0001085146-22-002859.txt : 20220808 0001085146-22-002859.hdr.sgml : 20220808 20220808151646 ACCESSION NUMBER: 0001085146-22-002859 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 EFFECTIVENESS DATE: 20220808 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 221144007 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001760578 XXXXXXXX 06-30-2022 06-30-2022 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 N Craig Colbath 626-993-9300 /s/Craig Colbath Pasadena G0 08-03-2022 0 99 292122 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 305 3995 SH SOLE 0 0 3995 ALAUNOS THERAPEUTICS INC COM 98973P101 13 10596 SH SOLE 0 0 10596 ALPHABET INC CAP STK CL A 02079K305 758 348 SH SOLE 0 0 348 ALPHABET INC CAP STK CL C 02079K107 713 326 SH SOLE 0 0 326 AMAZON COM INC COM 023135106 933 8780 SH SOLE 0 0 8780 AMAZON COM INC COM 023135106 1 1000 SH Call SOLE 0 0 1000 AMERICAN AIRLS GROUP INC COM 02376R102 3 222 SH SOLE 0 0 222 AMERICAN AIRLS GROUP INC COM 02376R102 5 19500 SH Call SOLE 0 0 19500 AMERICAN TOWER CORP NEW COM 03027X100 336 1315 SH SOLE 0 0 1315 AMERICOLD REALTY TRUST INC COM 03064D108 5344 177899 SH SOLE 0 0 177899 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 1149 34241 SH SOLE 0 0 34241 APPLE INC COM 037833100 3745 27392 SH SOLE 0 0 27392 APPLE INC COM 037833100 0 1000 SH Call SOLE 0 0 1000 AT&T INC COM 00206R102 286 13634 SH SOLE 0 0 13634 AT&T INC COM 00206R102 0 8000 SH Put SOLE 0 0 8000 AZUL S A SPONSR ADR PFD 05501U106 135 19000 SH SOLE 0 0 19000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 758 2775 SH SOLE 0 0 2775 BK OF AMERICA CORP COM 060505104 1077 34583 SH SOLE 0 0 34583 BK OF AMERICA CORP COM 060505104 0 3000 SH Call SOLE 0 0 3000 BROADMARK RLTY CAP INC COM 11135B100 179 26627 SH SOLE 0 0 26627 BUZZFEED INC CLASS A COM 12430A102 16 10710 SH SOLE 0 0 10710 CISCO SYS INC COM 17275R102 355 8328 SH SOLE 0 0 8328 CLOVIS ONCOLOGY INC COM 189464100 45 25000 SH SOLE 0 0 25000 COHEN & STEERS QUALITY INCOM COM 19247L106 159 11707 SH SOLE 0 0 11707 CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 103 10000 SH SOLE 0 0 10000 CORNERSTONE STRATEGIC VALUE COM 21924B302 145 16871 SH SOLE 0 0 16871 DIMENSIONAL ETF TRUST US MKTWIDE VALUE 25434V724 239 7548 SH SOLE 0 0 7548 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 8970 289382 SH SOLE 0 0 289382 DUKE ENERGY CORP NEW COM NEW 26441C204 259 2412 SH SOLE 0 0 2412 EXXON MOBIL CORP COM 30231G102 289 3379 SH SOLE 0 0 3379 FEDEX CORP COM 31428X106 392 1730 SH SOLE 0 0 1730 FLEXSHARES TR MORNSTAR UPSTR 33939L407 14183 357530 SH SOLE 0 0 357530 FORESIGHT AUTONOMOUS HLDGS L SPONSORED ADS 345523104 7 11000 SH SOLE 0 0 11000 GLOBAL X FDS GLBL X MLP ETF 37954Y343 266 7209 SH SOLE 0 0 7209 GLOBAL X FDS NASDAQ 100 COVER 37954Y483 878 50268 SH SOLE 0 0 50268 HARVARD BIOSCIENCE INC COM 416906105 483 134226 SH SOLE 0 0 134226 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 18284 369001 SH SOLE 0 0 369001 INVESCO ACTVELY MNGD ETC FD OPTIMUM YIELD 46090F100 673 37295 SH SOLE 0 0 37295 INVESCO EXCH TRADED FD TR II CEF INM COMPSI 46138E404 764 40360 SH SOLE 0 0 40360 INVESCO EXCH TRADED FD TR II VAR RATE PFD 46138G870 718 32338 SH SOLE 0 0 32338 INVESCO EXCHANGE TRADED FD T GLOBAL DRGN CN 46137V571 3102 95173 SH SOLE 0 0 95173 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 413 20080 SH SOLE 0 0 20080 INVESCO QQQ TR UNIT SER 1 46090E103 1067 3807 SH SOLE 0 0 3807 ISHARES TR 0-5 YR TIPS ETF 46429B747 4707 46406 SH SOLE 0 0 46406 ISHARES TR BLACKROCK ULTRA 46434V878 6185 123607 SH SOLE 0 0 123607 ISHARES TR CORE DIV GRWTH 