Chief Compliance Officer

0001085146-22-000991.txt : 20220214 0001085146-22-000991.hdr.sgml : 20220214 20220214123029 ACCESSION NUMBER: 0001085146-22-000991 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220214 DATE AS OF CHANGE: 20220214 EFFECTIVENESS DATE: 20220214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 22628109 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001760578 XXXXXXXX 12-31-2021 12-31-2021 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 N Craig Colbath Chief Compliance Officer 626-993-9300 /s/Craig Colbath Pasadena G0 02-11-2022 0 118 305535 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 596 4140 SH SOLE 0 0 4140 AES CORP COM 00130H105 245 10099 SH SOLE 0 0 10099 ALPHABET INC CAP STK CL A 02079K305 1020 352 SH SOLE 0 0 352 ALPHABET INC CAP STK CL C 02079K107 1531 529 SH SOLE 0 0 529 AMAZON COM INC COM 023135106 1297 389 SH SOLE 0 0 389 AMERICAN AIRLS GROUP INC COM 02376R102 3 162 SH SOLE 0 0 162 AMERICAN AIRLS GROUP INC COM 02376R102 6 11000 SH Call SOLE 0 0 11000 AMERICAN TOWER CORP NEW COM 03027X100 379 1295 SH SOLE 0 0 1295 AMERICOLD RLTY TR COM 03064D108 5166 157542 SH SOLE 0 0 157542 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 3675 96225 SH SOLE 0 0 96225 APPLE INC COM 037833100 6105 34380 SH SOLE 0 0 34380 AT&T INC COM 00206R102 115 4679 SH SOLE 0 0 4679 AT&T INC COM 00206R102 10 7500 SH Put SOLE 0 0 7500 AUTOMATIC DATA PROCESSING IN COM 053015103 1580 6409 SH SOLE 0 0 6409 AZUL S A SPONSR ADR PFD 05501U106 132 10000 SH SOLE 0 0 10000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 824 2755 SH SOLE 0 0 2755 BK OF AMERICA CORP COM 060505104 1572 35333 SH SOLE 0 0 35333 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 274 1500 SH SOLE 0 0 1500 BUZZFEED INC CLASS A COM 12430A102 57 10710 SH SOLE 0 0 10710 CF INDS HLDGS INC COM 125269100 270 3812 SH SOLE 0 0 3812 CISCO SYS INC COM 17275R102 539 8503 SH SOLE 0 0 8503 CLOVIS ONCOLOGY INC COM 189464100 68 25000 SH SOLE 0 0 25000 COHEN & STEERS QUALITY INCOM COM 19247L106 212 11656 SH SOLE 0 0 11656 CONTROLADORA VUELA COMP DE A SPON ADR RP 10 21240E105 348 19350 SH SOLE 0 0 19350 CVS HEALTH CORP COM 126650100 245 2374 SH SOLE 0 0 2374 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 8297 284340 SH SOLE 0 0 284340 DUKE ENERGY CORP NEW COM NEW 26441C204 414 3950 SH SOLE 0 0 3950 ETF SER SOLUTIONS APTUS DEFINED 26922A388 283 9792 SH SOLE 0 0 9792 EXXON MOBIL CORP COM 30231G102 332 5419 SH SOLE 0 0 5419 FEDEX CORP COM 31428X106 456 1762 SH SOLE 0 0 1762 FLEXSHARES TR MORNSTAR UPSTR 33939L407 11112 281382 SH SOLE 0 0 281382 GENERAL DYNAMICS CORP COM 369550108 225 1081 SH SOLE 0 0 1081 GENERAL ELECTRIC CO COM NEW 369604301 19 199 SH SOLE 0 0 199 GENERAL ELECTRIC CO COM NEW 369604301 11 17500 SH Call SOLE 0 0 17500 GLOBAL X FDS GBL