CHIEF COMPLIANCE OFFICER

0001761013-20-000001.txt : 20200210 0001761013-20-000001.hdr.sgml : 20200210 20200210073822 ACCESSION NUMBER: 0001761013-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200210 DATE AS OF CHANGE: 20200210 EFFECTIVENESS DATE: 20200210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cresset Asset Management, LLC CENTRAL INDEX KEY: 0001761013 IRS NUMBER: 821062021 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19305 FILM NUMBER: 20589498 BUSINESS ADDRESS: STREET 1: 444 W. LAKE STREET STREET 2: SUITE 4700 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3124292400 MAIL ADDRESS: STREET 1: 444 W. LAKE STREET STREET 2: SUITE 4700 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001761013 XXXXXXXX 12-31-2019 12-31-2019 Cresset Asset Management, LLC

444 W. LAKE STREET SUITE 4700 CHICAGO IL 60606

13F HOLDINGS REPORT 028-19305 N ROBERT PAGLIUCO CHIEF COMPLIANCE OFFICER 312-429-2442 ROBERT PAGLIUCO CHICAGO IL 02-10-2020 6 609 3694965 false 1 Aperio 2 Chickasaw 3 028-15664 KLPD Ventures, LLC 4 028-15665 Andrew D. Wingate 5 028-15663 Lucinda Falk 6 028-15666 KLP Enterprises, LLC INFORMATION TABLE 2 13F_Cresset_20191231.xml 3M CO COM 88579Y101 4254 24114 SH DFND 1 0 3553 18498 ABB LTD SPONSORED ADR 000375204 219 9092 SH SOLE 0 0 9092 ABBOTT LABS COM 002824100 4520 52041 SH DFND 1 55506 153 51888 ABBVIE INC COM 00287Y109 7275 82162 SH DFND 1 0 392 26264 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2480 11780 SH DFND 1 0 160 11620 ACI WORLDWIDE INC COM 004498101 256 6749 SH SOLE 0 0 6749 ADOBE INC COM 00724F101 3927 11907 SH DFND 1,4,5,6 0 152 11755 ADVANCED MICRO DEVICES INC COM 007903107 399 8708 SH SOLE 0 0 8708 AFLAC INC COM 001055102 323 6114 SH DFND 1 0 36 6078 AIR PRODS & CHEMS INC COM 009158106 1131 4788 SH DFND 1 0 22 4766 AKAMAI TECHNOLOGIES INC COM 00971T101 319 3693 SH SOLE 0 0 3693 ALCOA CORP COM 013872106 335 15563 SH DFND 3,4,5,6 0 0 15563 ALGONQUIN PWR UTILS CORP COM 015857105 278 19426 SH SOLE 0 0 19426 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 1272 5996 SH DFND 1 0 527 5469 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INC MSCI PAC JP ETF 464286665 408 8805 SH SOLE 260377 0 8805 ISHARES INC MSCI JPN ETF NEW 46434G822 934 15772 SH SOLE 0 0 15772 ISHARES INC CORE MSCI EMKT 46434G103 19585 364306 SH SOLE 0 0 103929 ISHARES TR ESG MSCI EAFE 46435G516 217 3152 SH SOLE 2643 0 3152 ISHARES TR MIN VOL USA ETF 46429B697 237 3614 SH SOLE 0 0 3614 ISHARES TR MSCI CHINA ETF 46429B671 242 3782 SH SOLE 0 0 3782 ISHARES TR US AER DEF ETF 464288760 244 1097 SH SOLE 0 0 1097 ISHARES TR S&P 100 ETF 464287101 307 2128 SH SOLE 0 0 2128 ISHARES TR BARCLAYS 7 10 YR 464287440 390 3534 SH SOLE 11029 0 3534 ISHARES TR MRGSTR MD CP GRW 464288307 409 1555 SH SOLE 0 0 1555 ISHARES TR 20 YR TR BD ETF 464287432 410 3029 SH SOLE 0 0 3029 ISHARES TR SHORT TREAS BD 464288679 414 3749 SH SOLE 91108 0 3749 ISHARES TR EXPND TEC SC ETF 464287549 479 1980 SH SOLE 0 0 1980 ISHARES TR RUS 2000 VAL ETF 464287630 545 4241 SH