Chief Compliance Officer

0001085146-24-000162.txt : 20240110 0001085146-24-000162.hdr.sgml : 20240110 20240110144120 ACCESSION NUMBER: 0001085146-24-000162 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240110 EFFECTIVENESS DATE: 20240110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 ORGANIZATION NAME: IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 24526182 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001760578 XXXXXXXX 12-31-2023 12-31-2023 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 000295178 801-112999 N Craig Colbath Chief Compliance Officer 626-993-9300 /s/Craig Colbath Pasadena G0 01-10-2024 0 153 409727134 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 232507 1500 SH SOLE 1104 0 396 ABRDN ETFS BBRG ALL COMD K1 003261104 BBG00G9CFDS3 7838470 404880 SH SOLE 373122 0 31758 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 717887 4870 SH SOLE 4370 0 500 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 1360 2500 SH Put SOLE 2500 0 0 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 BBG00PPWZ8G3 404977 111872 SH SOLE 111872 0 0 AGNC INVT CORP COM 00123Q104 BBG001T074G2 129226 13173 SH SOLE 13173 0 0 ALEXANDRIA REAL ESTATE EQ IN COM 015271109 BBG001S6CPH6 1133958 8945 SH SOLE 450 0 8495 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1158030 8290 SH SOLE 7070 0 1220 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1125044 7983 SH SOLE 6280 0 1703 AMAZON COM INC COM 023135106 BBG001S5PQL7 1311546 8632 SH SOLE 7540 0 1092 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 263949 1223 SH SOLE 1217 0 6 AMERICOLD REALTY TRUST INC COM 03064D108 BBG001SMQ866 5621624 185716 SH SOLE 20 0 185696 AMGEN INC COM 031162100 BBG001S5NNL6 640845 2225 SH SOLE 2225 0 0 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 7615416 208356 SH SOLE 194156 0 14200 AMPLIFY ETF TR INTERNATINL ENHC 032108722 BBG0195MY622 682899 23736 SH SOLE 23736 0 0 APPLE INC COM 037833100 BBG001S5N8V8 7364318 38250 SH SOLE 30514 0 7737 AVALONBAY CMNTYS INC COM 053484101 BBG001S7J2H8 1025565 5478 SH SOLE 0 0 5478 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 1167932 34688 SH SOLE 34306 0 382 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 1035027 2902 SH SOLE 2329 0 573 BITFARMS LTD COM 09173B107 BBG00PGMZVM7 33683 11575 SH SOLE 0 0 11575 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 BBG00MS80PP0 409234 14806 SH SOLE 13825 0 981 BLUE OWL CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 285692 19356 SH SOLE 19356 0 0 BOEING CO COM 097023105 BBG001S5P0V3 538784 2067 SH SOLE 2067 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 232180 208 SH SOLE 165 0 43 BROADSTONE NET LEASE INC COM 11135E203 BBG001T61WG3 204591 11881 SH SOLE 11881 0 0 BUZZFEED INC CLASS A COM 12430A102 BBG00YPS9KZ4 2678 10710 SH SOLE 10710 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 450260 8913 SH SOLE 8328 0 585 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 188567 15406 SH SOLE 11707 0 3699 CORNERSTONE STRATEGIC VALUE COM 21924B302 BBG001S5PWK5 267910 37261 SH SOLE 37261 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 294013 445 SH SOLE 435 0 10 DIGITAL RLTY TR INC COM 253868103 BBG001SM0K30 714668 5310 SH SOLE 474 0 4836 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 284850 7653 SH SOLE 7653 0 0 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 8247580 296621 SH SOLE 274212 0 22409 DOCGO INC COM 256086109 BBG00YB8JBL7 476866 85307 SH SOLE 0 0 85307 DOUBLELINE ETF TRUST OPPORTUNISTIC BD 25861R105 BBG016GCZLY9 266475 5761 SH SOLE 115 0 5646 ELI LILLY & CO COM 532457108 BBG001S5STL8 455261 781 SH SOLE 781 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 BBG001S9P0Z1 673168 25547 SH SOLE 4963 0 20584 EQUITY RESIDENTIAL SH BEN INT 29476L107 BBG001S723L9 240373 3930 SH SOLE 0 0 3930 ETFIS SER TR I INFRAC ACT MLP 26923G772 BBG0077X4F33 326933 9256 SH SOLE 0 0 9256 ETFIS SER TR I INFRACP REIT PFD 26923G400 BBG00FY3L5Z9 1693430 90801 SH SOLE 0 0 90801 ETFIS SER TR I VIRTUS INFRCAP 26923G822 BBG00KXH37F6 1380762 66671 SH SOLE 0 0 66671 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 BBG00W1PPKY3 94400 20000 SH SOLE 20000 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 296917 2970 SH SOLE 2936 0 34 FEDEX CORP COM 31428X106 BBG001S5R3M5 454081 1795 SH SOLE 1795 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 10413709 226188 SH SOLE 197796 0 28392 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 8999264 219762 SH SOLE 204941 0 14821 