SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Vedadi Touraj Jason

(Last) (First) (Middle)
1155 W. RIO SALADO PARKWAY, SUITE 201

(Street)
TEMPE AZ 85281

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HARVEST HEALTH & RECREATION INC. [ HRVSF ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
02/09/2021
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Multiple Voting Shares 02/09/2021 02/09/2021 D 2,545(1) D $3.93(2) 33,446 I By: Concinnity, LLC
Multiple Voting Shares 178,239 I By: Karma Capital, LLC
Multiple Voting Shares 2,312 I By: Karma Ventures, LLC
Multiple Voting Shares 37,704 I By: Rectitude, LLC
Multiple Voting Shares 56,835 I By: Cobra Kai, LLC
Subordinate Voting Shares 153,000 I By: All Knowing, LLC
Subordinate Voting Shares 7,522,200 I By: Karma Capital, LLC
Subordinate Voting Shares 01/20/2021 01/20/2021 S 35,000 D $3.09 8,305,000 I By: Karma Capital, LLC
Subordinate Voting Shares 01/29/2021 01/29/2021 S 128,000 D $2.93 8,177,000 I By: Karma Capital, LLC
Subordinate Voting Shares 02/01/2021 02/01/2021 S 104,500 D $2.98 8,072,500 I By: Karma Capital, LLC
Subordinate Voting Shares 02/02/2021 02/02/2021 S 72,500 D $3.2 8,000,000 I By: Karma Capital, LLC
Subordinate Voting Shares 02/03/2021 02/03/2021 S 50,000 D $3.38 7,950,000 I By: Karma Capital, LLC
Subordinate Voting Shares 02/03/2021 02/03/2021 S 55,000 D $3.6 7,895,000 I By: Karma Capital, LLC
Subordinate Voting Shares 02/04/2021 02/04/2021 S 100,000 D $3.71 7,795,000 I By: Karma Capital, LLC
Subordinate Voting Shares 02/08/2021 02/08/2021 S 50,000 D $4 7,745,000 I By: Karma Capital, LLC
Subordinate Voting Shares 02/09/2021 02/09/2021 S 112,800 D $4.11 7,632,200 I By: Karma Capital, LLC
Subordinate Voting Shares 02/10/2021 02/10/2021 S 110,000 D $4.14 7,522,200 I By: Karma Capital, LLC
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On February 9, 2021, the Company cancelled 2,545 Multiple Voting Shares held by Concinnity, LLC, an entity controlled by Mr. Vedadi, in exchange for extinguishing its right of first refusal under the Separation Agreement and General Release, dated March 10, 2020, as amended.
2. The number of Multiple Voting Shares is equal to an aggregate of $1,000,000 Subordinate Voting Shares divided by a Subordinate Voting Share price of $3.93. The Multiple Voting Shares were convertible to Subordinate Voting Shares on a 1:100 basis.
/s/ Allison McBride, attorney-in-fact 02/11/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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