SOLE 0 0 4241 ISHARES TR LATN AMER 40 ETF 464287390 899 26465 SH DFND 3,4,5,6 0 0 26465 ISHARES TR S&P 500 GRWT ETF 464287309 1211 6252 SH SOLE 0 0 6252 ISHARES TR S&P 500 VAL ETF 464287408 1221 9389 SH SOLE 0 0 9389 ISHARES TR RUS MID CAP ETF 464287499 1259 21122 SH SOLE 0 0 21122 ISHARES TR 0-5 YR TIPS ETF 46429B747 1273 12638 SH SOLE 310587 0 12638 ISHARES TR MSCI ACWI EX US 464288240 1335 27182 SH SOLE 0 0 27182 ISHARES TR CHINA LG-CAP ETF 464287184 1358 31131 SH DFND 3,4,5,6 0 0 31131 ISHARES TR CORE MSCI EURO 46434V738 1482 29723 SH SOLE 0 0 29723 ISHARES TR CORE DIV GRWTH 46434V621 1516 36040 SH SOLE 0 0 36040 ISHARES TR NATIONAL MUN ETF 464288414 1623 14248 SH SOLE 0 0 14248 ISHARES TR EAFE SML CP ETF 464288273 1648 26461 SH SOLE 0 0 26461 ISHARES TR DOW JONES US ETF 464287846 1874 11738 SH SOLE 0 0 11738 ISHARES TR 1 3 YR TREAS BD 464287457 2449 28941 SH SOLE 0 0 17912 ISHARES TR RUSSELL 2000 ETF 464287655 2540 15332 SH SOLE 0 0 15332 ISHARES TR CORE US AGGBD ET 464287226 2668 23741 SH SOLE 0 0 11628 ISHARES TR S&P MC 400GR ETF 464287606 2739 11503 SH SOLE 0 0 11503 ISHARES TR SELECT DIVID ETF 464287168 3762 35607 SH DFND 4,5,6 0 0 35607 ISHARES TR PFD AND INCM SEC 464288687 4818 128178 SH SOLE 0 0 37070 ISHARES TR U.S. BAS MTL ETF 464287838 9786 99918 SH DFND 3,4,5,6 0 0 99918 ISHARES TR MSCI ACWI ETF 464288257 16139 203650 SH SOLE 0 0 203650 ISHARES TR U.S. FIN SVC ETF 464287770 26686 175773 SH DFND 3,4,5,6 28802 0 175773 ISHARES TR CORE MSCI EAFE 46432F842 33669 516072 SH SOLE 0 0 205485 ISHARES TR RUSSELL 3000 ETF 464287689 34478 182918 SH DFND 3,4,5,6 0 0 182918 ISHARES TR CORE S&P TTL STK 464287150 37182 511521 SH SOLE 0 0 511521 ISHARES TR MSCI EMG MKT ETF 464287234 37631 838663 SH DFND 3,4,5,6 0 0 838663 ISHARES TR CORE S&P500 ETF 464287200 44004 136135 SH SOLE 12113 0 136135 ISHARES TR MSCI EAFE ETF 464287465 74913 1078812 SH DFND 3,4,5,6 0 0 1078812 ISHARES TR RUS 1000 VAL ETF 464287598 129851 951428 SH DFND 3,4,5,6 0 0 951428 ISHARES TR CORE S&P MCP ETF 464287507 205423 998072 SH DFND 3,4,5,6 0 0 998072 ISHARES TR CORE S&P SCP ETF 464287804 225744 2692237 SH DFND 3,4,5,6 0 0 2663435 ISHARES TR RUS 1000 GRW ETF 464287614 269250 1530527 SH DFND 3,4,5,6 0 0 1530527 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 128 13971 SH DFND 1 0 0 11328 J & J SNACK FOODS CORP COM 466032109 254 1375 SH SOLE 0 0 1375 JOHNSON & JOHNSON COM 478160104 6608 45302 SH DFND 1 0 5267 40035 JP MORGAN EXCHANGE TRADED FD BETBULD JAPAN 46641Q712 363 14791 SH SOLE 0 0 14791 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 532 10526 SH SOLE 0 0 10526 JP MORGAN EXCHANGE TRADED FD BETABULDRS CDA 46641Q696 669 25723 SH SOLE 0 0 25723 JPMORGAN CHASE & CO COM 46625H100 11793 84597 SH DFND 1 0 959 83638 KB FINANCIAL GROUP INC SPONSORED ADR 48241A105 324 7828 SH DFND 1 0 1330 6498 KENNEDY-WILSON HLDGS INC COM 489398107 229 10167 SH SOLE 271261 0 10167 KEYCORP NEW COM 493267108 5703 281792 SH DFND 1 0 109 10422 KINDER MORGAN INC DEL COM 49456B101 1929 91112 SH DFND 1,2 