Chief Compliance Officer

0001085146-23-001760.txt : 20230420 0001085146-23-001760.hdr.sgml : 20230420 20230419200237 ACCESSION NUMBER: 0001085146-23-001760 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230331 FILED AS OF DATE: 20230420 DATE AS OF CHANGE: 20230419 EFFECTIVENESS DATE: 20230420 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 23831130 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001760578 XXXXXXXX 03-31-2023 03-31-2023 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 000295178 801-112999 N Craig Colbath Chief Compliance Officer 626-993-9300 /s/Craig Colbath Pasadena G0 04-19-2023 0 110 345698259 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 385516 2419 SH SOLE 0 0 2419 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 480249 4900 SH SOLE 0 0 4900 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 5175 500 SH Put SOLE 0 0 500 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 BBG00PPWZ8G3 201418 127480 SH SOLE 0 0 127480 AGNC INVT CORP COM 00123Q104 BBG001T074G2 118541 11760 SH SOLE 0 0 11760 ALAUNOS THERAPEUTICS INC COM 98973P101 BBG001SM7BJ6 6675 10596 SH SOLE 0 0 10596 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 845711 8153 SH SOLE 0 0 8153 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 814424 7831 SH SOLE 0 0 7831 AMAZON COM INC COM 023135106 BBG001S5PQL7 838612 8119 SH SOLE 0 0 8119 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 227839 1115 SH SOLE 0 0 1115 AMERICOLD REALTY TRUST INC COM 03064D108 BBG001SMQ866 5156193 181237 SH SOLE 0 0 181237 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 798775 22520 SH SOLE 0 0 22520 AMPLIFY ETF TR INTERNATINL ENHC 032108722 BBG0195MY622 486877 17968 SH SOLE 0 0 17968 APPLE INC COM 037833100 BBG001S5N8V8 5569943 33778 SH SOLE 5008 0 28770 AT&T INC COM 00206R102 BBG001S5VWH2 243512 12650 SH SOLE 0 0 12650 AZUL S A SPONSR ADR PFD 05501U106 BBG007NH4TV9 157300 22000 SH SOLE 0 0 22000 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 995183 34797 SH SOLE 0 0 34797 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 877216 2841 SH SOLE 0 0 2841 BOXLIGHT CORP COM CL A 103197109 BBG007G8KFX7 6727 17586 SH SOLE 0 0 17586 BUZZFEED INC CLASS A COM 12430A102 BBG00YPS9KZ4 12102 10710 SH SOLE 0 0 10710 CISCO SYS INC COM 17275R102 BBG001S6HC62 463026 8858 SH SOLE 0 0 8858 CITIUS PHARMACEUTICALS INC COM NEW 17322U207 BBG001V1J7S4 12829 10965 SH SOLE 0 0 10965 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 139547 11707 SH SOLE 0 0 11707 CORNERSTONE STRATEGIC VALUE COM 21924B302 BBG001S5PWK5 274133 35190 SH SOLE 0 0 35190 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 256228 7653 SH SOLE 0 0 7653 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 10056964 327909 SH SOLE 4959 0 322950 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 253796 2631 SH SOLE 0 0 2631 EVOLV TECHNOLOGIES HLDNGS IN COM CL A 30049H102 BBG00W1PPKY3 62400 20000 SH SOLE 0 0 20000 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 419125 3822 SH SOLE 0 0 3822 FEDEX CORP COM 31428X106 BBG001S5R3M5 410140 1795 SH SOLE 0 0 1795 FEDEX CORP COM 31428X106 BBG001S5R3M5 7440 800 SH Call SOLE 0 0 800 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 7307794 158865 SH SOLE 4051 0 154814 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 14854697 351258 SH SOLE 5187 0 346071 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 35066 2783 SH SOLE 0 0 2783 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 4840 8000 SH Call SOLE 0 0 8000 FORESIGHT AUTONOMOUS HLDGS L SPONSORED ADS 345523104 BBG00GXL7X10 4510 11000 SH SOLE 0 0 11000 GEE GROUP INC COM 36165A102 BBG001S5SHT6 7275 17531 SH SOLE 0 0 17531 GLOBAL X FDS DOW 30 COVERED C 37960A859 BBG015GTQ4F3 758417 34934 SH SOLE 0 0 34934 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 27478157 678473 SH SOLE 8490 0 669983 HARVARD BIOSCIENCE INC COM 416906105 BBG001SG1ML8 563749 134226 SH SOLE 0 0 134226 HOME DEPOT INC COM 437076102 BBG001S5RTW7 207764 704 SH SOLE 0 0 704 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 BBG00KJR1T91 15071077 303852 SH SOLE 4764 0 299088 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 BBG001T0NSB6 370241 32251 SH SOLE 0 0 32251 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 BBG001SN3Z78 455072 22845 SH SOLE 0 0 22845 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1285646 4006 SH SOLE 0 0 4006 ISHARES TR 20+ YEAR TR BD 46436E338 BBG01958XYG8 480626 13907 SH SOLE 0 0 13907 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 769396 15391 SH SOLE 0 0 15391 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 967000 10000 SH SOLE 0 0 10000 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 684926 7564 SH SOLE 127 0 7437 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 606419 17179 SH SOLE 0 0 17179 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 609904 4916 SH SOLE 0 0 4916 