EX-FILING FEES 8 tm2220654d4_ex107.htm EX-FILING FEES

 

Exhibit 107

 

Calculation of Filing Fee Table

 

Form S-3
(Form Type)

 

HOOKIPA Pharma Inc.

(Exact Name of Registrant as Specified in its Charter)

 

Table 1: Newly Registered and Carry Forward Securities

 

 

Security Type

Security Class 
Title
Fee
Calculation
Rule

Amount to
be

registered

 

Proposed maximum offering price per share

Maximum
Aggregate
Offering Price
Fee Rate

 

Amount of
registration
fee

 

 

 

 

 

 

Carry

Forward

Form

Type

 

 

 

 

 

 

Carry

Forward

File

Number

 

 

 

 

 

Carry

Forward

Initial

Effective

date

Filing Fee

Previously

Paid In

Connection
with

Unsold

Securities

to be

Carried

Forward

  Newly Registered Securities
Fees to Be Paid Equity Common Stock, par value $0.0001 per share 457(o) (1) (2)  (3) $0.0000927          
Equity Class A Common Stock, par value $0.0001 per share 457(o) (1) (2) (3) $0.0000927          
Equity Preferred Stock, par value $0.0001 per share 457(o) (1) (2) (3) $0.0000927          
Debt Debt Securities 457(o) (1) (2) (3) $0.0000927          
Other Warrants 457(o) (1) (2) (3) $0.0000927          
Other Units 457(o) (1) (2) (3) $0.0000927          
Unallocated (Universal) Shelf   457(o) (1) (2) $155,934,000 $0.0000927 $14,455.08(4)        
Fees Previously Paid --
  Carry Forward Securities

Carry Forward Securities Unallocated (Universal)
Shelf
Unallocated (Universal)
Shelf
415(a)(6) (5)   $44,066,000                 S-3 333-238311 May 27, 2020 $5,719.77
  Total Offering Amounts         $200,000,000   $14,455.08        
  Total Fees Previously Paid                
  Total Fee Offsets              
  Net Fee Due       $14,455.08        

 

(1)The amount to be registered consists of up to $200,000,000 of an indeterminate amount of common stock, preferred stock, debt securities, warrants and/or units. There is also being registered hereunder such currently indeterminate number of (i) shares of common stock or other securities of the registrant as may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) shares of preferred stock, common stock, debt securities or units as may be issued upon exercise of warrants registered hereby, as the case may be. Any securities registered hereunder may be sold separately or as units with the other securities registered hereunder.

 

(2)  The proposed maximum aggregate offering price per unit will be determined from time to time by the registrant in connection with the issuance by the registrant of the securities registered hereunder.

 

(3)Estimated solely for purposes of computing the registration fee. No separate consideration will be received for (i) common stock or other securities of the registrant that may be issued upon conversion of, or in exchange for, convertible or exchangeable debt securities and/or preferred stock registered hereby, or (ii) preferred stock, common stock, debt securities or units that may be issued upon exercise of warrants registered hereby, as the case may be.

 

(4)  The registration fee has been calculated in accordance with Rule 457(o) under the Securities Act.

 

(5)  On May 15, 2020, the Registrant filed a registration statement on Form S-3 (File No. 333-238311) (the “Prior Registration Statement”), to register securities with an aggregate maximum offering price of $200,000,000, and paid a registration fee of $25,960 in connection therewith. As of the date of this registration statement, an aggregate of $44,066,000 of securities registered on the Prior Registration Statement are unsold. Pursuant to Rule 415(a)(6), the unsold securities are being moved from the Prior Registration Statement to this registration statement, and the registration fee previously paid by the Registrant relating to the unsold securities included on this registration statement will continue to be applied to such unsold securities. Accordingly, the amount of the registration fee being paid herewith ($14,455.08) relates to the additional aggregate principal amount of $155,934,000 of the Registrant’s securities being registered hereunder. Pursuant to Rule 415(a)(6) under the Securities Act, the offering of unsold securities under the Prior Registration Statement will be deemed terminated as of the date of effectiveness of this registration statement.