0 65513 25599 KKR & CO INC CL A 48251W104 506 17359 SH SOLE 0 0 17359 KNIGHT SWIFT TRANSN HLDGS IN CL A 499049104 332 9255 SH SOLE 0 0 9255 KOREA ELECTRIC PWR SPONSORED ADR 500631106 145 12224 SH DFND 1 0 2074 10150 KRANESHARES TR CICC CHINA 100 500767207 607 21300 SH SOLE 179205 0 21300 KROGER CO COM 501044101 5334 184010 SH SOLE 0 0 4805 L3HARRIS TECHNOLOGIES INC COM 502431109 692 3497 SH DFND 1 0 201 3296 LAKELAND FINL CORP COM 511656100 216 4413 SH SOLE 29419 0 4413 LAM RESEARCH CORP COM 512807108 8829 30070 SH DFND 1 0 13 638 LAUDER ESTEE COS INC CL A 518439104 327 1585 SH DFND 1 89795 47 1538 LEIDOS HLDGS INC COM 525327102 8677 90950 SH SOLE 0 0 1155 LILLY ELI & CO COM 532457108 14445 109909 SH DFND 1,3,4,5,6 0 89 109820 LINDE PLC SHS G5494J103 1160 5447 SH DFND 1 0 137 5310 LITTELFUSE INC COM 537008104 262 1368 SH SOLE 0 0 1368 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 194 58605 SH DFND 1 0 429 58176 LOCKHEED MARTIN CORP COM 539830109 508 1306 SH DFND 1 0 28 1278 LOGMEIN INC COM 54142L109 271 3159 SH SOLE 0 0 3159 LOWES COS INC COM 548661107 2592 21644 SH DFND 1 0 278 21366 MANULIFE FINL CORP COM 56501R106 313 15405 SH DFND 1 0 1125 14280 MARATHON PETE CORP COM 56585A102 233 3871 SH DFND 1 0 189 3682 MARKEL CORP COM 570535104 814 712 SH SOLE 0 0 712 MARKETAXESS HLDGS INC COM 57060D108 493 1301 SH DFND 1 0 42 1259 MARRIOTT INTL INC NEW CL A 571903202 204 1349 SH DFND 1 0 26 1323 MARSH & MCLENNAN COS INC COM 571748102 1362 12225 SH DFND 1 0 35 12190 MARTIN MARIETTA MATLS INC COM 573284106 414 1480 SH SOLE 0 0 1480 MASTERCARD INC CL A 57636Q104 4479 15002 SH DFND 1 0 212 14790 MATADOR RES CO COM 576485205 192 10657 SH DFND 1 0 546 10111 MCCORMICK & CO INC COM NON VTG 579780206 831 4877 SH DFND 1 0 316 4561 MCDONALDS CORP COM 580135101 4876 24677 SH DFND 1 0 260 24417 MEDICAL PPTYS TRUST INC COM 58463J304 273 12778 SH SOLE 0 0 12778 MEDTRONIC PLC SHS G5960L103 1344 11797 SH DFND 1 0 207 11590 MERCADOLIBRE INC COM 58733R102 422 738 SH DFND 1 0 80 658 MERCK & CO INC COM 58933Y105 15334 167539 SH DFND 1,3,4,5,6 0 112 167427 METLIFE INC COM 59156R108 418 8205 SH DFND 1 0 30 8175 MFA FINL INC COM 55272X102 798 101689 SH SOLE 0 0 101689 MICROCHIP TECHNOLOGY INC COM 595017104 1205 11508 SH DFND 1 0 211 11297 MICRON TECHNOLOGY INC COM 595112103 1650 30689 SH DFND 1 1577 876 29813 MICROSOFT CORP COM 594918104 24598 155978 SH DFND 1,3,4,5,6 0 3389 151012 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 356 65522 SH DFND 1 0 12234 53288 MONDELEZ INTL INC CL A 609207105 2706 48955 SH DFND 1 0 101 48854 MONRO INC COM 610236101 282 3604 SH SOLE 0 0 3604 MORGAN STANLEY COM NEW 617446448 755 14761 SH DFND 1 0 137 14624 MORNINGSTAR INC COM 617700109 416 2752 SH SOLE 0 0 2752 MOTOROLA SOLUTIONS INC COM NEW 620076307 310 1919 SH SOLE 0 0 1919 MPLX LP COM UNIT REP LTD 55336V100 1644 64576 SH DFND 2 0 63100 1476 MSC INDL DIRECT INC CL A 553530106 257 3277 SH SOLE 0 0 3277 NATIONAL COM 636274409 344 5482 SH DFND 1 0 343 5139 NAVISTAR INTL CORP NEW COM 63934E108 222 