0001085146-23-003691.txt : 20231011 0001085146-23-003691.hdr.sgml : 20231011 20231010213700 ACCESSION NUMBER: 0001085146-23-003691 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231011 DATE AS OF CHANGE: 20231010 EFFECTIVENESS DATE: 20231011 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 231319314 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001760578 XXXXXXXX 09-30-2023 09-30-2023 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 000295178 801-112999 N Craig Colbath 626-993-9300 /s/Craig Colbath Pasadena G0 10-10-2023 0 103 333928897 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 226323 1518 SH SOLE 1137 0 381 ABRDN ETFS BBRG ALL COMD K1 003261104 BBG00G9CFDS3 8354909 395780 SH SOLE 364876 0 30904 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 503818 4900 SH SOLE 4400 0 500 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 3425 500 SH Put SOLE 500 0 0 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 BBG00PPWZ8G3 362043 127480 SH SOLE 0 0 127480 AGNC INVT CORP COM 00123Q104 BBG001T074G2 119392 12647 SH SOLE 12647 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1079226 8247 SH SOLE 7147 0 1100 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 1019332 7731 SH SOLE 6280 0 1451 AMAZON COM INC COM 023135106 BBG001S5PQL7 1054969 8299 SH SOLE 7949 0 350 AMERICOLD REALTY TRUST INC COM 03064D108 BBG001SMQ866 5512025 181257 SH SOLE 20 0 181237 AMGEN INC COM 031162100 BBG001S5NNL6 597991 2225 SH SOLE 2225 0 0 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 912626 26278 SH SOLE 26278 0 0 AMPLIFY ETF TR INTERNATINL ENHC 032108722 BBG0195MY622 604753 22576 SH SOLE 22576 0 0 APPLE INC COM 037833100 BBG001S5N8V8 5752646 33600 SH SOLE 31212 0 2388 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 BBG001SRBTG4 158674 37335 SH SOLE 37335 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 948624 34647 SH SOLE 34306 0 341 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 998005 2849 SH SOLE 2849 0 0 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 BBG00MS80PP0 405841 14833 SH SOLE 13388 0 1445 BLUE OWL CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 264754 19116 SH SOLE 19116 0 0 BOEING CO COM 097023105 BBG001S5P0V3 394477 2058 SH SOLE 2058 0 0 BUZZFEED INC CLASS A COM 12430A102 BBG00YPS9KZ4 4092 10710 SH SOLE 10710 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 476180 8858 SH SOLE 8328 0 530 CITIUS PHARMACEUTICALS INC COM NEW 17322U207 BBG001V1J7S4 7504 10965 SH SOLE 10965 0 0 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 118475 11707 SH SOLE 11707 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 BBG001S5PWK5 154319 19170 SH SOLE 19170 0 0 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 251644 445 SH SOLE 435 0 10 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 260360 7653 SH SOLE 7653 0 0 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 8073736 271935 SH SOLE 250172 0 21763 ELI LILLY & CO COM 532457108 BBG001S5STL8 419499 781 SH SOLE 781 0 0 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 BBG00W1PPKY3 97200 20000 SH SOLE 20000 0 0 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 331392 2818 SH SOLE 2818 0 0 FEDEX CORP COM 31428X106 BBG001S5R3M5 475531 1795 SH SOLE 1795 0 0 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 10060648 230961 SH SOLE 204780 0 26181 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 8486675 209858 SH SOLE 194504 0 15354 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 34565 2783 SH SOLE 2783 0 0 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 6990 10000 SH Call SOLE 10000 0 0 FRANKLIN TEMPLETON ETF TR FRANKLIN INDIA 35473P769 BBG00JYWBLK9 2606917 82354 SH SOLE 76736 0 5618 GEE GROUP INC COM 36165A102 BBG001S5SHT6 10373 17531 SH SOLE 17531 0 0 GLOBAL X FDS DOW 30 COVERED C 37960A859 BBG015GTQ4F3 721801 33817 SH SOLE 33817 0 0 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 19680961 506067 SH SOLE 466259 0 39808 HARVARD BIOSCIENCE INC COM 416906105 BBG001SG1ML8 741686 172485 SH SOLE 172485 0 0 HOME DEPOT INC COM 437076102 BBG001S5RTW7 213929 708 SH SOLE 708 0 0 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 BBG00KJR1T91 5651188 113706 SH SOLE 104308 0 9398 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 BBG001T6TH85 721295 42181 SH SOLE 42181 0 0 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 BBG001SN3Z78 427823 22294 SH SOLE 22294 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1424067 3975 SH SOLE 3975 0 0 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 730585 14750 SH SOLE 14750 0 0 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 