☐ | Rule 13d-1(b) |
☐ | Rule 13d-1(c) |
☒ | Rule 13d-1(d) |
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
(1) | Names of reporting persons Takeda Pharmaceutical Company Limited | ||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☐ | ||||
(3) | SEC use only | ||||
(4) | Citizenship or place of organization Japan |
Number of shares beneficially owned by each reporting person with: | (5) | Sole voting power 0 |
(6) | Shared voting power 1,859,151 | |
(7) | Sole dispositive power 0 | |
(8) | Shared dispositive power 1,859,151 |
(9) | Aggregate amount beneficially owned by each reporting person 1,859,151 (1) | ||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐ | ||||
(11) | Percent of class represented by amount in Row (9) 8.1%(2) | ||||
(12) | Type of reporting person (see instructions) CO |
(1) | Takeda Pharmaceutical Company Limited’s beneficial ownership of the issuer’s Common Stock is comprised of 1,859,151 shares of Common Stock held by Shire International GmbH, which is a direct, wholly owned subsidiary of Shire Pharmaceuticals International UC, which is a direct subsidiary of Shire Holdings Luxembourg Sarl (60.04%), Shire Ireland Investment Ltd. (28.27%) and Shire Human Genetic Therapies Inc. (11.69%). Shire Human Genetic Therapies Inc. is a direct, wholly owned subsidiary of Shire Holdings US AG, which is a direct, wholly owned subsidiary of Shire Biopharmaceuticals Holdings Ireland Limited, which is a direct, wholly owned subsidiary of Shire North American Group Inc. Each of Shire Holdings Luxembourg Sarl, Shire Ireland Investment Ltd. and Shire North American Group Inc. is a direct, wholly owned subsidiary of Shire Pharmaceutical Holdings Ireland Limited, which is a direct, wholly owned subsidiary of Takeda Pharmaceutical Company Limited. |
(2) | Based on 22,989,987 shares of Common Stock outstanding after the issuer’s initial public offering, as disclosed in the issuer’s final prospectus filed with the Securities and Exchange Commission (the SEC) pursuant to Rule 424(b) under the Securities Act of 1933, as amended, dated July 17, 2019 (Final Prospectus) and in the issuer’s quarterly report on Form 10-Q for the quarterly period ended June 30, 2019 filed with the SEC on August 28, 2019 (10-Q). |
(1) | Names of reporting persons Shire International GmbH | ||||
(2) | Check the appropriate box if a member of a group (see instructions) (a) ☐ (b) ☐ | ||||
(3) | SEC use only | ||||
(4) | Citizenship or place of organization Switzerland |
Number of shares beneficially owned by each reporting person with: | (5) | Sole voting power 0 |
(6) | Shared voting power 1,859,151 | |
(7) | Sole dispositive power 0 | |
(8) | Shared dispositive power 1,859,151 |
(9) | Aggregate amount beneficially owned by each reporting person 1,859,151 | ||||
(10) | Check if the aggregate amount in Row (9) excludes certain shares (see instructions) ☐ | ||||
(11) | Percent of class represented by amount in Row (9) 8.1%(1) | ||||
(12) | Type of reporting person (see instructions) CO |
(1) | Based on 22,989,987 shares of Common Stock outstanding after the issuer’s initial public offering, as disclosed in the issuer’s Final Prospectus and 10-Q. |
Item 1(a) | Name of issuer: |
Item 1(b) | Address of issuer’s principal executive offices: |
Item 2(a) | Name of person filing: |
Item 2(b) | Address of principal business office or, if none, residence: |
Item 2(c) | Citizenship: |
Item 2(d) | Title of class of securities: |
Item 2(e) | CUSIP No.: |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: |
Item 4. | Ownership |
Item 5. | Ownership of 5 Percent or Less of a Class. |
Item 6. | Ownership of More than 5 Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certifications |
TAKEDA PHARMACEUTICAL COMPANY LIMITED | ||
By | /s/ Yoshihiro Nakagawa | |
Name: | Yoshihiro Nakagawa | |
Title: | Corporate Officer, Global General Counsel |
SHIRE INTERNATIONAL GMBH | ||
By | /s/ Remco Lemarcq | |
Name: | Remco Lemarcq | |
Title: | Proxy Holder |
Exhibit 99.1 |
TAKEDA PHARMACEUTICAL COMPANY LIMITED | ||
By | /s/ Yoshihiro Nakagawa | |
Name: | Yoshihiro Nakagawa | |
Title: | Corporate Officer, Global General Counsel |
SHIRE INTERNATIONAL GMBH | ||
By | /s/ Remco Lemarcq | |
Name: | Remco Lemarcq | |
Title: | Proxy Holder |