46434V621 666 13975 SH SOLE 0 0 13975 ISHARES TR CORE S&P SCP ETF 464287804 924 10000 SH SOLE 0 0 10000 ISHARES TR CORE S&P TTL STK 464287150 558 6659 SH SOLE 0 0 6659 ISHARES TR MSCI INTL QUALTY 46434V456 509 16459 SH SOLE 0 0 16459 ISHARES TR MSCI USA QLT FCT 46432F339 550 4925 SH SOLE 0 0 4925 ISHARES TR MSCI USA SML CP 46434V290 6160 131366 SH SOLE 0 0 131366 ISHARES TR RUS 1000 VAL ETF 464287598 373 2572 SH SOLE 0 0 2572 ISHARES TR RUS MID CAP ETF 464287499 1875 29000 SH SOLE 0 0 29000 ISHARES TR U S EQUITY FACTR 46434V282 6397 168796 SH SOLE 0 0 168796 JACOBS ENGR GROUP INC COM 469814107 718 5647 SH SOLE 0 0 5647 JOHNSON & JOHNSON COM 478160104 365 2056 SH SOLE 0 0 2056 JPMORGAN CHASE & CO COM 46625H100 378 3357 SH SOLE 0 0 3357 KINDER MORGAN INC DEL COM 49456B101 234 13936 SH SOLE 0 0 13936 KRANESHARES TR GLOBAL CARB STRA 500767678 3893 79071 SH SOLE 0 0 79071 LEGALZOOM COM INC COM 52466B103 154 14000 SH SOLE 0 0 14000 LILLY ELI & CO COM 532457108 251 775 SH SOLE 0 0 775 M & T BK CORP COM 55261F104 226 1416 SH SOLE 0 0 1416 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 355 7442 SH SOLE 0 0 7442 MERCK & CO INC COM 58933Y105 301 3296 SH SOLE 0 0 3296 MICROSOFT CORP COM 594918104 1030 4010 SH SOLE 0 0 4010 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 160 29908 SH SOLE 0 0 29908 NIKE INC CL B 654106103 299 2930 SH SOLE 0 0 2930 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 2 15000 SH Call SOLE 0 0 15000 OSI SYSTEMS INC COM 671044105 413 4829 SH SOLE 0 0 4829 PIMCO HIGH INCOME FD COM SHS 722014107 98 18997 SH SOLE 0 0 18997 PNC FINL SVCS GROUP INC COM 693475105 212 1344 SH SOLE 0 0 1344 PROCTER AND GAMBLE CO COM 742718109 791 5504 SH SOLE 0 0 5504 RIO TINTO PLC SPONSORED ADR 767204100 207 3400 SH SOLE 0 0 3400 S&P GLOBAL INC COM 78409V104 220 653 SH SOLE 0 0 653 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1241 17325 SH SOLE 0 0 17325 SPDR S&P 500 ETF TR TR UNIT 78462F103 2792 7401 SH SOLE 0 0 7401 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3561 516127 SH SOLE 0 0 516127 SUNDIAL GROWERS INC COM 86730L109 7 22200 SH SOLE 0 0 22200 TESLA INC COM 88160R101 464 689 SH SOLE 0 0 689 THERMO FISHER SCIENTIFIC INC COM 883556102 231 425 SH SOLE 0 0 425 UBER TECHNOLOGIES INC COM 90353T100 33 1630 SH SOLE 0 0 1630 UBER TECHNOLOGIES INC COM 90353T100 7 11200 SH Call SOLE 0 0 11200 UNION PAC CORP COM 907818108 213 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 445 867 SH SOLE 0 0 867 VALE S A SPONSORED ADS 91912E105 176 12031 SH SOLE 0 0 12031 VALERO ENERGY CORP COM 91913Y100 206 1939 SH SOLE 0 0 1939 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1805 23249 SH SOLE 0 0 23249 VANGUARD INDEX FDS GROWTH ETF 922908736 35266 158222 SH SOLE 0 0 158222 VANGUARD INDEX FDS SM CP VAL ETF 922908611 13772 91927 SH SOLE 0 0 91927 VANGUARD INDEX FDS SML CP GRW ETF 922908595 9075 46061 SH SOLE 0 0 46061 VANGUARD INDEX FDS TOTAL STK MKT 922908769 273 1448 SH SOLE 0 0 1448 VANGUARD INDEX FDS VALUE ETF 922908744 42422 321670 SH SOLE 0 0 321670 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 31737 635240 SH SOLE 0 0 635240 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 8257 164741 SH SOLE 0 0 164741 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 509 3550 SH SOLE 0 0 3550 VANGUARD TAX-MANAGED INTL FD VAN FTSE DEV MKT 921943858 394 9666 SH SOLE 0 0 9666 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 249 3628 SH SOLE 0 0 3628 VANGUARD WORLD FD EXTENDED DUR 921910709 1515 15134 SH SOLE 0 0 15134 WISDOMTREE TR FLOATNG RAT TREA 97717Y527 30711 610190 SH SOLE 0 0 610190