0001761013-20-000004.txt : 20200804
0001761013-20-000004.hdr.sgml : 20200804
20200804073135
ACCESSION NUMBER: 0001761013-20-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200630
FILED AS OF DATE: 20200804
DATE AS OF CHANGE: 20200804
EFFECTIVENESS DATE: 20200804
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cresset Asset Management, LLC
CENTRAL INDEX KEY: 0001761013
IRS NUMBER: 821062021
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19305
FILM NUMBER: 201070963
BUSINESS ADDRESS:
STREET 1: 444 W. LAKE STREET
STREET 2: SUITE 4700
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 3124292400
MAIL ADDRESS:
STREET 1: 444 W. LAKE STREET
STREET 2: SUITE 4700
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
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0001761013
XXXXXXXX
06-30-2020
06-30-2020
Cresset Asset Management, LLC
444 W. LAKE STREET
SUITE 4700
CHICAGO
IL
60606
13F HOLDINGS REPORT
028-19305
N
Robert Pagliuco
CHIEF COMPLIANCE OFFICER
(312) 429-2400
Robert Pagliuco
CHICAGO
IL
08-04-2020
6
653
4558589
false
1
Aperio
2
Chickasaw
3
028-15664
KLPD Ventures, LLC
4
028-15665
Andrew D. Wingate
5
028-15663
Lucinda Falk
6
028-15666
KLP Enterprises, LLC
INFORMATION TABLE
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13F_Cresset_20200630.xml
2U INC
COM
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391
10292
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1
9358
0
934
3M CO
COM
88579Y101
2832
18155
SH
DFND
1
3499
0
14656
AAON INC
COM PAR $0.004
000360206
212
3885
SH
SOLE
1044
0
2841
AARONS INC
COM PAR $0.50
002535300
360
7928
SH
DFND
1
0
0
7928
ABB LTD
SPONSORED ADR
000375204
295
13080
SH
DFND
1
2050
0
11030
ABBOTT LABS
COM
002824100
5135
56165
SH
DFND
1
10025
0
46140
ABBVIE INC
COM
00287Y109
3335
33966
SH
DFND
1
8871
0
25095
ACCENTURE PLC IRELAND
SHS CLASS A
G1151C101
4351
20263
SH
DFND
1
6231
0
14033
ACTIVISION BLIZZARD INC
COM
00507V109
693
9134
SH
DFND
1
883
0
8252
ADOBE INC
COM
00724F101
6214
14275
SH
DFND
1,4,5,6
874
0
13401
ADVANCE AUTO PARTS INC
COM
00751Y106
267
1873
SH
DFND
1
204
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1669
ADVANCED MICRO DEVICES INC
COM
007903107
389
7400
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DFND
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AFLAC INC
COM
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201
5571
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AIR PRODS & CHEMS INC
COM
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6568
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AKAMAI TECHNOLOGIES INC
COM
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520
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ALCON INC
ORD SHS
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DFND
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COM
015351109
2313
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COM
015857105
227
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COM NEW
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COM
02209S103
3094
77210
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AMAZON COM INC
COM
023135106
116390
42189
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DFND
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02319V103
282
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DFND
1
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AMDOCS LTD
SHS
G02602103
351
5734
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DFND
1
125
0
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AMER STATES WTR CO
COM
029899101
263
3350
SH
DFND
1
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0
3350
AMERICAN AIRLS GROUP INC
COM
02376R102
929
71082
SH
DFND
4,5
237
0
70845
AMERICAN ELEC PWR CO INC
COM
025537101
1440
18084
SH
DFND
1
4450
0
13634
AMERICAN EXPRESS CO
COM
025816109
1450
15233
SH
DFND
1
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0
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AMERICAN INTL GROUP INC
*W EXP 01/19/202
026874156
26
18440
SH
SOLE
2
0
18438
AMERICAN TOWER CORP NEW
COM
03027X100
4501
17344
SH
DFND
1
527
0
16817
AMERICAN VRTUAL CLOUD TECH I
COM
030382105
274
82885
SH
SOLE
0
0
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COM
03064D108
254
6959
SH
SOLE
0
0
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AMERIPRISE FINL INC
COM
03076C106
218
1455
SH
DFND
1
383
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1071
AMERISOURCEBERGEN CORP
COM
03073E105
3490
34631
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DFND
1
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AMGEN INC
COM
031162100
8771
37187
SH
DFND
1
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0
25628
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CL A
032095101
304
3161
SH
DFND
1
267
0
2894
ANALOG DEVICES INC
COM
032654105
2238
18246
SH
DFND
1
646
0
17600
ANSYS INC
COM
03662Q105
210
719
SH
DFND
1
13
0
706
ANTHEM INC
COM
036752103
1866
7096
SH
DFND
1
267
0
6829
AON PLC
SHS CL A
G0403H108
478
2481
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DFND
1
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0
2393
APARTMENT INVT & MGMT CO
CL A
03748R754
385
10241
SH
SOLE
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0
308
APPLE INC
COM
037833100
1630576
4469789
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DFND
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COM
038222105
299
4950
SH
DFND
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ARCHER DANIELS MIDLAND CO
COM
039483102
656
16434
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DFND
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ARCONIC CORPORATION
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03966V107
263
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DFND
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10
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GENOMIC REV ETF
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00215W100
48
10634
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DFND
1
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ASGN INC
COM
00191U102
666
9988
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SOLE
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046353108
341
6446
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AT&T INC
COM
00206R102
3268
108093
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CL A
G06242104
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1579
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052769106
561
2347
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0
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COM
053332102
232
206
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DFND
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187
AVALONBAY CMNTYS INC
COM
053484101
240
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053611109
300
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DFND
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056525108
232
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DFND
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BAIDU INC
SPON ADR REP A
056752108
632
5274
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DFND
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05946K101
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75544
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DFND
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13981
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DFND
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ADR
05964H105
102
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BANK MONTREAL
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063671101
292
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DFND
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235
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BANK NOVA SCOTIA B C
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221
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06417N103
267
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ADR
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BARRICK GOLD CORPORATION
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067901108
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35178
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COM
071813109
774
