Chief Compliance Officer

0001456511-19-000004.txt : 20191112 0001456511-19-000004.hdr.sgml : 20191112 20191112103157 ACCESSION NUMBER: 0001456511-19-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Evolution Wealth Advisors, LLC CENTRAL INDEX KEY: 0001763121 IRS NUMBER: 822324848 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-18990 FILM NUMBER: 191206956 BUSINESS ADDRESS: STREET 1: 20900 NE 30TH AVENUE STREET 2: SUITE 517 CITY: AVENTURA STATE: FL ZIP: 33180 BUSINESS PHONE: 305-921-4740 MAIL ADDRESS: STREET 1: 20900 NE 30TH AVENUE STREET 2: SUITE 517 CITY: AVENTURA STATE: FL ZIP: 33180 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001763121 XXXXXXXX 09-30-2019 09-30-2019 Evolution Wealth Advisors, LLC

20900 NE 30TH AVENUE SUITE 517 AVENTURA FL 33180

13F HOLDINGS REPORT 028-18990 N Luciana Roditi de Glas Chief Compliance Officer 305-921-4740 Luciana Roditi de Glas Aventura FL 11-12-2019 0 484 209764 false INFORMATION TABLE 2 ewa_3q19.xml 3M CO COM 88579Y101 4 23 SH SOLE 23 0 0 ABB LTD SPONSORED ADR 000375204 8 405 SH SOLE 405 0 0 ABBOTT LABS COM 002824100 68 813 SH SOLE 68 0 745 ABBVIE INC COM 00287Y109 19 253 SH SOLE 43 0 210 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1 28 SH SOLE 28 0 0 ACCELERON PHARMA INC COM 00434H108 10 262 SH SOLE 22 0 240 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4 21 SH SOLE 21 0 0 ACTIVISION BLIZZARD INC COM 00507V109 8 147 SH SOLE 147 0 0 ADOBE INC COM 00724F101 17 63 SH SOLE 0 0 63 ADVANCED MICRO DEVICES INC COM 007903107 15 514 SH SOLE 514 0 0 AFFILIATED MANAGERS GROUP IN COM 008252108 3 37 SH SOLE 0 0 37 AIR PRODS & CHEMS INC COM 009158106 17 76 SH SOLE 37 0 39 AKAMAI TECHNOLOGIES INC COM 00971T101 2 22 SH SOLE 0 0 22 ALASKA AIR GROUP INC COM 011659109 3 44 SH SOLE 0 0 44 ALBEMARLE CORP COM 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DIAGNOSTICS INC COM 74834L100 5 46 SH SOLE 0 0 46 RALPH LAUREN CORP CL A 751212101 2 18 SH SOLE 0 0 18 RAYMOND JAMES FINANCIAL INC COM 754730109 2 24 SH SOLE 0 0 24 RAYTHEON CO COM NEW 755111507 16 82 SH SOLE 39 0 43 REALTY INCOME CORP COM 756109104 4 48 SH SOLE 0 0 48 REGENERON PHARMACEUTICALS COM 75886F107 1 3 SH SOLE 3 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 0 9 SH SOLE 9 0 0 REPUBLIC SVCS INC COM 760759100 3 31 SH SOLE 31 0 0 RESMED INC COM 761152107 4 33 SH SOLE 0 0 33 RHYTHM PHARMACEUTICALS INC COM 76243J105 1 52 SH SOLE 52 0 0 RINGCENTRAL INC CL A 76680R206 7 56 SH SOLE 56 0 0 ROBERT HALF INTL INC COM 770323103 2 29 SH SOLE 0 0 29 ROKU INC COM CL A 77543R102 48 470 SH SOLE 470 0 0 ROSS STORES INC COM 778296103 5 46 SH SOLE 0 0 46 S&P GLOBAL INC COM 78409V104 8 31 SH SOLE 0 0 31 SAGE THERAPEUTICS INC COM 78667J108 2 12 SH SOLE 12 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 612 120045 SH SOLE 0 0 120045 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 9 155 SH SOLE 155 0 0 SALESFORCE COM INC COM 79466L302 9 58 SH SOLE 58 0 0 SANOFI SPONSORED ADR 80105N105 10 210 SH SOLE 210 0 0 SAREPTA THERAPEUTICS INC COM 803607100 1 16 SH SOLE 16 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 3 12 SH SOLE 0 0 12 SEACOAST BKG CORP FLA COM NEW 811707801 3 105 SH SOLE 105 0 0 SEADRILL LTD COM G7998G106 0 112 SH SOLE 112 