7665 SH SOLE 0 0 7665 NEENAH INC COM 640079109 206 2931 SH SOLE 0 0 2931 NEOGEN CORP COM 640491106 298 4566 SH SOLE 68403 0 4566 NETAPP INC COM 64110D104 4258 68403 SH SOLE 0 0 0 NETFLIX INC COM 64110L106 2618 8091 SH DFND 1 0 194 7897 NEW 0 64828T201 180 11059 SH DFND 1 0 630 10429 NEWELL BRANDS INC COM 651229106 375 19506 SH DFND 4,5,6 0 0 19506 NEXTERA ENERGY INC COM 65339F101 1298 5362 SH DFND 1 0 31 5331 NIKE INC CL B 654106103 58147 572565 SH DFND 1,3,4,5,6 20000 308 572257 NOKIA CORP SPONSORED ADR 654902204 74 25163 SH DFND 1,3,4,5,6 0 2575 2588 NOMURA HLDGS INC SPONSORED ADR 65535H208 166 32209 SH DFND 1 0 4469 27740 NORFOLK SOUTHERN CORP COM 655844108 386 1991 SH DFND 1 0 30 1961 NORTHERN TR CORP COM 665859104 929 8694 SH DFND 1 0 399 8295 NORTHROP GRUMMAN CORP COM 666807102 614 1786 SH DFND 1 87730 52 1734 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 5124 87730 SH SOLE 0 0 0 NOVARTIS A G SPONSORED ADR 66987V109 717 7573 SH DFND 1 0 124 7449 NOVO-NORDISK A S ADR 670100205 572 9885 SH DFND 1 0 562 9323 NRG ENERGY INC COM NEW 629377508 904 22735 SH SOLE 0 0 22735 NUANCE COMMUNICATIONS INC COM 67020Y100 1502 84264 SH DFND 4,5,6 0 0 84264 NUVEEN COM 670657105 1427 99249 SH SOLE 0 0 99249 NVIDIA CORP COM 67066G104 783 3329 SH DFND 1 0 167 3162 NXP SEMICONDUCTORS N V COM N6596X109 214 1679 SH DFND 1 0 128 1551 O REILLY AUTOMOTIVE INC NEW COM 67103H107 270 616 SH DFND 1 0 61 555 OASIS PETE INC NEW COM 674215108 38 11505 SH SOLE 0 0 11505 OCCIDENTAL PETE CORP COM 674599105 239 5716 SH DFND 1 0 119 5597 OFFICE DEPOT INC COM 676220106 42 15349 SH SOLE 0 0 15349 OKTA INC CL A 679295105 3401 29475 SH SOLE 0 0 29475 OLD DOMINION FREIGHT LINE IN COM 679580100 346 1823 SH SOLE 3000 0 1823 OMNICELL INC COM 68213N109 498 6089 SH SOLE 62029 0 3089 OMNICOM GROUP INC COM 681919106 5301 64830 SH SOLE 0 0 2801 ONEOK INC NEW COM 682680103 1073 14186 SH DFND 1,2 0 10969 3217 OPEN TEXT CORP COM 683715106 265 6020 SH DFND 1 104649 470 5550 ORACLE CORP COM 68389X105 7128 134547 SH DFND 1 0 628 29270 ORCHID IS CAP INC COM 68571X103 155 26188 SH SOLE 70152 0 26188 PACCAR INC COM 693718108 6027 73767 SH DFND 1 0 59 3556 PACER FDS TR GLOBL CASH ETF 69374H709 212 6737 SH SOLE 0 0 6737 PALO ALTO NETWORKS INC COM 697435105 879 3803 SH DFND 1 0 113 3690 PARKER HANNIFIN CORP COM 701094104 401 1949 SH DFND 1 0 31 1918 PARSLEY ENERGY INC CL A 701877102 347 18337 SH DFND 1 0 660 17677 PAYCHEX INC COM 704326107 429 5046 SH DFND 1 0 39 5007 PAYCOM SOFTWARE INC COM 70432V102 340 1286 SH DFND 1 0 52 1234 PAYPAL HLDGS INC COM 70450Y103 2151 19882 SH DFND 1,4,5,6 0 366 19516 PEPSICO INC COM 713448108 5285 38413 SH DFND 1 0 219 38194 PFIZER INC COM 717081103 4922 125634 SH DFND 1 0 17762 107872 PHILIP MORRIS INTL INC COM 718172109 4853 56697 SH DFND 1 0 61 56636 PHILLIPS 66 COM 718546104 456 4089 SH DFND 1 0 270 3819 PHUNWARE INC COM 71948P100 78 65830 SH SOLE 0 0 65830 PIMCO HIGH INCOME FD COM SHS 722014107 92 12200 SH SOLE 0 0 12200 PIMCO INCOME STRATEGY FUND I COM 72201J104 154 14463 