0001085146-21-001386.txt : 20210430 0001085146-21-001386.hdr.sgml : 20210430 20210430093535 ACCESSION NUMBER: 0001085146-21-001386 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210430 DATE AS OF CHANGE: 20210430 EFFECTIVENESS DATE: 20210430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Pasadena Private Wealth, LLC CENTRAL INDEX KEY: 0001760578 IRS NUMBER: 824823358 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19092 FILM NUMBER: 21874246 BUSINESS ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-993-9300 MAIL ADDRESS: STREET 1: 2 N. LAKE AVE. STREET 2: STE 520 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001760578 XXXXXXXX 03-31-2021 03-31-2021 false Pasadena Private Wealth, LLC

2 N. LAKE AVE. STE 520 PASADENA CA 91101

13F HOLDINGS REPORT 028-19092 N Craig Colbath 626-993-9300 /s/Craig Colbath Pasadena G0 04-29-2021 0 96 276331 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ADVANCED MICRO DEVICES INC COM 007903107 346 4406 SH SOLE 0 0 4406 AES CORP COM 00130H105 310 11564 SH SOLE 0 0 11564 ALPHABET INC CAP STK CL A 02079K305 697 338 SH SOLE 0 0 338 ALPHABET INC CAP STK CL C 02079K107 782 378 SH SOLE 0 0 378 AMAZON COM INC COM 023135106 1027 332 SH SOLE 0 0 332 AMERICAN VANGUARD CORP COM 030371108 327 16000 SH SOLE 0 0 16000 AMERICOLD RLTY TR COM 03064D108 6076 157952 SH SOLE 0 0 157952 AMPLIFY ETF TR CWP ENHANCED DIV 032108409 603 17496 SH SOLE 0 0 17496 APPLE INC COM 037833100 2973 24337 SH SOLE 0 0 24337 APPLE INC COM 037833100 1 500 SH Call SOLE 0 0 500 AT&T INC COM 00206R102 134 4439 SH SOLE 0 0 4439 AT&T INC COM 00206R102 7 14000 SH Put SOLE 0 0 14000 AUTOMATIC DATA PROCESSING IN COM 053015103 1191 6322 SH SOLE 0 0 6322 AZUL S A SPONSR ADR PFD 05501U106 505 25000 SH SOLE 0 0 25000 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 546 2136 SH SOLE 0 0 2136 BK OF AMERICA CORP COM 060505104 367 9483 SH SOLE 0 0 9483 BK OF AMERICA CORP COM 060505104 0 5000 SH Put SOLE 0 0 5000 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 380 26588 SH SOLE 0 0 26588 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 230 1500 SH SOLE 0 0 1500 CASTOR MARITIME INC SHS Y1146L109 10 13000 SH SOLE 0 0 13000 CISCO SYS INC COM 17275R102 300 5793 SH SOLE 0 0 5793 COHEN & STEERS QUALITY INCOM COM 19247L106 162 11656 SH SOLE 0 0 11656 DIREXION SHS ETF TR AUSPCE CMD STG 25460E307 6363 230913 SH SOLE 0 0 230913 DUKE ENERGY CORP NEW COM NEW 26441C204 421 4365 SH SOLE 0 0 4365 ETF SER SOLUTIONS APTUS DEFINED 26922A388 7177 244955 SH SOLE 0 0 244955 EXXON MOBIL CORP COM 30231G102 229 4108 SH SOLE 0 0 4108 FACEBOOK INC CL A 30303M102 240 815 SH SOLE 0 0 815 FACEBOOK INC CL A 30303M102 5 300 SH Put SOLE 0 0 300 FEDEX CORP COM 31428X106 525 1847 SH SOLE 0 0 1847 FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 33740F805 1604 30368 SH SOLE 0 0 30368 FLEXSHARES TR MORNSTAR UPSTR 33939L407 8701 240426 SH SOLE 0 0 240426 GENERAL ELECTRIC CO COM 369604103 21 1600 SH SOLE 0 0 1600 GENERAL ELECTRIC CO COM 369604103 42 17500 SH Call SOLE 0 0 17500 GENERAL MTRS CO COM 37045V100 0 3 SH SOLE 0 0 3 GENERAL MTRS CO COM 37045V100 6 15000 SH Put SOLE 0 0 15000 GOL LINHAS AEREAS INTELIGENT SPON ADR PFD NEW 38045R206 77 10000 SH SOLE 0 0 10000 HARVARD BIOSCIENCE INC COM 416906105 390 71500 SH SOLE 0 0 71500 INTEL CORP COM 458140100 240 3747 SH SOLE 0 0 3747 INVESCO ACTIVELY MANAGED ETF ULTRA SHRT DUR 46090A887 16983 336439 SH SOLE 0 0 336439 INVESCO EXCHANGE TRADED FD T HIG YLD EQ DIV 46137V563 378 18659 SH SOLE 0 0 18659 INVESCO QQQ TR UNIT SER 1 46090E103 1165 3649 SH SOLE 0 0 3649 ISHARES INC MSCI JPN ETF NEW 46434G822 4137 60378 SH SOLE 0 0 60378 ISHARES SILVER TR ISHARES 