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 35449 2908 SH SOLE 2783 0 125 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 5620 10000 SH Call SOLE 10000 0 0 GLOBAL X FDS DOW 30 COVERED C 37960A859 BBG015GTQ4F3 769780 35134 SH SOLE 35134 0 0 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 1255909 31844 SH SOLE 30567 0 1277 HARVARD BIOSCIENCE INC COM 416906105 BBG001SG1ML8 922795 172485 SH SOLE 172485 0 0 HEALTHCARE RLTY TR CL A COM 42226K105 BBG001T5WP21 227191 13186 SH SOLE 0 0 13186 HEALTHPEAK PROPERTIES INC COM 42250P103 BBG001S5RTS2 431657 21801 SH SOLE 0 0 21801 HEARTBEAM INC COM 42238H108 BBG012F6HZY1 195835 83334 SH SOLE 0 0 83334 HIGHWOODS PPTYS INC COM 431284108 BBG001S7X2X4 549256 23922 SH SOLE 0 0 23922 HOME DEPOT INC COM 437076102 BBG001S5RTW7 248476 717 SH SOLE 708 0 9 INNOVATIVE INDL PPTYS INC COM 45781V101 BBG00F0SW7P6 261081 2590 SH SOLE 54 0 2536 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 356866 2182 SH SOLE 2174 0 8 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 BBG00KJR1T91 3710773 74394 SH SOLE 68770 0 5624 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 BBG001T6TH85 804752 44808 SH SOLE 44808 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 BBG001SN3Z78 493430 23341 SH SOLE 23341 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 BBG00KJR2B26 6778435 179704 SH SOLE 165479 0 14225 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1645302 4018 SH SOLE 4018 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 BBG001S8SYN9 5133894 80042 SH SOLE 74038 0 6004 ISHARES TR 20+ YEAR TR BD 46436E338 BBG01958XYG8 4886873 177899 SH SOLE 161580 0 16319 ISHARES TR 7-10 YR TRSY BD 464287440 BBG001S80936 234187 2430 SH SOLE 2430 0 0 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 808826 15028 SH SOLE 15028 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 1082500 10000 SH SOLE 10000 0 0 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 764500 7265 SH SOLE 6619 0 646 ISHARES TR INDIA 50 ETF 464289529 BBG001T61K42 2759822 56037 SH SOLE 52072 0 3965 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 657013 17492 SH SOLE 17492 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 653695 4443 SH SOLE 4443 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 359749 2177 SH SOLE 637 0 1540 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 2215305 28500 SH SOLE 28500 0 0 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 656139 5055 SH SOLE 5047 0 8 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 282720 1804 SH SOLE 1786 0 18 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 571707 3361 SH SOLE 3334 0 27 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 177578 10067 SH SOLE 9347 0 720 MARATHON DIGITAL HOLDINGS IN COM 565788106 BBG001V0L7T2 236591 10072 SH SOLE 8697 0 1375 MDB CAP HLDGS LLC CL A 55285N109 BBG01BGX7NW1 576750 50000 SH SOLE 0 0 50000 MERCK & CO INC COM 58933Y105 BBG001S5TC52 360856 3310 SH SOLE 3035 0 275 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 340763 963 SH SOLE 813 0 150 MICROSOFT CORP COM 594918104 BBG001S5TD05 1554726 4134 SH SOLE 3622 0 513 MID-AMER APT CMNTYS INC COM 59522J103 BBG001S7HZ69 250535 1863 SH SOLE 300 0 1563 MPLX LP COM UNIT REP LTD 55336V100 BBG0035TJHL3 704236 19179 SH SOLE 0 0 19179 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 BBG008417VP2 1208923 29152 SH SOLE 0 0 29152 NETFLIX INC COM 64110L106 BBG001SF6L46 231755 476 SH SOLE 351 0 125 NEXPOINT RESIDENTIAL TR INC COM 65341D102 BBG0077Q6QH7 1428466 41489 SH SOLE 0 0 41489 NIKE INC CL B 654106103 BBG001S6NTK2 320282 2950 SH SOLE 2950 0 0 NOKIA CORP SPONSORED ADR 654902204 BBG001SCPCG9 53010 15500 SH SOLE 15500 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 349140 705 SH SOLE 630 0 75 OMEGA HEALTHCARE INVS INC COM 681936100 BBG001S736L1 429314 14002 SH SOLE 145 0 13857 ONCTERNAL THERAPEUTICS INC COM 68236P107 BBG001SCTS61 268100 500000 SH SOLE 500000 0 0 OSI SYSTEMS INC COM 671044105 BBG001SB1J54 623182 4829 SH SOLE 4829 0 0 PACER FDS TR PACER US SMALL 69374H857 BBG00GXXR1G6 11654933 242659 SH SOLE 123465 0 119194 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 8164221 157034 SH SOLE 106163 0 50872 PACER FDS TR US LRG CP CASH 69374H360 BBG01C3RRM56 319575 13405 SH SOLE 0 0 13405 PIMCO EQUITY SER RAFI DYN EMERG 72202L389 BBG00HM85ST2 915254 47709 SH SOLE 44661 0 3048 PIMCO ETF TR MULTISECTOR BD 72201R585 BBG01GZGT490 347812 13552 SH SOLE 3285 0 10267 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 221205 1429 SH SOLE 1420 0 9 