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2 44 SH SOLE 0 0 44 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 8789 177476 SH SOLE 176961 0 515 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 25 205 SH SOLE 0 0 205 SELECT SECTOR SPDR TR ENERGY 81369Y506 13 225 SH SOLE 0 0 225 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 11 390 SH SOLE 0 0 390 SHINHAN FINANCIAL GROUP CO L SPN ADR RESTRD 824596100 11 323 SH SOLE 323 0 0 SEMPRA ENERGY COM 816851109 6 44 SH SOLE 0 0 44 SHERWIN WILLIAMS CO COM 824348106 7 12 SH SOLE 0 0 12 SILICON MOTION TECHNOLOGY CO SPONSORED ADR 82706C108 10 296 SH SOLE 296 0 0 SIRIUS XM HLDGS INC COM 82968B103 0 0 SH SOLE 0 0 0 SL GREEN RLTY CORP COM 78440X101 3 35 SH SOLE 0 0 35 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 39805 1432355 SH SOLE 16360 0 1415995 SMARTSHEET INC COM CL A 83200N103 7 203 SH SOLE 132 0 71 SPDR GOLD TRUST GOLD SHS 78463V107 9850 70927 SH SOLE 70927 0 0 SMUCKER J M CO COM NEW 832696405 2 19 SH SOLE 0 0 19 SPDR SERIES TRUST S&P BIOTECH 78464A870 6 80 SH SOLE 80 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 124 461 SH SOLE 461 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 56 525 SH SOLE 525 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 77 3445 SH SOLE 3445 0 0 SPOTIFY TECHNOLOGY S A SHS L8681T102 22 190 SH SOLE 190 0 0 SQUARE INC CL A 852234103 25 400 SH SOLE 400 0 0 STANLEY BLACK & DECKER INC COM 854502101 5 34 SH SOLE 0 0 34 STARBUCKS CORP COM 855244109 15 170 SH SOLE 0 0 170 STERIS PLC SHS USD G8473T100 23 156 SH SOLE 13 0 143 SYMANTEC CORP COM 871503108 2 69 SH SOLE 0 0 69 SYNCHRONY FINL COM 87165B103 4 110 SH SOLE 0 0 110 SYNOVUS FINL CORP COM NEW 87161C501 11 300 SH SOLE 300 0 0 SYSCO CORP COM 871829107 4 55 SH SOLE 55 0 0 T MOBILE US INC COM 872590104 2 22 SH SOLE 0 0 22 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 35 745 SH SOLE 745 0 0 TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS 874060205 4 239 SH SOLE 239 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2 19 SH SOLE 0 0 19 TARGET CORP COM 87612E106 8 77 SH SOLE 0 0 77 TCF FINANCIAL CORPORATION NE COM 872307103 3 89 SH SOLE 89 0 0 TECHNIPFMC PLC COM G87110105 2 85 SH SOLE 0 0 85 TECK RESOURCES LTD CL B 878742204 14 880 SH SOLE 880 0 0 TELADOC HEALTH INC COM 87918A105 2 25 SH SOLE 25 0 0 TELEFLEX INC COM 879369106 2 7 SH SOLE 0 0 7 TELEFONICA BRASIL SA SPONSORED ADR 87936R106 5 370 SH SOLE 370 0 0 TELEFONICA S A SPONSORED ADR 879382208 2 205 SH SOLE 205 0 0 TESLA INC COM 88160R101 65054 270078 SH SOLE 0 0 270078 TEXAS INSTRS INC COM 882508104 18 140 SH SOLE 140 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5 17 SH SOLE 17 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 9 65 SH SOLE 65 0 0 TIFFANY & CO NEW COM 886547108 2 17 SH SOLE 0 0 17 TOTAL S A SPONSORED ADS 89151E109 10 185 SH SOLE 185 0 0 TRACTOR SUPPLY CO COM 892356106 1 16 SH SOLE 0 0 16 TRANSDIGM GROUP INC COM 893641100 4 8 SH SOLE 0 0 8 TRAVELERS COMPANIES INC COM 89417E109 17 117 SH SOLE 86 0 31 TRICO BANCSHARES COM 896095106 1 16 SH SOLE 16 0 0 TWILIO INC CL A 90138F102 9 80 SH SOLE 80 0 0 TWITTER INC COM 90184L102 7 164 SH SOLE 164 0 0 TWO HBRS INVT CORP COM NEW 90187B408 53 4000 SH SOLE 