Chief Compliance Officer

0001085146-23-000570.txt : 20230202 0001085146-23-000570.hdr.sgml : 20230202 20230202095653 ACCESSION NUMBER: 0001085146-23-000570 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230202 DATE AS OF CHANGE: 20230202 EFFECTIVENESS DATE: 20230202 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 23579105 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001760578 XXXXXXXX 12-31-2022 12-31-2022 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 000295178 N Craig Colbath Chief Compliance Officer 626-993-9300 /s/Craig Colbath Pasadena G0 02-01-2023 0 111 323995769 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 415984 2574 SH SOLE 0 0 2574 ADVANCED MICRO DEVICES INC COM 007903107 BBG001S5NN36 284988 4400 SH SOLE 0 0 4400 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 BBG00PPWZ8G3 265158 127480 SH SOLE 0 0 127480 ALAUNOS THERAPEUTICS INC COM 98973P101 BBG001SM7BJ6 6878 10596 SH SOLE 0 0 10596 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 782865 8873 SH SOLE 0 0 8873 ALPHABET INC CAP STK CL C 02079K107 BBG009S3NB21 596266 6720 SH SOLE 0 0 6720 AMAZON COM INC COM 023135106 BBG001S5PQL7 706692 8413 SH SOLE 0 0 8413 AMERICAN AIRLS GROUP INC COM 02376R102 BBG005P7Q907 2824 222 SH SOLE 0 0 222 AMERICAN AIRLS GROUP INC COM 02376R102 BBG005P7Q907 3065 25000 SH Call SOLE 0 0 25000 AMERICAN TOWER CORP NEW COM 03027X100 BBG001S5NPQ6 236224 1115 SH SOLE 0 0 1115 AMERICOLD REALTY TRUST INC COM 03064D108 BBG001SMQ866 5017240 177225 SH SOLE 0 0 177225 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 BBG00FJ5P854 1482798 41350 SH SOLE 0 0 41350 APPLE INC COM 037833100 BBG001S5N8V8 3915888 30138 SH SOLE 0 0 30138 AT&T INC COM 00206R102 BBG001S5VWH2 265727 14434 SH SOLE 0 0 14434 AZUL S A SPONSR ADR PFD 05501U106 BBG007NH4TV9 73320 12000 SH SOLE 0 0 12000 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 1141183 34456 SH SOLE 0 0 34456 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 BBG001S90346 869554 2815 SH SOLE 0 0 2815 BLACKSTONE SECD LENDING FD COMMON STOCK 09261X102 BBG00MS80PP0 507256 22696 SH SOLE 0 0 22696 BOXLIGHT CORP COM CL A 103197109 BBG007G8KFX7 5466 17586 SH SOLE 0 0 17586 BUZZFEED INC CLASS A COM 12430A102 BBG00YPS9KZ4 7386 10710 SH SOLE 0 0 10710 CISCO SYS INC COM 17275R102 BBG001S6HC62 421972 8858 SH SOLE 0 0 8858 CITIUS PHARMACEUTICALS INC COM NEW 17322U207 BBG001V1J7S4 8662 10965 SH SOLE 0 0 10965 COHEN & STEERS QUALITY INCOM COM 19247L106 BBG001SG5559 134631 11707 SH SOLE 0 0 11707 CONYERS PARK III ACQSITN COR CLASS A COM 21289P102 BBG011PRC6C9 265158 127480 SH SOLE 0 0 127480 CORNERSTONE STRATEGIC VALUE COM 21924B302 BBG001S5PWK5 144637 19625 SH SOLE 0 0 19625 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 BBG0177CTQC7 255062 7618 SH SOLE 0 0 7618 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 BBG00GBQTCP9 9960725 338570 SH SOLE 1361 0 337209 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 250306 2430 SH SOLE 0 0 2430 EXXON MOBIL CORP COM 30231G102 BBG001S69V32 501649 4548 SH SOLE 0 0 4548 FEDEX CORP COM 31428X106 BBG001S5R3M5 310894 1795 SH SOLE 0 0 1795 FIDELITY MERRIMACK STR TR TOTAL BD ETF 316188309 BBG0078X1341 3653254 81147 SH SOLE 326 0 80821 FLEXSHARES TR MORNSTAR UPSTR 33939L407 BBG00243P8S9 16859558 387844 SH SOLE 1392 0 386452 