0001085146-22-001467.txt : 20220421 0001085146-22-001467.hdr.sgml : 20220421 20220420203835 ACCESSION NUMBER: 0001085146-22-001467 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220421 DATE AS OF CHANGE: 20220420 EFFECTIVENESS DATE: 20220421 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 22839449 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001760578 XXXXXXXX 03-31-2022 03-31-2022 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 N Craig Colbath 626-993-9300 /s/Craig Colbath Pasadena G0 04-19-2022 0 103 307122 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBVIE INC COM 00287Y109 221 1362 SH SOLE 0 0 1362 ADVANCED MICRO DEVICES INC COM 007903107 436 3985 SH SOLE 0 0 3985 ALAUNOS THERAPEUTICS INC COM 98973P101 7 10596 SH SOLE 0 0 10596 ALPHABET INC CAP STK CL A 02079K305 1007 362 SH SOLE 0 0 362 ALPHABET INC CAP STK CL C 02079K107 908 325 SH SOLE 0 0 325 AMAZON COM INC COM 023135106 1372 421 SH SOLE 0 0 421 AMERICAN AIRLS GROUP INC COM 02376R102 3 162 SH SOLE 0 0 162 AMERICAN AIRLS GROUP INC COM 02376R102 20 27000 SH Call SOLE 0 0 27000 AMERICAN TOWER CORP NEW COM 03027X100 330 1315 SH SOLE 0 0 1315 AMERICOLD RLTY TR COM 03064D108 4915 176282 SH SOLE 0 0 176282 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 1161 31003 SH SOLE 0 0 31003 APPLE INC COM 037833100 4858 27821 SH SOLE 0 0 27821 AT&T INC COM 00206R102 329 13923 SH SOLE 0 0 13923 AT&T INC COM 00206R102 2 10000 SH Put SOLE 0 0 10000 AZUL S A SPONSR ADR PFD 05501U106 151 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 990 2805 SH SOLE 0 0 2805 BK OF AMERICA CORP COM 060505104 1456 35333 SH SOLE 0 0 35333 BK OF AMERICA CORP COM 060505104 1 15000 SH Call SOLE 0 0 15000 BUZZFEED INC CLASS A COM 12430A102 56 10710 SH SOLE 0 0 10710 CF INDS HLDGS INC COM 125269100 255 2473 SH SOLE 0 0 2473 CISCO SYS INC COM 17275R102 464 8328 SH SOLE 0 0 8328 CLOVIS ONCOLOGY INC COM 189464100 51 25000 SH SOLE 0 0 25000 COHEN & STEERS QUALITY INCOM COM 19247L106 196 11707 SH SOLE 0 0 11707 CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 273 15000 SH SOLE 0 0 15000 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 10330 311252 SH SOLE 0 0 311252 DUKE ENERGY CORP NEW COM NEW 26441C204 319 2854 SH SOLE 0 0 2854 EXXON MOBIL CORP COM 30231G102 360 4361 SH SOLE 0 0 4361 FEDEX CORP COM 31428X106 400 1730 SH SOLE 0 0 1730 FEDEX CORP COM 31428X106 0 400 SH Put SOLE 0 0 400 FLEXSHARES TR MORNSTAR UPSTR 33939L407 12638 269877 SH SOLE 0 0 269877 FORD MTR CO DEL COM 345370860 195 11534 SH SOLE 0 0 11534 GENERAL DYNAMICS CORP COM 369550108 203 841 SH SOLE 0 0 841 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 227 2548 SH SOLE 0 0 2548 HARVARD BIOSCIENCE INC COM 416906105 728 117301 SH SOLE 0 0 117301 HOME DEPOT INC COM 437076102 207 692 SH SOLE 0 0 692 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 24991 501527 SH SOLE 0 0 501527 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 658 37295 SH SOLE 0 0 37295 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 445 20392 SH SOLE 0 0 20392 INVESCO QQQ TR UNIT SER 1 46090E103 1390 3833 SH SOLE 0 0 3833 ISHARES TR 0-5 YR TIPS ETF 46429B747 9364 89232 SH SOLE 0 0 89232 ISHARES TR BARCLAYS 7 10 YR 464287440 1495 13914 SH SOLE 0 0 13914 ISHARES TR BLACKROCK ULTRA 46434V878 8460 168690 SH SOLE 0 0 168690 ISHARES TR CORE DIV GRWTH 46434V621 729 13646 SH SOLE 0 0 13646 ISHARES TR CORE S&P SCP ETF 464287804 1079 10000 SH SOLE 0 0 10000 ISHARES TR MSCI INTL QUALTY 46434V456 553 14996 SH SOLE 0 0 14996 ISHARES TR MSCI USA QLT FCT 46432F339 603 4478 SH SOLE 0 0 4478 ISHARES TR RUS 1000 VAL ETF 464287598 431 2594 SH SOLE 0 0 2594 ISHARES TR RUS MID CAP ETF 464287499 2271 29095 SH SOLE 