Authorized Participants Record:
1 |
a. Full Name | ITG Inc. |
b. SEC file number | 8-44218 |
c. CRD number | 000029299 |
d. LEI, if any | 549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number | 8-7221 |
c. CRD number | 000007691 |
d. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | ING Financial Markets LLC |
b. SEC file number | 8-43978 |
c. CRD number | 000028872 |
d. LEI, if any | KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | Timber Hill LLC |
b. SEC file number | 8-28569 |
c. CRD number | 000033319 |
d. LEI, if any | 549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Daiwa Capital Markets America Inc. |
b. SEC file number | 8-12242 |
c. CRD number | 000001576 |
d. LEI, if any | M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | Cowen Execution Services LLC |
b. SEC file number | 8-46838 |
c. CRD number | 000035693 |
d. LEI, if any | 5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | HRT Financial LLC |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | HSBC Securities (USA) Inc. |
b. SEC file number | 8-41562 |
c. CRD number | 000019585 |
d. LEI, if any | CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Merrill Lynch Professional Clearing Corp. |
b. SEC file number | 8-33359 |
c. CRD number | 000016139 |
d. LEI, if any | 549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 15,000,000.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Natixis Securities Americas LLC |
b. SEC file number | 8-719 |
c. CRD number | 000001101 |
d. LEI, if any | 549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | BMO Capital Markets Corp. |
b. SEC file number | 008-34344 |
c. CRD number | 000016686 |
d. LEI, if any | RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Nomura Securities International, Inc. |
b. SEC file number | 8-15255 |
c. CRD number | 000004297 |
d. LEI, if any | OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Deutsche Bank Securities Inc. |
b. SEC file number | 8-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | ABN AMRO Clearing Chicago LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Virtu Financial BD LLC |
b. SEC file number | 8-68015 |
c. CRD number | 000148390 |
d. LEI, if any | 54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | Pershing LLC |
b. SEC file number | 8-17574 |
c. CRD number | 000007560 |
d. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number | 8-66471 |
c. CRD number | 000131487 |
d. LEI, if any | 549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | J.P. Morgan Clearing Corp. |
b. SEC file number | 8-43724 |
c. CRD number | 000028432 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Scotia Capital (USA) Inc. |
b. SEC file number | 8-3716 |
c. CRD number | 000002739 |
d. LEI, if any | 549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Wedbush Securities Inc. |
b. SEC file number | 8-12987 |
c. CRD number | 000000877 |
d. LEI, if any | 549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
27 |
a. Full Name | Itau BBA USA Securities, Inc. |
b. SEC file number | 8-53702 |
c. CRD number | 000118817 |
d. LEI, if any | 5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
28 |
a. Full Name | MUFG Securities Americas Inc. |
b. SEC file number | 8-43026 |
c. CRD number | 000019685 |
d. LEI, if any | K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
29 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
30 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
31 |
a. Full Name | NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number | 8-39947 |
c. CRD number | 000022698 |
d. LEI, if any | 549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
32 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
33 |
a. Full Name | STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number | 8-44744 |
c. CRD number | 000030107 |
d. LEI, if any | 54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
34 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
35 |
a. Full Name | Credit Suisse Securities (USA) LLC |
b. SEC file number | 8-422 |
c. CRD number | 000000816 |
d. LEI, if any | 1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
36 |
a. Full Name | Banca IMI Securities Corp. |
b. SEC file number | 8-37444 |
c. CRD number | 000019418 |
d. LEI, if any | V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
37 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 5,000,000.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
38 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
39 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
40 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
41 |
a. Full Name | Natwest Markets Securities Inc. |
b. SEC file number | 8-37135 |
c. CRD number | 000011707 |
d. LEI, if any | ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
42 |
a. Full Name | ABN AMRO Securities (USA) LLC |
b. SEC file number | 8-68398 |
c. CRD number | 000151796 |
d. LEI, if any | 549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
43 |
a. Full Name | STIFEL NICOLAUS & CO INC. |
b. SEC file number | 8-1447 |
c. CRD number | 000000793 |
d. LEI, if any | 5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
44 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
45 |
a. Full Name | Citadel Securities LLC |
b. SEC file number | 8-53574 |
c. CRD number | 000116797 |
d. LEI, if any | 12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
46 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |