0000899243-20-031803.txt : 20201120
0000899243-20-031803.hdr.sgml : 20201120
20201120163008
ACCESSION NUMBER: 0000899243-20-031803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201118
FILED AS OF DATE: 20201120
DATE AS OF CHANGE: 20201120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CD&R Investment Associates X, Ltd.
CENTRAL INDEX KEY: 0001759120
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39037
FILM NUMBER: 201332877
BUSINESS ADDRESS:
STREET 1: CLAYTON, DUBILIER & RICE, LLC
STREET 2: 375 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
BUSINESS PHONE: 212 407 5200
MAIL ADDRESS:
STREET 1: CLAYTON, DUBILIER & RICE, LLC
STREET 2: 375 PARK AVENUE, 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10152
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CD&R SDC HOLDINGS, L.P.
CENTRAL INDEX KEY: 0001788172
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39037
FILM NUMBER: 201332878
BUSINESS ADDRESS:
STREET 1: MAPLES CORP SERVICES LTD, P.O. BOX 309
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
BUSINESS PHONE: 212-407-5200
MAIL ADDRESS:
STREET 1: MAPLES CORP SERVICES LTD, P.O. BOX 309
STREET 2: UGLAND HOUSE, SOUTH CHURCH STREET
CITY: GRAND CAYMAN
STATE: E9
ZIP: KY1-1104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SmileDirectClub, Inc.
CENTRAL INDEX KEY: 0001775625
STANDARD INDUSTRIAL CLASSIFICATION: DENTAL EQUIPMENT & SUPPLIES [3843]
IRS NUMBER: 834505317
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
BUSINESS PHONE: 8008487566
MAIL ADDRESS:
STREET 1: 414 UNION STREET
CITY: NASHVILLE
STATE: TN
ZIP: 37219
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-11-18
0
0001775625
SmileDirectClub, Inc.
SDC
0001759120
CD&R Investment Associates X, Ltd.
C/O MAPLES CORPORATE SERVICES LIMITED,
UGLAND HOUSE, SOUTH CHURCH STREET
GEORGETOWN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
0001788172
CD&R SDC HOLDINGS, L.P.
C/O MAPLES CORPORATE SERVICES LIMITED,
UGLAND HOUSE, SOUTH CHURCH STREET
GEORGETOWN
E9
KY1-1104
CAYMAN ISLANDS
0
0
1
0
Class A common stock, $0.0001 par value
2020-11-18
4
S
0
5000000
10.50
D
21903123
I
See Explanation of Responses
On November 18, 2020, CD&R SDC Holdings, L.P. ("CD&R SDC") sold 5,000,000 shares of Class A common stock of the Registrant (the "Common Stock") in a secondary block trade pursuant to Rule 144 under the Securities Act of 1933, as amended.
CD&R Investment Associates X, Ltd. ("CD&R SDC GP") is the general partner of CD&R SDC, the direct holder of the Common Stock. CD&R SDC GP, as the general partner of CD&R SDC, may be deemed to beneficially own the shares of Common Stock held by CD&R SDC. Investment and voting decisions with respect to the shares of Common Stock held by CD&R SDC or CD&R SDC GP are made by an investment committee comprised of more than ten individuals (the "CD&R SDC Investment Committee"). All members of the CD&R SDC Investment Committee disclaim beneficial ownership of the shares of Common Stock held by CD&R SDC. CD&R SDC GP expressly disclaims beneficial ownership of the shares held by CD&R SDC except to the extent of any pecuniary interest therein.
/s/ Theresa A. Gore, Chief Financial Officer, Treasurer and Secretary of CD&R Investment Associates X, Ltd.
2020-11-20
/s/ Theresa A. Gore, Chief Financial Officer, Treasurer and Secretary of the General Partner of CD&R SDC Holdings, L.P.
2020-11-20