0001104659-21-053194.txt : 20210421 0001104659-21-053194.hdr.sgml : 20210421 20210421163717 ACCESSION NUMBER: 0001104659-21-053194 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210419 FILED AS OF DATE: 20210421 DATE AS OF CHANGE: 20210421 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Christine D. CENTRAL INDEX KEY: 0001852644 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 21841969 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 CITY: NEW YORK STATE: NY ZIP: 10118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 tm2113596-8_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-04-19 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001852644 Baker Christine D. C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 0 1 0 0 Chief Business Officer Stock Option (Right to Buy) 12.00 2021-04-19 4 A 0 49950 0 A 2031-04-19 Common Stock 49950 49950 D 25% of this option shall vest on April 19, 2022, with the remainder vesting in 12 equal quarterly installments thereafter. /s/ Reinhard Kandera, as Attorney-in-Fact 2021-04-21