0001493152-21-000121.txt : 20210104 0001493152-21-000121.hdr.sgml : 20210104 20210104175425 ACCESSION NUMBER: 0001493152-21-000121 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210104 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stanton Nicole CENTRAL INDEX KEY: 0001834650 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-56224 FILM NUMBER: 21503067 MAIL ADDRESS: STREET 1: C/O HARVEST HEALTH & RECREATION INC. STREET 2: 1155 W. RIO SALADO PARKWAY, SUITE 201 CITY: TEMPE STATE: AZ ZIP: 85281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HARVEST HEALTH & RECREATION INC. CENTRAL INDEX KEY: 0001760439 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: SUITE 2200, HSBC BUILDING STREET 2: 885 WEST GEORGIA STREET CITY: VANCOUVER STATE: A1 ZIP: V6C 3E8 BUSINESS PHONE: (480) 493-2571 MAIL ADDRESS: STREET 1: 1155 W. RIO SALADO PARKWAY STREET 2: SUITE 201 CITY: TEMPE STATE: AZ ZIP: 85281 3 1 ownership.xml X0206 3 2021-01-04 0 0001760439 HARVEST HEALTH & RECREATION INC. HRVSF 0001834650 Stanton Nicole 1155 W. RIO SALADO PARKWAY, SUITE 201 TEMPE AZ 85281 0 1 0 0 VP, General Counsel & Secy Stock Option 7.04 2029-09-10 Subordinate Voting Shares 240000 D Stock Option 4.05 2030-02-03 Subordinate Voting Shares 120000 D Stock Option 1.48 2030-07-14 Subordinate Voting Shares 140000 D Stock Option 2.75 2030-12-31 Subordinate Voting Shares 200000 D The stock options were granted on September 10, 2019 and vest in four equal annual installments beginning on September 10, 2020. Exercise price is denominated and reported in Canadian dollars. The stock options were granted on February 3, 2020 and vest in four equal annual installments beginning on September 10, 2020. The stock options were granted on July 14, 2020 and vest in four equal annual installments beginning on July 14, 2021. The stock options were granted on December 31, 2020 and vest in two equal annual installments beginning on January 1, 2021. /s/ Allison McBride, Attorney-in-fact 2021-01-04