0001104659-22-076820.txt : 20220701 0001104659-22-076820.hdr.sgml : 20220701 20220701160831 ACCESSION NUMBER: 0001104659-22-076820 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220701 DATE AS OF CHANGE: 20220701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman David Ross CENTRAL INDEX KEY: 0001772595 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 221061448 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 350 FIFTH AVENUE 72ND FLOOR CITY: NEW YORK STATE: NE ZIP: 101118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2220275-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-30 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001772595 Kaufman David Ross C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 101118 1 0 0 0 Stock Option (Right to Buy) 1.63 2022-06-30 4 A 0 20000 0 A 2032-06-30 Common Stock 20000 20000 D This option shall vest and become fully exercisable on June 30, 2023. /s/ Reinhard Kandera, as Attorney-in-Fact 2022-07-01