Chief Compliance Officer

0001760472-22-000003.txt : 20220428 0001760472-22-000003.hdr.sgml : 20220428 20220427173212 ACCESSION NUMBER: 0001760472-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220428 DATE AS OF CHANGE: 20220427 EFFECTIVENESS DATE: 20220428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRW Wealth Management LLC CENTRAL INDEX KEY: 0001760472 IRS NUMBER: 272409376 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19218 FILM NUMBER: 22861156 BUSINESS ADDRESS: STREET 1: 1 PINE HILL DRIVE STREET 2: SUITE 502 CITY: QUINCY STATE: MA ZIP: 02169 BUSINESS PHONE: 6177450900 MAIL ADDRESS: STREET 1: 1 PINE HILL DRIVE STREET 2: SUITE 502 CITY: QUINCY STATE: MA ZIP: 02169 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001760472 XXXXXXXX 03-31-2022 03-31-2022 PRW Wealth Management LLC

1 PINE HILL DRIVE SUITE 502 QUINCY MA 02169

13F HOLDINGS REPORT 028-19218 N CATHERINE DOLPHYN Chief Compliance Officer (617) 745-0900 CATHERINE DOLPHYN QUINCY MA 04-27-2022 5 115 225409 false 1 028-04139 Eaton Vance 2 028-11395 Essex 3 028-20883 Green Harvest 4 028-14156 Harbourvest 5 028-04558 Parametric INFORMATION TABLE 2 13F_PRW_Q12022.xml ADVANCED MICRO DEVICES INC COM 007903107 221 2019 SH DFND 3,5 0 255 1764 ALPHABET INC CAP STK CL C 02079K107 2413 864 SH DFND 1,5 0 32 832 ALPHABET INC CAP STK CL A 02079K305 545 196 SH DFND 1,5 0 74 122 AMAZON COM INC COM 023135106 4617 1416 SH DFND 1,2,5 0 90 1326 AMERICAN EXPRESS CO COM 025816109 258 1380 SH DFND 5 0 150 1230 AMERICAN TOWER CORP NEW COM 03027X100 276 1097 SH DFND 5 0 68 1029 AMGEN INC COM 031162100 256 1057 SH DFND 5 0 107 950 ANALOG DEVICES INC COM 032654105 228 1385 SH DFND 5 0 81 1304 APPLE INC COM 037833100 4761 27266 SH DFND 1,2,3,5 0 3263 24003 APPLIED MATLS INC COM 038222105 208 1582 SH DFND 3,5 0 177 1405 ARK ETF TR INNOVATION ETF 00214Q104 4726 71295 SH SOLE 0 0 71295 BECTON DICKINSON & CO COM 075887109 263 990 SH DFND 5 0 49 941 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4705 13332 SH DFND 5 0 301 13031 BK OF AMERICA CORP COM 060505104 251 6073 SH DFND 1,5 0 1711 4362 BROADCOM INC COM 11135F101 231 367 SH DFND 3,5 0 87 280 COLGATE PALMOLIVE CO COM 194162103 226 2984 SH DFND 1,5 0 24 2960 CVS HEALTH CORP COM 126650100 232 2298 SH DFND 5 0 190 2108 DISNEY WALT CO COM 254687106 782 5705 SH DFND 1,2,5 0 529 5176 EASTERN BANKSHARES INC COM 27627N105 215 10000 SH SOLE 0 0 10000 EBAY INC. COM 278642103 348 6077 SH DFND 3,5 0 245 5832 EXXON MOBIL CORP COM 30231G102 259 3131 SH DFND 5 0 181 2950 FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 33738R506 3667 74835 SH DFND 4 0 7000 67835 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 1049 22300 SH SOLE 0 22300 0 FIRST TR EXCHNG TRADED FD VI VEST US BUFFER 33740F862 5566 146271 SH DFND 4 0 1726 144545 FIRST TR EXCHNG TRADED FD VI VEST US EQTY BUF 33740F664 2670 76313 SH SOLE 0 0 76313 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740F722 2766 73124 SH SOLE 0 17500 55624 FIRST TR EXCHNG TRADED FD VI CBOE EQT BUFER 33740F847 4727 124823 SH SOLE 0 0 124823 FIRST TR EXCHNG