0001493152-21-024707.txt : 20211005 0001493152-21-024707.hdr.sgml : 20211005 20211005194850 ACCESSION NUMBER: 0001493152-21-024707 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211005 DATE AS OF CHANGE: 20211005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atkison Michael Scott CENTRAL INDEX KEY: 0001834618 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56224 FILM NUMBER: 211308414 MAIL ADDRESS: STREET 1: C/O HARVEST HEALTH & RECREATION INC. STREET 2: 1155 W. RIO SALADO PARKWAY, SUITE 201 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST HEALTH & RECREATION INC. CENTRAL INDEX KEY: 0001760439 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 2200, HSBC BUILDING STREET 2: 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: (480) 493-2571 MAIL ADDRESS: STREET 1: 1155 W. RIO SALADO PARKWAY STREET 2: SUITE 201 CITY: TEMPE STATE: AZ ZIP: 85281 4 1 ownership.xml X0306 4 2021-10-01 0 0001760439 HARVEST HEALTH & RECREATION INC. HRVSF 0001834618 Atkison Michael Scott 1155 W. RIO SALADO PARKWAY, SUITE 201 TEMPE, AZ 85281 1 0 0 0 Multiple Voting Shares 2021-10-01 4 D 0 7146 D 0 I By Bennet Asset Management Multiple Voting Shares 2021-10-01 4 D 0 2757 D 0 D Subordinate Voting Shares 2021-10-01 4 D 0 59011 D 0 D Restricted Stock Units 2021-10-01 4 D 0 46298 D Subordinate Voting Shares 46298 0 D Disposed of pursuant to the Arrangement Agreement, dated as of May 10, 2021 (the "Arrangement Agreement"), between Harvest Health and Recreation Inc. ("Harvest") and Trulieve Cannabis Corp. ("Trulieve") in exchange for 83,608 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date. Disposed of pursuant to the Arrangement Agreement in exchange for 32,256 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date. Disposed of pursuant to the Arrangement Agreement in exchange for 6,904 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date. By their terms, the Restricted Stock Units were scheduled to vest 100% on 12/31/2021. Each Restricted Stock Unit represents a contingent right to receive one subordinate voting share of Harvest. Adjusted pursuant to the Arrangement Agreement resulting in a contingent right to receive 4,066 subordinate voting shares of Trulieve having a market value of CAD$35.20 per share on the effective date of the arrangement transaction, which market value represents the closing price of the Trulieve shares as of the close of trading on the Canadian Stock Exchange as of such effective date. /s/ Allison McBride, Attorney-in-fact 2021-10-05