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 391613 2572 SH SOLE 0 0 2572 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 1997405 28567 SH SOLE 0 0 28567 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 3769270 74906 SH SOLE 1310 0 73596 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 663579 5647 SH SOLE 0 0 5647 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 323569 2088 SH SOLE 0 0 2088 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 450642 3458 SH SOLE 0 0 3458 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 203719 11634 SH SOLE 0 0 11634 KRANESHARES TR GLOBAL CARB STRA 500767678 BBG00WC70964 4095403 103289 SH SOLE 1442 0 101847 LEGALZOOM COM INC COM 52466B103 BBG001TVNN74 122291 13037 SH SOLE 0 0 13037 LILLY ELI & CO COM 532457108 BBG001S5STL8 257908 751 SH SOLE 0 0 751 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 BBG001S731Q7 401524 7400 SH SOLE 0 0 7400 MERCK & CO INC COM 58933Y105 BBG001S5TC52 349628 3286 SH SOLE 0 0 3286 MICROSOFT CORP COM 594918104 BBG001S5TD05 1187500 4119 SH SOLE 0 0 4119 MULLEN AUTOMOTIVE INC COM 62526P109 BBG003GMH366 1794 13660 SH SOLE 0 0 13660 NIKE INC CL B 654106103 BBG001S6NTK2 363014 2960 SH SOLE 0 0 2960 NUTRIEN LTD COM 67077M108 BBG00JM9SM69 201094 2723 SH SOLE 0 0 2723 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 226383 815 SH SOLE 0 0 815 OSI SYSTEMS INC COM 671044105 BBG001SB1J54 494296 4829 SH SOLE 0 0 4829 PACER FDS TR PACER US SMALL 69374H857 BBG00GXXR1G6 770715 20250 SH SOLE 0 0 20250 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 659460 14046 SH SOLE 0 0 14046 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 1539248 15509 SH SOLE 128 0 15381 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 805803 5419 SH SOLE 0 0 5419 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 225135 653 SH SOLE 0 0 653 SCHWAB STRATEGIC TR SCHWAB FDT US LG 808524771 BBG0051J0PJ9 18806640 342437 SH SOLE 5587 0 336850 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 8520608 175069 SH SOLE 2729 0 172340 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1589410 21725 SH SOLE 0 0 21725 SIERRA BANCORP COM 82620P102 BBG001S6XR89 227304 13200 SH SOLE 13200 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 447454 77818 SH SOLE 0 0 77818 SNAP INC CL A 83304A106 BBG00441QMK5 39235 3500 SH SOLE 0 0 3500 SNAP INC CL A 83304A106 BBG00441QMK5 11165 8500 SH Call SOLE 0 0 8500 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 3043405 7434 SH SOLE 0 0 7434 SPDR SER TR PORTFOLIO SH TSR 78468R101 BBG0029J2KF1 1070520 36624 SH SOLE 729 0 35895 SPROTT FDS TR URANIUM MINERS E 85208P303 BBG016ZGFLP1 308744 9842 SH SOLE 0 0 9842 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 2021749 242416 SH SOLE 4097 0 238319 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 BBG002XY88Z0 227044 8232 SH SOLE 140 0 8092 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 BBG0084H8485 5581263 136029 SH SOLE 3365 0 132664 TESLA INC COM 88160R101 BBG001SQKGD7 410026 1976 SH SOLE 0 0 1976 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 244957 425 SH SOLE 0 0 425 UNION PAC CORP COM 907818108 BBG001S5X2M0 201260 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 400610 848 SH SOLE 0 0 848 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 635240 19582 SH SOLE 0 0 19582 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 311308 2230 SH SOLE 0 0 2230 VANECK ETF TRUST LONG MUNI ETF 92189F536 BBG001T10HL2 759428 42167 SH SOLE 0 0 42167 VANECK ETF TRUST PREFERRED SECURT 92189F429 BBG0034VZPF0 376527 21333 SH SOLE 0 0 21333 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 41085778 164712 SH SOLE 2560 0 162152 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 15952324 100481 SH SOLE 1474 0 99007 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 9887214 45687 SH SOLE 725 0 44962 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 299175 1466 SH SOLE 0 0 1466 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 52889190 382950 SH SOLE 5498 0 377452 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 34721610 649366 SH SOLE 9575 0 639791 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 BBG001SHTTZ6 4415680 109299 SH SOLE 1575 0 107724 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 14614234 305609 SH SOLE 4155 0 301454 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 1637193 27967 SH SOLE 0 0 27967 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 559364 3632 SH SOLE 0 0 3632 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 623220 11288 SH SOLE 0 0 11288 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 428001 9475 SH SOLE 0 0 9475 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 343620 5547 SH SOLE 0 0 5547 VERB TECHNOLOGY CO INC COM 92337U104 BBG004DZSWZ0 66611 555556 SH SOLE 0 0 555556 WISDOMTREE TR EMER MKT HIGH FD 97717W315 BBG001SV1SY8 333963 8821 SH SOLE 0 0 8821