G81075106 4 400 SH SOLE 0 0 400 SHOPIFY INC CL A Equity 82509L107 26 190 SH SOLE 0 0 190 SIMON PPTY GRP INC NEW Equity 828806109 41 247 SH SOLE 0 0 247 SIRIUS XM HLDGS INC Equity 82968B103 61 10749 SH SOLE 0 0 10749 SNAP INC CL A Equity 83304A106 6 1068 SH SOLE 0 0 1068 SOUTHERN COMPANY Equity 842587107 5 117 SH SOLE 0 0 117 SOUTHWEST AIRLINES CO Equity 844741108 7 150 SH SOLE 0 0 150 SPDR BLACKSTONE GSO ETF ETF 78467V608 89 1984 SH SOLE 0 0 1984 SPDR BLOOMBERG HI YL ETF ETF 78464A417 4 116 SH SOLE 0 0 116 SPDR BLOOMBERG S/T ETF ETF 78468R408 2 63 SH SOLE 0 0 63 SPDR BLOOMBERG TIPS ETF ETF 78464A656 33 615 SH SOLE 0 0 615 SPDR DBLLIN T/R TACT ETF ETF 78467V848 100 2119 SH SOLE 0 0 2119 SPDR GOLD TRUST GOLD ETF Equity 78463V107 36 293 SH SOLE 0 0 293 SPDR INDX S&P GLB DV ETF ETF 78463X459 3 54 SH SOLE 0 0 54 SPDR MFS SYSMATIC EQ ETF ETF 78467V806 4 59 SH SOLE 0 0 59 SPDR NUV BLOOMBERG ETF ETF 78468R739 2 50 SH SOLE 0 0 50 SPDR NUV S&P H/Y MUN ETF ETF 78464A284 18 325 SH SOLE 0 0 325 SPDR S&P 500 ETF ETF 78462F103 462 1849 SH SOLE 0 0 1849 SPDR S&P AERO DEFNSE ETF ETF 78464A631 19 245 SH SOLE 0 0 245 SPDR S&P DIVIDEND ETF ETF 78464A763 156 1738 SH SOLE 0 0 1738 SPDR S&P HLTHCR EQUP ETF ETF 78464A581 5 75 SH SOLE 0 0 75 SPDR S&P REGL BNKG ETF ETF 78464A698 425 9084 SH SOLE 0 0 9084 SPDR SHORT TERM CORP ETF ETF 78464A474 194 6450 SH SOLE 0 0 6450 SQUARE INC A Equity 852234103 2 30 SH SOLE 0 0 30 STARBUCKS CORP Equity 855244109 52 800 SH SOLE 0 0 800 STRYKER CORP Equity 863667101 29 182 SH SOLE 0 0 182 SUBURBAN PROPANE PTNR LP Alternative Investments 864482104 3 160 SH SOLE 0 0 160 SYSCO CORP Equity 871829107 75 1200 SH SOLE 0 0 1200 TECH SEL SECT SPDR ETF ETF 81369Y803 126 2028 SH SOLE 0 0 2028 TEKLA HEALTHCARE OPPTYS ETF 879105104 0 0 SH SOLE 0 0 0 TERADYNE INC Equity 880770102 31 1000 SH SOLE 0 0 1000 TESLA INC Equity 88160R101 19 58 SH SOLE 0 0 58 TEVA PHARMACEUTICAL ADR Equity 881624209 10 666 SH SOLE 0 0 666 TEXAS INSTRUMENTS INC Equity 882508104 48 512 SH SOLE 0 0 512 TORCHMARK CORP Equity 891027104 56 748 SH SOLE 0 0 748 TRAVELERS COS INC Equity 89417E109 3 29 SH SOLE 0 0 29 TRUSTCO BK CORP N Y Equity 898349105 58 8429 SH SOLE 0 0 8429 TWENTY FIRST CENTURY A Equity 90130A101 839 17437 SH SOLE 0 0 17437 UDR INC Equity 902653104 23 585 SH SOLE 0 0 585 UNDER ARMOUR INC C Equity 904311206 3 200 SH SOLE 0 0 200 UNITI GROUP INC Equity 91325V108 1 70 SH SOLE 0 0 70 UTILS SEL SECT SPDR ETF ETF 81369Y886 105 1991 SH SOLE 0 0 1991 VANECK AMT INTER NEW ETF ETF 92189H201 18 375 SH SOLE 0 0 375 VENTAS INC Equity 92276F100 9 161 SH SOLE 0 0 161 VERISK ANALYTICS INC Equity 92345Y106 580 5316 SH SOLE 0 0 5316 VERIZON COMMNS INC Equity 92343V104 558 9931 SH SOLE 0 0 9931 VIPER ENERGY PARTNERS LP Equity 92763M105 22 850 