0000899243-20-032159.txt : 20201125 0000899243-20-032159.hdr.sgml : 20201125 20201125163009 ACCESSION NUMBER: 0000899243-20-032159 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201123 FILED AS OF DATE: 20201125 DATE AS OF CHANGE: 20201125 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CD&R Investment Associates X, Ltd. CENTRAL INDEX KEY: 0001759120 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39037 FILM NUMBER: 201351008 BUSINESS ADDRESS: STREET 1: CLAYTON, DUBILIER & RICE, LLC STREET 2: 375 PARK AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 212 407 5200 MAIL ADDRESS: STREET 1: CLAYTON, DUBILIER & RICE, LLC STREET 2: 375 PARK AVENUE, 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10152 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CD&R SDC HOLDINGS, L.P. CENTRAL INDEX KEY: 0001788172 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39037 FILM NUMBER: 201351010 BUSINESS ADDRESS: STREET 1: MAPLES CORP SERVICES LTD, P.O. BOX 309 STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 BUSINESS PHONE: 212-407-5200 MAIL ADDRESS: STREET 1: MAPLES CORP SERVICES LTD, P.O. BOX 309 STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmileDirectClub, Inc. CENTRAL INDEX KEY: 0001775625 STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843] IRS NUMBER: 834505317 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 BUSINESS PHONE: 8008487566 MAIL ADDRESS: STREET 1: 414 UNION STREET CITY: NASHVILLE STATE: TN ZIP: 37219 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-11-23 0 0001775625 SmileDirectClub, Inc. SDC 0001759120 CD&R Investment Associates X, Ltd. C/O MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE, SOUTH CHURCH STREET GEORGETOWN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 0001788172 CD&R SDC HOLDINGS, L.P. C/O MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSE, SOUTH CHURCH STREET GEORGETOWN E9 KY1-1104 CAYMAN ISLANDS 0 0 1 0 Class A common stock, $0.0001 par value 2020-11-23 4 S 0 10000000 11.50 D 11903167 I See Explanation of Responses On November 23, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 10,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended. In the preparation of this filing, a clerical error was discovered related to a prior filing which resulted in an understatement in CD&R SDC's ownership by 44 shares of Common Stock. The total set forth in Column 5 of this Form 4 has been corrected to account for this administrative error. CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein. /s/ Theresa A. Gore, Chief Financial Officer, Treasurer and Secretary of CD&R Investment Associates X, Ltd. 2020-11-25 /s/ Theresa A. Gore, Chief Financial Officer, Treasurer and Secretary of the General Partner of CD&R SDC Holdings, L.P. 2020-11-25