TRADED FD VI CBOE VEST US EQT 33740U208 1050 29093 SH SOLE 0 0 29093 FIRST TR VALUE LINE DIVID IN SHS 33734H106 1208 28556 SH SOLE 0 13930 14626 FS KKR CAP CORP COM 302635206 1456 63801 SH SOLE 0 0 63801 HARBORONE BANCORP INC NEW COM NEW 41165Y100 380 27114 SH SOLE 0 0 27114 HOME DEPOT INC COM 437076102 555 1854 SH DFND 5 0 225 1629 HONEYWELL INTL INC COM 438516106 312 1602 SH DFND 5 0 103 1499 INTEL CORP COM 458140100 253 5108 SH DFND 5 0 748 4360 ISHARES TR CORE S&P500 ETF 464287200 44340 97731 SH DFND 4 0 550 97181 ISHARES TR MSCI EAFE ETF 464287465 1450 19700 SH SOLE 0 14500 5200 ISHARES TR RUS MDCP VAL ETF 464287473 450 3761 SH SOLE 0 0 3761 ISHARES TR RUS MD CP GR ETF 464287481 334 3325 SH SOLE 0 0 3325 ISHARES TR RUS 1000 VAL ETF 464287598 4641 27956 SH SOLE 0 8679 19277 ISHARES TR RUS 1000 GRW ETF 464287614 1714 6173 SH SOLE 0 2810 3363 ISHARES TR RUS 2000 VAL ETF 464287630 502 3109 SH SOLE 0 0 3109 ISHARES TR RUS 2000 GRW ETF 464287648 377 1476 SH SOLE 0 0 1476 ISHARES TR RUSSELL 2000 ETF 464287655 1468 7153 SH SOLE 0 6537 616 ISHARES TR CORE S&P US GWT 464287671 456 4319 SH SOLE 0 0 4319 ISHARES TR RUSSELL 3000 ETF 464287689 3311 12620 SH SOLE 0 4900 7720 ISHARES TR EAFE GRWTH ETF 464288885 450 4675 SH SOLE 0 0 4675 ISHARES TR CORE DIV GRWTH 46434V621 224 4196 SH SOLE 0 0 4196 JOHNSON & JOHNSON COM 478160104 459 2595 SH DFND 1,5 0 474 2121 JPMORGAN CHASE & CO COM 46625H100 222 1631 SH DFND 1,5 0 642 989 KKR & CO INC COM 48251W104 316 5400 SH SOLE 0 0 5400 LILLY ELI & CO COM 532457108 286 998 SH DFND 5 0 138 860 LISTED FD TR HORIZON KINETICS 53656F623 333 10000 SH SOLE 0 0 10000 MARATHON OIL CORP COM 565849106 530 21126 SH DFND 5 0 641 20485 MICROSOFT CORP COM 594918104 1722 5588 SH DFND 1,3,5 0 1369 4219 NETFLIX INC COM 64110L106 485 1296 SH DFND 3,5 0 73 1223 NEXTERA ENERGY INC COM 65339F101 229 2712 SH DFND 1,5 0 460 2252 NVIDIA CORPORATION COM 67066G104 3280 12020 SH DFND 3,5 0 435 11585 PEPSICO INC COM 713448108 217 1298 SH DFND 1,5 0 300 998 PFIZER INC COM 717081103 273 5264 SH DFND 5 0 939 4325 PROCTER AND GAMBLE CO COM 742718109 269 1758 SH DFND 5 0 358 1400 SAN JUAN BASIN RTY TR UNIT BEN INT 798241105 218 25034 SH SOLE 0 0 25034 SCHWAB STRATEGIC TR SCHWB FDT INT LG 808524755 15824 490823 SH DFND 4 0 17150 473673 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 315 4416 SH SOLE 0 0 4416 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 1375 37459 SH SOLE 0 37459 0 SCHWAB STRATEGIC TR US TIPS ETF 808524870 501 8250 SH SOLE 0 8250 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 409 2986 SH DFND 3 0 340 2646 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 432 5690 SH DFND 3 0 298 5392 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 607 3279 SH DFND 3 0 2490 789 SELECT SECTOR SPDR TR ENERGY 81369Y506 1509 19746 SH DFND 3 0 1975 17771 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 459 11984 SH DFND 3 0 7383 4601 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 475 4615 SH DFND 3 0 3265 1350 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1373 8636 SH