SH SOLE 0 0 850 VISA INC CL A Equity 92826C839 117 886 SH SOLE 0 0 886 VNG MEGA CAP INDEX ETF ETF 921910873 260 2996 SH SOLE 0 0 2996 VNGRD DIV APPREC ETF ETF 921908844 151 1543 SH SOLE 0 0 1543 VNGRD ENERGY ETF ETF 92204A306 16 205 SH SOLE 0 0 205 VNGRD FINANCIALS ETF ETF 92204A405 68 1143 SH SOLE 0 0 1143 VNGRD FTSE ALL WORLD ETF ETF 922042775 363 7955 SH SOLE 0 0 7955 VNGRD FTSE DEV MKTS ETF ETF 921943858 127 3429 SH SOLE 0 0 3429 VNGRD FTSE EMG MKTS ETF ETF 922042858 61 1589 SH SOLE 0 0 1589 VNGRD FTSE EUROPE ETF ETF 922042874 0 0 SH SOLE 0 0 0 VNGRD FTSE PACIFIC ETF ETF 922042866 0 0 SH SOLE 0 0 0 VNGRD FTSE SMALL CAP ETF ETF 922042718 65 687 SH SOLE 0 0 687 VNGRD GROWTH ETF ETF 922908736 9656 71881 SH SOLE 0 0 71881 VNGRD HEALTH CARE ETF ETF 92204A504 14 90 SH SOLE 0 0 90 VNGRD HGH DIV YLD ETF ETF 921946406 164 2100 SH SOLE 0 0 2100 VNGRD INTRM CORP BD ETF ETF 92206C870 35 422 SH SOLE 0 0 422 VNGRD INTRM TRM BD ETF ETF 921937819 57 700 SH SOLE 0 0 700 VNGRD LGCP ETF ETF 922908637 208 1807 SH SOLE 0 0 1807 VNGRD LNG TRM CRP BD ETF ETF 92206C813 5 54 SH SOLE 0 0 54 VNGRD MDCP GRW ETF ETF 922908538 48 405 SH SOLE 0 0 405 VNGRD MID CAP ETF ETF 922908629 5912 42788 SH SOLE 0 0 42788 VNGRD REAL EST INDX ETF ETF 922908553 39 527 SH SOLE 0 0 527 VNGRD S&P 500 ETF ETF 922908363 430 1870 SH SOLE 0 0 1870 VNGRD SHORT TERM BD ETF ETF 921937827 330 4206 SH SOLE 0 0 4206 VNGRD SMALL CAP ETF ETF 922908751 5679 43026 SH SOLE 0 0 43026 VNGRD SML CAP VAL ETF ETF 922908611 2 21 SH SOLE 0 0 21 VNGRD SMLL CAP GRWTH ETF ETF 922908595 45 302 SH SOLE 0 0 302 VNGRD TTL BD MKT ETF ETF 921937835 85 1076 SH SOLE 0 0 1076 VNGRD TTL INTL BD ETF ETF 92203J407 177 3263 SH SOLE 0 0 3263 VNGRD TTL STK MKT ETF ETF 922908769 1252 9813 SH SOLE 0 0 9813 VNGRD UTILITIES ETF ETF 92204A876 21 180 SH SOLE 0 0 180 VNGRD VALUE ETF ETF 922908744 12397 126567 SH SOLE 0 0 126567 VODAFONE GRP PLC NEW ADR Equity 92857W308 4 221 SH SOLE 0 0 221 VOYA FINANCIAL INC Equity 929089100 50 1250 SH SOLE 0 0 1250 WADDELL & REED FINL A Equity 930059100 3 190 SH SOLE 0 0 190 WALMART INC Equity 931142103 13 140 SH SOLE 0 0 140 WERNER ENTERPRISES INC Equity 950755108 24 800 SH SOLE 0 0 800 WSDMTR E/M SMCP DIV ETF ETF 97717W281 4 100 SH SOLE 0 0 100 WSDMTR INT RT HEDGED ETF ETF 97717W430 11 485 SH SOLE 0 0 485 WSDMTR INTL LGCP DIV ETF ETF 97717W794 4 100 SH SOLE 0 0 100 WSDMTR INTL SMCP DIV ETF ETF 97717W760 17 285 SH SOLE 0 0 285 WSDMTR US DV EX FINL ETF ETF 97717W406 10 125 SH SOLE 0 0 125 WSDMTR US MDCP DIV ETF ETF 97717W505 23 735 SH SOLE 0 0 735 WSDMTR US SMCP DIV ETF ETF 97717W604 2 75 SH SOLE 0 0 75 XEROX CORP NEW Equity 984121608 1 37 SH SOLE 0 0 37 YUM BRANDS INC Equity 988498101 12 136 SH SOLE 0 0 136 YUM CHINA HOLDINGS Equity 98850P109 2 59 SH SOLE 0 0 59