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SH
DFND
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BECTON DICKINSON & CO
COM
075887109
1707
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DFND
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BERKSHIRE HATHAWAY INC DEL
CL B NEW
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8078
45255
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DFND
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BEST BUY INC
COM
086516101
327
3725
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244
0
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BGC PARTNERS INC
CL A
05541T101
29
10587
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10371
BHP GROUP LTD
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088606108
473
9520
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DFND
1
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BIOGEN INC
COM
09062X103
1053
3935
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DFND
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0
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BK OF AMERICA CORP
COM
060505104
5955
250754
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DFND
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BLACKROCK INC
COM
09247X101
3272
5410
SH
DFND
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BLACKROCK MUNIYIELD INVT FD
COM
09254R104
221
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SH
SOLE
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0
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BLACKSTONE GROUP INC
COM CL A
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13030
SH
SOLE
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BOEING CO
COM
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2424
13222
SH
DFND
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0
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BOOKING HLDGS INC
COM
09857L108
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473
SH
DFND
1
17
0
456
BOSTON SCIENTIFIC CORP
COM
101137107
329
9357
SH
DFND
1
592
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BP PLC
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055622104
986
42284
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DFND
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BRISTOL-MYERS SQUIBB CO
COM
110122108
23886
406220
SH
DFND
1,3,4,5,6
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0
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BRITISH AMERN TOB PLC
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110448107
251
6478
SH
DFND
1
1251
0
5227
BROADCOM INC
COM
11135F101
1040
3294
SH
DFND
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COM
11133T103
598
4720
SH
DFND
1
53
0
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BROOKS AUTOMATION INC NEW
COM
114340102
316
7147
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DFND
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0
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CL A
115637100
212
3674
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SOLE
3374
0
300
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CL B
115637209
302
4734
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DFND
1
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0
3070
BRUNSWICK CORP
COM
117043109
279
4352
SH
SOLE
1445
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2907
BWX TECHNOLOGIES INC
COM
05605H100
296
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SH
DFND
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0
5222
BYLINE BANCORP INC
COM
124411109
703
53518
SH
SOLE
47128
0
6390
CABOT MICROELECTRONICS CORP
COM
12709P103
281
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SH
DFND
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0
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CADENCE DESIGN SYSTEM INC
COM
127387108
477
4971
SH
DFND
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CALAVO GROWERS INC
COM
128246105
240
3821
SH
DFND
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CANADIAN IMP BK COMM
COM
136069101
242
3610
SH
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304
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CANADIAN NATL RY CO
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136375102
449
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CANADIAN PAC RY LTD
COM
13645T100
3913
15320
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CAPITAL ONE FINL CORP
COM
14040H105
440
7023
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14448C104
3373
151274
SH
DFND
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CASEYS GEN STORES INC
COM
147528103
379
2534
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COM
149123101
1321
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1
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COM
12503M108
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23433
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DFND
1
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14306
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CL A
12504L109
244
3790
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DFND
1
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CDW CORP
COM
12514G108
3567
30704
SH
DFND
1
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COM NEW
15117B202
5950
457666
SH
DFND
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0
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SPON ADR NEW
151290889
60
20885
SH
DFND
1
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CENOVUS ENERGY INC
COM
15135U109
68
14569
SH
DFND
1
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0
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CENTENE CORP DEL
COM
15135B101
233
3665
SH
DFND
1
148
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CENTERPOINT ENERGY INC
COM
15189T107
1454
77857
SH
DFND
1
29057
0
48800
CERENCE INC
COM
156727109
575
14069
SH
DFND
1,4,5
0
0
14069
CERNER CORP
COM
156782104
617
8982
SH
DFND
1
1189
0
7793
CGI INC
CL A SUB VTG
12532H104
300
4754
SH
DFND
1
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0
4754
CHARTER COMMUNICATIONS INC N
CL A
16119P108
655
1282
SH
DFND
1
296
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CHECK POINT SOFTWARE TECH LT
ORD
M22465104
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6829
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300
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6529
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COM
16359R103
546
1210
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DFND
1
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1191
CHEVRON CORP NEW
COM
166764100
7003
78481
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DFND
1
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16941M109
593
16987
SH
DFND
1
1468
0
15519
CHINA TELECOM CORP LTD
SPON ADR H SHS
169426103
324
10905
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DFND
1
0
0
10905
CHINA UNICOM HONG KONG
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16945R104
241
44256
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DFND
1
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0
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CHIPOTLE MEXICAN GRILL INC
COM
169656105
434
412
SH
DFND
1
30
0
382
CHUBB LIMITED
COM
H1467J104
990
7769
SH
DFND
1
1787
0
5982
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
429
10902
SH
DFND
1
2987
0
7915
CIGNA CORP NEW
COM
125523100
584
3113
SH
DFND
1
455
0
2658
CISCO SYS INC
COM
17275R102
31756
657730
SH
DFND
1,3,4,5,6
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0
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CITIGROUP INC
COM NEW
172967424
1409
27571
SH
DFND
1
9531
0
18040
CITRIX SYS INC
COM
177376100
220
1484
SH
DFND
1
96
0
1388
CLOROX CO DEL
COM
189054109
377
1719
SH
DFND
1
296
0
1423
CME GROUP INC
COM
12572Q105
993
6110
SH
DFND
1
1350
0
4760
CMS ENERGY CORP
COM
125896100
268
4589
SH
DFND
1
203
0
4386
COCA COLA CO
COM
191216100
4127
91534
SH
DFND
1
29831
0
61703
COGENT COMMUNICATIONS HLDGS
COM NEW
19239V302
236
3055
SH
SOLE
21
0
3034
COGNEX CORP
COM
192422103
279
4672
SH
DFND
1
0
0
4672
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
338
5949
SH
DFND
1
2765
0
3184
COHEN & STEERS INC
COM
19247A100
309
4536
SH
DFND
1
0
0
4536
COLGATE PALMOLIVE CO
COM
