0001104659-20-005577.txt : 20200121 0001104659-20-005577.hdr.sgml : 20200121 20200121164448 ACCESSION NUMBER: 0001104659-20-005577 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200116 FILED AS OF DATE: 20200121 DATE AS OF CHANGE: 20200121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orlinger Klaus CENTRAL INDEX KEY: 0001768432 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38869 FILM NUMBER: 20536798 MAIL ADDRESS: STREET 1: C/O HOOKIPA PHARMA INC. STREET 2: 430 EAST 29TH STREET, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOOKIPA Pharma Inc. CENTRAL INDEX KEY: 0001760542 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815395687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 0114318906360 MAIL ADDRESS: STREET 1: 430 EAST 29TH STREET STREET 2: 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 a4.xml 4 X0306 4 2020-01-16 0 0001760542 HOOKIPA Pharma Inc. HOOK 0001768432 Orlinger Klaus C/O HOOKIPA PHARMA INC. 350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK NY 10118 0 1 0 0 Sr. VP, Research Common Stock 2020-01-16 4 M 0 1140 0.10 A 1140 D Common Stock 2020-01-16 4 M 0 571 0.10 A 1711 D Common Stock 2020-01-16 4 S 0 1711 11.5612 D 0 D Common Stock 2020-01-21 4 M 0 6789 0.10 A 6789 D Common Stock 2020-01-21 4 S 0 6789 12.0182 D 0 D Stock Option (Right to Buy) 0.10 2020-01-16 4 M 0 1140 0 D 2026-12-31 Common Stock 1140 0 D Stock Option (Right to Buy) 0.10 2020-01-16 4 M 0 571 0 D 2026-12-31 Common Stock 571 14530 D Stock Option (Right to Buy) 0.10 2020-01-21 4 M 0 6789 0 D 2026-12-31 Common Stock 6789 7741 D This option is fully vested and exercisable. 25% of this option vested and became exercisable on January 1, 2018, with the remainder vesting in 12 equal quarterly installments thereafter. /s/ Reinhard Kandera, as Attorney-in-Fact 2020-01-21