SH SOLE 0 0 14463 PLAINS GP HLDGS L P LTD PARTNR INT A 72651A207 1667 87975 SH DFND 2 0 87975 0 PNC FINL SVCS GROUP INC COM 693475105 1149 7195 SH DFND 1 0 36 7159 POOL CORPORATION COM 73278L105 467 2198 SH SOLE 0 0 2198 POWER INTEGRATIONS INC COM 739276103 341 3448 SH SOLE 0 0 3448 PPG INDS INC COM 693506107 618 4631 SH DFND 1 0 21 4610 PPL CORP COM 69351T106 222 6125 SH DFND 1 65915 56 6069 PRESTIGE CONSMR HEALTHCARE I COM 74112D101 2670 65915 SH SOLE 0 0 0 PRICE T ROWE GROUP INC COM 74144T108 382 3136 SH DFND 1 20705 557 2579 PRIMERICA INC COM 74164M108 2703 20705 SH SOLE 0 0 0 PROCTER & GAMBLE CO COM 742718109 3889 31135 SH DFND 1 0 772 30363 PROGRESSIVE CORP OHIO COM 743315103 303 4191 SH SOLE 0 0 4191 PROSHARES TR PSHS LC COR PLUS 74347R248 609 7897 SH SOLE 0 0 7897 PROTECTIVE INS CORP CL A 74368L104 722 45833 SH DFND 4,5,6 0 0 45833 PROTECTIVE INS CORP CL B 74368L203 2508 155861 SH SOLE 0 0 155861 PROTO LABS INC COM 743713109 208 2053 SH SOLE 0 0 2053 PRUDENTIAL FINL INC COM 744320102 368 3925 SH DFND 1 0 4 3921 QTS RLTY TR INC COM CL A 74736A103 265 4838 SH SOLE 0 0 4838 QUAKER CHEM CORP COM 747316107 318 1931 SH SOLE 0 0 1931 QUALCOMM INC COM 747525103 734 8320 SH DFND 1 0 562 7758 RANGE RES CORP COM 75281A109 67 13762 SH SOLE 0 0 13762 RAPID7 INC COM 753422104 1315 23474 SH SOLE 0 0 23474 RAYTHEON CO COM NEW 755111507 818 3722 SH DFND 1 0 20 3702 RBC BEARINGS INC COM 75524B104 382 2414 SH SOLE 0 0 2414 REDFIN CORP COM 75737F108 462 21850 SH SOLE 0 0 21850 REGENERON PHARMACEUTICALS COM 75886F107 210 559 SH SOLE 0 0 559 REGIONS FINL CORP NEW COM 7591EP100 527 30407 SH SOLE 29604 0 30407 REINSURANCE GRP OF AMERICA I COM NEW 759351604 4840 29680 SH SOLE 0 0 76 REPAY HLDGS CORP COM CL A 76029L100 513 35000 SH SOLE 0 0 35000 RESMED INC COM 761152107 332 2140 SH SOLE 0 0 2140 RING ENERGY INC COM 76680V108 34 13049 SH SOLE 0 0 13049 RINGCENTRAL INC CL A 76680R206 416 2465 SH SOLE 0 0 2465 RIO TINTO PLC SPONSORED ADR 767204100 365 6148 SH DFND 1 0 195 5953 ROLLINS INC COM 775711104 247 7446 SH SOLE 0 0 7446 ROPER TECHNOLOGIES INC COM 776696106 1171 3306 SH DFND 1 0 19 3287 ROSS STORES INC COM 778296103 257 2209 SH DFND 1 0 23 2186 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 153 23828 SH SOLE 0 0 23828 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1722 12826 SH DFND 4,5,6 0 0 12826 ROYAL DUTCH SHELL PLC SPON ADR B 780259107 383 6380 SH SOLE 0 0 6380 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 580 9841 SH DFND 1 0 1313 8528 RPM INTL INC COM 749685103 404 5267 SH SOLE 0 0 5267 RYDER SYS INC COM 783549108 206 3800 SH SOLE 0 0 3800 RYMAN HOSPITALITY PPTYS INC COM 78377T107 241 2755 SH SOLE 0 0 2755 SALESFORCE COM INC COM 79466L302 1164 7158 SH DFND 1 0 248 6910 SANOFI SPONSORED ADR 80105N105 360 7173 SH DFND 1 0 120 7053 SAP SE SPON ADR 803054204 912 6810 SH DFND 1 0 349 6461 SCHLUMBERGER LTD COM 806857108 465 11422 SH DFND 1 691885 101 11321 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 330 5492 SH SOLE 0 0 5492 