943300 10000 SH SOLE 10000 0 0 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 797724 8469 SH SOLE 7757 0 712 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 578306 17206 SH SOLE 17206 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 575352 4366 SH SOLE 4366 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 330512 2177 SH SOLE 637 0 1540 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 1973625 28500 SH SOLE 28500 0 0 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 688916 5047 SH SOLE 5047 0 0 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 293709 1886 SH SOLE 1886 0 0 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 486104 3352 SH SOLE 3352 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 211475 12755 SH SOLE 10255 0 2500 MERCK & CO INC COM 58933Y105 BBG001S5TC52 338222 3285 SH SOLE 3035 0 250 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 320024 1066 SH SOLE 916 0 150 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 6750 200 SH Call SOLE 200 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 1261786 3996 SH SOLE 3601 0 395 NETFLIX INC COM 64110L106 BBG001SF6L46 219763 582 SH SOLE 457 0 125 NETFLIX INC COM 64110L106 BBG001SF6L46 4125 300 SH Call SOLE 300 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 BBG001SD32Z2 230815 20354 SH SOLE 20354 0 0 NIKE INC CL B 654106103 BBG001S6NTK2 283035 2960 SH SOLE 2960 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 311024 715 SH SOLE 615 0 100 ONCTERNAL THERAPEUTICS INC COM 68236P107 BBG001SCTS61 83625 278750 SH SOLE 278750 0 0 ONEOK INC NEW COM 682680103 BBG001S5TWK1 312964 4934 SH SOLE 4668 0 266 OSI SYSTEMS INC COM 671044105 BBG001SB1J54 570015 4829 SH SOLE 4829 0 0 PACER FDS TR PACER US SMALL 69374H857 BBG00GXXR1G6 14827603 355578 SH SOLE 328929 0 26649 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 14737934 298158 SH SOLE 275371 0 22787 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 821722 5634 SH SOLE 5384 0 250 ROYCE VALUE TR INC COM 780910105 BBG001S5VTQ9 462027 35900 SH SOLE 35900 0 0 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 238613 653 SH SOLE 653 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1368537 19341 SH SOLE 19341 0 0 SIERRA BANCORP COM 82620P102 BBG001S6XR89 250272 13200 SH SOLE 13200 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 408545 77818 SH SOLE 77818 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 71280 8000 SH SOLE 8000 0 0 SNAP INC CL A 83304A106 BBG00441QMK5 6855 10500 SH Call SOLE 10500 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2917124 6824 SH SOLE 6822 0 2 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 2291267 302278 SH SOLE 278936 0 23342 TESLA INC COM 88160R101 BBG001SQKGD7 554237 2215 SH SOLE 2015 0 200 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 219678 434 SH SOLE 434 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 203630 1000 SH SOLE 1000 0 0 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 427397 848 SH SOLE 848 0 0 VANECK ETF TRUST PREFERRED SECURT 92189F429 BBG0034VZPF0 368067 21896 SH SOLE 21896 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 45225406 166081 SH SOLE 153339 0 12742 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 18331763 114940 SH SOLE 106766 0 8174 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 10729566 50096 SH SOLE 46525 0 3571 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 314118 1479 SH SOLE 1479 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 53676578 389158 SH SOLE 361270 0 27888 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 33556123 646927 SH SOLE 598808 0 48119 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 8335626 176303 SH SOLE 161335 0 14968 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 BBG001T62M92 1510532 26431 SH SOLE 26431 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 3005860 52185 SH SOLE 40961 0 11224 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 550979 3546 SH SOLE 3546 0 0 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 600192 11214 SH SOLE 11214 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 291846 6675 SH SOLE 6675 0 0 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 BBG004N1LYJ5 5242248 88611 SH SOLE 82152 0 6459 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 363465 5873 SH SOLE 5873 0 0 VANGUARD WORLD FD EXTENDED DUR 921910709 BBG001SV5CV2 4497957 64229 SH SOLE 57478 0 6751 VERB TECHNOLOGY CO INC COM NEW 92337U203 BBG004DZSWZ0 9726 13890 SH SOLE 13890 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 BBG001SHL470 5227665 59237 SH SOLE 55200 0 4037