0001213900-20-004326.txt : 20200219 0001213900-20-004326.hdr.sgml : 20200219 20200219211132 ACCESSION NUMBER: 0001213900-20-004326 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200219 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lu Xiaoma CENTRAL INDEX KEY: 0001802981 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39233 FILM NUMBER: 20632307 MAIL ADDRESS: STREET 1: 25 MALL ROAD STREET 2: SUITE 330 CITY: BURLINGTON STATE: MA ZIP: 01803 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: East Stone Acquisition Corp CENTRAL INDEX KEY: 0001760683 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: A1202 INVESTMENT PLAZA NO. 27 STREET 2: FINANCE STREET XICHENG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100033 BUSINESS PHONE: 861066065265 MAIL ADDRESS: STREET 1: A1202 INVESTMENT PLAZA NO. 27 STREET 2: FINANCE STREET XICHENG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100033 3 1 ownership.xml OWNERSHIP DOCUMENT X0206 3 2020-02-19 0 0001760683 East Stone Acquisition Corp ESSC 0001802981 Lu Xiaoma 25 MALL ROAD, SUITE 330 BURLINGTON MA 01803 1 1 1 0 Chief Executive Officer Ordinary Shares, no par value 750000 I By Navy Sail International Limited Ordinary Shares, no par value 120000 D Navy Sail International Limited is indirectly owned by the Reporting Person, along with certain other individuals, including the son of the Reporting Person. None of such individuals directly owns these ordinary shares. However, each has a pecuniary interest in such ordinary shares of the issuer through his respective indirect ownership of the equity interests of Navy Sail International Limited. As a result, the Reporting Person may be deemed to share voting and investment discretion with respect to the ordinary shares held directly by Navy Sail International Limited. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest they may have therein, directly or indirectly. In February 2020, 120,000 ordinary shares were transferred by Chunyi Hao, the issuer's Chairman and Chief Financial Officer, director and an affiliate of the sponsor of the issuer, to the Reporting Person. /s/ Xiaoma Lu 2020-02-19