194162103
592
8085
SH
DFND
1
1392
0
6693
COMCAST CORP NEW
CL A
20030N101
7910
201747
SH
DFND
1
61989
0
139758
COMERICA INC
COM
200340107
318
8199
SH
DFND
1
5257
0
2942
COMPANHIA ENERGETICA DE MINA
SP ADR N-V PFD
204409601
43
21164
SH
DFND
1
2865
0
18299
CONOCOPHILLIPS
COM
20825C104
289
6884
SH
DFND
1
386
0
6498
CONSTELLATION BRANDS INC
CL A
21036P108
303
1734
SH
DFND
1
727
0
1007
COPART INC
COM
217204106
578
6946
SH
SOLE
111
0
6835
CORMEDIX INC
COM
21900C308
2078
329796
SH
SOLE
0
0
329796
CORNING INC
COM
219350105
5071
195785
SH
DFND
1,3,4,5
40936
0
154849
COSTAR GROUP INC
COM
22160N109
1048
1475
SH
SOLE
75
0
1400
COSTCO WHSL CORP NEW
COM
22160K105
4500
14840
SH
DFND
1
3635
0
11205
CRISPR THERAPEUTICS AG
NAMEN AKT
H17182108
496
6746
SH
SOLE
6021
0
725
CROWN CASTLE INTL CORP NEW
COM
22822V101
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4440
SH
DFND
1
1380
0
3060
CSX CORP
COM
126408103
253
3634
SH
DFND
1
672
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2962
CUMMINS INC
COM
231021106
237
1368
SH
DFND
1
491
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877
CVR ENERGY INC
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12662P108
512
25442
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DFND
1
9299
0
16143
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COM
126650100
2456
37795
SH
DFND
1
13130
0
24665
DANAHER CORPORATION
COM
235851102
3611
20403
SH
DFND
1
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0
18339
DEERE & CO
COM
244199105
422
2675
SH
DFND
1
374
0
2301
DELL TECHNOLOGIES INC
CL C RYMND JMS SB 1
24703L202
226
4113
SH
DFND
1
3769
0
344
DEVON ENERGY CORP NEW
COM PUT
25179M103
124
10936
SH
SOLE
883
0
10053
DEXCOM INC
COM
252131107
238
588
SH
DFND
1
77
0
511
DIAGEO P L C
SPON ADR NEW S&P500 EQL UTL
25243Q205
508
3778
SH
DFND
1
906
0
2872
DIGITAL RLTY TR INC
COM
253868103
625
4397
SH
DFND
1
1226
0
3171
DISNEY WALT CO
COM
254687106
8190
73449
SH
DFND
3,4,5
19442
0
54007
DOCUSIGN INC
COM
256163106
316
1834
SH
DFND
1
5
0
1829
DOLBY LABORATORIES INC
COM CL A
25659T107
306
4648
SH
DFND
1
112
0
4536
DOLLAR GEN CORP NEW
COM
256677105
485
2545
SH
DFND
1
131
0
2414
DOMINION ENERGY INC
COM
25746U109
906
11160
SH
DFND
1
2549
0
8611
DONALDSON INC
COM
257651109
388
8351
SH
SOLE
8295
0
56
DOVER CORP
COM
260003108
370
3835
SH
DFND
1
1302
0
2533
DOW INC
COM
260557103
965
23658
SH
DFND
1
17330
0
6328
DUKE ENERGY CORP NEW
COM NEW
26441C204
734
9181
SH
DFND
1
1142
0
8039
DUPONT DE NEMOURS INC
COM
26614N102
394
7416
SH
DFND
1
2359
0
5057
EATON CORP PLC
SHS
G29183103
782
7874
SH
DFND
1
2101
0
5772
EBAY INC
COM
278642103
5282
100696
SH
DFND
1,4,5
40606
0
60090
ECOLAB INC
COM
278865100
683
3428
SH
DFND
1
179
0
3249
EDITAS MEDICINE INC
COM
28106W103
251
8469
SH
SOLE
7359
0
1110
EDWARDS LIFESCIENCES CORP
COM
28176E108
588
8513
SH
DFND
1
2622
0
5891
ELECTRONIC ARTS INC
COM
285512109
3415
25862
SH
DFND
1
10066
0
15796
EMERSON ELEC CO
COM
291011104
687
11074
SH
DFND
1
797
0
10277
ENCOMPASS HEALTH CORP
COM
29261A100
677
10890
SH
DFND
1
5179
0
5711
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
95
13320
SH
DFND
2
5741
0
7579
ENSIGN GROUP INC
COM
29358P101
318
7599
SH
SOLE
0
0
7599
ENTERPRISE PRODS PARTNERS L
COM
293792107
646
35535
SH
DFND
2
20710
0
14825
EOG RES INC
COM
26875P101
262
5168
SH
DFND
1
1771
0
3397
EQUINIX INC
COM
29444U700
299
419
SH
DFND
1
27
0
392
EQUITY COMWLTH
COM SH BEN INT
294628102
464
14411
SH
DFND
1
61
0
14350
ERICSSON
ADR B SEK 10
294821608
173
18607
SH
DFND
1
0
0
18607
ESSENT GROUP LTD
COM
G3198U102
634
17467
SH
SOLE
17467
0
0
EXCHANGE TRADED CONCEPTS TR
ROBO GLB ETF
301505707
419
9645
SH
SOLE
547
0
9098
EXELON CORP
COM
30161N101
247
6799
SH
DFND
1
185
0
6613
EXPEDITORS INTL WASH INC
COM
302130109
211
2778
SH
DFND
1
198
0
2580
EXPONENT INC
COM
30214U102
572
7068
SH
DFND
1
1316
0
5752
EXTRA SPACE STORAGE INC
COM
30225T102
211
2280
SH
DFND
1
18
0
2262
EXXON MOBIL CORP
COM
30231G102
3424
76572
SH
DFND
1
40251
0
36321
F M C CORP
COM NEW
302491303
634
6339
SH
DFND
1
144
0
6195
F5 NETWORKS INC
COM
315616102
268
1922
SH
DFND
1
373
0
1549
FACEBOOK INC
CL A
30303M102
16936
56493
SH
DFND
1
18502
0
37991
FACTSET RESH SYS INC
COM
303075105
369
1123
SH
DFND
1
0
0
1123
FASTENAL CO
COM
311900104
358
8352
SH
DFND
1
2686
0
5666
FEDEX CORP
COM
31428X106
1086
7712
SH
DFND
1
2613
0
5099
FIDELITY NATL INFORMATION SV
COM
31620M106
972
7249
SH
DFND
1
1373
0
5875
FIFTH THIRD BANCORP
COM
316773100
674
34499
SH
DFND
1
27477
0
7022
FIREEYE INC
COM
31816Q101
129
10596
SH
SOLE
1369
0
9227
FIRST TR
EXCHANGE-TRADED FD DJ INTERNT IDX
33733E302
778
4560
SH
SOLE
4560
0
0
FIRST TR
EXCHANGE-TRADED FD NO AMER ENERGY
33738D101
27735
1390900
SH
SOLE
927946
0
462954
FIRSTENERGY CORP
COM
337932107
765
19718
SH
DFND
1
245
0
19473
FISERV INC
COM
337738108
665
6814
SH
DFND
1
556
0
6258
FIVE9 INC
COM
338307101
526
4753
SH
SOLE
4745
0
8
FLEXSHARES TR
MORNSTAR USMKT
33939L100
228
2012
SH
SOLE
0
0
2012
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
255
4120
SH
DFND
1
0
0
4120
FORD MTR CO DEL
COM
345370860
156
25648
SH
DFND
1
3900
0
21748
FORTINET INC
COM
34959E109
746
5438
SH
DFND
1,6
1218
0
4220
FORTIVE CORP
COM
34959J108
371
5480
SH
DFND
1
558
0
4922
FOX CORP
CL B COM
35137L204
216
8064
SH
DFND
1,4,5
12
0
8052
FRANCO NEVADA CORP
COM
351858105
209
1500
SH
DFND
1
0
0
1500
FRANKLIN RESOURCES INC
COM
354613101
304
14486
SH
DFND
1
1619
0
12867
FREQUENCY THERAPEUTICS INC
COM
35803L108
849
36495
SH
SOLE
36495
0
0
FUEL TECH INC
COM
359523107
21
25000
SH
SOLE
25000
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
352
3609
SH
DFND
1
48
0
3561
GENERAC HLDGS INC
COM
368736104
3119
25584
SH
DFND
1
14069
0
11515
GENERAL DYNAMICS CORP
COM
369550108
436
2920
SH
DFND
1
427
0
2493
GENERAL ELECTRIC CO
COM
369604103
670
97953
SH
DFND
1,4,5
37521
0
60432
GENERAL MLS INC
COM
370334104
258
4187
SH
DFND
1
413
0
3774
GENERAL MTRS CO
COM
37045V100
556
21968
SH
DFND
1
136
0
21832
GENPACT LIMITED
SHS
G3922B107
245
6721
SH
DFND
1
4396
0
2325
GENUINE PARTS CO
COM
372460105
477
5438
SH
DFND
1
5031
0
407
GENWORTH FINL INC
COM CL A
37247D106
46
19880
SH
SOLE
784
0
19096
GERDAU SA
SPON ADR REP PFD
373737105
30
10227
SH
DFND
1
0
0
10227
GILEAD SCIENCES INC
COM
375558103
2065
26939
SH
DFND
1
6727
0
20212
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
601
14502
SH
DFND
1
8003
0
6499
GLOBAL X FDS
GLB X MLP ENRG I
37954Y293
2312
92937
SH
SOLE
0
0
92937
GLOBAL X FDS
GLB X MLP ETF
37954Y343
671
24633
SH
SOLE
0
0
24633
GOLAR LNG PARTNERS LP
COM UNIT LPI
Y2745C102
50
19483
SH
SOLE
19483
0
0
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
117
12464
SH
DFND
1
3769
0
8695
GOLDMAN SACHS GROUP INC
COM
38141G104
894
3869
SH
DFND
1
1781
0
2088
GRAND CANYON ED INC
COM
38526M106
419
4626
SH
DFND
1
0
0
4626
HALLIBURTON CO
COM
406216101
153
11805
SH
DFND
1
1203
0
10602
HARTFORD FINL SVCS GROUP INC
COM
416515104
297
7641
SH
DFND
1
3699
0
3942
HCA HEALTHCARE INC
COM
40412C101
282
2858
SH
DFND
1
60
0
2798
HD SUPPLY HLDGS INC
COM
40416M105
2336
67424
SH
DFND
1
32055
0
35369
HEICO CORP NEW
COM
422806109
229
2293
SH
DFND
1
785
0
1508
HENNESSY CAP ACQUSTION CORP
*W EXP 09/05/202
42589C112
24
21750
SH
SOLE
0
0
21750
HENRY JACK & ASSOC INC
COM
426281101
294
1599
SH
DFND
1
238
0
1361
HEWLETT PACKARD ENTERPRISE C
COM
42824C109
241
24439
SH
DFND
1
17773
0
6666
HOME BANCSHARES INC
COM
436893200
186
12109
SH
SOLE
0
0
12109
HOME DEPOT INC
COM
437076102
11919
47579
SH
DFND
1
7780
0
39799
HONDA MOTOR LTD
AMERN SHS
438128308
206
8078
SH
DFND
1
529
0
7549
HONEYWELL INTL INC
COM
438516106
2213
15305
SH
DFND
1
2471
0
12834
HORMEL FOODS CORP
COM
440452100
309
6401
SH
DFND
1
174
0
6227
HOWMET AEROSPACE INC
COM ADDED
443201108
270
17050
SH
DFND
1,4,5
56
0
16994
HP INC
COM
40434L105
529
30046
SH
DFND
1
22685
0
7361
HUBSPOT INC
COM
443573100
835
3724
SH
DFND
1
3000
0
724
HUMANA INC
COM
444859102
356
916
SH
DFND
1
38
0
878
HUNTINGTON INGALLS INDS INC
COM
446413106
256
1466
SH
DFND
1
1130
0
335
IAC INTERACTIVECORP
COM
44919P508
232
717
SH
DFND
1
0
0
717
ICICI BANK LIMITED
ADR
45104G104
314
33746
SH
DFND
1
3154
0
30592
ICL GROUP LTD
SHS
M53213100
70
23085
SH
DFND
1
0
0
23085
IDACORP INC
COM
451107106
205
2344
SH
DFND
1
2019
0
325
IDEXX LABS INC
COM
45168D104
509
1541
SH
DFND
1
9
0
1532
ILLINOIS TOOL WKS INC
COM
452308109
1540
8752
SH
DFND
1
674
0
8078
ILLUMINA INC
COM
452327109
759
2050
SH
DFND
1
1229
0
821
INFOSYS LTD
SPONSORED ADR
456788108
323
33027
SH
DFND
1
2252
0
30775
ING GROEP N.V.