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 564 7333 SH SOLE 0 0 4674 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 821 30012 SH SOLE 120785 0 30012 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 4380 126411 SH SOLE 2659 0 29022 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 6121 121256 SH SOLE 97389 0 471 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 56976 741778 SH SOLE 0 0 49893 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 237 3673 SH SOLE 0 0 3673 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 408 13248 SH SOLE 0 0 13248 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 518 4129 SH SOLE 0 0 4129 SELECT SECTOR SPDR TR ENERGY 81369Y506 529 8497 SH SOLE 0 0 8497 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 838 9141 SH SOLE 0 0 9141 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 923 8952 SH SOLE 0 0 8952 SERVICENOW INC COM 81762P102 580 2054 SH DFND 1 0 129 1925 SHERWIN WILLIAMS CO COM 824348106 665 1139 SH SOLE 0 0 1139 SHOPIFY INC CL A 82509L107 1684 4235 SH SOLE 0 0 4235 SILICON LABORATORIES INC COM 826919102 341 2944 SH SOLE 27510 0 2944 SIMON PPTY GROUP INC NEW COM 828806109 4187 28109 SH SOLE 0 0 599 SIMPSON MANUFACTURING CO INC COM 829073105 206 2563 SH SOLE 0 0 2563 SINCLAIR BROADCAST GROUP INC CL A 829226109 302 9046 SH SOLE 0 0 9046 SIRIUS XM HLDGS INC COM 82968B103 1155 161516 SH DFND 3,4,5,6 0 0 161516 SKYWORKS SOLUTIONS INC COM 83088M102 276 2285 SH DFND 1 0 75 2210 SMITH & NEPHEW PLC SPDN ADR NEW 83175M205 208 4331 SH DFND 1 0 443 3888 SOUTHERN CO COM 842587107 310 4861 SH DFND 1 0 137 4724 SOUTHWEST AIRLS CO COM 844741108 319 5884 SH DFND 1 0 40 5844 SOUTHWESTERN ENERGY CO COM 845467109 29 11799 SH SOLE 0 0 11799 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 926 3237 SH SOLE 0 0 3237 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 978 31186 SH SOLE 2796 0 31186 SPDR S&P 500 ETF TR TR UNIT 78462F103 47903 148084 SH SOLE 0 0 145288 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1286 3400 SH DFND 4,6 0 0 3400 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 330 5946 SH SOLE 0 0 5946 SPDR SERIES TRUST S&P DIVID ETF 78464A763 530 4928 SH SOLE 0 0 4928 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1235 25141 SH SOLE 0 0 25141 SPLUNK INC COM 848637104 317 2117 SH SOLE 0 0 2117 STANDARD MTR PRODS INC COM 853666105 203 3812 SH SOLE 0 0 3812 STANDEX INTL CORP COM 854231107 225 2831 SH SOLE 0 0 2831 STANLEY BLACK & DECKER INC COM 854502101 385 2324 SH DFND 1 0 13 2311 STARBUCKS CORP COM 855244109 63167 718460 SH DFND 1,3,4,5,6 0 354 718106 STMICROELECTRONICS N V NY REGISTRY 861012102 270 10041 SH DFND 1 0 1365 8676 STRYKER CORP COM 863667101 1143 5432 SH DFND 1 0 20 5412 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 314 42332 SH DFND 1 0 7410 34922 SUMMIT HOTEL PPTYS INC COM 866082100 139 11276 SH SOLE 0 0 11276 SUN CMNTYS INC COM 866674104 355 2354 SH DFND 1 0 250 2104 SYNNEX CORP COM 87162W100 281 2179 SH SOLE 67102 0 2179 SYSCO CORP COM 871829107 6664 77907 