DFND 3 0 6902 1734 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 217 3150 SH DFND 3 0 2543 607 SHOPIFY INC CL A 82509L107 1431 2117 SH SOLE 0 0 2117 SLEEP NUMBER CORP COM 83125X103 2014 39715 SH SOLE 0 0 39715 SOUTHWEST AIRLS CO COM 844741108 222 4851 SH SOLE 0 0 4851 SPDR GOLD TR GOLD SHS 78463V107 1114 6164 SH SOLE 0 0 6164 SPDR S&P 500 ETF TR TR UNIT 78462F103 1539 3408 SH SOLE 0 0 3408 SPDR SER TR S&P 600 SMCP VAL 78464A300 4356 52273 SH DFND 4 0 240 52033 SPDR SER TR DJ REIT ETF 78464A607 575 4900 SH SOLE 0 4900 0 SPDR SER TR S&P DIVID ETF 78464A763 4011 31313 SH SOLE 0 0 31313 SPROTT INC COM NEW 852066208 745 14823 SH SOLE 0 0 14823 TESLA INC COM 88160R101 2597 2410 SH DFND 5 0 123 2287 TEXAS INSTRS INC COM 882508104 233 1269 SH DFND 5 0 178 1091 TEXAS PACIFIC LAND CORPORATI COM 88262P102 2284 1689 SH SOLE 0 0 1689 TFI INTL INC COM 87241L109 240 2250 SH SOLE 0 0 2250 THE TRADE DESK INC COM CL A 88339J105 239 3456 SH DFND 5 0 56 3400 THERMO FISHER SCIENTIFIC INC COM 883556102 268 456 SH DFND 1,3,5 0 67 389 UBER TECHNOLOGIES INC COM 90353T100 213 5977 SH DFND 5 0 87 5890 UNITED PARCEL SERVICE INC CL B 911312106 211 983 SH DFND 5 0 83 900 UNITEDHEALTH GROUP INC COM 91324P102 451 885 SH DFND 5 0 185 700 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1521 19520 SH SOLE 0 0 19520 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 749 1804 SH DFND 3 0 806 998 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 3369 15121 SH DFND 4 0 170 14951 VANGUARD INDEX FDS VALUE ETF 922908744 17458 118141 SH DFND 4 0 1072 117069 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4442 17902 SH SOLE 0 0 17902 VANGUARD INDEX FDS MID CAP ETF 922908629 213 897 SH SOLE 0 0 897 VANGUARD INDEX FDS LARGE CAP ETF 922908637 5094 24435 SH SOLE 0 24435 0 VANGUARD INDEX FDS GROWTH ETF 922908736 203 707 SH SOLE 0 0 707 VANGUARD INDEX FDS TOTAL STK MKT 922908769 8216 36089 SH SOLE 0 0 36089 VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF 922042742 692 6829 SH SOLE 0 0 6829 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 565 1851 SH DFND 3 0 304 1547 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 276 1405 SH DFND 3 0 1402 3 VANGUARD WORLD FDS ENERGY ETF 92204A306 2814 26284 SH DFND 3 0 6844 19440 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 316 3382 SH DFND 3 0 2882 500 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 614 2412 SH DFND 3 0 2252 160 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 316 1626 SH DFND 3 0 268 1358 VANGUARD WORLD FDS INF TECH ETF 92204A702 587 1411 SH DFND 3 0 548 863 VANGUARD WORLD FDS COMM SRVC ETF 92204A884 400 3330 SH DFND 3 0 2137 1193 VISA INC COM CL A 92826C839 275 1244 SH DFND 1,5 0 313 931 RAYTHEON TECHNOLOGIES CORP COM 75513E101 296 2984 SH DFND 1,5 0 238 2746 TARGET CORP COM 87612E106 226 1067 SH DFND 3,5 0 67 1000 INVESCO QQQ TR UNIT SER 1 46090E103 9450 26066 SH DFND 4 0 869 25197 FIRST TR EXCH TRADED FD III PFD SECS INC ETF 33739E108 459 24120 SH SOLE 0 24120 0 DIMENSIONAL ETF TRUST US CORE EQUITY 2 25434V708 383 13883 SH SOLE 0 0 13883