SPONSORED ADR
456837103
113
16339
SH
DFND
1
0
0
16339
INNOVATIVE INDL PPTYS INC
COM
45781V101
444
4996
SH
SOLE
3767
0
1229
INTEL CORP
COM
458140100
41032
685808
SH
DFND
1,3,4,5,6
59034
0
626775
INTELLIA THERAPEUTICS INC
COM
45826J105
330
15703
SH
SOLE
13522
0
2181
INTERCONTINENTAL EXCHANGE IN
COM PUT
45866F104
774
8445
SH
DFND
1
1251
0
7194
INTERNATIONAL BUSINESS MACHS
COM
459200101
2005
16604
SH
DFND
1
7746
0
8858
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
469
3809
SH
DFND
1
135
0
3674
INTUIT
COM
461202103
1957
6609
SH
DFND
1
374
0
6235
INTUITIVE SURGICAL INC
COM NEW
46120E602
464
815
SH
DFND
1
270
0
545
INVESCO EXCH TRD SLF IDX FD
BULSHS 2020 CB
46138J502
3808
178942
SH
SOLE
6192
0
172750
INVESCO EXCH TRD SLF IDX FD
BULSHS 2021 CB
46138J700
8757
409763
SH
SOLE
6105
0
403658
INVESCO EXCH TRD SLF IDX FD
BULSHS 2024 CB
46138J841
412
18686
SH
SOLE
1303
0
17383
INVESCO EXCH TRD SLF IDX FD
BULSHS 2023 CB
46138J866
8472
389336
SH
SOLE
6975
0
382361
INVESCO EXCH TRD SLF IDX FD
BULSHS 2022 CB
46138J882
12952
593590
SH
SOLE
175730
0
417860
INVESCO EXCHANGE
TRADED FD T
46137V357
897
8817
SH
SOLE
5739
0
3078
INVESCO EXCHANGE-TRADED
FD T PFD ETF
46138E511
18278
1294509
SH
SOLE
1294509
0
0
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
696
14017
SH
SOLE
14017
0
0
INVESCO EXCHANGE-TRADED FD T
S&P500 HDL VOL
46138E362
896
27228
SH
SOLE
0
0
27228
INVESCO EXCHANGE-TRADED FD T
SR LN ETF
46138G508
203
9511
SH
SOLE
9511
0
0
INVESCO LTD
SHS
G491BT108
378
35154
SH
DFND
1
294
0
34860
INVESCO QQQ TR
UNIT SER 1
46090E103
6830
15492
SH
SOLE
11048
0
4444
INVITAE CORP
COM
46185L103
607
20024
SH
SOLE
20024
0
0
ISHARES GOLD TRUST
ISHARES
464285105
9604
565251
SH
SOLE
214818
0
350433
ISHARES INC
CORE MSCI EMKT
46434G103
54485
1144634
SH
DFND
3
218798
0
925836
ISHARES INC
MSCI JPN ETF NEW
46434G822
206
1354
SH
SOLE
0
0
1354
ISHARES TR
CORE S&P TTL STK
464287150
27438
395139
SH
SOLE
261715
0
133424
ISHARES TR
SELECT DIVID ETF
464287168
2675
33135
SH
DFND
4,5,6
14180
0
18955
ISHARES TR
TIPS BD ETF
464287176
384
3125
SH
SOLE
893
0
2232
ISHARES TR
CHINA LG-CAP ETF
464287184
413
10400
SH
DFND
4,5
0
0
10400
ISHARES TR
CORE S&P500 ETF
464287200
270748
874254
SH
SOLE
200263
0
673991
ISHARES TR
CORE US AGGBD ET
464287226
6891
58297
SH
SOLE
25313
0
32984
ISHARES TR
MSCI EMG MKT ETF
464287234
14800
370085
SH
DFND
4,5
13936
0
356149
ISHARES TR
S&P 500 GRWT ETF
464287309
618
2977
SH
SOLE
547
0
2430
ISHARES TR
S&P 500 VAL ETF
464287408
739
6833
SH
SOLE
2863
0
3970
ISHARES TR
20 YR TR BD ETF
464287432
512
3122
SH
SOLE
3066
0
56
ISHARES TR
1 3 YR TREAS BD
464287457
1529
17658
SH
SOLE
14705
0
2953
ISHARES TR
MSCI EAFE ETF
464287465
29124
478454
SH
DFND
4,5
57934
0
420521
ISHARES TR
RUS MD CP GR ETF
464287481
322
2038
SH
SOLE
2024
0
14
ISHARES TR
RUS MID CAP ETF
464287499
961
17931
SH
SOLE
7639
0
10292
ISHARES TR
CORE S&P MCP ETF
464287507
185817
1044970
SH
DFND
3,4,5,6
32955
0
1012015
ISHARES TR
EXPND TEC SC ETF
464287549
553
1980
SH
SOLE
0
0
1980
ISHARES TR
RUS 1000 VAL ETF
464287598
105803
939468
SH
DFND
3,4,5,6
11302
0
928166
ISHARES TR
S&P MC 400GR ETF
464287606
2587
11550
SH
DFND
6
47
0
11503
ISHARES TR
RUS 1000 GRW ETF
464287614
294501
1534259
SH
DFND
3,4,5,6
11628
0
1522631
ISHARES TR
RUS 1000 ETF
464287622
275
1599
SH
SOLE
1599
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
629
6456
SH
DFND
4,5
2456
0
4000
ISHARES TR
RUSSELL 2000 ETF
464287655
4023
28099
SH
SOLE
7729
0
20369
ISHARES TR
RUSSELL 3000 ETF
464287689
32652
181342
SH
DFND
4,5
2876
0
178466
ISHARES TR
US TELECOM ETF
464287713
1580
57338
SH
SOLE
57338
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
14633
122555
SH
DFND
4,5,6
155
0
122400
ISHARES TR
CORE S&P SCP ETF
464287804
193836
2838418
SH
DFND
3,4,5,6
124438
0
2713979
ISHARES TR
U.S. BAS MTL ETF
464287838
2954
33100
SH
DFND
4,5
0
0
33100
ISHARES TR
DOW JONES US ETF
464287846
1797
11738
SH
SOLE
0
0
11738
ISHARES TR
SP SMCP600VL ETF
464287879
1268
10533
SH
SOLE
10527
0
6
ISHARES TR
S&P SML 600 GWT
464287887
216
1272
SH
SOLE
693
0
579
ISHARES TR
MSCI ACWI ETF
464288257
14922
202421
SH
SOLE
5871
0
196550
ISHARES TR
EAFE SML CP ETF
464288273
2773
51707
SH
SOLE
48056
0
3651
ISHARES TR
MRGSTR MD CP GRW
464288307
326
1112
SH
SOLE
1112
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
951
8238
SH
SOLE
5901
0
2337
ISHARES TR
SH TR CRPORT ETF
464288646
362
6618
SH
SOLE
1324
0
5294
ISHARES TR
PFD AND INCM SEC
464288687
5647
163013
SH
SOLE
85841
0
77172
ISHARES TR
MIN VOL EAFE ETF
46429B689
654
9897
SH
SOLE
9897
0
0
ISHARES TR
MSCI MIN VOL ETF
46429B697
7715
127253
SH
SOLE
126293
0
960
ISHARES TR
EDGE MSCI USA VL
46432F388
11285
156128
SH
SOLE
156053
0
75
ISHARES TR
CORE MSCI EAFE
46432F842
40956
716510
SH
DFND
3
118001
0
598510
ISHARES TR
CORE DIV GRWTH
46434V621
566
15045
SH
SOLE
3206
0
11838
ITAU UNIBANCO HLDG S A
SPON ADR REP PFD
465562106
186
39669
SH
SOLE
0
0
39669
J & J SNACK FOODS CORP
COM
466032109
301
2360
SH
DFND
1
599
0
1761
J P MORGAN
EXCHANGE-TRADED F BETBULD EUROPE
46641Q720
1439
64916
SH
SOLE
3459
0
61457
J P MORGAN
EXCHANGE-TRADED F ULTRA SHRT INC
46641Q837
16163
318014
SH
SOLE
309538
0
8476
JANUS DETROIT STR TR
HENDRSN SHRT ETF
47103U886
1025
20394
SH
SOLE
265
0
20129
JD COM INC
SPON ADR CL A
47215P106
218
3619
SH
DFND
1
233
0
3386
JOHNSON & JOHNSON
COM
478160104
13547
96334
SH
DFND
1
30799
0
65536
JOHNSON CTLS INTL PLC
SHS