46428Q109 143 6300 SH SOLE 0 0 6300 ISHARES SILVER TR ISHARES 46428Q109 0 16000 SH Call SOLE 0 0 16000 ISHARES TR BLACKROCK ULTRA 46434V878 3840 76013 SH SOLE 0 0 76013 ISHARES TR CORE DIV GRWTH 46434V621 565 11700 SH SOLE 0 0 11700 ISHARES TR MSCI INTL QUALTY 46434V456 530 14547 SH SOLE 0 0 14547 ISHARES TR MSCI UK ETF NEW 46435G334 257 8198 SH SOLE 0 0 8198 ISHARES TR MSCI USA QLT FCT 46432F339 567 4656 SH SOLE 0 0 4656 ISHARES TR RUSSELL 3000 ETF 464287689 218 920 SH SOLE 0 0 920 JACOBS ENGR GROUP INC COM 469814107 806 6232 SH SOLE 0 0 6232 JOHNSON & JOHNSON COM 478160104 328 1998 SH SOLE 0 0 1998 JPMORGAN CHASE & CO COM 46625H100 987 6481 SH SOLE 0 0 6481 KINDER MORGAN INC DEL COM 49456B101 475 28536 SH SOLE 0 0 28536 LANDMARK INFRASTRCTUR PARTR COM UNIT LTD 51508J108 152 12850 SH SOLE 0 0 12850 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 323 7442 SH SOLE 0 0 7442 MERCK & CO. INC COM 58933Y105 237 3074 SH SOLE 0 0 3074 MICROSOFT CORP COM 594918104 1326 5626 SH SOLE 0 0 5626 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADS 606822104 177 32848 SH SOLE 0 0 32848 NIKE INC CL B 654106103 233 1755 SH SOLE 0 0 1755 NIKE INC CL B 654106103 1 2000 SH Put SOLE 0 0 2000 OSI SYSTEMS INC COM 671044105 464 4829 SH SOLE 0 0 4829 PAYCHEX INC COM 704326107 505 5156 SH SOLE 0 0 5156 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 735 7215 SH SOLE 0 0 7215 PROCTER AND GAMBLE CO COM 742718109 743 5489 SH SOLE 0 0 5489 PROSHARES TR SHORT S&P 500 NE 74347B425 4344 259214 SH SOLE 0 0 259214 S&P GLOBAL INC COM 78409V104 229 649 SH SOLE 0 0 649 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 3732 117423 SH SOLE 0 0 117423 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1038 14230 SH SOLE 0 0 14230 SPDR S&P 500 ETF TR TR UNIT 78462F103 1218 3072 SH SOLE 0 0 3072 SPDR SER TR NUVEEN BLMBRG SR 78468R739 571 11520 SH SOLE 0 0 11520 SPROTT PHYSICAL GOLD TR UNIT 85207H104 5163 385046 SH SOLE 0 0 385046 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 5578 635350 SH SOLE 0 0 635350 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 1515 31415 SH SOLE 0 0 31415 STARBUCKS CORP COM 855244109 63 572 SH SOLE 0 0 572 STARBUCKS CORP COM 855244109 2 9500 SH Put SOLE 0 0 9500 SUNDIAL GROWERS INC COM 86730L109 17 15000 SH SOLE 0 0 15000 SUNDIAL GROWERS INC COM 86730L109 0 2000 SH Call SOLE 0 0 2000 TESLA INC COM 88160R101 470 703 SH SOLE 0 0 703 VALERO ENERGY CORP COM 91913Y100 260 3630 SH SOLE 0 0 3630 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 2532 77908 SH SOLE 0 0 77908 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 8424 102491 SH SOLE 0 0 102491 VANGUARD INDEX FDS GROWTH ETF 922908736 34452 134033 SH SOLE 0 0 134033 VANGUARD INDEX FDS SM CP VAL ETF 922908611 14412 87022 SH SOLE 0 0 87022 VANGUARD INDEX FDS SML CP GRW ETF 922908595 11909 43360 SH SOLE 0 0 43360 VANGUARD INDEX FDS TOTAL STK MKT 922908769 294 1423 SH SOLE 0 0 1423 VANGUARD INDEX FDS VALUE ETF 922908744 37838 287825 SH SOLE 0 0 287825 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 29803 491144 SH SOLE 0 0 491144 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 6474 125606 SH SOLE 0 0 125606 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 20988 254400 SH SOLE 0 0 254400 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 544 3702 SH SOLE 0 0 3702 VANGUARD WHITEHALL FDS INTL DVD ETF 921946810 229 2770 SH SOLE 0 0 2770 VANGUARD WORLD FD MEGA GRWTH IND 921910816 533 2572 SH SOLE 0 0 2572 VERIZON COMMUNICATIONS INC COM 92343V104 339 5836 SH SOLE 0 0 5836 WELLS FARGO CO NEW COM 949746101 0 10000 SH Put SOLE 0 0 10000 WISDOMTREE TR US SMALLCAP DIVD 97717W604 4070 130666 SH SOLE 0 0 130666