X BLOCKCHAIN 37954Y160 1310 60110 SH SOLE 0 0 60110 GOLDMAN SACHS ETF TR ACTIVEBETA US LG 381430503 242 2548 SH SOLE 0 0 2548 HARVARD BIOSCIENCE INC COM 416906105 817 115900 SH SOLE 0 0 115900 HOME DEPOT INC COM 437076102 287 692 SH SOLE 0 0 692 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 20510 407759 SH SOLE 0 0 407759 INVESCO ACTIVLY MANGD ETC FD OPTIMUM YIELD 46090F100 524 37295 SH SOLE 0 0 37295 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 544 25844 SH SOLE 0 0 25844 INVESCO QQQ TR UNIT SER 1 46090E103 1484 3730 SH SOLE 0 0 3730 ISHARES INC MSCI SWITZERLAND 464286749 5214 98889 SH SOLE 0 0 98889 ISHARES TR 0-5 YR TIPS ETF 46429B747 8209 77530 SH SOLE 0 0 77530 ISHARES TR 1 3 YR TREAS BD 464287457 6193 72401 SH SOLE 0 0 72401 ISHARES TR BARCLAYS 7 10 YR 464287440 2399 20859 SH SOLE 0 0 20859 ISHARES TR BLACKROCK ULTRA 46434V878 4480 88901 SH SOLE 0 0 88901 ISHARES TR CORE DIV GRWTH 46434V621 813 14619 SH SOLE 0 0 14619 ISHARES TR CORE S&P SCP ETF 464287804 1271 11100 SH SOLE 0 0 11100 ISHARES TR MSCI INTL QUALTY 46434V456 734 18627 SH SOLE 0 0 18627 ISHARES TR MSCI USA QLT FCT 46432F339 809 5555 SH SOLE 0 0 5555 ISHARES TR RUS 1000 VAL ETF 464287598 360 2145 SH SOLE 0 0 2145 ISHARES TR RUS MID CAP ETF 464287499 2466 29704 SH SOLE 0 0 29704 ISHARES TR RUSSELL 3000 ETF 464287689 531 1915 SH SOLE 0 0 1915 JACOBS ENGR GROUP INC COM 469814107 868 6232 SH SOLE 0 0 6232 JOHNSON & JOHNSON COM 478160104 351 2054 SH SOLE 0 0 2054 JPMORGAN CHASE & CO COM 46625H100 1204 7602 SH SOLE 0 0 7602 KINDER MORGAN INC DEL COM 49456B101 258 16284 SH SOLE 0 0 16284 KRANESHARES TR GLOBAL CARB STRA 500767678 2799 54987 SH SOLE 0 0 54987 LEGALZOOM COM INC COM 52466B103 257 16000 SH SOLE 0 0 16000 LILLY ELI & CO COM 532457108 214 775 SH SOLE 0 0 775 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 346 7442 SH SOLE 0 0 7442 MERCK & CO INC COM 58933Y105 287 3744 SH SOLE 0 0 3744 META PLATFORMS INC CL A 30303M102 288 856 SH SOLE 0 0 856 META PLATFORMS INC CL A 30303M102 2 500 SH Put SOLE 0 0 500 MICROSOFT CORP COM 594918104 2092 6220 SH SOLE 0 0 6220 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 209 38227 SH SOLE 0 0 38227 MOSAIC CO NEW COM 61945C103 215 5472 SH SOLE 0 0 5472 NIKE INC CL B 654106103 488 2930 SH SOLE 0 0 2930 NUTRIEN LTD COM 67077M108 238 3160 SH SOLE 0 0 3160 NVIDIA CORPORATION COM 67066G104 326 1110 SH SOLE 0 0 1110 OSI SYSTEMS INC COM 671044105 450 4829 SH SOLE 0 0 4829 PAYCHEX INC COM 704326107 712 5219 SH SOLE 0 0 5219 PEOPLES UNITED FINANCIAL INC COM 712704105 214 12000 SH SOLE 0 0 12000 PFIZER INC COM 717081103 223 3780 SH SOLE 0 0 3780 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 620 6106 SH SOLE 0 0 6106 PNC FINL SVCS GROUP INC COM 693475105 308 1536 SH SOLE 0 0 1536 PROCTER AND GAMBLE CO COM 742718109 900 5502 