G51502105
393
11429
SH
DFND
1
7605
0
3824
JPMORGAN CHASE & CO
COM
46625H100
11214
119226
SH
DFND
1
22112
0
97114
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
1120
84861
SH
SOLE
84861
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
211
1407
SH
DFND
1
91
0
1316
KENNEDY-WILSON HLDGS INC
COM
489398107
171
11049
SH
SOLE
0
0
11049
KEYCORP
COM
493267108
2007
164811
SH
DFND
1
75998
0
88814
KINDER MORGAN INC DEL
COM
49456B101
213
14014
SH
DFND
1,2
2447
0
11567
KINROSS GOLD CORP
COM
496902404
150
20726
SH
DFND
1
1876
0
18850
KLA CORPORATION
COM NEW
482480100
599
3079
SH
DFND
1
2349
0
730
KNIGHT SWIFT TRANSN HLDGS IN
CL A
499049104
388
9296
SH
DFND
1
47
0
9249
KRAFT HEINZ CO
COM
500754106
501
15704
SH
DFND
1
8007
0
7697
KRANESHARES TR
CICC CHINA 100
500767207
554
21300
SH
SOLE
0
0
21300
KROGER CO
COM
501044101
3623
107025
SH
DFND
1
46849
0
60176
L3HARRIS TECHNOLOGIES INC
COM
502431109
728
4290
SH
DFND
1
527
0
3764
LABORATORY CORP AMER HLDGS
COM NEW
50540R409
351
2112
SH
DFND
1
1763
0
349
LAKELAND FINL CORP
COM
511656100
210
4501
SH
SOLE
21
0
4480
LAM RESEARCH CORP
COM
512807108
3834
11810
SH
DFND
1
5986
0
5824
LANCASTER COLONY CORP
COM
513847103
222
1430
SH
DFND
1
303
0
1127
LANDSTAR SYS INC
COM
515098101
261
2324
SH
DFND
1
693
0
1631
LAUDER ESTEE COS INC
CL A
518439104
335
1773
SH
DFND
1
543
0
1230
LEIDOS HOLDINGS INC
COM
525327102
2840
30319
SH
DFND
1
15832
0
14487
LENDINGTREE INC NEW
COM
52603B107
283
979
SH
SOLE
900
0
79
LIBERTY BROADBAND CORP
COM SER C
530307305
232
1872
SH
DFND
1
0
0
1872
LILLY ELI & CO
COM
532457108
20814
126777
SH
DFND
1,3,4,5,6
13726
0
113052
LINDE PLC
SHS
G5494J103
774
3650
SH
DFND
1
153
0
3497
LITTELFUSE INC
COM
537008104
264
1550
SH
DFND
1
0
0
1550
LLOYDS BANKING GROUP PLC
SPONSORED ADR
539439109
49
32868
SH
DFND
1
0
0
32868
LOCKHEED MARTIN CORP
COM
539830109
2200
6029
SH
DFND
1
1688
0
4341
LOWES COS INC
COM
548661107
4829
35737
SH
DFND
1
7509
0
28228
LULULEMON ATHLETICA INC
COM
550021109
276
886
SH
DFND
1
81
0
805
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
555
12865
SH
DFND
2
6755
0
6110
MAINSTREET BANCSHARES INC
COM CALL
56064Y100
181
13710
SH
SOLE
13710
0
0
MANHATTAN ASSOCS INC
COM
562750109
307
3260
SH
DFND
1
1907
0
1353
MANTECH INTL CORP
CL A
564563104
241
3512
SH
DFND
1
0
0
3512
MARATHON OIL CORP
COM
565849106
89
14528
SH
DFND
1
2118
0
12410
MARKEL CORP
COM
570535104
653
707
SH
SOLE
3
0
704
MARKETAXESS HLDGS INC
COM PUT
57060D108
392
782
SH
DFND
1
5
0
777
MARSH & MCLENNAN COS INC
COM
571748102
1433
13348
SH
DFND
1
1268
0
12080
MARTIN MARIETTA MATLS INC
COM
573284106
312
1510
SH
DFND
1
1056
0
454
MASTERCARD INC
CL A DLY CNMSR BULL
57636Q104
8304
28084
SH
DFND
1
7133
0
20950
MAXIM INTEGRATED PRODS INC
COM 20YR TRES BEAR
57772K101
427
7037
SH
DFND
1
274
0
6763
MAXIMUS INC
COM
577933104
343
4869
SH
DFND
1
0
0
4869
MCCORMICK & CO INC
COM NON VTG
579780206
917
5110
SH
DFND
1
744
0
4366
MCDONALDS CORP
COM
580135101
4782
25923
SH
DFND
1
5023
0
20900
MEDICAL PPTYS TRUST INC
COM PUT
58463J304
240
12587
SH
DFND
1
49
0
12538
MEDTRONIC PLC
SHS
G5960L103
1688
18289
SH
DFND
1
3415
0
14874
MERCADOLIBRE INC
COM
58733R102
955
913
SH
DFND
1
178
0
735
MERCK & CO. INC
COM
58933Y105
16975
217853
SH
DFND
1,3,4,5
28352
0
189501
METLIFE INC
COM
59156R108
689
18856
SH
DFND
1
3306
0
15550
MFA FINL INC
COM
55272X102
124
49708
SH
SOLE
0
0
49708
MICROCHIP TECHNOLOGY INC
COM
595017104
1552
14742
SH
DFND
1
390
0
14352
MICRON TECHNOLOGY INC
COM
595112103
560
10870
SH
DFND
1
259
0
10611
MICROSOFT CORP
COM
594918104
49774
211164
SH
DFND
1,3,4,5,6
25718
0
185447
MITSUBISHI UFJ FINL GROUP IN
SPONSORED ADS
606822104
179
44175
SH
DFND
1
0
0
44175
MOLINA HEALTHCARE INC
COM
60855R100
497
2793
SH
DFND
1
1970
0
823
MONDELEZ INTL INC
CL A
609207105
2611
35211
SH
DFND
1
1993
0
33218
MONRO INC
COM
610236101
247
4494
SH
DFND
1
715
0
3779
MONSTER BEVERAGE CORP NEW
COM
61174X109
228
3283
SH
DFND
1
131
0
3152
MOODYS CORP
COM
615369105
531
1931
SH
DFND
1
116
0
1815
MORGAN STANLEY
COM NEW
617446448
992
20548
SH
DFND
1
4069
0
16480
MORNINGSTAR INC
COM
617700109
385
2733
SH
DFND
1
267
0
2466
MOTOROLA SOLUTIONS INC
COM NEW
620076307
314
1683
SH
DFND
1
98
0
1585
MSA SAFETY INC
COM
553498106
1224
10693
SH
SOLE
10693
0
0
MSC INDL DIRECT INC
CL A
553530106
405
5569
SH
DFND
1
74
0
5495
NATIONAL GRID PLC
SPONSORED ADR NE
636274409
357
5010
SH
DFND
1
266
0
4744
NAVISTAR INTL CORP NEW
COM
63934E108
216
7665
SH
SOLE
0
0
7665
NEOGEN CORP
COM
640491106
355
4580
SH
DFND
1
0
0
4580
NETAPP INC
COM
64110D104
1749
39414
SH
DFND
1
14890
0
24524
NETFLIX INC
COM
64110L106
3024
6646
SH
DFND
1
1504
0
5142
NEW ORIENTAL ED & TECH GRP I
SPON ADR
647581107
257
1976
SH
DFND
1
0
0
1976
NEW YORK CMNTY BANCORP INC
COM
649445103
234
22941
SH
SOLE
19129
0
3811
NEW YORK MTG TR INC
COM PAR $.02
649604501
48
17545
SH
SOLE
458
0
17087
NEWMONT CORP
COM
651639106
806
13058
SH
DFND
1
6622
0
6436
NEXSTAR MEDIA GROUP INC
CL A
65336K103
230
2746
SH
DFND
1
0
0
2746
NEXTERA ENERGY INC
COM
65339F101
2013
8382
SH
DFND
1
1887
0
6495
NIKE INC
CL B
654106103
58182
591923
SH
DFND
1,3,4,5,6
2826
0
589097
NOKIA CORP
SPONSORED ADR
654902204
173
39410
SH
DFND
1,4,5
0
0
39410
NOMURA HLDGS INC
SPONSORED ADR
65535H208
153
34548
SH
DFND
1
3639
0
30909
NORFOLK SOUTHERN CORP
COM
655844108
1052
5992
SH
SOLE
1237
0
4755
NORTHERN TR CORP
COM
665859104
638
7969
SH
DFND
1
4780
0
3189
NORTHROP GRUMMAN CORP
COM