SH DFND 1 0 54 10751 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 1408 23921 SH DFND 1 0 2039 21882 TARGA RES CORP COM 87612G101 2062 50500 SH DFND 2 0 50125 375 TARGET CORP COM 87612E106 790 6160 SH DFND 1 0 206 5954 TE CONNECTIVITY LTD REG SHS H84989104 434 4532 SH DFND 1 0 57 4475 TELEDYNE TECHNOLOGIES INC COM 879360105 251 724 SH SOLE 0 0 724 TELEFLEX INC COM 879369106 375 995 SH SOLE 0 0 995 TENABLE HLDGS INC COM 88025T102 240 10000 SH SOLE 0 0 10000 TETRA TECH INC NEW COM 88162G103 581 6740 SH SOLE 0 0 6740 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 180 18363 SH DFND 3,4,5,6 0 0 18363 TEXAS INSTRS INC COM 882508104 1339 10436 SH DFND 1 0 227 10209 THE CHARLES SCHWAB CORPORATI COM 808513105 246 5183 SH DFND 1 0 251 4932 THERMO FISHER SCIENTIFIC INC COM 883556102 2236 6878 SH DFND 1 0 29 6849 TJX COS INC NEW COM 872540109 737 12076 SH DFND 1 0 112 11964 TORO CO COM 891092108 251 3136 SH SOLE 0 0 3136 TOTAL S A SPONSORED ADS 89151E109 646 11685 SH DFND 1 0 638 11047 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 558 3967 SH DFND 1 0 528 3439 TRANSDIGM GROUP INC COM 893641100 870 1470 SH DFND 1 0 49 1421 TRAVELERS COMPANIES INC COM 89417E109 763 5575 SH DFND 1 0 14 5561 TRI POINTE GROUP INC COM 87265H109 178 11398 SH SOLE 0 0 11398 TRUIST FINL CORP COM 89832Q109 534 9481 SH DFND 1 0 97 9384 TWITTER INC COM 90184L102 1507 47032 SH SOLE 0 0 47032 TYLER TECHNOLOGIES INC COM 902252105 765 2549 SH SOLE 0 0 2549 U S PHYSICAL THERAPY INC COM 90337L108 300 2624 SH SOLE 0 0 2624 UBS GROUP AG SHS H42097107 231 18386 SH DFND 1 0 521 17865 ULTRAPAR PARTICIPACOES S A SP ADR REP COM 90400P101 68 10854 SH SOLE 0 0 10854 UNILEVER N V N Y SHS NEW 904784709 1212 21096 SH DFND 1 0 639 20457 UNILEVER PLC SPON ADR NEW 904767704 323 5654 SH SOLE 1703 0 5654 UNION PACIFIC CORP COM 907818108 5864 32438 SH DFND 1 0 6935 23800 UNITED COM 910873405 122 45554 SH DFND 1 0 11152 34402 UNITED PARCEL SERVICE INC CL B 911312106 1440 12300 SH DFND 1,4,6 0 39 12261 UNITEDHEALTH GROUP INC COM 91324P102 4902 16674 SH DFND 1,4,6 0 205 16469 UNIVERSAL DISPLAY CORP COM 91347P105 278 1348 SH SOLE 0 0 1348 US BANCORP DEL COM NEW 902973304 2657 44496 SH DFND 1 0 46 44450 V F CORP COM 918204108 493 4945 SH DFND 1 0 39 4906 VAIL RESORTS INC COM 91879Q109 268 1111 SH SOLE 49907 0 1111 VALERO ENERGY CORP NEW COM 91913Y100 5032 53737 SH DFND 1 0 48 3782 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 315 12600 SH DFND 4,5,6 0 0 12600 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 457 2618 SH SOLE 0 0 2618 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 2318 28760 SH SOLE 0 0 28760 VANGUARD GROUP DIV APP ETF 921908844 15362 123234 SH DFND 4,6 0 0 123234 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 333 2793 SH SOLE 12398 0 2793 VANGUARD INDEX FDS SM CP VAL ETF 922908611 1014 7400 SH SOLE 33543 0 7400 VANGUARD INDEX FDS LARGE CAP ETF 922908637 1106 7484 SH SOLE 37132 0 7484 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 2223 23955 SH SOLE 0 0 11557 