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 766498 5231 SH SOLE 4859 0 372 PROLOGIS INC. COM 74340W103 BBG001S5NMN6 445853 3345 SH SOLE 127 0 3218 PUBLIC STORAGE COM 74460D109 BBG001S5TH79 561656 1841 SH SOLE 151 0 1690 RCI HOSPITALITY HLDGS INC COM 74934Q108 BBG001S8LFR3 387952 5855 SH SOLE 0 0 5855 REALTY INCOME CORP COM 756109104 BBG001S884K0 828457 14428 SH SOLE 5415 0 9013 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 287660 653 SH SOLE 653 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 BBG001SGNMK5 304686 21351 SH SOLE 0 0 21351 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 13665265 220621 SH SOLE 205509 0 15112 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 14291647 258205 SH SOLE 240754 0 17451 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 BBG0051K49J8 1811537 53707 SH SOLE 50272 0 3435 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 BBG001T9F795 3555813 73391 SH SOLE 0 0 73391 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1550965 20373 SH SOLE 20373 0 0 SIERRA BANCORP COM 82620P102 BBG001S6XR89 297660 13200 SH SOLE 13200 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 435781 77818 SH SOLE 77818 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 135440 8000 SH SOLE 8000 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 30175 10500 SH Call SOLE 10500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3238762 6814 SH SOLE 6812 0 2 SPDR SER TR BLOOMBERG EMERGI 78464A391 BBG001V0JXM5 4123767 194151 SH SOLE 180298 0 13853 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 2546630 315177 SH SOLE 291464 0 23713 STAG INDL INC COM 85254J102 BBG001T9F312 763403 19445 SH SOLE 1165 0 18280 SUN CMNTYS INC COM 866674104 BBG001S7HRC0 591408 4425 SH SOLE 0 0 4425 TESLA INC COM 88160R101 BBG001SQKGD7 654745 2635 SH SOLE 1493 0 1142 THE BEAUTY HEALTH COMPANY COM CL A 88331L108 BBG00XKM1DD2 1856707 597012 SH SOLE 597012 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 225586 425 SH SOLE 425 0 0 TIDAL ETF TR GOTHAM ENHNCD 886364835 BBG00YPGN239 409673 15714 SH SOLE 0 0 15714 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 200103 3250 SH SOLE 3250 0 0 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 68510 3500 SH Call SOLE 3500 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 245620 1000 SH SOLE 1000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 446284 848 SH SOLE 848 0 0 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 1268653 31026 SH SOLE 31026 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 BBG0034VZPF0 234571 13654 SH SOLE 13654 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 BBG001SK7DK4 209765 2852 SH SOLE 0 0 2852 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 51640150 166110 SH SOLE 153372 0 12738 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 BBG001SMD2X3 276561 3130 SH SOLE 903 0 2227 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 20787774 115507 SH SOLE 107242 0 8265 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 12249283 50665 SH SOLE 47006 0 3659 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 347724 1466 SH SOLE 1466 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 59125622 395489 SH SOLE 367068 0 28421 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 35808848 637849 SH SOLE 590480 0 47369 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 8283796 174432 SH SOLE 160599 0 13833 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 BBG001T62M92 1556142 26233 SH SOLE 26233 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 4543443 77892 SH SOLE 38365 0 39527 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 613953 3603 SH SOLE 3603 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 614171 10596 SH SOLE 10596 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 319749 6675 SH SOLE 6675 0 0 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 BBG004N1LYJ5 507280 7957 SH SOLE 7100 0 857 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 424589 6386 SH SOLE 6386 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 BBG001SV5CV2 329976 4072 SH SOLE 2356 0 1716 VENTAS INC COM 92276F100 BBG001S9T7M6 306771 6155 SH SOLE 0 0 6155 VERB TECHNOLOGY CO INC COM NEW 92337U203 BBG004DZSWZ0 2390 13890 SH SOLE 13890 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 BBG005YHYNG8 6991974 139171 SH SOLE 500 0 138671 WISDOMTREE TR JAPN HEDGE EQT 97717W851 BBG001SHL470 440604 5008 SH SOLE 4739 0 269 ZOETIS INC CL A 98978V103 BBG0039320P7 221449 1122 SH SOLE 1122 0 0