0001104659-23-107231.txt : 20231005 0001104659-23-107231.hdr.sgml : 20231005 20231005164954 ACCESSION NUMBER: 0001104659-23-107231 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230929 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barravecchia John R CENTRAL INDEX KEY: 0001933935 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56422 FILM NUMBER: 231311957 MAIL ADDRESS: STREET 1: 2801 E. CAMELBACK ROAD #180 CITY: PHOENIX STATE: AZ ZIP: 85016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TILT Holdings Inc. CENTRAL INDEX KEY: 0001761510 STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 2200, 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: (647) 777-1713 MAIL ADDRESS: STREET 1: SUITE 2200, 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 4 1 tm2327868-2_4seq1.xml OWNERSHIP DOCUMENT X0508 4 2023-09-29 0 0001761510 TILT Holdings Inc. TLLTF 0001933935 Barravecchia John R C/O TILT HOLDINGS INC. 2801 E. CAMELBACK ROAD #180 PHOENIX AZ 85016 1 0 0 0 0 Common Shares, no par value 2023-09-29 4 M 0 617075 0.00 A 1781328 D Restricted Share Units 0.00 2023-09-29 4 M 0 617075 0.00 D Common Shares, no par value 617075 1851226 D Each restricted share unit ("RSU") is equivalent in value to one share of the Issuer's common share, no par value, at the time of vesting for no consideration. The RSUs vested as to 617,075 shares on September 29, 2023 and 617,075 RSUs will vest on December 29, 2023, 617,075 will vest on March 29, 2024 and 617, 076 RSUs will vest on the business day immediately preceding the date of the Issuer's next annual general meeting of shareholders, subject to the Reporting Person continuing as a director on each vesting date. The RSUs do not expire, they either vest or are cancelled. /s/ Mark Higgins as attorney-in-fact for John R. Barravecchia 2023-10-05