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 32366 2783 SH SOLE 0 0 2783 FORD MTR CO DEL COM 345370860 BBG001S5TZ33 4460 8000 SH Call SOLE 0 0 8000 FORESIGHT AUTONOMOUS HLDGS L SPONSORED ADS 345523104 BBG00GXL7X10 4665 11000 SH SOLE 0 0 11000 GEE GROUP INC COM 36165A102 BBG001S5SHT6 8590 17531 SH SOLE 0 0 17531 GLOBAL X FDS DOW 30 COVERED C 37960A859 BBG015GTQ4F3 695568 32247 SH SOLE 0 0 32247 GLOBAL X FDS GLBL X MLP ETF 37954Y343 BBG002WKD6P0 289113 7002 SH SOLE 0 0 7002 GLOBAL X FDS RUSSELL 2000 37954Y459 BBG00NX04695 750049 39875 SH SOLE 0 0 39875 GLOBAL X FDS S&P 500 COVERED 37954Y475 BBG00MVL3G29 855195 21722 SH SOLE 0 0 21722 HARVARD BIOSCIENCE INC COM 416906105 BBG001SG1ML8 371806 134226 SH SOLE 0 0 134226 HOME DEPOT INC COM 437076102 BBG001S5RTW7 221734 702 SH SOLE 0 0 702 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 BBG00KJR1T91 16539788 334407 SH SOLE 1363 0 333044 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 BBG007HL81B6 551220 37295 SH SOLE 0 0 37295 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 BBG001SN3Z78 499974 24165 SH SOLE 0 0 24165 INVESCO QQQ TR UNIT SER 1 46090E103 BBG001S9GN63 1077635 4047 SH SOLE 0 0 4047 ISHARES TR CORE DIV GRWTH 46434V621 BBG006MJFZK4 757400 15148 SH SOLE 0 0 15148 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 946400 10000 SH SOLE 0 0 10000 ISHARES TR CORE S&P TTL STK 464287150 BBG001SHTRL5 646749 7627 SH SOLE 0 0 7627 ISHARES TR MSCI INTL QUALTY 46434V456 BBG007WGM3H4 473963 14633 SH SOLE 0 0 14633 ISHARES TR MSCI USA QLT FCT 46432F339 BBG004TRTWW3 594415 5216 SH SOLE 0 0 5216 ISHARES TR RUS 1000 VAL ETF 464287598 BBG001S562P7 390044 2572 SH SOLE 0 0 2572 ISHARES TR RUS MID CAP ETF 464287499 BBG001SJCNS1 1926844 28567 SH SOLE 0 0 28567 J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 46641Q837 BBG00GP26NW0 6985365 139345 SH SOLE 669 0 138676 JACOBS SOLUTIONS INC COM 46982L108 BBG019C1BQS3 678035 5647 SH SOLE 0 0 5647 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 368558 2086 SH SOLE 0 0 2086 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 463414 3456 SH SOLE 0 0 3456 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 226693 12538 SH SOLE 0 0 12538 KRANESHARES TR GLOBAL CARB STRA 500767678 BBG00WC70964 3526935 96708 SH SOLE 368 0 96340 LEGALZOOM COM INC COM 52466B103 BBG001TVNN74 108360 14000 SH SOLE 0 0 14000 LILLY ELI & CO COM 532457108 BBG001S5STL8 274746 751 SH SOLE 0 0 751 M & T BK CORP COM 55261F104 BBG001S7S2B4 205405 1416 SH SOLE 0 0 1416 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 BBG001S731Q7 371554 7400 SH SOLE 0 0 7400 MERCK & CO INC COM 58933Y105 BBG001S5TC52 364513 3285 SH SOLE 0 0 3285 MICROSOFT CORP COM 594918104 BBG001S5TD05 998767 4165 SH SOLE 0 0 4165 MULLEN AUTOMOTIVE INC COM 62526P109 BBG003GMH366 3907 13660 SH SOLE 0 0 13660 NIKE INC CL B 654106103 BBG001S6NTK2 346350 2960 SH SOLE 0 0 2960 OSI SYSTEMS INC COM 671044105 BBG001SB1J54 384002 4829 SH SOLE 0 0 4829 PACER FDS TR US CASH COWS 100 69374H881 BBG00FJQN752 489094 10575 SH SOLE 0 0 10575 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 783557 7943 SH SOLE 0 0 7943 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 211089 1337 SH SOLE 0 0 1337 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 824937 5443 SH SOLE 0 0 5443 RIO TINTO PLC SPONSORED ADR 767204100 