666807102
714
2322
SH
DFND
1
1040
0
1281
NORWEGIAN CRUISE LINE HLDG L
SHS
G66721104
176
10709
SH
DFND
1
8556
0
2153
NOVARTIS A G
SPONSORED ADR
66987V109
2236
25606
SH
DFND
1
18971
0
6635
NOVO-NORDISK A S
ADR
670100205
1217
18587
SH
DFND
1
4711
0
13876
NRG ENERGY INC
COM NEW
629377508
773
23745
SH
DFND
1
233
0
23512
NUANCE COMMUNICATIONS INC
COM
67020Y100
2165
85538
SH
DFND
1,4,5
0
0
85538
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
2493
178539
SH
SOLE
0
0
178539
NVIDIA CORP
COM
67066G104
3299
8684
SH
DFND
1
2155
0
6530
O REILLY AUTOMOTIVE INC NEW
COM
67103H107
292
692
SH
DFND
1
75
0
617
OCCIDENTAL PETE CORP
COM
674599105
258
14087
SH
DFND
1
8877
0
5210
OFFICE DEPOT INC
COM
676220106
39
16624
SH
SOLE
0
0
16624
OKTA INC
CL A
679295105
862
4307
SH
DFND
1
231
0
4076
OLD DOMINION FREIGHT LINE IN
COM
679580100
402
2370
SH
DFND
1
716
0
1654
OLD REP INTL CORP
COM
680223104
728
44642
SH
DFND
1
37310
0
7332
OLLIES BARGAIN OUTLT HLDGS I
COM
681116109
216
2215
SH
DFND
1
8
0
2207
OMNICELL INC
COM
68213N109
445
6295
SH
DFND
1
0
0
6295
OMNICOM GROUP INC
COM
681919106
2035
36835
SH
DFND
1
16041
0
20794
OPEN TEXT CORP
COM
683715106
310
7304
SH
DFND
1
0
0
7304
ORACLE CORP
COM
68389X105
6112
110581
SH
DFND
1
39928
0
70653
ORCHID IS CAP INC
COM
68571X103
139
29101
SH
SOLE
0
0
29101
OTIS WORLDWIDE CORP
COM ADDED
68902V107
4296
75549
SH
DFND
1,4,5,6
899
0
74650
PALO ALTO NETWORKS INC
COM
697435105
897
3907
SH
DFND
1
2673
0
1234
PARKER HANNIFIN CORP
COM
701094104
313
1708
SH
DFND
1
119
0
1589
PAYCHEX INC
COM
704326107
349
4601
SH
DFND
1
1053
0
3548
PAYCOM SOFTWARE INC
COM
70432V102
291
941
SH
DFND
1
27
0
914
PAYPAL HLDGS INC
COM
70450Y103
4269
24501
SH
DFND
1,4,5
4404
0
20097
PEGASYSTEMS INC
COM
705573103
240
2369
SH
DFND
1
0
0
2369
PEPSICO INC
COM
713448108
6728
50872
SH
DFND
1
11297
0
39575
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
86
10341
SH
DFND
1
729
0
9612
PFIZER INC
COM
717081103
9804
299815
SH
DFND
1
89898
0
209917
PHILIP MORRIS INTL INC
COM
718172109
4718
66273
SH
DFND
1
46599
0
19674
PHILLIPS 66
COM
718546104
329
4575
SH
DFND
1
1511
0
3064
PHUNWARE INC
COM VELCTYSHS USDAUD
71948P100
81
65830
SH
SOLE
65830
0
0
PIMCO
INCOME STRATEGY FD II COM MTNF 10.150% 2/1
72201J104
133
15274
SH
SOLE
0
0
15274
PNC FINL SVCS GROUP INC
COM
693475105
834
7925
SH
DFND
1
1804
0
6121
POOL CORPORATION
COM DELETED
73278L105
409
1506
SH
DFND
1
0
0
1506
POWER INTEGRATIONS INC
COM
739276103
425
3595
SH
DFND
1
563
0
3032
PPG INDS INC
COM
693506107
409
3861
SH
DFND
1
1106
0
2755
PRESTIGE CONSMR HEALTHCARE I
COM
74112D101
1478
39358
SH
SOLE
22259
0
17099
PRICE T ROWE GROUP INC
COM
74144T108
381
3087
SH
DFND
1
151
0
2936
PRIMERICA INC
COM
74164M108
1533
13149
SH
SOLE
7771
0
5378
PROCTER & GAMBLE CO
COM
742718109
8638
72244
SH
DFND
1
19460
0
52784
PROGRESSIVE CORP OHIO
COM
743315103
501
6251
SH
DFND
1
624
0
5627
PROLOGIS INC.
COM
74340W103
650
6960
SH
DFND
1
268
0
6691
PROSHARES TR
LARGE CAP CRE
74347R248
314
0
SH
SOLE
0
0
0
PROTECTIVE INS CORP
CL A
74368L104
804
45833
SH
DFND
4,5
0
0
45833
PROTECTIVE INS CORP
CL B
74368L203
2349
155861
SH
SOLE
0
0
155861
PROTO LABS INC
COM
743713109
498
4426
SH
SOLE
2380
0
2046
PRUDENTIAL FINL INC
COM
744320102
282
4624
SH
DFND
1
556
0
4067
PUBLIC STORAGE
COM
74460D109
214
1117
SH
DFND
1
45
0
1072
PURE STORAGE INC
CL A
74624M102
255
14735
SH
SOLE
9735
0
5000
QTS RLTY TR INC
COM CL A
74736A103
277
4299
SH
SOLE
51
0
4248
QUAKER CHEM CORP
COM
747316107
330
1779
SH
SOLE
0
0
1779
QUALCOMM INC
COM
747525103
2346
25725
SH
DFND
1
7398
0
18327
RAPID7 INC
COM
753422104
477
9358
SH
DFND
1
0
0
9358
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
11428
185460
SH
DFND
1,3,4,5,6
2949
0
182510
RBC BEARINGS INC
COM
75524B104
232
1731
SH
SOLE
46
0
1685
REGENERON PHARMACEUTICALS
COM
75886F107
843
1351
SH
DFND
1
72
0
1279
REGIONS FINANCIAL CORP NEW
COM
7591EP100
285
25233
SH
DFND
1
1493
0
23740
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
1327
16914
SH
DFND
1
7086
0
9828
RESMED INC
COM
761152107
614
3198
SH
DFND
1
21
0
3177
RINGCENTRAL INC
CL A
76680R206
744
2609
SH
DFND
1
1270
0
1339
RIO TINTO PLC
SPONSORED ADR
767204100
530
9433
SH
DFND
1
758
0
8675
RIVERVIEW FINL CORP NEW
COM
76940Q105
71
13117
SH
SOLE
13117
0
0
ROCKWELL AUTOMATION INC
COM
773903109
289
1356
SH
DFND
1
50
0
1306
ROKU INC
COM CL A
77543R102
512
4392
SH
DFND
1
4152
0
240
ROLLINS INC
COM
775711104
317
7481
SH
DFND
1
20
0
7461
ROPER TECHNOLOGIES INC
COM
776696106
1470
3786
SH
DFND
1
115
0
3671
ROYAL BK SCOTLAND GROUP PLC
SPONS ADR 2 ORD
780097689
38
12309
SH
DFND
1
2068
0
10241
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
685
13624
SH
DFND
1,4,5
58
0
13566
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
643
21119
SH
DFND
1
11246
0
9873
RPM INTL INC
COM
749685103
334
4452
SH
DFND
1
0
0
4452
RYDER SYS INC
COM
783549108
224
5967
SH
DFND
1
25
0
5942
S&P GLOBAL INC
COM
78409V104
452
1371
SH
DFND
1
139
0
1232
SALESFORCE COM INC
COM
79466L302
2248
12001
SH
DFND
1
1706
0
10295
SANDRIDGE ENERGY INC
COM NEW
80007P869
25
19687
SH
SOLE
0
0
19687
SANOFI
SPONSORED ADR
80105N105
324
6356
SH
DFND
1
180
0
6176
SAP SE
SPON ADR
803054204
1409
10061
SH
DFND
1
2244
0
7817
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
265
890
SH
DFND
1
146
0
744
SCHLUMBERGER LTD
COM
806857108
448
24200
SH
DFND
1
12589
0
11611
SCHNEIDER NATIONAL INC
CL B
80689H102
249
10079
SH
DFND
1