SH SOLE 0 0 5502 PROCTER AND GAMBLE CO COM 742718109 0 1000 SH Put SOLE 0 0 1000 RIO TINTO PLC SPONSORED ADR 767204100 273 4085 SH SOLE 0 0 4085 S&P GLOBAL INC COM 78409V104 308 653 SH SOLE 0 0 653 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3918 132290 SH SOLE 0 0 132290 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1443 17855 SH SOLE 0 0 17855 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 253 2225 SH SOLE 0 0 2225 SONENDO INC COM 835431107 58 10000 SH SOLE 0 0 10000 SPDR S&P 500 ETF TR TR UNIT 78462F103 3991 8402 SH SOLE 0 0 8402 SPDR SER TR NUVEEN BLMBRG SH 78468R739 560 11384 SH SOLE 0 0 11384 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 3134 390748 SH SOLE 0 0 390748 SUNDIAL GROWERS INC COM 86730L109 13 22200 SH SOLE 0 0 22200 TARGET CORP COM 87612E106 215 928 SH SOLE 0 0 928 TESLA INC COM 88160R101 699 661 SH SOLE 0 0 661 THERMO FISHER SCIENTIFIC INC COM 883556102 284 425 SH SOLE 0 0 425 UBER TECHNOLOGIES INC COM 90353T100 61 1465 SH SOLE 0 0 1465 UBER TECHNOLOGIES INC COM 90353T100 26 13500 SH Call SOLE 0 0 13500 UNION PAC CORP COM 907818108 252 1000 SH SOLE 0 0 1000 UNITEDHEALTH GROUP INC COM 91324P102 435 867 SH SOLE 0 0 867 VALE S A SPONSORED ADS 91912E105 214 15282 SH SOLE 0 0 15282 VALERO ENERGY CORP COM 91913Y100 314 4181 SH SOLE 0 0 4181 VANGUARD BD INDEX FDS INTERMED TERM 921937819 1246 14221 SH SOLE 0 0 14221 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 676 8360 SH SOLE 0 0 8360 VANGUARD INDEX FDS GROWTH ETF 922908736 41288 128662 SH SOLE 0 0 128662 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 361 3116 SH SOLE 0 0 3116 VANGUARD INDEX FDS SM CP VAL ETF 922908611 16027 89609 SH SOLE 0 0 89609 VANGUARD INDEX FDS SML CP GRW ETF 922908595 11702 41526 SH SOLE 0 0 41526 VANGUARD INDEX FDS TOTAL STK MKT 922908769 347 1437 SH SOLE 0 0 1437 VANGUARD INDEX FDS VALUE ETF 922908744 44286 301040 SH SOLE 0 0 301040 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 32185 525217 SH SOLE 0 0 525217 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 10643 207057 SH SOLE 0 0 207057 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 284 3157 SH SOLE 0 0 3157 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 773 4502 SH SOLE 0 0 4502 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 983 19257 SH SOLE 0 0 19257 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 332 3892 SH SOLE 0 0 3892 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 239 3554 SH SOLE 0 0 3554 VANGUARD WORLD FD MEGA GRWTH IND 921910816 769 2950 SH SOLE 0 0 2950 WELLS FARGO CO NEW PERP PFD CNV A 949746804 238 160 SH SOLE 0 0 160 WISDOMTREE TR US SMALLCAP DIVD 97717W604 5923 180250 SH SOLE 0 0 180250 ZIOPHARM ONCOLOGY INC COM 98973P101 12 10596 SH SOLE 0 0 10596 ZOETIS INC CL A 98978V103 286 1173 SH SOLE 0 0 1173