VANGUARD INDEX FDS TOTAL STK MKT 922908769 2919 17843 SH SOLE 0 0 17843 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 5437 18382 SH SOLE 0 0 18382 VANGUARD INDEX FDS VALUE ETF 922908744 6142 51244 SH SOLE 36609 0 14112 VANGUARD INDEX FDS SMALL CP ETF 922908751 12878 77748 SH SOLE 0 0 41139 VANGUARD INDEX FDS MID CAP ETF 922908629 12980 72849 SH SOLE 0 0 39306 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 1664 14977 SH SOLE 0 0 14977 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 3076 69159 SH SOLE 0 0 69159 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 5012 93247 SH SOLE 0 0 93247 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 202 4109 SH SOLE 0 0 4109 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 1054 15988 SH SOLE 0 0 15988 VANGUARD STAR FD VG TL INTL STK F 921909768 3209 57621 SH SOLE 0 0 57621 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 4211 95586 SH SOLE 0 0 95586 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 903 9639 SH SOLE 0 0 9639 VANGUARD WORLD FDS INF TECH ETF 92204A702 5225 21340 SH SOLE 0 0 21340 VEDANTA LTD SPONSORED ADR 92242Y100 136 15812 SH DFND 1 0 1004 14808 VENTAS INC COM 92276F100 220 3763 SH DFND 1 0 505 3258 VERISIGN INC COM 92343E102 442 2294 SH DFND 1,4,6 0 33 2261 VERIZON COMMUNICATIONS INC COM 92343V104 9041 147255 SH DFND 1,3,4,5,6 0 1416 145839 VERRA MOBILITY CORP COM 92511U102 453 32375 SH SOLE 0 0 32375 VERTEX PHARMACEUTICALS INC COM 92532F100 249 1137 SH DFND 1 0 26 1111 VISA INC COM CL A 92826C839 4449 23678 SH DFND 1 114826 420 23258 VISHAY INTERTECHNOLOGY INC COM 928298108 2445 114826 SH SOLE 0 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 258 13069 SH DFND 1 0 1381 11688 VULCAN MATLS CO COM 929160109 265 1840 SH SOLE 0 0 1840 WALGREENS BOOTS ALLIANCE INC COM 931427108 1018 17268 SH DFND 4,5,6 0 0 17268 WALMART INC COM 931142103 1718 14396 SH DFND 1 0 329 14067 WASTE MGMT INC DEL COM 94106L109 354 3109 SH SOLE 0 0 3109 WEC ENERGY GROUP INC COM 92939U106 304 3293 SH DFND 1 0 94 3199 WELLS FARGO CO NEW COM 949746101 2711 50395 SH DFND 1 0 1210 49185 WELLTOWER INC COM 95040Q104 400 4895 SH DFND 1 0 53 4842 WESTERN ASSET EMRG MKT DEBT COM 95766A101 490 34350 SH SOLE 0 0 34350 WEYERHAEUSER CO COM 962166104 2340 77496 SH DFND 1 0 94 77402 WILLIAMS COS INC DEL COM 969457100 2692 113495 SH DFND 1,2 0 104450 9045 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 426 6031 SH SOLE 0 0 6031 WORKDAY INC CL A 98138H101 594 3612 SH SOLE 0 0 3612 WPX ENERGY INC COM 98212B103 207 15031 SH DFND 1 0 945 14086 XCEL ENERGY INC COM 98389B100 254 3978 SH SOLE 0 0 3978 XYLEM INC COM 98419M100 305 3872 SH SOLE 0 0 3872 YETI HLDGS INC COM 98585X104 567 16300 SH SOLE 0 0 16300 YUM BRANDS INC COM 988498101 721 7160 SH DFND 1 0 17 7143 YUM CHINA HLDGS INC COM 98850P109 223 4639 SH DFND 1 0 17 4622 ZEBRA TECHNOLOGIES CORP CL A 989207105 350 1370 SH SOLE 0 0 1370 ZIMMER BIOMET HLDGS INC COM 98956P102 336 2246 SH DFND 1 0 21 2225 ZOETIS INC CL A 98978V103 1228 9276 SH DFND 1 0 81 9195