BBG001SB0LX9 335649 4714 SH SOLE 0 0 4714 S&P GLOBAL INC COM 78409V104 BBG001S5T5M8 218716 653 SH SOLE 0 0 653 SCHWAB STRATEGIC TR SCHWAB FDT US SC 808524763 BBG0051NXNX3 9506913 203487 SH SOLE 896 0 202591 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 BBG001T5XQT9 21311233 475591 SH SOLE 1953 0 473638 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 BBG0025RWLM4 1859690 24619 SH SOLE 0 0 24619 SCHWAB STRATEGIC TR US TIPS ETF 808524870 BBG001T9F777 9096292 175638 SH SOLE 674 0 174964 SIERRA BANCORP COM 82620P102 BBG001S6XR89 280368 13200 SH SOLE 13200 0 0 SIGA TECHNOLOGIES INC COM 826917106 BBG001S80PZ5 572740 77818 SH SOLE 0 0 77818 SNAP INC CL A 83304A106 BBG00441QMK5 31325 3500 SH SOLE 0 0 3500 SNAP INC CL A 83304A106 BBG00441QMK5 6380 7500 SH Call SOLE 0 0 7500 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 2852545 7459 SH SOLE 0 0 7459 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 BBG001T96GD0 3274172 397351 SH SOLE 1239 0 396112 SSGA ACTIVE ETF TR MULT ASS RLRTN 78467V103 BBG002XY88Z0 208474 7570 SH SOLE 0 0 7570 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 BBG0084H8485 4512825 112708 SH SOLE 471 0 112237 TESLA INC COM 88160R101 BBG001SQKGD7 329804 2677 SH SOLE 0 0 2677 THERMO FISHER SCIENTIFIC INC COM 883556102 BBG001S5WS08 234043 425 SH SOLE 0 0 425 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 80373 3250 SH SOLE 0 0 3250 UBER TECHNOLOGIES INC COM 90353T100 BBG002B04MW4 7847 12900 SH Call SOLE 0 0 12900 UNION PAC CORP COM 907818108 BBG001S5X2M0 207070 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 BBG001S6WCJ1 449429 848 SH SOLE 0 0 848 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 843805 29514 SH SOLE 0 0 29514 UNITY SOFTWARE INC COM 91332U101 BBG0056JW5H5 3 100 SH Call SOLE 0 0 100 VALE S A SPONSORED ADS 91912E105 BBG001SB54S8 269048 15854 SH SOLE 0 0 15854 VALERO ENERGY CORP COM 91913Y100 BBG001S5X8K9 340746 2686 SH SOLE 0 0 2686 VANECK ETF TRUST LONG MUNI ETF 92189F536 BBG001T10HL2 1003287 57462 SH SOLE 0 0 57462 VANECK ETF TRUST PREFERRED SECURT 92189F429 BBG0034VZPF0 358914 21479 SH SOLE 0 0 21479 VANGUARD INDEX FDS GROWTH ETF 922908736 BBG001SHTTS4 38188900 179198 SH SOLE 761 0 178437 VANGUARD INDEX FDS SM CP VAL ETF 922908611 BBG001SHVTR2 16731605 105363 SH SOLE 414 0 104949 VANGUARD INDEX FDS SML CP GRW ETF 922908595 BBG001SHTTW9 10009436 49912 SH SOLE 209 0 49703 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 279142 1460 SH SOLE 0 0 1460 VANGUARD INDEX FDS VALUE ETF 922908744 BBG001SHVR78 53245675 379324 SH SOLE 1415 0 377909 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 BBG001SP7T00 31780241 633830 SH SOLE 2439 0 631391 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 BBG003H12XS7 311707 6673 SH SOLE 0 0 6673 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 BBG001T62M74 18820010 325493 SH SOLE 1299 0 324194 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 BBG001SQX4T3 551216 3630 SH SOLE 0 0 3630 VANGUARD STAR FDS VG TL INTL STK F 921909768 BBG001TJR1D8 557082 10771 SH SOLE 0 0 10771 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 BBG001SSPWL4 405971 9673 SH SOLE 0 0 9673 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 225397 3784 SH SOLE 0 0 3784 VERB TECHNOLOGY CO INC COM 92337U104 BBG004DZSWZ0 91167 555556 SH SOLE 0 0 555556