0
0
10079
SCHWAB CHARLES CORP
COM
808513105
485
14373
SH
DFND
1
8301
0
6072
SCHWAB STRATEGIC
TR EMRG MKTEQ ETF
808524706
4600
188905
SH
SOLE
103037
0
85869
SCHWAB STRATEGIC
TR US DIVIDEND EQ
808524797
450
8693
SH
SOLE
8193
0
500
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
2968
40402
SH
SOLE
40402
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
39021
526598
SH
SOLE
418503
0
108095
SCHWAB STRATEGIC TR
US LCAP VA ETF
808524409
9529
190158
SH
SOLE
190158
0
0
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
363
12282
SH
SOLE
6783
0
5499
SELECT SECTOR
SPDR TR SBI HEALTHCARE
81369Y209
821
8209
SH
SOLE
3413
0
4796
SELECT SECTOR
SPDR TR SBI CONS STPLS
81369Y308
227
3875
SH
SOLE
863
0
3012
SELECT SECTOR
SPDR TR SBI CONS DISCR
81369Y407
825
6460
SH
SOLE
795
0
5665
SELECT SECTOR
SPDR TR ENERGY
81369Y506
358
9457
SH
SOLE
348
0
9109
SELECT SECTOR
SPDR TR SBI INT-FINL
81369Y605
363
15687
SH
SOLE
3594
0
12093
SELECT SECTOR
SPDR TR TECHNOLOGY
81369Y803
1831
17519
SH
SOLE
8409
0
9110
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
236
4188
SH
SOLE
4123
0
65
SERES THERAPEUTICS INC
COM
81750R102
58
12266
SH
SOLE
12266
0
0
SERVICENOW INC
COM
81762P102
895
2209
SH
DFND
1
58
0
2151
SHERWIN WILLIAMS CO
COM
824348106
1000
1731
SH
DFND
1
55
0
1676
SHOPIFY INC
CL A
82509L107
1672
1761
SH
DFND
1
478
0
1283
SIGA TECHNOLOGIES INC
COM
826917106
59
10033
SH
SOLE
10033
0
0
SILICON LABORATORIES INC
COM
826919102
281
2807
SH
DFND
1
0
0
2807
SIRIUS XM HLDGS INC
COM
82968B103
1035
176332
SH
DFND
1,4,5
5134
0
171198
SK TELECOM LTD
SPONSORED ADR
78440P108
290
15003
SH
DFND
1
748
0
14255
SKYWORKS SOLUTIONS INC
COM
83088M102
1768
13828
SH
DFND
1
9345
0
4483
SLACK TECHNOLOGIES INC
COM CL A
83088V102
227
7302
SH
SOLE
4802
0
2500
SMITH & NEPHEW GROUP PLC
SPDN ADR NEW
83175M205
223
5852
SH
DFND
1
277
0
5575
SONY CORP
SPONSORED ADR
835699307
264
3822
SH
DFND
1
506
0
3316
SOUTHERN CO
COM
842587107
265
5110
SH
DFND
1
1234
0
3876
SPDR DOW
JONES INDL AVRG ETF UT SER 1
78467X109
995
3838
SH
SOLE
601
0
3237
SPDR GOLD TRUST
GOLD SHS
78463V107
1544
9226
SH
SOLE
9226
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
5727
207350
SH
SOLE
105631
0
101719
SPDR S&P
MIDCAP 400 ETF TR UTSER1 S&PDCRP
78467Y107
766
2346
SH
SOLE
1114
0
1232
SPDR S&P 500 ETF TR
TR UNIT
78462F103
91703
295482
SH
SOLE
223577
0
71904
SPDR SER
TR SPDR BLOOMBERG
78468R663
858
9375
SH
SOLE
9375
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
2982
32697
SH
SOLE
32656
0
41
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
1050
21064
SH
SOLE
12438
0
8626
SPLUNK INC
COM
848637104
658
3314
SH
DFND
1
1381
0
1933
SQUARE INC
CL A
852234103
1250
11913
SH
SOLE
11263
0
650
SSGA
ACTIVE ETF TR SPDR TR TACTIC
78467V848
344
6949
SH
SOLE
6895
0
54
STANDEX INTL CORP
COM
854231107
207
3589
SH
SOLE
0
0
3589
STANLEY BLACK & DECKER INC
COM
854502101
317
2272
SH
DFND
1
490
0
1782
STARBUCKS CORP
COM
855244109
52464
712930
SH
DFND
1,3,4,5,6
8438
0
704492
STATE STR CORP
COM
857477103
373
5824
SH
DFND
1
3267
0
2557
STMICROELECTRONICS N V
NY REGISTRY
861012102
277
10102
SH
DFND
1
0
0
10102
STRATASYS LTD
SHS
M85548101
239
15057
SH
SOLE
15057
0
0
STRYKER CORP
COM
863667101
1571
8693
SH
DFND
1
711
0
7982
SUMITOMO MITSUI FINL GROUP I
SPONSORED ADR
86562M209
419
70499
SH
DFND
1
4610
0
65889
SUN CMNTYS INC
COM
866674104
295
2163
SH
DFND
1
182
0
1981
SUNSTONE HOTEL INVS INC NEW
COM
867892101
278
34088
SH
DFND
1
33079
0
1009
SYNOPSYS INC
COM
871607107
395
2027
SH
DFND
1
1187
0
840
SYSCO CORP
COM
871829107
2635
48205
SH
DFND
1
17330
0
30875
T MOBILE US INC
COM
872590104
383
3682
SH
DFND
1
1024
0
2658
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
2056
35704
SH
DFND
1
1990
0
33714
TARGET CORP
COM
87612E106
1924
16040
SH
DFND
1
1565
0
14476
TCG BDC INC
COM
872280102
1477
165187
SH
SOLE
164879
0
308
TE CONNECTIVITY LTD
REG SHS
H84989104
346
4241
SH
DFND
1
2086
0
2155
TELEDYNE TECHNOLOGIES INC
COM
879360105
6986
22468
SH
DFND
1
21710
0
758
TELEFLEX INCORPORATED
COM
879369106
370
1017
SH
DFND
1
0
0
1017
TELEFONICA S A
SPONSORED ADR
879382208
104
21581
SH
DFND
1
3956
0
17625
TERADYNE INC
COM
880770102
233
2752
SH
DFND
1
2462
0
290
TESLA INC
COM
88160R101
1426
1321
SH
DFND
1
1318
0
3
TETRA TECH INC NEW
COM
88162G103
286
3615
SH
SOLE
0
0
3615
TEVA PHARMACEUTICAL INDS LTD
SPONSORED ADS
881624209
247
20031
SH
DFND
1,4,5
1522
0
18509
TEXAS INSTRS INC
COM
882508104
1817
14312
SH
DFND
1
4079
0
10234
THERMO FISHER SCIENTIFIC INC
COM
883556102
2681
7395
SH
DFND
1
811
0
6584
TJX COS INC NEW
COM
872540109
538
10647
SH
DFND
1
1332
0
9315
TOOTSIE ROLL INDS INC
COM
890516107
255
7430
SH
DFND
1
62
0
7368
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
426
3393
SH
DFND
1
432
0
2961
TRANSDIGM GROUP INC
COM
893641100
714
1616
SH
DFND
1
37
0
1579
TRANSUNION
COM
89400J107
312
3585
SH
SOLE
0
0
3585
TRAVELERS COMPANIES INC
COM
89417E109
454
3983
SH
DFND
1
1134
0
2849
TRI POINTE GROUP INC
COM
87265H109
187
12747
SH
DFND
1
119
0
12628
TRUIST FINL CORP
COM
89832Q109
7927
211093
SH
DFND
1
198640
0
12453
TURKCELL ILETISIM HIZMETLERI
SPON ADR NEW
900111204
68
11755
SH
DFND
1
0
0
11755
TWITTER INC
COM
90184L102
382
12828
SH
DFND
1
2688
0
10140
TYLER TECHNOLOGIES INC
COM
902252105
932
2687
SH
DFND
1
0
0
2687
UBER TECHNOLOGIES INC
COM
90353T100
201
6464
SH
DFND
1
5596
0
868
UBS AG LONDON BRH
EN LG CP GRWTH
902677780
521
1450
SH
SOLE
1450
0
0