0 0 29095 ISHARES TR RUSSELL 3000 ETF 464287689 546 2081 SH SOLE 0 0 2081 JACOBS ENGR GROUP INC COM 469814107 778 5647 SH SOLE 0 0 5647 JOHNSON & JOHNSON COM 478160104 370 2085 SH SOLE 0 0 2085 JPMORGAN CHASE & CO COM 46625H100 469 3441 SH SOLE 0 0 3441 KINDER MORGAN INC DEL COM 49456B101 260 13739 SH SOLE 0 0 13739 KRANESHARES TR GLOBAL CARB STRA 500767678 2763 59222 SH SOLE 0 0 59222 LEGALZOOM COM INC COM 52466B103 226 16000 SH SOLE 0 0 16000 LILLY ELI & CO COM 532457108 222 775 SH SOLE 0 0 775 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 365 7442 SH SOLE 0 0 7442 MERCK & CO INC COM 58933Y105 270 3295 SH SOLE 0 0 3295 META PLATFORMS INC CL A 30303M102 203 914 SH SOLE 0 0 914 MICROSOFT CORP COM 594918104 1238 4017 SH SOLE 0 0 4017 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 174 28080 SH SOLE 0 0 28080 MOSAIC CO NEW COM 61945C103 283 4257 SH SOLE 0 0 4257 NIKE INC CL B 654106103 396 2940 SH SOLE 0 0 2940 NUTRIEN LTD COM 67077M108 229 2206 SH SOLE 0 0 2206 NVIDIA CORPORATION COM 67066G104 343 1256 SH SOLE 0 0 1256 OSI SYSTEMS INC COM 671044105 411 4829 SH SOLE 0 0 4829 PEOPLES UNITED FINANCIAL INC COM 712704105 240 12000 SH SOLE 0 0 12000 PIMCO ETF TR 1-5 US TIP IDX 72201R205 986 18094 SH SOLE 0 0 18094 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 33560 335065 SH SOLE 0 0 335065 PIMCO HIGH INCOME FD COM SHS 722014107 110 18997 SH SOLE 0 0 18997 PNC FINL SVCS GROUP INC COM 693475105 283 1536 SH SOLE 0 0 1536 PROCTER AND GAMBLE CO COM 742718109 841 5503 SH SOLE 0 0 5503 PROCTER AND GAMBLE CO COM 742718109 1 1500 SH Put SOLE 0 0 1500 PROSHARES TR SHORT QQQ NEW 74347B714 5628 486021 SH SOLE 0 0 486021 RIO TINTO PLC SPONSORED ADR 767204100 269 3345 SH SOLE 0 0 3345 S&P GLOBAL INC COM 78409V104 269 656 SH SOLE 0 0 656 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1218 15433 SH SOLE 0 0 15433 SONENDO INC COM 835431107 40 10000 SH SOLE 0 0 10000 SPDR S&P 500 ETF TR TR UNIT 78462F103 3348 7412 SH SOLE 0 0 7412 SPDR SER TR NUVEEN BLMBRG SH 78468R739 539 11384 SH SOLE 0 0 11384 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3561 406008 SH SOLE 0 0 406008 SUNDIAL GROWERS INC COM 86730L109 16 22200 SH SOLE 0 0 22200 TESLA INC COM 88160R101 684 635 SH SOLE 0 0 635 THERMO FISHER SCIENTIFIC INC COM 883556102 253 428 SH SOLE 0 0 428 UNION PAC CORP COM 907818108 273 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 448 879 SH SOLE 0 0 879 VALE S A SPONSORED ADS 91912E105 242 12085 SH SOLE 0 0 12085 VALERO ENERGY CORP COM 91913Y100 356 3510 SH SOLE 0 0 3510 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1372 16750 SH SOLE 0 0 16750 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 788 10119 SH SOLE 0 0 10119 VANGUARD INDEX FDS GROWTH ETF 922908736 35287 122696 SH SOLE 0 0 122696 VANGUARD INDEX FDS SM CP VAL ETF 922908611 14162 80496 SH SOLE 0 0 80496 VANGUARD INDEX FDS SML CP GRW ETF 922908595 9079 36590 SH SOLE 0 0 36590 VANGUARD INDEX FDS TOTAL STK MKT 922908769 328 1441 SH SOLE 0 0 1441 VANGUARD INDEX FDS VALUE ETF 922908744 42320 286372 SH SOLE 0 0 286372 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 30731 533609 SH SOLE 0 0 533609 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10170 198589 SH SOLE 0 0 198589 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 818 13807 SH SOLE 0 0 13807 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 201 2428 SH SOLE 0 0 2428 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 558 3438 SH SOLE 0 0 3438 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 587 12225 SH SOLE 0 0 12225 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 255 3232 SH SOLE 0 0 3232 ZOETIS INC CL A 98978V103 217 1153 SH SOLE 0 0 1153