4000 0 0 TYSON FOODS INC CL A 902494103 3 35 SH SOLE 0 0 35 UNILEVER N V N Y SHS NEW 904784709 10 165 SH SOLE 165 0 0 UBER TECHNOLOGIES INC COM 90353T100 12 400 SH SOLE 400 0 0 UBS GROUP AG SHS H42097107 5 440 SH SOLE 440 0 0 UNION PACIFIC CORP COM 907818108 22 137 SH SOLE 37 0 100 UNITED PARCEL SERVICE INC CL B 911312106 17 142 SH SOLE 72 0 70 UNITED TECHNOLOGIES CORP COM 913017109 29 214 SH SOLE 102 0 112 UNITEDHEALTH GROUP INC COM 91324P102 9 43 SH SOLE 43 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 2 13 SH SOLE 13 0 0 US BANCORP DEL COM NEW 902973304 18 328 SH SOLE 328 0 0 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 312 3600 SH SOLE 3600 0 0 V F CORP COM 918204108 8 90 SH SOLE 47 0 43 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 26 2200 SH SOLE 2200 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1631 10420 SH SOLE 10420 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 63 1567 SH SOLE 1567 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 273 3505 SH SOLE 3505 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 52 738 SH SOLE 738 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 6316 78182 SH SOLE 77862 0 320 VANGUARD INDEX FDS TOTAL STK MKT 922908769 837 5540 SH SOLE 5540 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 9250 82871 SH SOLE 82871 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 851 5075 SH SOLE 5075 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 194 900 SH SOLE 900 0 0 VARIAN MED SYS INC COM 92220P105 2 14 SH SOLE 14 0 0 VENTAS INC COM 92276F100 4 52 SH SOLE 0 0 52 VERISIGN INC COM 92343E102 2 12 SH SOLE 0 0 12 VERISK ANALYTICS INC COM 92345Y106 3 18 SH SOLE 0 0 18 VERIZON COMMUNICATIONS INC COM 92343V104 18 300 SH SOLE 300 0 0 VERMILION ENERGY INC COM 923725105 2 120 SH SOLE 120 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 8 49 SH SOLE 18 0 31 VISA INC COM CL A 92826C839 151 880 SH SOLE 0 0 880 VORNADO RLTY TR SH BEN INT 929042109 3 51 SH SOLE 0 0 51 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 86 4300 SH SOLE 4300 0 0 VULCAN MATLS CO COM 929160109 11 70 SH SOLE 41 0 29 WABTEC CORP COM 929740108 5 64 SH SOLE 18 0 46 WALGREENS BOOTS ALLIANCE INC COM 931427108 5 85 SH SOLE 0 0 85 WASTE MGMT INC DEL COM 94106L109 13 116 SH SOLE 63 0 53 WAVE LIFE SCIENCES LTD SHS Y95308105 1 63 SH SOLE 63 0 0 WEC ENERGY GROUP INC COM 92939U106 10 101 SH SOLE 41 0 60 WEIBO CORP SPONSORED ADR 948596101 2 42 SH SOLE 42 0 0 WELLS FARGO CO NEW COM 949746101 13 256 SH SOLE 256 0 0 WESTERN DIGITAL CORP COM 958102105 8 127 SH SOLE 127 0 0 WESTROCK CO COM 96145D105 3 89 SH SOLE 0 0 89 WEX INC COM 96208T104 9 47 SH SOLE 47 0 0 WEYERHAEUSER CO COM 962166104 5 180 SH SOLE 0 0 180 WHIRLPOOL CORP COM 963320106 2 14 SH SOLE 0 0 14 WISDOMTREE TR JAPN HEDGE EQT 97717W851 185 3666 SH SOLE 1666 0 2000 WRIGHT MED GROUP N V ORD SHS N96617118 1 64 SH SOLE 64 0 0 WILLIAMS COS INC DEL COM 969457100 6 252 SH SOLE 252 0 0 XCEL ENERGY INC COM 98389B100 11 175 SH SOLE 107 0 68 XYLEM INC COM 98419M100 2 28 SH SOLE 0 0 28 ZIMMER BIOMET HLDGS INC COM 98956P102 4 29 SH SOLE 0 0 29 ZOETIS INC CL A 98978V103 15 120 SH SOLE 55 0 65 ZTO EXPRESS CAYMAN INC SPONSORED ADS A 98980A105 9 441 SH SOLE 441 0 0