0001104659-23-105304.txt : 20230929
0001104659-23-105304.hdr.sgml : 20230929
20230929160536
ACCESSION NUMBER: 0001104659-23-105304
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230829
FILED AS OF DATE: 20230929
DATE AS OF CHANGE: 20230929
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kelly Nathaniel Christopher
CENTRAL INDEX KEY: 0001956307
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-56422
FILM NUMBER: 231295503
MAIL ADDRESS:
STREET 1: 2801 E. CAMELBACK ROAD #180
CITY: PHOENIX
STATE: AZ
ZIP: 85016
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TILT Holdings Inc.
CENTRAL INDEX KEY: 0001761510
STANDARD INDUSTRIAL CLASSIFICATION: CIGARETTES [2111]
IRS NUMBER: 000000000
STATE OF INCORPORATION: A1
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: SUITE 2200, 885 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3E8
BUSINESS PHONE: (647) 777-1713
MAIL ADDRESS:
STREET 1: SUITE 2200, 885 WEST GEORGIA STREET
CITY: VANCOUVER
STATE: A1
ZIP: V6C 3E8
4
1
tm2327261-1_4seq1.xml
OWNERSHIP DOCUMENT
X0508
4
2023-08-29
0
0001761510
TILT Holdings Inc.
TLLTF
0001956307
Kelly Nathaniel Christopher
C/O TILT HOLDINGS INC.
2801 E. CAMELBACK ROAD #180
PHOENIX
AZ
85016
0
1
0
0
Chief Revenue Officer
0
Common Shares, no par value
2023-08-29
4
M
0
140625
0.00
A
140625
D
Common Shares, no par value
2023-08-29
4
F
0
33007
0.0294
D
107618
D
Restricted Share Units
2023-08-29
4
A
0
562500
0.00
A
Common Shares, no par value
562500
562500
D
Restricted Share Units
0.00
2023-08-29
4
M
0
140625
0.00
D
Common Shares, no par value
140625
421875
D
Represents common shares that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted share units ("RSU") and does not represent a sale by the Reporting Person.
The price provided in this column was calculated based on the closing price of the Issuer's common shares on Cboe Canada formerly known as the NEO Exchange on August 29, 2023 which was CAD$0.04. The share price of CAD$0.04 was converted to U.S. dollars using the exchange rate provided by the Bank of Canada of USD$1.00= CAD$1.3593 on August 29, 2023.
Each RSU is equivalent in value to one share of the Issuer's common shares, no par value. 140,625 RSUs vested on August 29, 2023, 140,625 RSUs will vest on March 1, 2024, 140,625 RSUs will vest on March 1, 2025 and 140,625 RSUs will vest on March 1, 2026, subject to the Reporting Person's continued employment with the Issuer on each vesting date.
RSUs do not expire; they either vest or are cancelled.
/s/ Mark Higgins as attorney-in-fact for Nathaniel Christopher Kelly
2023-09-29