Chief Compliance Officer

0001085146-23-002656.txt : 20230712 0001085146-23-002656.hdr.sgml : 20230712 20230711211118 ACCESSION NUMBER: 0001085146-23-002656 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230712 DATE AS OF CHANGE: 20230711 EFFECTIVENESS DATE: 20230712 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 231083151 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001760578 XXXXXXXX 06-30-2023 06-30-2023 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 000295178 801-112999 N Craig Colbath Chief Compliance Officer 626-993-9300 /s/Craig Colbath Pasadena G0 07-11-2023 0 113 354989299 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 337768 2507 SH SOLE 0 0 2507 ABRDN ETFS BBRG ALL COMD K1 003261104 BBG00G9CFDS3 10363268 514051 SH SOLE 8120 0 505931 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 558159 4900 SH SOLE 0 0 4900 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 3000 500 SH Put SOLE 0 0 500 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 BBG00PPWZ8G3 298303 127480 SH SOLE 0 0 127480 AGNC INVT CORP COM 00123Q104 BBG001T074G2 123552 12197 SH SOLE 0 0 12197 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 987188 8247 SH SOLE 0 0 8247 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 947316 7831 SH SOLE 0 0 7831 AMAZON COM INC COM 023135106 BBG001S5PQL7 1068822 8199 SH SOLE 0 0 8199 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 216273 1115 SH SOLE 0 0 1115 AMERICOLD REALTY TRUST INC COM 03064D108 BBG001SMQ866 5854601 181257 SH SOLE 0 0 181257 AMGEN INC COM 031162100 BBG001S5NNL6 582803 2625 SH SOLE 0 0 2625 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 727095 20197 SH SOLE 0 0 20197 AMPLIFY ETF TR INTERNATINL ENHC 032108722 BBG0195MY622 492708 17739 SH SOLE 0 0 17739 APPLE INC COM 037833100 BBG001S5N8V8 6507758 33550 SH SOLE 5008 0 28542 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 BBG001SRBTG4 188336 35335 SH SOLE 0 0 35335 AZUL S A SPONSR ADR PFD 05501U106 BBG007NH4TV9 301180 22000 SH SOLE 0 0 22000 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 998315 34797 SH SOLE 0 0 34797 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 968781 2841 SH SOLE 0 0 2841 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 BBG00MS80PP0 434778 15891 SH SOLE 0 0 15891 BUZZFEED INC CLASS A COM 12430A102 BBG00YPS9KZ4 5409 10710 SH SOLE 0 0 10710 CISCO SYS INC COM 17275R102 BBG001S6HC62 463254 8954 SH SOLE 0 0 8954 CITIUS PHARMACEUTICALS INC COM NEW 17322U207 BBG001V1J7S4 13158 10965 SH SOLE 0 0 10965 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 135801 11707 SH SOLE 0 0 11707 CORNERSTONE STRATEGIC VALUE COM 21924B302 BBG001S5PWK5 296932 35433 SH SOLE 0 0 35433 COSTCO WHSL CORP NEW COM 22160K105 BBG001S9KRQ7 307103 570 SH SOLE 0 0 570 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 264034 7653 SH SOLE 0 0 7653 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 9975469 338956 SH SOLE 5233 0 333723 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 238918 2662 SH SOLE 0 0 2662 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 BBG00W1PPKY3 120000 20000 SH SOLE 0 0 20000 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 435781 4063 SH SOLE 0 0 4063 FEDEX CORP COM 31428X106 BBG001S5R3M5 444981 1795 SH SOLE 0 0 1795 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 9058876 199447 SH SOLE 5290 0 194157 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 15458743 385793 SH SOLE 6044 0 379749 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 42107 2783 SH SOLE 0 0 2783 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 7990 8000 SH Call SOLE 0 0 8000 GEE GROUP INC COM 36165A102 BBG001S5SHT6 8981 17531 SH SOLE 0 0 17531 GLOBAL X FDS DOW 30 COVERED C 37960A859 BBG015GTQ4F3 753150 34033 SH SOLE 0 0 34033 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 28361460 690900 SH SOLE 10431 0 680469 HARVARD BIOSCIENCE INC COM 416906105 BBG001SG1ML8 946943 172485 SH SOLE 0 0 172485 HOME DEPOT INC COM 437076102 BBG001S5RTW7 219933 708 SH SOLE 0 0 708 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 BBG00KJR1T91 15047820 303139 SH SOLE 4772 0 298367 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 377154 33171 SH SOLE 0 0 33171 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 BBG001SN3Z78 450863 23458 SH SOLE 0 0 23458 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1467278 3972 SH SOLE 0 0 3972 ISHARES TR 20+ YEAR TR BD 46436E338 BBG01958XYG8 1450349 43294 SH SOLE 0 0 43294 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 775423 15048 SH SOLE 0 0 15048 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 996500 10000 SH SOLE 0 0 10000 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 705065 7206 SH SOLE 156 0 7050 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 588290 16525 SH SOLE 0 0 16525 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 631326 4681 SH SOLE 0 0 4681 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 392523 2487 SH SOLE 0 0 2487 