UNIFIRST CORP MASS
COM
904708104
277
1547
SH
DFND
1
407
0
1140
UNILEVER N V
N Y SHS NEW
904784709
982
18436
SH
DFND
1
8869
0
9567
UNILEVER PLC
SPON ADR NEW
904767704
901
16422
SH
DFND
1
5473
0
10949
UNION PAC CORP
COM
907818108
5558
32875
SH
DFND
1
3802
0
29073
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
283
107311
SH
DFND
1
3733
0
103578
UNITED PARCEL SERVICE INC
CL B
911312106
1284
11547
SH
DFND
1
5119
0
6428
UNITEDHEALTH GROUP INC
COM
91324P102
5568
18877
SH
DFND
1
3219
0
15658
UNIVERSAL DISPLAY CORP
COM
91347P105
337
2252
SH
DFND
1
984
0
1268
UNUM GROUP
COM
91529Y106
249
14979
SH
DFND
1
321
0
14659
US BANCORP DEL
COM NEW
902973304
1445
38799
SH
DFND
1
1506
0
37294
V F CORP
COM
918204108
300
4924
SH
DFND
1
1643
0
3281
VALERO ENERGY CORP
COM
91913Y100
596
10134
SH
DFND
1
3852
0
6282
VANECK VECTORS
ETF TR
92189F403
261
12600
SH
DFND
4,5
0
0
12600
VANECK VECTORS ETF TR
HIGH YLD MUN ETF
92189H409
1456
24558
SH
SOLE
24558
0
0
VANGUARD
INTL EQUITY INDEX F FTSE SMCAP ETF
922042718
2359
24411
SH
SOLE
9996
0
14415
VANGUARD
INTL EQUITY INDEX F TT WRLD ST ETF
922042742
982
13131
SH
SOLE
13131
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
6599
79391
SH
SOLE
75085
0
4306
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
2164
24495
SH
SOLE
24495
0
0
VANGUARD INDEX
FDS S&P 500 ETF SHS
922908363
11325
39758
SH
SOLE
24083
0
15675
VANGUARD INDEX
FDS MCAP VL IDXVIP
922908512
774
8085
SH
SOLE
7046
0
1039
VANGUARD INDEX
FDS REAL ESTATE ETF
922908553
1201
15299
SH
SOLE
5364
0
9934
VANGUARD INDEX
FDS SM CP VAL ETF
922908611
16376
153162
SH
SOLE
153162
0
1
VANGUARD INDEX
FDS MID CAP ETF
922908629
4018
24514
SH
SOLE
19370
0
5143
VANGUARD INDEX
FDS LARGE CAP ETF
922908637
2673
18690
SH
SOLE
18690
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
8293
41037
SH
SOLE
35220
0
5817
VANGUARD INDEX FDS
VALUE ETF
922908744
2848
28597
SH
SOLE
19677
0
8920
VANGUARD INDEX FDS
SMALL CP ETF
922908751
23962
164438
SH
SOLE
10072
0
154366
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
36271
231720
SH
SOLE
231203
0
517
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
1943
40816
SH
SOLE
23115
0
17701
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6967
175882
SH
SOLE
107703
0
68180
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
206
4109
SH
SOLE
0
0
4109
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
1130
16017
SH
SOLE
0
0
16017
VANGUARD SCOTTSDALE FDS
LG-TERM COR BD
92206C813
648
6101
SH
SOLE
6101
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
14428
151653
SH
SOLE
150032
0
1621
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
23940
203266
SH
DFND
6
126115
0
77151
VANGUARD STAR FDS
VG TL INTL STK F
921909768
283
5751
SH
SOLE
875
0
4876
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
15448
398252
SH
SOLE
321098
0
77154
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
7440
94446
SH
SOLE
93171
0
1275
VANGUARD WORLD
FDS HEALTH CAR ETF
92204A504
249
1292
SH
SOLE
1292
0
0
VANGUARD WORLD
FDS INF TECH ETF
92204A702
5117
18361
SH
SOLE
13389
0
4972
VEDANTA LTD
SPONSORED ADR
92242Y100
173
30787
SH
DFND
1
1187
0
29600
VERISIGN INC
COM
92343E102
536
2590
SH
DFND
1,6
5
0
2585
VERISK ANALYTICS INC
COM
92345Y106
263
1545
SH
DFND
1
33
0
1512
VERIZON COMMUNICATIONS INC
COM
92343V104
9874
179096
SH
DFND
1,3,4,5
33372
0
145724
VERTEX PHARMACEUTICALS INC
COM
92532F100
561
1932
SH
DFND
1
375
0
1557
VIRGIN GALACTIC HOLDINGS INC
COM
92766K106
742
45427
SH
SOLE
45427
0
0
VISA INC
COM CL A
92826C839
7740
40068
SH
DFND
1
10848
0
29221
VISHAY INTERTECHNOLOGY INC
COM
928298108
1078
70618
SH
DFND
1
42312
0
28306
VIVINT SMART HOME INC
*W EXP 01/17/202 ADDED
928542117
107
18750
SH
SOLE
0
0
18750
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
217
13221
SH
DFND
1
1375
0
11846
WABTEC
COM
929740108
228
3954
SH
DFND
1,4,5
3241
0
713
WALGREENS BOOTS ALLIANCE INC
COM
931427108
898
21193
SH
DFND
1,4,5
4067
0
17126
WALMART INC
COM
931142103
4661
38914
SH
DFND
1
8209
0
30705
WASTE MGMT INC DEL
COM
94106L109
356
3362
SH
DFND
1
883
0
2479
WEC ENERGY GROUP INC
COM
92939U106
243
2769
SH
DFND
1
119
0
2650
WELLS FARGO CO NEW
COM
949746101
1119
43723
SH
DFND
1
22834
0
20889
WEST PHARMACEUTICAL SVSC INC
COM
955306105
245
1078
SH
DFND
1
73
0
1005
WEYERHAEUSER CO
COM
962166104
1726
76857
SH
DFND
1
5089
0
71768
WILLIAMS COS INC
COM
969457100
264
13906
SH
DFND
1,2
2005
0
11902
WILLIS TOWERS WATSON PLC LTD
SHS
G96629103
371
1875
SH
DFND
1
38
0
1837
WIRELESS TELECOM GROUP INC
COM
976524108
10
10100
SH
SOLE
10100
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
3669
39498
SH
SOLE
39498
0
0
WORKDAY INC
CL A
98138H101
667
3561
SH
DFND
1
2389
0
1172
WORTHINGTON INDS INC
COM
981811102
1304
34973
SH
SOLE
19982
0
14991
XCEL ENERGY INC
COM
98389B100
286
4549
SH
DFND
1
97
0
4452
XILINX INC
COM
983919101
680
6908
SH
DFND
1
5721
0
1187
YUM BRANDS INC
COM
988498101
623
7174
SH
DFND
1
170
0
7004
YUM CHINA HLDGS INC
COM
98850P109
266
5538
SH
DFND
1
230
0
5308
ZEBRA TECHNOLOGIES CORP
CL A
989207105
331
1295
SH
DFND
1
121
0
1174
ZILLOW GROUP INC
CL C CAP STK DELETED
98954M200
485
8418
SH
SOLE
8418
0
0
ZIMMER BIOMET HOLDINGS INC
COM
98956P102
394
3296
SH
DFND
1
2625
0
671
ZOETIS INC
CL A
98978V103
1856
13547
SH
DFND
1
650
0
12897
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
359
1417
SH
DFND
1
500
0
917
ZSCALER INC
COM
98980G102
380
3472
SH
DFND
1
861
0
2611