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 2081355 28500 SH SOLE 0 0 28500 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 3826284 76312 SH SOLE 1424 0 74888 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 671372 5647 SH SOLE 0 0 5647 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 345234 2086 SH SOLE 0 0 2086 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 508575 3497 SH SOLE 0 0 3497 KANDI TECHNOLOGIES GROUP INC COM 483709101 BBG001SR6D11 40986 10350 SH SOLE 0 0 10350 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 218626 12696 SH SOLE 0 0 12696 LEGALZOOM COM INC COM 52466B103 BBG001TVNN74 157492 13037 SH SOLE 0 0 13037 LILLY ELI & CO COM 532457108 BBG001S5STL8 352204 751 SH SOLE 0 0 751 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 BBG001S731Q7 461168 7400 SH SOLE 0 0 7400 MERCK & CO INC COM 58933Y105 BBG001S5TC52 379090 3285 SH SOLE 0 0 3285 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 346672 1208 SH SOLE 0 0 1208 META PLATFORMS INC CL A 30303M102 BBG001SQCQC5 6860 200 SH Call SOLE 0 0 200 MICROSOFT CORP COM 594918104 BBG001S5TD05 1369162 4021 SH SOLE 0 0 4021 NETFLIX INC COM 64110L106 BBG001SF6L46 250639 569 SH SOLE 0 0 569 NETFLIX INC COM 64110L106 BBG001SF6L46 17625 300 SH Call SOLE 0 0 300 NEW YORK CMNTY BANCORP INC COM 649445103 BBG001SD32Z2 165127 14691 SH SOLE 0 0 14691 NIKE INC CL B 654106103 BBG001S6NTK2 326695 2960 SH SOLE 0 0 2960 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 302462 715 SH SOLE 0 0 715 OSI SYSTEMS INC COM 671044105 BBG001SB1J54 569001 4829 SH SOLE 0 0 4829 OWL ROCK CAPITAL CORPORATION COM 69121K104 BBG00DB0XYD3 196759 14662 SH SOLE 0 0 14662 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 655005 13683 SH SOLE 0 0 13683 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 1546759 15505 SH SOLE 131 0 15374 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 822527 5421 SH SOLE 0 0 5421 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 261781 653 SH SOLE 0 0 653 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1521942 20958 SH SOLE 0 0 20958 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 306904 3781 SH SOLE 0 0 3781 SIERRA BANCORP COM 82620P102 BBG001S6XR89 224004 13200 SH SOLE 13200 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 392981 77818 SH SOLE 0 0 77818 SNAP INC CL A 83304A106 BBG00441QMK5 94720 8000 SH SOLE 0 0 8000 SNAP INC CL A 83304A106 BBG00441QMK5 10245 8500 SH Call SOLE 0 0 8500 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3018294 6809 SH SOLE 0 0 6809 SPDR SER TR BLOOMBERG 1-3 MO 78468R663 BBG001STKCW9 11230780 122313 SH SOLE 4747 0 117566 SPROTT FDS TR URANIUM MINERS E 85208P303 BBG016ZGFLP1 333149 9924 SH SOLE 0 0 9924 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 1857938 238503 SH SOLE 3811 0 234692 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 BBG002XY88Z0 230275 8647 SH SOLE 273 0 8374 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 BBG0084H8485 5449031 134378 SH SOLE 3455 0 130923 TESLA INC COM 88160R101 BBG001SQKGD7 559772 2138 SH SOLE 0 0 2138 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 221744 425 SH SOLE 0 0 425 UNION PAC CORP COM 907818108 BBG001S5X2M0 204620 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 407434 848 SH SOLE 0 0 848 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 416050 9582 SH SOLE 0 0 9582 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 316241 2696 SH SOLE 0 0 2696 VANECK ETF TRUST LONG MUNI ETF 92189F536 BBG001T10HL2 1103548 61479 SH SOLE 0 0 61479 VANECK ETF TRUST PREFERRED SECURT 92189F429 BBG0034VZPF0 379481 21476 SH SOLE 0 0 21476 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 733342 9748 SH SOLE 0 0 9748 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 43930839 155255 SH SOLE 2503 0 152752 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 17943455 108485 SH SOLE 1759 0 106726 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 10659176 46397 SH SOLE 759 0 45638 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 322893 1466 SH SOLE 0 0 1466 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 54214622 381524 SH SOLE 5860 0 375664 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 34780439 639229 SH SOLE 10444 0 628785 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 17611761 371399 SH SOLE 6011 0 365388 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 1092136 18918 SH SOLE 0 0 18918 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 568992 3503 SH SOLE 0 0 3503 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 628622 11209 SH SOLE 0 0 11209 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 342902 7425 SH SOLE 0 0 7425 VANGUARD WHITEHALL FDS EM MK GOV BD ETF 921946885 BBG004N1LYJ5 4891122 78547 SH SOLE 1159 0 77388 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 335133 5303 SH SOLE 0 0 5303 VERB TECHNOLOGY CO INC COM NEW 92337U203 BBG004DZSWZ0 15001 13890 SH SOLE 0 0 13890 WASTE MGMT INC DEL COM 94106L109 BBG001S5XH47 358633 2068 SH SOLE 0 0 2068